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Other Bills before Parliament

Lords Amendments to the Consumer Rights Bill


 
 

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Clause 84

Page 44, line 27, leave out “in England”

Page 44, line 29, leave out “in England”

Page 45, line 3, leave out “in England”

After Clause 84

Insert the following new Clause—

“Enforcement of the duty

(1)    

It is the duty of every local weights and measures authority in England and

Wales to enforce the provisions of this Chapter in its area.

(2)    

If a letting agent breaches the duty in section 81(3) (duty to publish list of

fees on agent’s website), that breach is taken to have occurred in each area

of a local weights and measures authority in England and Wales in which

a dwelling-house to which the fees relate is located.

(3)    

Where a local weights and measures authority in England and Wales is

satisfied on the balance of probabilities that a letting agent has breached a

duty imposed by or under section 81, the authority may impose a financial

penalty on the agent in respect of that breach.

(4)    

A local weights and measures authority in England and Wales may impose

a penalty under this section in respect of a breach which occurs in England

and Wales but outside that authority’s area (as well as in respect of a breach

which occurs within that area).

(5)    

But a local weight and measures authority in England and Wales may

impose a penalty in respect of a breach which occurs outside its area and in

the area of a local weights and measures authority in Wales only if it has

obtained the consent of that authority.

(6)    

Only one penalty under this section may be imposed on the same letting

agent in respect of the same breach.

(7)    

The amount of a financial penalty imposed under this section—

(a)    

may be such as the authority imposing it determines, but

(b)    

must not exceed £5,000.

(8)    

Schedule (Duty of letting agents to publicise fees: financial penalties) (procedure

for and appeals against financial penalties) has effect.

(9)    

A local weights and measures authority in England must have regard to

any guidance issued by the Secretary of State about—

(a)    

compliance by letting agents with duties imposed by or under

section 81;

(b)    

the exercise of its functions under this section or Schedule (Duty of

letting agents to publicise fees: financial penalties).

(10)    

A local weights and measures authority in Wales must have regard to any

guidance issued by the Welsh Ministers about—

(a)    

compliance by letting agents with duties imposed by or under

section 81;


 
 

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(b)    

the exercise of its functions under this section or Schedule (Duty of

 

letting agents to publicise fees: financial penalties).

 

(11)    

The Secretary of State may by regulations made by statutory instrument—

 

(a)    

amend any of the provisions of this section or Schedule (Duty of

 

letting agents to publicise fees: financial penalties) in their application in

 

relation to local weights and measures authorities in England;

 

(b)    

make consequential amendments to Schedule 5 in its application in

 

relation to such authorities.

 

(12)    

The Welsh Ministers may by regulations made by statutory instrument—

 

(a)    

amend any of the provisions of this section or Schedule (Duty of

 

letting agents to publicise fees: financial penalties) in their application in

 

relation to local weights and measures authorities in Wales;

 

(b)    

make consequential amendments to Schedule 5 in its application in

 

relation to such authorities.”

Clause 85

Leave out Clause 85

Clause 86

Page 46, line 15, at end insert—

““the appropriate national authority” means—

(a)    

in relation to England, the Secretary of State, and

(b)    

in relation to Wales, the Welsh Ministers;”

Page 46, line 18, after “is” insert “—(i)”

Page 46, line 18, at end insert—

“(ii)    

a registered social landlord, or

(iii)    

a fully mutual housing association,”

Page 46, line 21, at end insert—

““fully mutual housing association” has the same meaning as in Part

1 of the Housing Associations Act 1985 (see section 1(1) and (2) of

that Act);”

Page 46, line 32, at end insert—

““registered social landlord” means a body registered as a social

landlord under Chapter 1 of Part 1 of the Housing Act 1996;”

Page 46, line 37, leave out “in England”

Page 46, line 37, at end insert—

“(aa)    

a county borough council,”

Page 47, line 4, leave out subsection (6) and insert—

“(6)    

A statutory instrument containing (whether alone or with other provision)

regulations made by the Secretary of State under section (Enforcement of the

duty)(11) is not to be made unless a draft of the instrument has been laid

before, and approved by a resolution of, each House of Parliament.

(6A)    

A statutory instrument containing (whether alone or with other provision)

regulations made by the Welsh Ministers under section (Enforcement of the


 
 

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duty)(12) is not to be made unless a draft of the instrument has been laid

 

before, and approved by a resolution of, the National Assembly for Wales.”

 

Page 47, line 9, after “regulations” insert “made by the Secretary of State”

 

Page 47, line 11, at end insert—

 

“(7A)    

A statutory instrument containing regulations made by the Welsh

 

Ministers under this Chapter other than one to which subsection (6A)

 

applies is subject to annulment in pursuance of a resolution of the National

 

Assembly for Wales.”

After Clause 86

Insert the following new Clause—

“Chapter 3A

Student complaints scheme

Qualifying institutions for the purposes of the student complaints scheme

(1)    

The Higher Education Act 2004 is amended as follows.

(2)    

In section 11 (qualifying institutions for the purposes of the student

complaints scheme) after paragraph (d) insert—

“(e)    

an institution (other than one within another paragraph of

this section) which provides higher education courses

which are designated for the purposes of section 22 of the

1998 Act by or under regulations under that section;

(f)    

an institution (other than one within another paragraph of

this section) whose entitlement to grant awards is conferred

by an order under section 76(1) of the 1992 Act.”

(3)    

In section 12 (qualifying complaints for the purposes of the student

complaints scheme)—

(a)    

in subsection (1) for “subsection (2)” substitute “subsections (2) and

(3)”, and

(b)    

after subsection (2) insert—

“(3)    

The designated operator may determine that a complaint

within subsection (1) about an act or omission of a

qualifying institution within paragraph (e) or (f) of section

11 is a qualifying complaint only if it is made by a person

who is undertaking or has undertaken a particular course or

a course of a particular description.””

Clause 87

Page 47, line 28, leave out “or revokes” and insert “, revokes or otherwise modifies”

Page 47, line 32, leave out “or revoke” and insert “, revoke or otherwise modify”

Clause 88

Page 48, line 4, at end insert “other than the coming into force of Chapter 3 or 3A

of this Part in relation to Wales.


 
 

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(2)    

The Welsh Ministers may by order made by statutory instrument make

 

transitional, transitory or saving provision in connection with the coming

 

into force of Chapter 3 or 3A of this Part in relation to Wales.”

Clause 90

Page 48, line 14, at end insert—

“(2A)    

Chapter 3 of this Part extends only to England and Wales.”

Clause 91

Page 48, line 18, leave out “This Chapter comes” and insert “The provisions of this

Act listed in subsection (1A) come”

Page 48, line 18, at end insert—

“(1A)    

Those provisions are—

(a)    

section 48(5) to (7),

(b)    

Chapter 3 of this Part in so far as it confer powers to make

regulations,

(c)    

section 86(5) to (9),

(d)    

this Chapter, and

(e)    

paragraph 12 of Schedule 5.

(1B)    

Chapters 3 and 3A of this Part come into force—

(a)    

in relation to England, on such day as the Secretary of State may

appoint by order made by statutory instrument;

(b)    

in relation to Wales, on such day as the Welsh Ministers may

appoint by order made by statutory instrument.”

Schedule 3

Page 61, line 9, leave out sub-paragraph (7) and insert—

    “(7)  

No order may be made under sub-paragraph (2) unless a draft of the

statutory instrument containing it has been laid before, and approved by

a resolution of, each House of Parliament.”

Schedule 5

Page 72, line 8, at end insert—

“section (Enforcement of the duty)(1) of this Act.”

Page 73, leave out lines 8 to 11

Page 80, line 14, at beginning insert “In the case of a routine inspection,”

Page 80, line 14, leave out “that sub-paragraph” and insert “sub-paragraph (1)”

Page 80, line 24, at end insert—

  “(5A)  

In this paragraph “routine inspection” means an exercise of the power in

sub-paragraph (1) other than where—”

Page 80, line 25, leave out “of entry is to be” and insert “is”

Page 80, line 26, leave out “and the officer” and insert “who”


 
 

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Page 80, line 29, leave out “this paragraph” and insert “sub-paragraph (3)”

 

Page 80, line 31, leave out “this paragraph” and insert “that sub-paragraph”

 

Page 80, line 38, leave out “a notice is not given, and the officer” and insert “an

 

officer of an enforcer enters premises under sub-paragraph (1) otherwise than in

 

the course of a routine inspection, and”

 

Page 80, line 43, leave out from beginning to “finds” and insert “If an officer of an

 

enforcer enters premises under sub-paragraph (1) and”

Schedule 6

Page 104, line 20, leave out paragraph (e)

Schedule 8

Page 113, line 35, at end insert “so as to substitute a different charity for the one for

the time being specified in that subsection.”

Page 113, line 38, at end insert—

“(za)    

“charity” means a body, or the trustees of a trust, established for

charitable purposes only;”

Page 119, line 38, at end insert—

“(3A)    

The CMA may approve a redress scheme under subsection (2)(b)

subject to a condition or conditions requiring the provision of

further information about the operation of the scheme (including

about the amount or value of compensation to be offered under

the scheme or how this will be determined).

(3B)    

If the CMA approves a redress scheme subject to such a

condition, it may—

(a)    

approve the scheme subject to other conditions;

(b)    

withdraw approval from the scheme if any conditions

imposed under subsection (3A) or paragraph (a) are not

met;

(c)    

approve a redress scheme as a replacement for the

original scheme (but may not approve that scheme

subject to conditions).”

Page 119, line 40, at end insert—

“(4A)    

But, where the CMA approves a redress scheme subject to a

condition of the kind mentioned in subsection (3A), subsection

(4) does not prevent further information provided in accordance

with the condition from forming part of the terms of the scheme.”

Page 124, line 15, leave out “47C(6)” and insert “47C(7)”

Page 128, line 40, at end insert—

“(ba)    

after sub-paragraph (2) insert—

“(2A)  

Rules under sub-paragraph (1)(h) may provide for

costs or expenses to be awarded to or against a person

on whose behalf a claim is made or continued in

proceedings under section 47B of the 1998 Act in

respect of an application in the proceedings made by


 
 

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that person (where that application is not made by the

 

representative in the proceedings on that person’s

 

behalf).”;”

 

Page 129, line 30, leave out “47C(7)” and insert “47C(8)”

After Schedule 8

Insert the following new Schedule—

“Duty of letting agents to publicise fees: financial penalties

Notice of intent

1    (1)  

Before imposing a financial penalty on a letting agent for a breach of a

duty imposed by or under section 81, a local weights and measures

authority must serve a notice on the agent of its proposal to do so (a

“notice of intent”).

      (2)  

The notice of intent must be served before the end of the period of 6

months beginning with the first day on which the authority has

sufficient evidence of the agent’s breach, subject to sub-paragraph (3).

      (3)  

If the agent is in breach of the duty on that day, and the breach continues

beyond the end of that day, the notice of intent may be served—

(a)    

at any time when the breach is continuing, or

(b)    

within the period of 6 months beginning with the last day on

which the breach occurs.

      (4)  

The notice of intent must set out—

(a)    

the amount of the proposed financial penalty,

(b)    

the reasons for proposing to impose the penalty, and

(c)    

information about the right to make representations under

paragraph 2.

Right to make representations

2          

The letting agent may, within the period of 28 days beginning with the

day after that on which the notice of intent was sent, make written

representations to the local weights and measures authority about the

proposal to impose a financial penalty on the agent.

Final notice

3    (1)  

After the end of the period mentioned in paragraph 2 the local weights

and measures authority must—

(a)    

decide whether to impose a financial penalty on the letting agent,

and

(b)    

if it decides to do so, decide the amount of the penalty.

      (2)  

If the authority decides to impose a financial penalty on the agent, it

must serve a notice on the agent (a “final notice”) imposing that penalty.

      (3)  

The final notice must require the penalty to be paid within the period of

28 days beginning with the day after that on which the notice was sent.

      (4)  

The final notice must set out—


 
 

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(a)    

the amount of the financial penalty,

 

(b)    

the reasons for imposing the penalty,

 

(c)    

information about how to pay the penalty,

 

(d)    

the period for payment of the penalty,

 

(e)    

information about rights of appeal, and

 

(f)    

the consequences of failure to comply with the notice.

 

Withdrawal or amendment of notice

 

4    (1)  

A local weights and measures authority may at any time—

 

(a)    

withdraw a notice of intent or final notice, or

 

(b)    

reduce the amount specified in a notice of intent or final notice.

 

      (2)  

The power in sub-paragraph (1) is to be exercised by giving notice in

 

writing to the letting agent on whom the notice was served.

 

Appeals

 

5    (1)  

A letting agent on whom a final notice is served may appeal against that

 

notice to—

 

(a)    

the First-tier Tribunal, in the case of a notice served by a local

 

weights and measures authority in England, or

 

(b)    

the residential property tribunal, in the case of a notice served by

 

a local weights and measures authority in Wales.

 

      (2)  

The grounds for an appeal under this paragraph are that—

 

(a)    

the decision to impose a financial penalty was based on an error

 

of fact,

 

(b)    

the decision was wrong in law,

 

(c)    

the amount of the financial penalty is unreasonable, or

 

(d)    

the decision was unreasonable for any other reason.

 

      (3)  

An appeal under this paragraph to the residential property tribunal

 

must be brought within the period of 28 days beginning with the day

 

after that on which the final notice was sent.

 

      (4)  

If a letting agent appeals under this paragraph, the final notice is

 

suspended until the appeal is finally determined or withdrawn.

 

      (5)  

On an appeal under this paragraph the First-tier Tribunal or (as the case

 

may be) the residential property tribunal may quash, confirm or vary the

 

final notice.

 

      (6)  

The final notice may not be varied under sub-paragraph (5) so as to make

 

it impose a financial penalty of more than £5,000.

 

Recovery of financial penalty

 

6    (1)  

This paragraph applies if a letting agent does not pay the whole or any

 

part of a financial penalty which, in accordance with this Schedule, the

 

agent is liable to pay.

 

      (2)  

The local weights and measures authority which imposed the financial

 

penalty may recover the penalty or part on the order of the county court

 

as if it were payable under an order of that court.


 
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