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| For other Amendment(s) see the following page(s) of Supplement to Votes:
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| Local Audit and Accountability Bill [Lords] |
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| | To move, That the Bill be considered in the following order, namely, Clause 1, |
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| | Schedule 1, Clause 2, Schedule 2, Clauses 3 to 7, Schedule 3, Clauses 8 and 9, Schedule |
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| | 4, Clauses 10 to 17, Schedule 5, Clause 18, Schedule 6, Clauses 19 to 23, Schedule 7, |
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| | Clauses 24 to 28, Schedule 8, Clause 29 to 32, Schedule 9, Clause 33, Schedule 10, |
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| | Clauses 34 and 35, Schedule 11, Clauses 36 to 42, Schedule 12, Clauses 43 and 44, |
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| | Schedule 13, Clauses 45 to 47, new Clauses, new Schedules, remaining proceedings on |
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| Clause 1, page 2, line 2, at end insert— |
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| | ‘(6) | Before this section is commenced, the Secretary of State shall, by regulations, put |
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| | into effect arrangements for relevant authorities to opt into arrangements for |
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| | national procurement of external audit.’. |
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| Clause 1, page 2, line 2, at end insert— |
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| | ‘(6) | Before this section is commenced, the Secretary of State shall, by regulations, put |
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| | into effect arrangements for integrated audit which enables auditors to work |
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| | across authorities and with the National Audit Office, where national and local |
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| | funding is being used jointly.’. |
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| Schedule 1, page 32, line 14, at end insert— |
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| | ‘(2A) | The scheme would ensure that the benefit of any local government retained |
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| | earning existing immediately prior to the abolition date accrue to the local |
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| Schedule 1, page 32, line 14, at end insert— |
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| | ‘(2A) | Contracts currently held by the Audit Commission that last until 2017 will be |
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| | transferred to a sector-led joint procurement body. |
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| | (2B) | Audit Commission tools for the purposes of making value for money |
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| | comparisons will be transferred to the National Audit Office.’. |
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| Clause 2, page 2, line 9, after ‘regulations’, insert ‘, but only after consultation with |
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| such persons as may be affected by any changes,’. |
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| Schedule 2, page 38, line 8, at end insert— |
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| | ‘30 | A Local Enterprise Partnership.’. |
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| Clause 3, page 3, line 13, after ‘accounts’, insert ‘, but only after consultation with |
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| relevant persons as may be affected by any changes’. |
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| Clause 3, page 2, line 39, leave out paragraph (a). |
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| Clause 4, page 3, line 23, at end insert ‘or by a procurement body of which an |
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| authority may be a member’. |
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| Schedule 4, page 41, line 3, at end insert— |
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| | ‘(10) | Such regulations shall in particular provide that an individual shall be ineligible |
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| | to act as a member of an audit panel if that individual has any disqualifying |
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| Schedule 4, page 41, line 11, leave out paragraph (c). |
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| Schedule 4, page 41, line 13, after ‘may’, insert ‘after consultation with relevant |
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| Schedule 4, page 41, leave out lines 23 and 24. |
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| Schedule 4, page 42, line 10, leave out sub-paragraph (7). |
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| Clause 5, page 4, line 2, at end insert— |
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| | ‘(1A) | Before this section is commenced, the Secretary of State shall, by regulations, put |
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| | into effect arrangements for smaller authorities to opt into the national |
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| | procurement of external audit.’. |
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| Clause 5, page 4, line 30, leave out paragraph (c). |
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| Clause 6, page 5, line 13, leave out ‘year’ and insert ‘previous three years’. |
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| Clause 6, page 5, line 14, leave out ‘year’ and insert ‘previous three years’. |
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| Clause 6, page 5, line 25, at end add— |
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| | ‘(6) | The value for which an authority is categorised shall be reviewed three years after |
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| | this Bill receives Royal Assent and every five years following. |
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| | (7) | The Secretary of State shall publish the conclusions of reviews undertaken in |
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| | accordance with subsection (6).’. |
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| Clause 6, page 5, line 25, at end insert— |
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| | ‘(6) | The Secretary of State will give one year’s notice to authorities before changes to |
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| | provision made by regulations under subsection (4).’. |
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| Clause 7, page 5, line 39, after ‘auditor’, insert ‘except where the auditor has been |
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| appointed for two terms served consecutively.’. |
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| Clause 7, page 6, line 19, at end add— |
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| | ‘(9) | The Secretary of State may by regulations— |
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| | (a) | provide for the appointment, by a person specified by the Secretary of |
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| | State, of an auditor in relation to the audit of the accounts of a relevant |
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| | (b) | make provision about the procedure for specifying a person and for a |
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| | person’s specification to come to an end in specified circumstances; |
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| | (c) | make provision about the consequences of a person’s specification |
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| | coming to an end, including for the exercise of functions by the Secretary |
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| | of State and the transfer of the person’s rights and liabilities arising by |
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| | virtue of the regulations to the Secretary of State or another specified |
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| | (d) | confer functions on a specified person, including power to specify a scale |
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| | or scales of fees to be payable by relevant authorities to which |
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| | arrangements within paragraph (a) apply; |
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| | (e) | require a specified person to consult relevant authorities, relevant |
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| | authorities of a specified description or representatives of relevant |
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| | authorities before specifying a scale or scales of fees. |
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| | (10) | Regulations under subsection (9) may, in particular— |
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| | (a) | make provision about the relevant authorities to which arrangements |
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| | within subsection (9)(a) apply, including provision for them to apply to |
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| | an authority that has opted into them or has not opted out of them; |
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| | (b) | make provision about the procedure by which an authority may opt into |
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| | or out of those arrangements; |
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| | (c) | make provision about the administration of those arrangements, |
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| | including for the making of payments in specified circumstances by the |
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| | relevant authorities to which they apply to a fund of a specified kind for |
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| | the purposes of meeting auditors’ costs of a specified kind.’. |
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| Clause 7, page 6, line 18, at end add— |
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| | ‘(9) | Where two or more relevant authorities have substantial integrated or shared |
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| | services or expenditure, auditors for each relevant authority may be instructed |
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| | under their contract to produce a joint audit or appoint one auditor as a lead |
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| Clause 7, page 6, line 18, at end add— |
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| | ‘(9) | Where two or more relevant authorities have substantial integrated or shared |
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| | services or expenditure with a body audited by the National Audit Office, |
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| | arrangements may be made to produce joint audits between the relevant |
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| | authorities and the National Audit Office.’. |
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| Clause 8, page 6, line 20, at end insert— |
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| | ‘(1A) | A relevant authority must have an audit committee, which may be instructed by |
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| | the relevant authority to appoint the auditor panel to advise on the selection of the |
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| | local auditor in accordance with section (7).’. |
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| Clause 8, page 6, line 26, at end insert ‘and the term of appointment’. |
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| Clause 8, page 6, line 33, leave out paragraph (b). |
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| Clause 8, page 6, line 34, leave out subsection (4). |
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| Clause 10, page 7, line 19, after ‘auditor’, insert ‘, Police Commissioner’. |
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| Clause 10, page 8, line 17, leave out ‘any’. |
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| Clause 10, page 8, line 19, leave out ‘any’. |
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| Clause 10, page 8, line 13, leave out subsection (11). |
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| Schedule 9, page 72, line 28, leave out paragraph (f) and insert— |
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| | ‘(f) | a health and social care body mentioned in paragraphs (a) to (e) of |
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| | section 1(5) of the Health and Social Care (Reform) Act (Northern |
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| Schedule 10, page 75, line 34, leave out paragraph 10 and insert— |
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| | ‘10 | In section 25(2) (coordination of inspections: persons to whom the section |
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| | applies), for paragraph (a) substitute— |
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| | “(a) | an inspector or assistant inspector appointed under section |
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| Schedule 12, page 88, line 16, at end insert— |
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| | ‘50A (1) | Section 100 (exercise of powers by reference to authorities’ performance |
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| | categories) is amended as follows. |
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| | (2) | Omit subsections (1) and (2). |
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| | (3) | In subsection (3), for “those powers” substitute “certain powers”. |
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| | (4) | Omit subsections (4) to (8).’. |
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| Schedule 12, page 88, line 33, leave out paragraph 58 and insert— |
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| | ‘58(1) | Section 62 (co-operation) is amended as follows. |
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| | (3) | In the heading (in its original form and as substituted by paragraph 61(3) of |
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| | Schedule 4 to the Public Audit (Wales) Act 2013) omit “, Audit |
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| Schedule 12, page 89, line 3, leave out paragraph (a) and insert— |
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| | ‘(a) | at the end of paragraph (a) insert “and”,’. |
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| Schedule 12, page 89, line 3, at end insert— |
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| | ‘(aa) | in paragraph (b) omit “in the case of an order containing a scheme |
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| | within paragraph 1(1)(a),”, and’. |
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| Schedule 12, page 89, line 8, leave out ‘to the Auditor General for Wales by’ and |
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| insert ‘in accordance with’. |
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| Schedule 12, page 99, line 23, at end insert— |
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| | ‘(za) | section 95(4) of the Traffic Management Act 2004;’. |
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| Schedule 12, page 99, line 26, at end insert— |
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| | ‘(ba) | section 31(2) of the Legislative and Regulatory Reform Act 2006;’. |
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| Schedule 12, page 99, line 27, after ‘of’ insert ‘and paragraph 5(6) of Schedule 14 |
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