|
| |
|
118 | In section 1165 (meaning of “insurance company” etc.), in subsection (2), for |
| |
“Part 4” substitute “Part 4A”. |
| |
119 (1) | Schedule 2 (specified persons and descriptions of disclosure for the |
| |
purposes of section 948) is amended as follows. |
| |
(2) | In Part 1, in section (A) (United Kingdom), for paragraph 5 substitute— |
| 5 |
“5 | The Financial Conduct Authority. |
| |
5A | The Prudential Regulation Authority.” |
| |
(3) | In Part 2, in section (A) (United Kingdom)— |
| |
(a) | in paragraph 11, for “paragraph 7 of Schedule 1 to the Financial |
| |
Services and Markets Act 2000” substitute “section 79 of the Financial |
| 10 |
| |
(b) | in paragraph 12, for “section 15 of the Financial Services and Markets |
| |
Act 2000” substitute “section 65 of the Financial Services Act 2012”, |
| |
(c) | in paragraph 37, for “Financial Services Authority” substitute |
| |
“Financial Conduct Authority or the Prudential Regulation |
| 15 |
| |
(d) | in paragraph 49, for paragraph (a) substitute— |
| |
“(a) | a decision of the Financial Conduct Authority; |
| |
(aa) | a decision of the Prudential Regulation |
| |
| 20 |
(4) | In Part 3, in paragraph 1(2), for “Financial Services Authority” substitute |
| |
“Financial Conduct Authority or the Prudential Regulation Authority or |
| |
similar to the regulatory functions of the Bank of England”. |
| |
120 (1) | Schedule 11A (specified persons, description, disclosures etc. for the |
| |
purposes of section 1224A) is amended as follows. |
| 25 |
(2) | In Part 1, for paragraph 5 substitute— |
| |
“5 | The Financial Conduct Authority. |
| |
5A | The Prudential Regulation Authority.” |
| |
| |
(a) | in paragraph 28, for “paragraph 7 of Schedule 1 to the Financial |
| 30 |
Services and Markets Act 2000” substitute “section 79 of the Financial |
| |
| |
(b) | in paragraph 29, for “section 15 of the Financial Services and Markets |
| |
Act 2000 (c. 8)” substitute “section 65 of the Financial Services Act |
| |
| 35 |
(c) | in paragraph 52, for “Financial Services Authority” substitute |
| |
“Financial Conduct Authority or the Prudential Regulation |
| |
| |
(d) | in paragraph 71, for paragraph (a) substitute— |
| |
“(a) | a decision of the Financial Conduct Authority; |
| 40 |
(aa) | a decision of the Prudential Regulation |
| |
| |
Legal Services Act 2007 (c. 29) |
| |
121 (1) | The Legal Services Act 2007 is amended as follows. |
| |
|
| |
|
| |
|
(2) | In section 64 (modification of functions of the Legal Services Board), in |
| |
subsection (5), in the definition of “authorised insurer”, for “Part 4” |
| |
| |
(3) | In section 169 (disclosure of information to the Legal Services Board), for |
| |
subsection (5)(f) substitute— |
| 5 |
“(f) | the Financial Conduct Authority; |
| |
(g) | the Prudential Regulation Authority; |
| |
(h) | the Bank of England.” |
| |
(4) | In section 195 (application of the Legal Profession and Legal Aid (Scotland) |
| |
Act 2007), in subsection (2)(e), for “Financial Services Authority” substitute |
| 10 |
“Financial Conduct Authority”. |
| |
Regulatory Enforcement and Sanctions Act 2008 (c. 13) |
| |
122 | In Schedule 5 to the Regulatory Enforcement and Sanctions Act 2008 |
| |
| |
(a) | for “Financial Services Authority” substitute “Financial Conduct |
| 15 |
| |
(b) | after the entry for the Pensions Regulator insert— |
| |
“Prudential Regulation Authority”. |
| |
Counter-Terrorism Act 2008 (c. 28) |
| |
123 (1) | Schedule 7 to the Counter-Terrorism Act 2008 (terrorist financing and |
| 20 |
money laundering) is amended as follows. |
| |
(2) | In Part 5 (enforcement: information powers)— |
| |
(a) | in paragraph 18(1), for paragraph (a) substitute— |
| |
“(a) | The Financial Conduct Authority (“the |
| |
| 25 |
(b) | in paragraph 18(2), in both places, for “FSA” substitute “FCA”, and |
| |
(c) | in paragraph 21(7), for “FSA” substitute “FCA”. |
| |
(3) | In Part 6 (enforcement: civil penalties)— |
| |
(a) | in paragraph 27(1), for “FSA” substitute “FCA”, and |
| |
(b) | in paragraph 28(1), for “FSA” substitute “FCA”. |
| 30 |
(4) | In Part 7 (enforcement: offences)— |
| |
(a) | in paragraph 33, in sub-paragraphs (1)(a) and (2)(a), for “FSA” |
| |
| |
(b) | in sub-paragraph (3) omit “by FSA”. |
| |
(5) | In Part 8 (supplemental)— |
| 35 |
(a) | in paragraph 39(2)(a) for “FSA” substitute “FCA”, and |
| |
| |
(i) | for “Parts 1, 2 and 4 of Schedule 1” substitute ““Parts 1, 3 and |
| |
| |
(ii) | for “FSA” substitute “FCA”, |
| 40 |
(c) | in the italic heading before paragraph 41, for “Financial Services |
| |
Authority” substitute “Financial Conduct Authority”, and |
| |
(d) | in paragraph 46, in the index of defined terms, for “the FSA” |
| |
| |
|
| |
|
| |
|
Dormant Bank and Building Society Accounts Act 2008 (c. 31) |
| |
124 | In section 7 of the Dormant Bank and Building Society Accounts Act 2008 |
| |
(meaning of “bank”), in subsection (2)(a), for “Part 4” substitute “Part 4A”. |
| |
Corporation Tax Act 2010 (c. 4) |
| |
125 (1) | The Corporation Tax Act 2010 is amended as follows. |
| 5 |
(2) | In section 161 (restricted right to dividends), in subsection (8), for paragraph |
| |
(a), and the “and” following it, substitute— |
| |
“(a) | in relation to a dividend paid by a company that is a PRA- |
| |
authorised person for the purposes of the FISMA, the |
| |
Prudential Regulation Authority, |
| 10 |
(aa) | in relation to a dividend paid by a company that is authorised |
| |
for the purposes of the FISMA but does not fall within |
| |
paragraph (a), the Financial Conduct Authority, and”. |
| |
(3) | In section 635 (application of Chapter 6 of Part 13: banks etc. in compulsory |
| |
liquidation), in subsection (2)(a), for “Part 4” substitute “Part 4A”. |
| 15 |
(4) | In section 1120 (meaning of “Bank”), in subsection (3), for “Part 4” substitute |
| |
| |
| |
126 | In Part 3 of Schedule 1 to the Finance Act 2010 (bank payroll tax: definitions), |
| |
| 20 |
(a) | for paragraph (a) and the “or” following it, substitute— |
| |
“(a) | the Financial Conduct Authority, |
| |
(aa) | the Prudential Regulation Authority, or”, and |
| |
(b) | in paragraph (b), for “Financial Services Authority” substitute |
| |
“Financial Conduct Authority or the Prudential Regulation |
| 25 |
| |
Equality Act 2010 (c. 15) |
| |
127 | In Part 1 of Schedule 19 to the Equality Act 2010 (public authorities subject |
| |
to the public sector equality duty), under the italic heading “Industry, |
| |
| 30 |
(a) | for “The Financial Services Authority” substitute “The Financial |
| |
| |
(b) | after the entry for the Office of Communications insert— |
| |
“The Prudential Regulation Authority”. |
| |
Terrorist Asset-Freezing etc. Act 2010 (c. 38) |
| 35 |
128 (1) | The Terrorist Asset-Freezing etc Act 2010 is amended as follows. |
| |
(2) | In section 23 (general power to disclose information), in subsection (1)— |
| |
(a) | in paragraph (e), for “Financial Services Authority” substitute |
| |
“Financial Conduct Authority, the Prudential Regulation |
| |
| 40 |
|
| |
|
| |
|
(b) | after that paragraph insert— |
| |
“(ea) | to the Bank of England, for the purpose of enabling or |
| |
assisting the Bank to exercise any powers conferred |
| |
on it by or under the Financial Services and Markets |
| |
| 5 |
(3) | In section 41 (meaning of “relevant institution”), in subsection (1)(a), for |
| |
“Part 4” substitute “Part 4A”. |
| |
Postal Services Act 2011 (c. 5) |
| |
129 | In Part 3 of Schedule 10 to the Postal Services Act 2011 (conduct of postal |
| |
administration: modification of enactments), in paragraph 41(3), for |
| 10 |
“administration applications by FSA” substitute “administration order”. |
| |
Charities Act 2011 (c. 25) |
| |
130 | In section 109 of the Charities Act 2011 (dormant bank account: |
| |
supplementary), in subsection (3), for “Part 4” substitute “Part 4A”. |
| |
Health and Social Care Act 2012 (c. 7) |
| 15 |
131 | In section 145 of the Health and Social Care Act 2012 (borrowing), in |
| |
subsection (3)(a), for “Part 4” substitute “Part 4A”. |
| |
Legal Aid, Sentencing and Punishment of Offenders Act 2012 (c. 10) |
| |
132 (1) | The Legal Aid, Sentencing and Punishment of Offenders Act 2012 is |
| |
| 20 |
(2) | In section 57 (effect of rules against referral fees), in subsection (4), for |
| |
“Financial Services Authority” substitute “Financial Conduct Authority”. |
| |
(3) | In section 58 (regulation by FSA)— |
| |
(a) | in subsections (1) and (3)(c) and (d), for “Financial Services |
| |
Authority” substitute “Financial Conduct Authority”, and |
| 25 |
(b) | in the heading, for “FSA” substitute “FCA”. |
| |
(4) | In section 59 (regulators and regulated persons)— |
| |
(a) | in subsection (1), in the Table, for “Financial Services Authority” |
| |
substitute “Financial Conduct Authority”, and |
| |
(b) | in subsection (2), in the Table, for “Financial Services Authority” |
| 30 |
substitute “Financial Conduct Authority”. |
| |
| |
Amendment of Act of the Scottish Parliament |
| |
Housing (Scotland) Act 2006 (asp 1) |
| |
133 | In section 75 of the Housing (Scotland) Act 2006 (determination by local |
| 35 |
authorities about applications for a grant or loan), in subsection (5)(a), in the |
| |
definition of “commercial lender”, for “Part 4” substitute “Part 4A”. |
| |
|
| |
|
| |
|
| |
Amendments of Northern Ireland legislation |
| |
County Courts Act (Northern Ireland) 1959 (c. 25 (N.I.)) |
| |
134 | In section 127A of the County Courts Act (Northern Ireland) 1959 (voluntary |
| |
contributions to judicial pension scheme), in subsection (7), in the definition |
| 5 |
of “authorised provider”, for “Part 4” substitute “Part 4A”. |
| |
District Judges (Magistrates’ Courts) Pensions Act (Northern Ireland) 1960 (c. 2 (N.I.)) |
| |
135 | In section 9A of the District Judges (Magistrates’ Courts) Pensions Act |
| |
(Northern Ireland) 1960 (voluntary contributions under the judicial pension |
| |
scheme), in subsection (7), in the definition of “insurer”, for “Part 4” |
| 10 |
| |
Charities Act (Northern Ireland) 2008 (c. 12 (N.I.)) |
| |
136 (1) | The Charities Act (Northern Ireland) 2008 is amended as follows. |
| |
(2) | In section 48 (power to give directions about dormant bank accounts of |
| |
charities), in subsection (8)(b)(i), for “Part 4” substitute “Part 4A”. |
| 15 |
(3) | In section 56 (powers in relation to English, Welsh and Scottish charities), in |
| |
subsection (7)(a), for “Part 4” substitute “Part 4A”. |
| |
|
| |
|