Groceries Code Adjudicator Bill [HL]

AMENDMENTS
TO BE MOVED
ON REPORT

After Clause 1

LORD KNIGHT OF WEYMOUTH

LORD GRANTCHESTER

 

Insert the following new Clause—

“The Groceries Supply Order

(1) The Secretary of State must make an order to establish the Groceries Supply Order by statutory instrument.

(2) The Secretary of State shall commission a review by the Office of Fair Trading, in consultation with the Adjudicator, into the effectiveness of the Groceries Code to report no later than two years following the commencement of this Act.

(3) An order may not be made under subsection (1) until a review under subsection (2) is completed.

(4) An order made under subsection (1) is subject to the approval of both Houses of Parliament.”

Schedule 1

LORD KNIGHT OF WEYMOUTH

LORD GRANTCHESTER

 

Page 11, line 8, after “State” insert “subject to confirmation by a joint committee of the relevant Departmental Select Committees”

After Schedule 1

LORD KNIGHT OF WEYMOUTH

LORD GRANTCHESTER

 

Insert the following new Schedule—

“SCHEDULE Super-Affirmative Procedure

1 If the Secretary of State is proposing to make an order under section 16(2)(a) or (b), the Secretary of State must consult those persons whom the Secretary of State considers would be affected by the proposed order.

2 (1) If, after such a consultation, the Secretary of State considers it appropriate to proceed with the making of the order, the Secretary of State must lay before Parliament—

(a) a draft order, and

(b) a document which explains the order.

(2) The Secretary of State may not act under this paragraph before the end of the period of twelve weeks beginning with the day on which the consultation began.

3 (1) The Secretary of State may make an order in the terms of the draft order laid under paragraph 2 if, after the expiry of the 40-day period, the draft order is approved by a resolution of each House of Parliament.

(2) But the procedure in paragraph 4 is to apply to the draft order instead of the procedure in this paragraph if—

(a) either House of Parliament so resolves within the 30-day period, or

(b) a committee of either House charged with reporting on the draft order so recommends within the 30-day period and the House to which the recommendation is made does not by resolution reject the recommendation within that period.

4 (1) The Secretary of State must have regard to—

(a) any representations,

(b) any resolution of either House of Parliament, and

(c) any recommendations of a committee of either House of Parliament charged with reporting on the draft order, made during the 60-day period with regard to the draft order.

(2) If after the expiry of the 60-day period the draft order is approved by a resolution of each House of Parliament, the Secretary of State may make an order in terms of the drafting order.

(3) If after the expiry of the 60-day period the Secretary of State wishes to proceed with the draft order but with material changes, the Secretary of State may lay before Parliament—

(a) a revised draft order, and

(b) a statement giving a summary of the changes proposed.

(4) If the revised draft order is approved by a resolution of each House of Parliament, the Secretary of State may make an order in the terms of the revised draft order.

5 (1) For the purposes of this paragraph an order is made in the terms of a draft order or revised draft order if it contains no material changes to its provisions.

(2) In this Schedule, references to the “30-day”, “40-day” and “60-day” periods in relation to any draft order are to the periods of 30, 40 and 60 days beginning with the day on which the draft order was laid before Parliament.

(3) For that purpose no account is to be taken of any time during which Parliament is dissolved or prorogued or during which either House is adjourned for more than four days.”

Clause 4

LORD HOWARD OF RISING

 

Page 2, line 13, at end insert—

“( ) In deciding whether to carry out an investigation, the Adjudicator may consider only one or both of the following—

(a) information provided by a supplier;

(b) information that is publicly available.”

Schedule 2

BARONESS WILCOX

 

Page 14, line 20, leave out from “requires” to “the” in line 21 and insert “an individual to attend at a particular place”

Clause 5

LORD HOWARD OF RISING

 

Page 2, line 24, at end insert “and any such comments must be published with the report if the retailer so requests”

Clause 6

LORD HOWARD OF RISING

 

Page 2, line 31, at end insert—

“(2) A large retailer, subject to any enforcement measure set out in this section, may appeal against those measures to the Competition Appeals Tribunal.

(3) If the Adjudicator requires information to be published, the large retailer may appeal to the Competition Appeals Tribunal—

(a) prior to any information being published; or

(b) following the publication of any information.”

Clause 9

LORD KNIGHT OF WEYMOUTH

LORD GRANTCHESTER

 

Page 3, line 17, leave out from “penalties” to end of line 19

Schedule 3

BARONESS WILCOX

 

Page 15, line 9, leave out paragraphs 4 and 5

LORD KNIGHT OF WEYMOUTH

LORD GRANTCHESTER

 

Leave out Schedule 3

Clause 10

LORD HOWARD OF RISING

 

Page 3, line 39, leave out “may” and insert “must, other than in exceptional circumstances”

 

Page 4, line 11, at end insert—

“( ) The Adjudicator must publish an annual report on the operation of this section.”

Clause 11

LORD HOWARD OF RISING

 

Page 4, line 13, leave out “may” and insert “must”

Clause 12

LORD HOWARD OF RISING

 

Page 4, line 26, leave out “may” and insert “must”

BARONESS WILCOX

 

Page 4, line 30, at end insert—

“( ) If the Secretary of State makes an order under section 9 authorising the Adjudicator to impose financial penalties, the Adjudicator must publish guidance about the criteria that the Adjudicator intends to adopt in deciding the amount of a penalty (and this requirement can be satisfied by guidance published before the order is made).”

LORD HOWARD OF RISING

 

Page 4, line 31, at end insert “the large retailers and”

Clause 14

LORD KNIGHT OF WEYMOUTH

LORD GRANTCHESTER

 

Page 5, line 9, at end insert—

“( ) The report must include an evaluation by the Adjudicator, after consulting with the Office of Fair Trading, of how well the code is working.”

BARONESS WILCOX

 

Page 5, line 16, at end insert—

“( ) The Secretary of State must lay a copy of the report before Parliament.”

Clause 16

LORD KNIGHT OF WEYMOUTH

LORD GRANTCHESTER

 

Page 7, line 8, at end insert—

“( ) An order under subsection (2)(a) or (b) is subject to the super-affirmative procedure (see new Schedule (Super-Affirmative Procedure)).”

Clause 19

LORD HOWARD OF RISING

 

Page 8, line 10, at end insert “, and for the purpose of the first levy and any subsequent annual increase in the levy, the Adjudicator must undertake a consultation process with the specified retailers and consider any submissions received.

“( ) The Adjudicator may require the payment of a levy only if an order made by the Secretary of State is in force setting out the amount of the levy and authorising the Adjudicator to do so.”

 

Page 8, line 25, leave out “may” and insert “must”

Clause 22

LORD KENNEDY OF SOUTHWARK

 

Page 10, line 3, at end insert “and as varied by any subsequent order made under that section”

Clause 23

LORD KNIGHT OF WEYMOUTH

LORD GRANTCHESTER

 

Page 10, line 18, at end insert—

“( ) A statutory instrument containing an order under section 16(1) or (2)(a) or (b) is subject to the super-affirmative resolution procedure set out in Schedule (Super-Affirmative Procedure).”

Prepared 11th July 2012