Legal Aid, Sentencing and Punishment of Offenders Bill

Session 2010 - 12
Internet Publications
Other Bills before Parliament

Legal Aid, Sentencing and Punishment of Offenders Bill

Legal Aid, Sentencing and Punishment of Offenders Bill
Part 1 — Legal aid
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(a)
whether, if any matter arising in the proceedings is decided against the
individual, the individual would be likely to lose his or her liberty or
livelihood or to suffer serious damage to his or her reputation,
(b)
whether the determination of any matter arising in the proceedings
may involve consideration of a substantial question of law,
5
(c)
whether the individual may be unable to understand the proceedings
or to state his or her own case,
(d)
whether the proceedings may involve the tracing, interviewing or
expert cross-examination of witnesses on behalf of the individual, and
(e)
whether it is in the interests of another person that the individual be
10
represented.
(3)
The Lord Chancellor may by order amend subsection (2) by adding or varying
a factor.
(4)
Regulations may prescribe circumstances in which making representation
available to an individual for the purposes of criminal proceedings is to be
15
taken to be in the interests of justice for the purposes of a determination under
section 16.
(5)
In this section “the relevant authority”, in relation to an individual and criminal
proceedings, means the person who is authorised by or under section 18, 19 or
20 to determine (provisionally or otherwise) whether the individual qualifies
20
under this Part for representation for the purposes of the proceedings.
18
Determinations by Director
(1)
The Director is authorised to determine whether an individual qualifies under
this Part for representation for the purposes of criminal proceedings, except in
circumstances in which a court is authorised to make the determination under
25
regulations under section 19.
(2)
A determination by the Director under section 16 must specify the criminal
proceedings.
(3)
Regulations may make provision about the making and withdrawal of
determinations by the Director under that section.
30
(4)
Regulations under subsection (3) may, in particular, include—
(a)
provision about the form and content of determinations and
applications for determinations,
(b)
provision permitting or requiring applications and determinations to
be made and withdrawn in writing, by telephone or by other
35
prescribed means,
(c)
provision setting time limits for applications and determinations,
(d)
provision for a determination to be disregarded for the purposes of this
Part if made in response to an application that is made otherwise than
in accordance with the regulations,
40
(e)
provision about conditions which must be satisfied by an applicant
before a determination is made,
(f)
provision about the circumstances in which a determination may or
must be withdrawn,
(g)
provision requiring information and documents to be provided,
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Legal Aid, Sentencing and Punishment of Offenders Bill
Part 1 — Legal aid
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(h)
provision requiring individuals who are the subject of a determination
to be informed of the reasons for making or withdrawing the
determination, and
(i)
provision for the review of a decision by the Director that the interests
of justice do not require representation to be made available, or to
5
continue to be made available, to an individual under this Part for the
purposes of criminal proceedings.
(5)
The circumstances prescribed under subsection (4)(f) may, in particular, relate
to whether the individual who is the subject of the determination has complied
with requirements imposed by or under this Part.
10
(6)
An appeal lies to such court, tribunal or other person as may be prescribed
against a decision by the Director that the interests of justice do not require
representation to be made available, or to continue to be made available, to an
individual under this Part for the purposes of criminal proceedings, subject to
subsection (7).
15
(7)
Regulations may provide for exceptions from subsection (6).
(8)
This section does not authorise the Director to make a provisional
determination and accordingly—
(a)
references in this section to a determination do not include a
provisional determination, and
20
(b)
references in this section to a decision do not include a decision made
as part of such a determination.
19
Determinations by court
(1)
Regulations may—
(a)
provide that a court before which criminal proceedings take place, or
25
are to take place, is authorised to determine whether an individual
qualifies under this Part for representation for the purposes of criminal
proceedings of a prescribed description, and
(b)
make provision about the making and withdrawal of such
determinations by a court.
30
(2)
The regulations may, in particular, include—
(a)
provision about the form and content of determinations and
applications for determinations,
(b)
provision permitting or requiring applications and determinations to
be made and withdrawn in writing, by telephone or by other
35
prescribed means,
(c)
provision setting time limits for applications and determinations,
(d)
provision enabling a court to determine that an individual qualifies
under this Part for representation for the purposes of criminal
proceedings before another court,
40
(e)
provision for the powers of a magistrates’ court of any area under the
regulations to be exercised by a single justice of the peace for the area,
and
(f)
provision about the circumstances in which a determination may or
must be withdrawn.
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(3)
The circumstances prescribed under subsection (2)(f) may, in particular, relate
to whether the individual who is the subject of the determination has complied
with requirements imposed by or under this Part.
(4)
The regulations must provide that, subject to prescribed exceptions, an appeal
lies to such court, tribunal or other person as may be prescribed against a
5
decision by a court that the interests of justice do not require representation to
be made available, or to continue to be made available, to an individual under
this Part for the purposes of criminal proceedings.
(5)
The regulations may include consequential provision modifying an Act or
instrument.
10
(6)
Regulations under this section may not authorise a court to make a provisional
determination and accordingly—
(a)
references in this section to a determination do not include a
provisional determination, and
(b)
references in this section to a decision do not include a decision made
15
as part of such a determination.
20
Provisional determinations
(1)
Regulations may provide that the Director or a court may make a provisional
determination that an individual qualifies under this Part for representation
for the purposes of criminal proceedings where—
20
(a)
the individual is involved in an investigation which may result in
criminal proceedings,
(b)
the determination is made for the purposes of criminal proceedings
that may result from the investigation, and
(c)
any prescribed conditions are met.
25
(2)
The regulations may, in particular, include—
(a)
provision about the stage in an investigation at which a provisional
determination may be made,
(b)
provision about the making and withdrawal of provisional
determinations, including provision equivalent to that described in
30
section 18(4)(a) to (i) and (5),
(c)
provision about the circumstances in which a provisional
determination is to cease to be provisional, and
(d)
provision about the circumstances in which a provisional
determination is to be treated as if it were a determination made by the
35
Director or a court in reliance on section 18 or 19.
(3)
In this Part, as it applies in connection with a provisional determination made
under regulations under this section as to whether an individual qualifies for
representation for the purposes of criminal proceedings, references to
proceedings include criminal proceedings that may result from the
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investigation concerned.

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Financial resources
21
Financial resources
(1)
A person may not make a relevant determination that an individual qualifies
under this Part for services unless the person has determined that the
individual’s financial resources are such that the individual is eligible for the
5
services (and has not withdrawn the determination).
(2)
Regulations may—
(a)
make provision about when an individual’s financial resources are
such that the individual is eligible under this Part for services, and
(b)
make provision for exceptions from subsection (1).
10
(3)
Regulations may provide that an individual is to be treated, for the purposes
of regulations under subsection (2), as having or not having financial resources
of a prescribed description.
(4)
Regulations under subsection (3) may, in particular, provide that the
individual is to be treated as having prescribed financial resources of a person
15
of a prescribed description.
(5)
Regulations may make provision about the making and withdrawal of
determinations under this section.
(6)
Regulations under subsection (5) may, in particular, include—
(a)
provision about the form and content of determinations,
20
(b)
provision permitting or requiring determinations to be made and
withdrawn in writing, by telephone or by other prescribed means,
(c)
provision setting time limits for determinations,
(d)
provision about conditions which must be satisfied before a
determination is made,
25
(e)
provision about the circumstances in which a determination may or
must be withdrawn,
(f)
provision requiring information and documents to be provided,
(g)
provision requiring individuals who are the subject of a determination
to be informed of the reasons for making or withdrawing the
30
determination, and
(h)
provision for the review of a determination in respect of an individual’s
financial resources.
(7)
The circumstances prescribed under subsection (6)(e) may, in particular, relate
to whether the individual who is the subject of the determination has complied
35
with requirements imposed by or under this Part.
(8)
In this section “relevant determination” means a determination that is required
to be carried out in accordance with this section by—
(a)
section 11 or 17, or
(b)
regulations under section 13 or 15 or paragraph 4 of Schedule 3.
40
22
Information about financial resources
(1)
The relevant authority may make an information request to—
(a)
the Secretary of State,
(b)
a relevant Northern Ireland Department, or

Legal Aid, Sentencing and Punishment of Offenders Bill
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(c)
the Commissioners for Her Majesty’s Revenue and Customs (“the
Commissioners”).
(2)
An information request may be made only for the purposes of facilitating a
determination about an individual’s financial resources for the purposes of
this Part.
5
(3)
An information request made to the Secretary of State or a relevant Northern
Ireland Department under this section may request the disclosure of some or
all of the following information—
(a)
a relevant individual’s full name and any previous names;
(b)
a relevant individual’s address and any previous addresses;
10
(c)
a relevant individual’s date of birth;
(d)
a relevant individual’s national insurance number;
(e)
a relevant individual’s benefit status at a time specified in the request;
(f)
information of a prescribed description.
(4)
An information request made to the Commissioners under this section may
15
request the disclosure of some or all of the following information—
(a)
whether or not a relevant individual is employed or was employed at a
time specified in the request;
(b)
the name and address of the employer;
(c)
whether or not a relevant individual is carrying on a business, trade or
20
profession or was doing so at a time specified in the request;
(d)
the name under which it is or was carried on;
(e)
the address of any premises used for the purposes of carrying it on;
(f)
a relevant individual’s national insurance number;
(g)
a relevant individual’s benefit status at a time specified in the request;
25
(h)
information of a prescribed description.
(5)
The information that may be prescribed under subsections (3)(f) and (4)(h)
includes, in particular, information relating to—
(a)
prescribed income of a relevant individual for a prescribed period, and
(b)
prescribed capital of a relevant individual.
30
(6)
Information may not be prescribed under subsection (4)(h) without the
Commissioners’ consent.
(7)
The Secretary of State, the relevant Northern Ireland Departments and the
Commissioners may disclose to the relevant authority information specified in
an information request made under this section.
35
(8)
In this section—
“benefit status”, in relation to an individual, means whether or not the
individual is in receipt of a prescribed benefit or benefits and, if so—
(a)
which benefit or benefits the individual is receiving,
(b)
whether the individual is entitled to the benefit or benefits alone
40
or jointly,
(c)
in prescribed cases, the amount the individual is receiving by
way of the benefit (or each of the benefits) (“the benefit
amount”), and
(d)
in prescribed cases, where the benefit consists of a number of
45
elements, what those elements are and the amount included in
respect of each element in calculating the benefit amount;

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“the relevant authority” means—
(a)
a prescribed person, or
(b)
in relation to circumstances for which no person is prescribed,
the Director;
“a relevant individual”, in relation to an information request for the
5
purposes of a determination about an individual’s financial resources,
means—
(a)
that individual, and
(b)
any other individual whose financial resources are or may be
relevant for the purposes of the determination;
10
“relevant Northern Ireland Department” means the Department for Social
Development in Northern Ireland or the Department of Finance and
Personnel in Northern Ireland.
Contributions and costs
23
Payment for services
15
(1)
An individual to whom services are made available under this Part is not to be
required to make a payment in connection with the provision of the services,
except where regulations provide otherwise.
(2)
The regulations may, in particular, provide that in prescribed circumstances an
individual must do one or more of the following—
20
(a)
pay the cost of the services;
(b)
pay a contribution in respect of the cost of the services of a prescribed
amount;
(c)
pay a prescribed amount in respect of administration costs.
(3)
The regulations may, in particular, provide that where—
25
(a)
civil legal services are provided to an individual under this Part in
relation to a dispute, and
(b)
prescribed conditions are met,

the individual must pay a prescribed amount which may exceed the cost of the
civil legal services provided.
30
(4)
The regulations may, in particular, make provision about the determination of
the cost of services for the purposes of the regulations.
(5)
The regulations may, in particular—
(a)
provide for an individual’s liability under the regulations to make a
payment to change or cease in prescribed circumstances,
35
(b)
provide for an individual’s liability under the regulations to arise on a
determination by a prescribed person,
(c)
provide for such a determination to be varied or withdrawn by a
prescribed person, and
(d)
provide for the review of such a determination in respect of an
40
individual’s liability to make a payment.
(6)
The regulations may, in particular, provide that an individual is to be treated,
for the purposes of the regulations, as having or not having financial resources
of a prescribed description.

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(7)
Regulations under subsection (6) may, in particular, provide that the
individual is to be treated as having prescribed financial resources of a person
of a prescribed description.
(8)
The regulations may, in particular, include provision for an amount to be
payable entirely or partly—
5
(a)
by periodical payments;
(b)
by one or more lump sums;
(c)
out of income;
(d)
out of capital.
(9)
The regulations may, in particular, include—
10
(a)
provision requiring information and documents to be provided,
(b)
provision about the time and manner in which payments must be
made,
(c)
provision about the person to whom payments must be made, and
(d)
provision about what that person must do with the payments.
15
(10)
The regulations may, in particular, make provision for the payment by an
individual of interest, on such terms as may be prescribed, in respect of—
(a)
a loan made to the individual under this Part,
(b)
a payment in connection with the provision of services which is not
required by the regulations to be made by the individual until after the
20
time when the services are provided, and
(c)
so much of a payment as remains unpaid after the time when it is
required by the regulations to be made by the individual.
(11)
The regulations—
(a)
must make provision for the repayment to an individual of any amount
25
in excess of the individual’s liability under the regulations or under
section 24, and
(b)
may make provision for the payment of interest on the excess.
(12)
In this section—
“administration costs” means costs in connection with the administration
30
of legal aid, including the administration of charges arising under
section 25;
“prescribed amount” includes an amount calculated in a prescribed
manner.
24
Enforcement
35
(1)
Regulations may make provision about the enforcement of an obligation to
make a payment imposed under section 23.
(2)
The regulations may, in particular, make provision for costs incurred in
connection with the enforcement of an individual’s obligation to make a
payment to be recovered from the individual.
40
(3)
Regulations under this section may, in particular—
(a)
provide that overdue amounts are recoverable summarily as a civil
debt;
(b)
provide that overdue amounts are recoverable as if they were payable
under an order of the High Court or a county court, if the court in
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