Session 2012 - 13
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Civil Aviation Bill


Civil Aviation Bill
Part 2 — Other aviation matters

55

 

(a)   

give the person on whom the penalty is to be imposed a notice about

the proposed variation,

(b)   

publish the notice as soon as practicable, and

(c)   

consider any representations made about the proposed variation in the

period specified in the notice (and not withdrawn).

5

(6)   

In the case of a penalty calculated entirely or partly by reference to a daily

amount, the reference in subsection (5) to varying the proposed amount of the

penalty includes varying—

(a)   

the day on which daily amounts would begin to accumulate, and

(b)   

the day on which, or circumstances in which, they would cease to

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accumulate.

(7)   

The notice under subsection (5) must—

(a)   

specify the proposed variation, and

(b)   

give the CAA’s reasons for the proposed variation.

(8)   

The period specified in the notice under subsection (5) for making

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representations must be a period of not less than 21 days beginning with the

day on which the notice is given to the person.

(9)   

The CAA may withdraw a notice under subsection (1) or (5) at any time by

giving notice to the person on whom it proposed to impose the penalty.

(10)   

The CAA must publish a notice under subsection (9) as soon as practicable

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after it is given.

89      

Procedure after imposing penalty

(1)   

As soon as practicable after imposing a penalty on a person under section 86 or

87, the CAA must—

(a)   

give a notice to the person on whom the penalty is imposed, and

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(b)   

publish the notice.

(2)   

The notice must—

(a)   

state that the CAA has imposed the penalty,

(b)   

state the amount of the penalty,

(c)   

give the CAA’s reasons for imposing the penalty, and

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(d)   

specify a reasonable period within which the penalty must be paid or

reasonable periods within which different portions of the penalty must

be paid.

(3)   

In the case of a penalty under section 86 calculated entirely or partly by

reference to a daily amount, the notice must specify—

35

(a)   

the day on which daily amounts begin to accumulate, and

(b)   

the day on which, or the circumstances in which, they cease to

accumulate.

(4)   

As soon as practicable after daily amounts cease to accumulate, the CAA

must—

40

(a)   

give a notice to the person on whom the penalty was imposed

confirming the day on which they ceased to accumulate, and

(b)   

publish the notice.

 
 

Civil Aviation Bill
Part 2 — Other aviation matters

56

 

90      

Appeals

Schedule 13 (appeals against penalties) has effect.

91      

Recovering penalties

(1)   

Subsections (2) and (3) apply if all or part of a penalty imposed on a person

under section 86 or 87 is not paid within the period specified in the notice given

5

in respect of the penalty under section 89.

(2)   

The unpaid balance carries interest from time to time at the rate for the time

being specified in section 17 of the Judgments Act 1838.

(3)   

The CAA may recover from the person as a debt due to the CAA—

(a)   

the unpaid balance, and

10

(b)   

any interest on the penalty that has not been paid.

(4)   

Any sums received by the CAA by way of a penalty under section 86 or 87 or

interest under this section must be paid into the Consolidated Fund.

92      

Statement of policy

(1)   

The CAA must prepare and publish a statement of its policy with respect to—

15

(a)   

carrying out its functions under sections 83 and 84,

(b)   

imposing penalties under sections 86 and 87, and

(c)   

determining the amount of such penalties.

(2)   

The CAA may revise a statement of policy and, if it does so, it must publish the

revised statement.

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(3)   

When preparing or revising a statement of policy with respect to carrying out

the functions under sections 83 and 84, the CAA must have regard to the

principle that the benefits of carrying out the functions should outweigh any

adverse effects.

(4)   

When imposing a penalty under section 86 or 87, or determining the amount

25

of such a penalty, the CAA must have regard to the last statement of policy

published under this section before the act or omission in respect of which the

penalty is to be imposed.

(5)   

When preparing or revising a statement of policy, the CAA must consult such

persons as it considers appropriate.

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93      

Minor definitions

In sections 83 to 92 and Schedule 13

(a)   

“the CAA” means the Civil Aviation Authority, and

(b)   

references to a notice are to a notice in writing.

 
 

Civil Aviation Bill
Part 2 — Other aviation matters

57

 

Regulation of provision of flight accommodation

94      

Regulation of provision of flight accommodation

(1)   

Section 71 of the Civil Aviation Act 1982 (regulation of provision of

accommodation in aircraft) is amended in accordance with subsections (2) to

(4).

5

(2)   

For subsection (1) substitute—

“(1)   

The Secretary of State may by regulations make provision so as to

secure—

(a)   

that a person does not in the United Kingdom make available

flight accommodation, either as principal or agent, unless the

10

person meets the condition in subsection (1A) or (1B);

(b)   

that a person does not in the United Kingdom hold himself or

herself out as one who may make flight accommodation

available, either as principal or agent or without disclosing the

person’s capacity, unless the person meets the condition in

15

subsection (1A) or (1B);

(c)   

that a person (“A”) acting as an agent for another person (“B”),

in the course of a business carried on by A, does not in the

United Kingdom procure flight accommodation on behalf of B

unless A meets the condition in subsection (1A).

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(1A)   

A person meets the condition in this subsection if the person—

(a)   

holds and acts in accordance with a licence issued in pursuance

of the regulations, or

(b)   

is exempt from the need to hold a licence as a result of provision

made by or under the regulations.

25

(1B)   

A person meets the condition in this subsection if the person—

(a)   

is the operator of the aircraft on which flight accommodation is

made available, and

(b)   

in making the flight accommodation available is acting as a

flight-only provider.

30

(1C)   

The regulations may make provision for the purposes of subsection

(1B) about when the operator of an aircraft acts as a flight-only

provider.”

(3)   

In subsection (2)—

(a)   

in paragraph (b), omit “the minimum charges which are to be made

35

and”, and

(b)   

omit paragraph (f).

(4)   

After subsection (2) insert—

“(3)   

The Secretary of State may by regulations make provision—

(a)   

imposing requirements to be complied with by persons holding

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licences issued in pursuance of regulations under subsection

(1), or by prescribed descriptions of such persons, which may

include requirements as to goods, services or other benefits to

be provided in prescribed circumstances;

(b)   

about rights of action in respect of contraventions of

45

requirements imposed by virtue of paragraph (a);

 
 

Civil Aviation Bill
Part 2 — Other aviation matters

58

 

(c)   

imposing criminal penalties for contraventions of such

requirements.

(4)   

Regulations made by virtue of subsection (3)(c) may not provide for

penalties exceeding, in the case of each contravention—

(a)   

on summary conviction, a fine of the statutory maximum;

5

(b)   

on conviction on indictment, a fine and imprisonment for a term

not exceeding 2 years.

(5)   

In this section “flight accommodation” means accommodation for the

carriage of persons on flights in any part of the world.”

(5)   

In consequence of the above—

10

(a)   

in sections 71A(1) and (3) and 71B(2)(a) of the Civil Aviation Act 1982

(contributions by licence holders to Air Travel Trust) for “71” substitute

“71(1)”;

(b)   

in section 99(4) of that Act (offences) for “71” substitute “71(1) or (3)”.

CAA membership

15

95      

CAA membership

(1)   

In section 2 of the Civil Aviation Act 1982 (constitution of CAA) for subsection

(2) substitute—

“(2)   

The CAA is to consist of at least seven but not more than sixteen

members.

20

(2A)   

It is to consist of—

(a)   

a person appointed to chair the CAA (“the chair”) and other

non-executive members, and

(b)   

a chief executive and other executive members.

(2B)   

The chair and other non-executive members are to be appointed by the

25

Secretary of State.

(2C)   

The Secretary of State may appoint a deputy chair from among the non-

executive members.

(2D)   

The chief executive is to be appointed by the non-executive members

with the approval of the Secretary of State.

30

(2E)   

Other executive members are to be appointed by the chief executive

with the approval of—

(a)   

the chair, and

(b)   

at least one other non-executive member.

(2F)   

The Secretary of State and the chief executive must exercise their

35

powers under this section to secure that, so far as practicable, the

number of non-executive members exceeds the number of executive

members.”

(2)   

In paragraph 12 of Schedule 1 to that Act (CAA staff), at the beginning insert

“Subject to section 2,”.

40

(3)   

In paragraph 18 of that Schedule (interpretation of additional provisions

relating to constitution, etc of CAA), for the words from ““the chairman”” to

 
 

Civil Aviation Bill
Part 2 — Other aviation matters

59

 

“the CAA and” substitute “—

     (a)  

“chair”, “deputy chair”, “member”, “executive member” and “non-

executive member” mean respectively the chair, the deputy chair, a

member, an executive member and a non-executive member of the

CAA, and

5

      (b)  

”.

96      

Non-executive members of CAA

(1)   

Schedule 1 to the Civil Aviation Act 1982 (additional provisions relating to

constitution, etc of CAA) is amended as follows.

(2)   

For the heading immediately before paragraph 1 substitute—

10

“Appointment and tenure of non-executive members”.

(3)   

In paragraphs 1 to 4 for “a member”, in each place, substitute “a non-executive

member”.

(4)   

In paragraph 1(b) for “each member” substitute “each non-executive member”.

(5)   

In paragraphs 2 to 4 for “the chairman or a deputy chairman”, in each place,

15

substitute “the chair or deputy chair”.

(6)   

In paragraph 5 for sub-paragraph (1) substitute—

    “(1)  

The Secretary of State may by notification in writing remove a non-

executive member from office if the Secretary of State is satisfied that

the member—

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(a)   

has a financial or other interest that is likely to affect

prejudicially the performance of the member’s functions,

(b)   

has become bankrupt or made an arrangement with the

member’s creditors,

(c)   

is failing, or has failed, to perform the functions of a non-

25

executive member, or

(d)   

is otherwise unable or unfit to perform those functions.”

(7)   

For the heading immediately before paragraph 6 substitute—

“Remuneration etc of non-executive members”.

(8)   

In paragraph 6—

30

(a)   

for “member” substitute “non-executive member”, and

(b)   

omit “with the consent of the Treasury”.

(9)   

In paragraph 7—

(a)   

omit “with the consent of the Treasury”,

(b)   

for “pensions, allowances or gratuities to or in respect of” substitute

35

“allowances to”,

(c)   

for “members” substitute “non-executive members”, and

(d)   

omit sub-paragraph (2).

(10)   

In paragraph 8—

(a)   

for “member” substitute “non-executive member”, and

40

 
 

Civil Aviation Bill
Part 2 — Other aviation matters

60

 

(b)   

omit “with the consent of the Treasury” in both places.

(11)   

Omit paragraph 13(2) (member’s participation in employee pension scheme).

97      

Executive members of CAA

(1)   

Schedule 1 to the Civil Aviation Act 1982 (additional provisions relating to

constitution, etc of CAA) is amended as follows.

5

(2)   

After paragraph 8 insert—

“Executive members: terms and conditions

8A    (1)  

The chief executive is to be employed on such terms and conditions

as the non-executive members may determine.

      (2)  

Other executive members are to be employed on such terms and

10

conditions as the chief executive may determine with the approval of

the chair and at least one other non-executive member.

      (3)  

In sub-paragraphs (1) and (2) references to terms and conditions

include terms and conditions as to remuneration and the payment of

pensions, allowances or gratuities.

15

      (4)  

The CAA shall make provision for the payment of pensions,

allowances and gratuities to or in respect of executive members in

accordance with their terms and conditions.”

(3)   

In paragraph 12 (staff)—

(a)   

after “a reference to” insert “a person who is—

20

(a)   

an executive member, or

(b)   

”, and

(b)   

at the end insert “(referred to in this Act as a “general employee”)”.

(4)   

In paragraph 13(1) (payment of pensions, allowances and gratuities) for “its

employees” substitute “its general employees”.

25

(5)   

In Schedule 3 to that Act (matters arising out of certain transfers to the CAA),

in paragraph 2(1) for “an employee” substitute “a general employee”.

98      

CAA’s air navigation functions

(1)   

In section 66 of the Transport Act 2000 (CAA’s air navigation functions), for

subsection (3) substitute—

30

“(3)   

The chief executive of the CAA must, with the approval of the chair and

at least one other non-executive member of the CAA, nominate another

executive member of the CAA for the purposes of this section.

(3A)   

A person nominated under subsection (3) must perform on the CAA’s

behalf such of its air navigation functions as the Secretary of State may

35

specify.

(3B)   

The chief executive must consult the Secretary of State before

nominating a person under subsection (3).”

(2)   

In section 67 of that Act (national security nominee), in subsection (1) for

“member” substitute “non-executive member”.

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Revised 10 May 2012