|
| |
|
(a) | “relevant information”, in relation to any premises, means— |
| |
(i) | factual information which is protected information within |
| |
the meaning of Schedule 9 and is relevant to the premises, |
| |
| |
(ii) | information about action which the inspector has taken or |
| 5 |
proposes to take in relation to the premises, and |
| |
(b) | “employee”, “employer” and “employed” have the same meanings |
| |
as in Part 1 of the 1974 Act. |
| |
| |
| 10 |
“authorised” is to be read in accordance with paragraph 2(4); |
| |
“offshore installation” means any installation which is intended for |
| |
underwater exploitation of mineral resources or exploration with a |
| |
view to such exploitation; |
| |
“premises” includes any place and, in particular, includes— |
| 15 |
(a) | any vehicle, ship or aircraft, |
| |
(b) | any installation on land (including the foreshore and other |
| |
land intermittently covered by water), any offshore |
| |
installation, and any other installation (whether floating, or |
| |
resting on the seabed or its subsoil, or resting on other land |
| 20 |
covered with water or its subsoil), and |
| |
(c) | any tent or movable structure; |
| |
“relevant premises”, in relation to an inspector, means premises which |
| |
the inspector has entered— |
| |
(a) | with the consent of a person who reasonably appeared to the |
| 25 |
inspector to be an appropriate person to give consent, or |
| |
(b) | in exercise of the power in paragraph 8; |
| |
“the relevant purpose”, in relation to a power, means— |
| |
(a) | if an instrument of appointment authorises the inspector to |
| |
exercise the power only for limited purposes, that purpose; |
| 30 |
(b) | in any other case, the purpose of carrying into effect the |
| |
relevant statutory provisions; |
| |
“ship” includes every description of vessel used in navigation; |
| |
“substance” means any natural or artificial substance, whether solid or |
| |
liquid or in the form of a gas or vapour. |
| 35 |
(2) | In this Schedule, references to an inspector, in relation to any power, are to |
| |
the inspector exercising or proposing to exercise the power. |
| |
|
| |
|
| |
|
| |
| |
Disclosure of information |
| |
| |
Prohibition on disclosure of protected information |
| |
Meaning of “protected information” and related terms |
| 5 |
1 (1) | In this Schedule “protected information” means information which has |
| |
| |
(a) | obtained by the ONR under section 80, |
| |
(b) | provided to the ONR or an inspector under section 81, |
| |
(c) | obtained by an inspector as a result of the exercise of any relevant |
| 10 |
| |
(d) | obtained by a health and safety inspector in the exercise of any |
| |
power under section 20 of the 1974 Act (powers of persons appointed |
| |
under section 19 of that Act), |
| |
(e) | obtained by an ONR inquiry official as a result of the exercise of an |
| 15 |
| |
(f) | provided to a person pursuant to a requirement imposed by any of |
| |
the relevant statutory provisions, or |
| |
(g) | provided to the ONR or a health and safety inspector pursuant to a |
| |
requirement imposed by any provision which is one of the relevant |
| 20 |
statutory provisions for the purposes of Part 1 of the 1974 Act. |
| |
(2) | Information is not protected information for the purposes of this Schedule if |
| |
| |
(a) | disclosed as mentioned in paragraph 16, or |
| |
(b) | otherwise made available to the public— |
| 25 |
(i) | by virtue of a disclosure in accordance with Part 3 of this |
| |
| |
(ii) | lawfully from other sources. |
| |
(3) | Information received by virtue of a disclosure under paragraph 22 |
| |
(anonymised information) is not protected information. |
| 30 |
(4) | Protected information includes, in particular, information with respect to a |
| |
trade secret which an inspector, a health and safety inspector or an ONR |
| |
inquiry official has obtained as a result of entering premises in exercise of a |
| |
relevant power, a power conferred under section 20 of the 1974 Act or an |
| |
| 35 |
| |
“ONR inquiry official” means a person on whom functions are |
| |
conferred under section 68(5)(a); |
| |
“ONR inquiry power” means a power conferred by regulations under |
| |
| 40 |
“the original holder” of protected information means the person who |
| |
obtained the information, or to whom it was provided, as mentioned |
| |
| |
|
| |
|
| |
|
| |
Offences relating to disclosure and use of protected information |
| |
Prohibition on disclosing protected information |
| |
2 | Protected information must not be disclosed— |
| |
(a) | by the original holder of the information, or |
| 5 |
(b) | by any other person holding it who has received it directly or |
| |
indirectly from the original holder by virtue of a disclosure, or |
| |
disclosures, in accordance with this Schedule, |
| |
| except in accordance with Part 3 of this Schedule. |
| |
Offence of disclosing protected information in contravention of paragraph 2 |
| 10 |
3 | It is an offence for a person to disclose information in contravention of |
| |
| |
Offence of using protected information in contravention of a restriction in Part 3 |
| |
4 | It is an offence for a person to use protected information in contravention of |
| |
a restriction under paragraph 10(3), 11(2), 12(2), 13(2), 14(2) or 15(2). |
| 15 |
Defence to offences under paragraph 3 and 4 |
| |
5 | It is a defence for a person charged with an offence under paragraph 3 or 4 |
| |
| |
(a) | that the person did not know and had no reason to suspect that the |
| |
information was protected information, or |
| 20 |
(b) | that the person took all reasonable precautions and exercised all due |
| |
diligence to avoid committing the offence. |
| |
Penalty for offences under paragraph 3 and 4 |
| |
6 (1) | A person who commits an offence under paragraph 3 or 4 is liable— |
| |
(a) | on summary conviction— |
| 25 |
(i) | to imprisonment for a term not exceeding 12 months (in |
| |
England and Wales or Scotland) or 6 months (in Northern |
| |
| |
(ii) | to a fine not exceeding the statutory maximum, or |
| |
| 30 |
(b) | on conviction on indictment— |
| |
(i) | to imprisonment for a term not exceeding 2 years, |
| |
| |
| |
(2) | In the application of sub-paragraph (1) to England and Wales in relation to |
| 35 |
an offence committed before the commencement of section 154(1) of the |
| |
Criminal Justice Act 2003 (general limit on magistrates’ court’s power to |
| |
imprison), the reference in sub-paragraph (1)(a)(i) to 12 months is to be read |
| |
as a reference to 6 months. |
| |
|
| |
|
| |
|
| |
Protected information: permitted disclosures and restrictions on use |
| |
Disclosure with appropriate consent |
| |
7 (1) | Paragraph 2 does not prohibit a disclosure of protected information if it is |
| |
made with the appropriate consent. |
| 5 |
(2) | For this purpose “the appropriate consent” means— |
| |
(a) | if the information was obtained as mentioned in paragraph 1(1) as a |
| |
result of any premises being entered— |
| |
(i) | by an inspector in exercise of a relevant power, |
| |
(ii) | by a health and safety inspector in exercise of a power under |
| 10 |
section 20 of the 1974 Act, or |
| |
(iii) | by an ONR inquiry official in exercise of an ONR inquiry |
| |
| |
| the consent of a person having responsibilities in relation to the |
| |
| 15 |
(b) | in any other case, the consent of the person from whom the |
| |
information was obtained, or who provided it, as mentioned in |
| |
| |
Disclosure by ONR, inspectors etc |
| |
8 | Paragraph 2 does not prohibit a disclosure of protected information by— |
| 20 |
| |
| |
(c) | a health and safety inspector, or |
| |
(d) | an ONR inquiry official, |
| |
| for the purposes of any of that person’s functions. |
| 25 |
Disclosure to the ONR, inspectors etc. |
| |
9 | Paragraph 2 does not prohibit a disclosure of protected information to— |
| |
| |
(b) | an officer of the ONR, |
| |
(c) | a person or body performing any functions of the ONR on its behalf |
| 30 |
| |
(d) | an officer of such a body, |
| |
(e) | a person providing advice to the ONR, |
| |
| |
(g) | a health and safety inspector. |
| 35 |
Ministers, government departments and certain authorities |
| |
10 (1) | Paragraph 2 does not prohibit the following disclosures of protected |
| |
| |
| |
(i) | a relevant authority, or |
| 40 |
(ii) | an officer of a relevant authority, or |
| |
|
| |
|
| |
|
(b) | a disclosure by a person within paragraph (a) which is necessary for |
| |
any of the purposes of the relevant authority in question. |
| |
(2) | For this purpose, “relevant authority” means— |
| |
(a) | a Minister of the Crown, |
| |
(b) | the Scottish Ministers, |
| 5 |
| |
(d) | a Northern Ireland Department, |
| |
(e) | the Environment Agency, |
| |
(f) | the Scottish Environment Protection Agency, |
| |
(g) | the Office of Rail Regulation, |
| 10 |
(h) | the Civil Aviation Authority, or |
| |
(i) | any other government department. |
| |
(3) | A person within sub-paragraph (1)(a) to whom protected information is |
| |
disclosed by virtue of any provision of this Schedule may not use the |
| |
information for a purpose other than any of the purposes of the relevant |
| 15 |
| |
| |
11 (1) | Paragraph 2 does not prohibit the following disclosures of protected |
| |
| |
(a) | a disclosure to a health and safety authority, or |
| 20 |
(b) | a disclosure by a health and safety authority which is— |
| |
(i) | made by or with the consent of the Health and Safety |
| |
| |
(ii) | necessary for any of the purposes of the Health and Safety |
| |
| 25 |
(2) | A health and safety authority to whom protected information is disclosed by |
| |
virtue of any provision of this Schedule may not use the information for any |
| |
purpose other than any of the purposes of the Health and Safety Executive. |
| |
(3) | For this purpose, “health and safety authority” means— |
| |
(a) | the Health and Safety Executive, |
| 30 |
(b) | an officer of the Health and Safety Executive, |
| |
(c) | a person or body performing any functions of the Health and Safety |
| |
Executive on its behalf by virtue of section 13(3) of the 1974 Act, |
| |
(d) | an officer of such a body, |
| |
(e) | an adviser appointed by that Executive under section 13(7) of that |
| 35 |
| |
(f) | a person appointed by that Executive under section 19 of that Act as |
| |
an inspector within the meaning given in that section. |
| |
12 (1) | Paragraph 2 does not prohibit the following disclosures of protected |
| |
| 40 |
(a) | a disclosure to a person with enforcement responsibilities; |
| |
(b) | a disclosure by such a person which is— |
| |
(i) | made by or with the consent of the enforcing authority in |
| |
| |
|
| |
|
| |
|
(ii) | is necessary for the purposes of any function which the |
| |
enforcing authority in question has in its capacity as an |
| |
| |
(2) | A person with enforcement responsibilities to whom protected information |
| |
is disclosed by virtue of any provision of this Schedule may not use the |
| 5 |
information otherwise than for the purposes of any function which the |
| |
enforcing authority in question has in its capacity as such. |
| |
(3) | For this purpose, “person with enforcement responsibilities” means— |
| |
(a) | an enforcing authority within the meaning of the 1974 Act, other than |
| |
the ONR or the Health and Safety Executive; |
| 10 |
(b) | an officer of an authority within paragraph (a); |
| |
(c) | a person appointed by such an authority under section 19 of that Act |
| |
as an inspector within the meaning given in that section. |
| |
13 (1) | Paragraph 2 does not prohibit the following disclosures of protected |
| |
| 15 |
(a) | a disclosure to a Northern Ireland health and safety authority; |
| |
(b) | a disclosure by a Northern Ireland health and safety authority which |
| |
| |
(i) | made by or with the consent of the Health and Safety |
| |
Executive for Northern Ireland, and |
| 20 |
(ii) | necessary for any of the purposes of the Health and Safety |
| |
Executive for Northern Ireland. |
| |
(2) | A Northern Ireland health and safety authority to whom protected |
| |
information is disclosed by virtue of any provision of this Schedule may not |
| |
use the information for any purpose other than any of the purposes of the |
| 25 |
Health and Safety Executive for Northern Ireland. |
| |
(3) | For this purpose, Northern Ireland health and safety authority means— |
| |
(a) | the Health and Safety Executive for Northern Ireland, |
| |
(b) | an officer of the Health and Safety Executive for Northern Ireland, |
| |
(c) | a person or body performing any functions of the Health and Safety |
| 30 |
Executive for Northern Ireland on its behalf by virtue of Article |
| |
15(1)(a) of the Health and Safety at Work (Northern Ireland) Order |
| |
1978 (S.I. 1978/1039 (N.I. 9)), |
| |
(d) | an officer of such a body, |
| |
(e) | an adviser appointed by that Executive under Article 15(1)(c) of that |
| 35 |
| |
(f) | a person appointed by that Executive under Article 21 of that Order |
| |
as an inspector within the meaning of that Article. |
| |
Local authorities and water authorities etc |
| |
14 (1) | Paragraph 2 does not prohibit the following disclosures of protected |
| 40 |
| |
(a) | a disclosure by the original holder to an officer of a local authority or |
| |
relevant water authority who is authorised by the authority to |
| |
| |
(b) | a disclosure by an officer of a local authority or relevant water |
| 45 |
authority to whom the information is disclosed by virtue of |
| |
paragraph (a) which is necessary for a relevant purpose. |
| |
|
| |
|
| |
|
(2) | A person to whom information is disclosed by virtue of sub-paragraph (1)(a) |
| |
must not use the information for a purpose other than a relevant purpose. |
| |
(3) | For the purposes of this paragraph— |
| |
“local authority” includes the following— |
| |
(a) | a joint authority established by Part 4 of the Local |
| 5 |
| |
(b) | an authority established for an area in England by an order |
| |
under section 207 of the Local Government and Public |
| |
Involvement in Health Act 2007 (joint waste authorities); |
| |
(c) | an economic prosperity board established under section 88 of |
| 10 |
the Local Democracy, Economic Development and |
| |
| |
(d) | a combined authority established under section 103 of that |
| |
| |
(e) | the London Fire and Emergency Planning Authority; |
| 15 |
(f) | the Broads Authority; |
| |
(g) | a National Park authority; |
| |
“relevant water authority” means— |
| |
| |
(b) | a sewerage undertaker, |
| 20 |
| |
(d) | a water development board, or |
| |
| |
“relevant purpose” in relation to an officer of a local authority or |
| |
relevant water authority, means any purpose of the authority in |
| 25 |
| |
(a) | any of the relevant statutory provisions or any of the |
| |
provisions which are relevant statutory provisions for the |
| |
purposes of Part 1 of the 1974 Act, or |
| |
(b) | any provision of, or made under, primary legislation which |
| 30 |
relates to public health, public safety or the protection of the |
| |
| |
| |
15 (1) | Paragraph 2 does not prohibit the following disclosures of protected |
| |
| 35 |
(a) | a disclosure by the original holder to a constable authorised by a |
| |
chief officer of police to receive it; |
| |
(b) | a disclosure by a constable to whom it is disclosed by virtue of |
| |
paragraph (a) which is necessary for any of the purposes of the police |
| |
| 40 |
(i) | the relevant statutory provisions, or |
| |
(ii) | any provision of, or made under, primary legislation which |
| |
relates to public health, public safety or national security. |
| |
(2) | A constable to whom information is disclosed by virtue of sub-paragraph (1) |
| |
must not use the information for a purpose other than a purpose of the police |
| 45 |
| |
|
| |
|