|
| |
|
37 | Consequential amendments |
| |
Schedule 5 (consequential amendments) has effect. |
| |
38 | Orders, regulations and directions |
| |
(1) | Orders, regulations and directions under this Part— |
| |
(a) | may make different provision for different cases, circumstances or |
| 5 |
| |
(b) | may make provision generally or only for specified cases, |
| |
circumstances or areas, and |
| |
(c) | may make provision having effect for a specified period. |
| |
(2) | They may, in particular, make provision by reference to— |
| 10 |
(a) | services provided for the purposes of proceedings before a particular |
| |
court, tribunal or other body, |
| |
(b) | services provided for a particular class of individual, or |
| |
(c) | services provided for individuals selected by reference to particular |
| |
criteria or on a sampling basis. |
| 15 |
(3) | Orders and regulations under this Part— |
| |
(a) | may provide for a person to exercise a discretion in dealing with any |
| |
| |
(b) | may make provision by reference to a document produced by any |
| |
| 20 |
(c) | may make consequential, incidental, supplementary, transitional or |
| |
| |
(4) | Orders and regulations under this Part are to be made by statutory instrument. |
| |
(5) | A statutory instrument containing an order or regulations under this Part is |
| |
subject to annulment in pursuance of a resolution of either House of |
| 25 |
Parliament, subject to subsection (6). |
| |
(6) | A statutory instrument containing an order or regulations listed in subsection |
| |
(7) (whether alone or with other provision) may not be made unless a draft of |
| |
the instrument has been laid before, and approved by a resolution of, each |
| |
| 30 |
(7) | Those orders and regulations are— |
| |
(a) | orders under section 8; |
| |
(b) | orders under section 16(3); |
| |
(c) | regulations under section 17(7); |
| |
(d) | regulations under section 18; |
| 35 |
(e) | regulations under section 19; |
| |
(f) | regulations under section 21; |
| |
(g) | regulations under section 25(3) or (6)(b) or (d); |
| |
(h) | regulations under section 26(6)(a) or (8); |
| |
(i) | regulations under paragraph 5(8) of Schedule 3; |
| 40 |
(j) | regulations under paragraph 10 of Schedule 4 that modify an Act (as |
| |
defined in that Schedule). |
| |
|
| |
|
| |
|
| |
| |
“advocacy” means the exercise of a right of audience before a court, |
| |
| |
“civil legal services” has the meaning given in section 7; |
| 5 |
“civil servant” means an individual employed in the civil service of the |
| |
| |
“criminal proceedings” has the meaning given in section 13; |
| |
“the Director” means the Director of Legal Aid Casework; |
| |
“functions” includes powers and duties; |
| 10 |
“legal aid” has the meaning given in section 1; |
| |
“legal proceedings” means proceedings before a court or tribunal; |
| |
“legal services” has the meaning given in section 7; |
| |
“modify”, in relation to an Act or instrument, includes amend, repeal or |
| |
revoke and related terms are to be interpreted accordingly; |
| 15 |
“prescribed” means prescribed by regulations and related terms are to be |
| |
| |
“regulations” means regulations made by the Lord Chancellor; |
| |
“remuneration” includes disbursements; |
| |
“representation” means representation for the purposes of proceedings |
| 20 |
| |
(a) | the advice and assistance which is usually given by a |
| |
representative in the steps preliminary or incidental to |
| |
| |
(b) | subject to any time limits which may be prescribed, advice and |
| 25 |
assistance as to any appeal. |
| |
| |
(a) | references to proceedings are to be interpreted in accordance with |
| |
| |
(b) | references to European Union law are to that law as amended from |
| 30 |
| |
| |
This Part binds the Crown. |
| |
| |
Litigation funding and costs |
| 35 |
Payments for legal services in civil cases |
| |
41 | Conditional fee agreements: success fees |
| |
(1) | In section 58 of the Courts and Legal Services Act 1990 (conditional fee |
| |
agreements), in subsection (2)— |
| |
(a) | omit “and” after paragraph (a), and |
| 40 |
|
| |
|
| |
|
(b) | after paragraph (b) insert “and |
| |
(c) | references to a success fee, in relation to a conditional fee |
| |
agreement, are to the amount of the increase.” |
| |
(2) | After subsection (4) of that section insert— |
| |
“(4A) | The additional conditions are applicable to a conditional fee agreement |
| 5 |
| |
(a) | provides for a success fee, and |
| |
(b) | relates to proceedings of a description specified by order made |
| |
by the Lord Chancellor for the purposes of this subsection. |
| |
(4B) | The additional conditions are that— |
| 10 |
(a) | the agreement must provide that the success fee is subject to a |
| |
| |
(b) | the maximum limit must be expressed as a percentage of the |
| |
descriptions of damages awarded in the proceedings that are |
| |
specified in the agreement, |
| 15 |
(c) | that percentage must not exceed the percentage specified by |
| |
order made by the Lord Chancellor in relation to the |
| |
proceedings or calculated in a manner so specified, and |
| |
(d) | those descriptions of damages may only include descriptions of |
| |
damages specified by order made by the Lord Chancellor in |
| 20 |
relation to the proceedings.” |
| |
(3) | In section 58A of that Act (conditional fee agreements: supplementary), in |
| |
subsection (5) after “section 58(4)” insert “, (4A) or (4B)”. |
| |
(4) | For subsection (6) of that section substitute— |
| |
“(6) | A costs order made in proceedings may not include provision requiring |
| 25 |
the payment by one party of all or part of a success fee payable by |
| |
another party under a conditional fee agreement.” |
| |
(5) | In section 120(4) of that Act (regulations and orders subject to parliamentary |
| |
approval) after “58(4),” insert “(4A) or (4B),”. |
| |
(6) | The amendment made by subsection (4) does not apply in relation to a success |
| 30 |
fee payable under a conditional fee agreement entered into before that |
| |
subsection comes into force. |
| |
42 | Damages-based agreements |
| |
(1) | Section 58AA of the Courts and Legal Services Act 1990 (damages-based |
| |
agreements) is amended as follows. |
| 35 |
(2) | In subsection (1) omit “relates to an employment matter and”. |
| |
| |
(a) | after “But” insert “(subject to subsection (9))”, and |
| |
(b) | omit “relates to an employment matter and”. |
| |
(4) | Omit subsection (3)(b). |
| 40 |
(5) | After subsection (4)(a) insert— |
| |
“(aa) | must not relate to proceedings which by virtue of section 58A(1) |
| |
and (2) cannot be the subject of an enforceable conditional fee |
| |
|
| |
|
| |
|
agreement or to proceedings of a description prescribed by the |
| |
| |
(6) | In subsection (4)(b), at the beginning insert “if regulations so provide,”. |
| |
(7) | In subsection (4)(d) for “has provided prescribed information” substitute “has |
| |
complied with such requirements (if any) as may be prescribed as to the |
| 5 |
provision of information”. |
| |
(8) | After subsection (6) insert— |
| |
“(6A) | Rules of court may make provision with respect to the assessment of |
| |
costs in proceedings where a party in whose favour a costs order is |
| |
made has entered into a damages-based agreement in connection with |
| 10 |
| |
(9) | After subsection (7) insert— |
| |
“(7A) | In this section (and in the definitions of “advocacy services” and |
| |
“litigation services” as they apply for the purposes of this section) |
| |
“proceedings” includes any sort of proceedings for resolving disputes |
| 15 |
(and not just proceedings in a court), whether commenced or |
| |
| |
(10) | After subsection (8) insert— |
| |
“(9) | Where section 57 of the Solicitors Act 1974 (non-contentious business |
| |
agreements between solicitor and client) applies to a damages-based |
| 20 |
agreement other than one relating to an employment matter, |
| |
subsections (1) and (2) of this section do not make it unenforceable. |
| |
(10) | For the purposes of subsection (9) a damages-based agreement relates |
| |
to an employment matter if the matter in relation to which the services |
| |
are provided is a matter that is, or could become, the subject of |
| 25 |
proceedings before an employment tribunal.” |
| |
(11) | In the heading of that section omit “relating to employment matters”. |
| |
(12) | The amendments made by this section do not apply in relation to an agreement |
| |
entered into before this section comes into force. |
| |
43 | Recovery of insurance premiums by way of costs |
| 30 |
(1) | In the Courts and Legal Services Act 1990, after section 58B insert— |
| |
“58C | Recovery of insurance premiums by way of costs |
| |
(1) | A costs order made in favour of a party to proceedings who has taken |
| |
out a costs insurance policy may not include provision requiring the |
| |
payment of an amount in respect of all or part of the premium of the |
| 35 |
policy, unless such provision is permitted by regulations under |
| |
| |
(2) | The Lord Chancellor may by regulations provide that a costs order may |
| |
include provision requiring the payment of such an amount where— |
| |
(a) | the order is made in favour of a party to clinical negligence |
| 40 |
proceedings of a prescribed description, |
| |
(b) | the party has taken out a costs insurance policy insuring against |
| |
the risk of incurring a liability to pay for one or more expert |
| |
|
| |
|
| |
|
reports in respect of clinical negligence in connection with the |
| |
proceedings (or against that risk and other risks), |
| |
(c) | the policy is of a prescribed description, |
| |
(d) | the policy states how much of the premium relates to the |
| |
liability to pay for an expert report or reports in respect of |
| 5 |
clinical negligence (“the relevant part of the premium”), and |
| |
(e) | the amount is to be paid in respect of the relevant part of the |
| |
| |
(3) | Regulations under subsection (2) may include provision about the |
| |
amount that may be required to be paid by the costs order, including |
| 10 |
provision that the amount must not exceed a prescribed maximum |
| |
| |
(4) | The regulations may prescribe a maximum amount, in particular, by |
| |
| |
(a) | a percentage of the relevant part of the premium; |
| 15 |
(b) | an amount calculated in a prescribed manner. |
| |
| |
“clinical negligence” means breach of a duty of care or trespass to |
| |
the person committed in the course of the provision of clinical |
| |
or medical services (including dental or nursing services); |
| 20 |
“clinical negligence proceedings” means proceedings which |
| |
include a claim for damages in respect of clinical negligence; |
| |
“costs insurance policy”, in relation to a party to proceedings, |
| |
means a policy insuring against the risk of the party incurring a |
| |
liability in those proceedings; |
| 25 |
“expert report” means a report by a person qualified to give expert |
| |
advice on all or most of the matters that are the subject of the |
| |
| |
“proceedings” includes any sort of proceedings for resolving |
| |
disputes (and not just proceedings in court), whether |
| 30 |
commenced or contemplated.” |
| |
(2) | In the Access to Justice Act 1999, omit section 29 (recovery of insurance |
| |
premiums by way of costs). |
| |
(3) | The amendments made by this section do not apply in relation to a costs order |
| |
made in favour of a party to proceedings who took out a costs insurance policy |
| 35 |
in relation to the proceedings before the day on which this section comes into |
| |
| |
44 | Recovery where body undertakes to meet costs liabilities |
| |
(1) | In the Access to Justice Act 1999, omit section 30 (recovery where body |
| |
undertakes to meet costs liabilities). |
| 40 |
(2) | The repeal made by subsection (1) does not apply in relation to a costs order |
| |
made in favour of a party to proceedings to whom a body gave an undertaking |
| |
in respect of the costs of other parties to the proceedings before the day on |
| |
which this section comes into force. |
| |
|
| |
|