Select Committee on Foreign Affairs Minutes of Evidence


Memorandum by the Foreign and Commonwealth Office

AIRLINE LIAISON OFFICERS

  38. In 1993 the UK posted its first Airline Liaison Officer (ALO) to Delhi with responsibility for India, Sri Lanka and Bangladesh. The aim of this posting was to reduce the rising number of inadequately documented passengers arriving from those countries. In 1995 a joint IND/FCO review in racketeering recommended that, as a result of this successful pilot, the ALO network should be expanded to a further four locations. New ALO posts have been established in Accra, Colombo, Dhaka and Nairobi. The main tasks of the ALO include the provision of comprehensive training for airline staff on the UK's passport and visa requirements as well as basic techniques of passenger profiling and forgery awareness. In addition, the ALO attends at the airport to offer advice on whether passengers are properly documented for travel to the UK. The ALO's function also includes establishing good relations with the local police and immigration authorities with a view to their identifying and prosecuting facilitators and racketeers. The ALOs work in partnership with Canadian Immigration Control Officers (ICOs), who have a large network in place. Letters of understanding on joint working were exchanged between senior British and Canadian officials in 1996.

MIGRATION AND VISA CORRESPONDENCE UNIT (MVCU)

  39. The Correspondence Unit of Migration and Visa Division was set up in 1988 as a channel of communication to relieve the pressure of work on Ministers of State and their Private Offices resulting from an ever increasing volume of correspondence on immigration cases. Although its primary role is to respond to Members' enquiries, the Unit also handles enquiries from the public, solicitors and other organisations. The Unit was tasked to explain the factual background to ECOs' decisions to refuse entry clearance. The Unit aims to reply to Members within 15 working days and to members of the public and others within 20 working days, as agreed under the Citizen's Charter. Since 1 May, arrangements have been put in place to identify cases referred by MPs where there is prima facie evidence of poor decision making (e.g., incomplete documentation, badly worded refusal notices). Such cases are reviewed by MVD's Policy Unit who report their findings to senior officials or Ministers as necessary.

  40. Although the level of incoming correspondence has steadily increased over the years (from just over 4,000 in 1989 to 7,362 in 1995 and 7,572 in 1996), the Unit had, until June 1997, generally been able to meet the targets for reply. However, since the election in May, the number of representations from Members on entry clearance issues has risen very substantially, reflecting the interest in immigration issues. This has placed an additional burden on MVCU and entry clearance Posts overseas. In addition the practice (particularly in Islamabad cases) whereby MPs are persuaded to make representations before an application is made, can slow down the system.

  41. The monthly average of MPs' letters in 1996 was 631. Between June and December 1997 the monthly average rose to over 1,000. The total number of letters received in 1997 was 9,827, which represents an average of 818 per month for the year, 30 per cent up on 1996. Islamabad cases account for a significant percentage of the total number of letters received. For example in November of the 1,318 letters received, 432 related to Islamabad cases. The figure for New Delhi was 118. A breakdown of the 1997 figures is at Annex G.

  42. We have taken a number of measures to tackle this upsurge and improve the response times to MPs. These include the deployment of additional temporary staff and overtime working. The Section has also been re-organised and all incoming letters are now being acknowledged. Urgent cases and those involving compassionate circumstances are being given priority handling.

COMPREHENSIVE SPENDING REVIEW

  43. The Comprehensive Spending Review (CSR) process initially involved examination of aspects of entry clearance services in a number of separate studies. These included the FCO CSR, the CSR on Immigration Service (Ports) and a cross-cutting (i.e., inter-departmental) CSR on Asylum. The appeals procedure was also to be considered as part of the CSR work undertaken by the Lord Chancellor's Department. The final part of this process is the Study, led by the Cabinet Office Efficiency Unit, to examine how the various elements of the system can be linked to deliver the Government's overall objectives.

  44. This study, which started on 5 January, will be considered as part of the overall CSR process. A key area in the Study will be the importance of the pre-entry control overseas in discouraging unfounded asylum applications. Terms of Reference of the Study are at Annex H.

Action being taken to tackle Global Problems

  45. The main problem globally is inadequate IT. To improve matters a package of measures is being implemented over the next two years as follows:

    (b)  the development by February 1998 of a scalable, networked entry clearance processing system (known as VIP—the Visa Integration Project) based upon Windows NT technology to encompass visa databases, cash tills, filing systems and document printing. This will be installed at all entry clearance posts by the end of 1999;

    (c)  the VIP processing system and the Suspect Index should allow a significant shortening of the period spent by applicants queuing to apply and await the return of passports. VIP will be installed in posts on the new FCO-standard MS-Windows NT system called FIRECREST from the first quarter of this year and in busy EC posts in the Autumn. Future use of e-mail, text retrieval and applicant databases will allow faster dissemination of appeal statements and replies to Ministerial correspondence and parliamentary questions, and less time being wasted in moving vast quantities of papers around in back offices;

    (d)  MPs' letters: Detailed guidance has been sent to all overseas posts on the handling of MPs' letters, in the light of the changed circumstances following the election. This guidance reiterated the importance of ECOs producing decisions which are demonstrably fair and consistent with the Immigration Rules. The guidance also tackled the question of poorly worded Refusal Notices: separate, more detailed, guidance will issue on this specific subject shortly. Separately Baroness Symons has written regularly to MPs keeping them up to date on progress in the handling of MPs' letters by MVD's Correspondence Unit.

    (e)  Training: The training courses run for ECOs and ECMs are being revamped to take account of recent developments, notably the new Government's commitment to a fair, fast and firm entry clearance system and to reflect their wish for cultural awareness on the part of entry clearance staff.

    (f)  Communication: senior management recognises the need to brief Entry Clearance staff more fully on the Government's statement of policy, on the principles of a firm, fast and fair immigration policy, and on the importance of quality of service issues.

ISLAMABAD

General Background

  46. Pakistani nationals have required visit visas for the UK since 1986. Many Pakistanis have relatives settled in the UK and consequently there is a higher number of settlement applications made at Islamabad than at any other Post in the world. The majority are from the Mirpur region (in Pakistan-administered Kashmir) or from the Punjab. The other visa issuing Post in Pakistan, Karachi, processes mainly visit applications.

  47. In staffing terms Islamabad is our largest Entry Clearance Post in the world. The Section is headed by a First Secretary who devotes 90 per cent of his time to visa work. There are four ECMs, at present one from the FCO, two from the Home Office and one Home Office officer employed on LE terms, and 26 ECOs, 10 from the FCO, 16 from the Home Office and one LE Expatriate spouse. There are also two Registrars and a total of 67 Locally Engaged support staff. An organogram of the Entry Clearance Section is at Annex I.

  48. In 1996 Islamabad received around 39,300 applications for UK visas (2.78 per cent of the total) of which approximately 20 per cent were for settlement. Thirty per cent of all applications were refused (12.7 per cent of total refusals). From January to November 1997 the Post received 34,146 applications—a 6 per cent drop overall on 1996, largely due to a six-week closure of the Immigration Section during the summer months—see below. Settlement applications for spouses have risen, particularly since the abolition of the Primary Purpose rule in June 1997. A summary of the 1996 figures is at Annex J.

  49. As a large number of settlement applicants are from the Mirpur District, it has sometimes been suggested that we should open an office there. This would require substantial resources which would be difficult to find. There would also be political complications in operating in "Azad Kashmir" whose sovereignty HMG does not recognise. An alternative would be the holding of regular immigration clinics by staff visiting from Islamabad. We have not so far been convinced that the benefits would outweigh the resource difficulties. We should welcome any views the Sub-Committee may have on this issue. (See also paragraph 73.)

Islamabad: Recent Problems in the Immigration Section

  50. 1997 was a very difficult year for the Section particularly because of the failure of the IT and staffing problems.

  51. The computers in the Immigration Section failed on two occasions; from 2-20 May and from 16 June to 13 July. The first failure was due to hardware problems. The second crash was as a result of the manufacturers' local agents who caused the system to fail during routine maintenance. During these two periods no data from new applications could be entered and no searches for data relating to applications in the system could be made. The Section was therefore unable to process applications although scheduled interviews did take place. The failures came at the same time as the change in the Immigration Rules abolishing Primary Purpose. This compounded the problem, which resulted in severe inconvenience to both applicants and sponsors.

  52. The Section faced a surge of applications after reopening to the public. Applications were 20 per cent up in August and over 50 per cent up in September, compared with the same months in 1996. The increase covered not only visit applications but also applications from those re-applying as a result of the abolition of the Primary Purpose rule. There were knock on effects for the Section, including correspondence processing, visa writing and data entry. The correspondence processing related mainly to queries from MPs, which rose substantially as sponsors in this country chased applications affected by the closure of the Section.

  53. These problems were exacerbated by the fact that, for a large part of the year, the number of ECOs was below full complement. Similar problems arose with the Locally Engaged staff, with leave absences not covered and slots not filled when incumbents left. Insufficient numbers of staff in key areas caused backlogs. It became difficult to trace files, correspondence was delayed etc.

Islamabad: The Working Environment

  54. Staff working in the Immigration Section come under constant pressure to speed up or facilitate applications. Staff also need to be alert to the high incidence of forgery and corruption. This combination produces an exceptionally difficult and stressful working environment.

Islamabad: Forgery

  55. According to the latest Forgery Report prepared by the entry clearance section in Islamabad, the use of forged and fraudulent documentation is considered to be rife in Pakistan. There is evidence of widespread use of forged and fraudulent documentation to support applications for entry clearance. This poses serious difficulties for the ECO who has to assess the documentation. Areas where ECOs regularly encounter fraudulent documentation are with medical and business applications, papers relating to financial background and UK documentation. Forged or fraudulently obtained visas and passports, including UK passports, are also regularly encountered.

  56. The Immigration Section has a dedicated forgery team who liaise with local authorities, airlines, and other Diplomatic Missions (particularly the Canadians and Americans). The team has a dedicated Forgery Room and good equipment.

Islamabad: MPs' Representations

  57. Islamabad accounts for nearly a third of the representations MVD receive from MPs on individual visa cases: 2,405 out of 7,581 between May and December 1997, though a considerable number of these letters were prompted by the closure of the Section for the periods mentioned in paragraph 49 above. A number of MPs believe that some refusal decisions taken in Islamabad cases are unjustified and that in some cases Refusal Notices have been badly worded. In reviewing cases internally MVD have found refusal decisions which are not well supported by the wording of the Refusal Notice (Ref 1).

Islamabad: Abolition of Primary Purpose

  58. Since the abolition of the Primary Purpose Rule in June 1997, ECOs must be satisfied in assessing applications from spouses that the parties to the marriage have met, are not under 16, intend to live together permanently as husband and wife and that there will be adequate maintenance and accommodation in the UK without additional recourse to public funds. The ECO must be satisfied, however, that both parties to a marriage are willing. Assessment of applications is generally easier since the abolition of Primary Purpose rule, but there are still instances where the Rules requirement of intention to live together may not be met, resulting in refusal, subject to a right of appeal. In the short term, the effect of abolition of the Primary Purpose Rule has been a marked increase in applications for settlement visas from those previously refused.

Islamabad: support and accommodation—Public funds

  59. With the abolition of primary purpose, failure to meet support and accommodation requirements now accounts for the majority of settlement refusals. A particular problem in Islamabad has been interpretation of concessions that, for an applicant to meet the "public funds" requirement of the Rules, the ECO should be satisfied if the applicant can show that there would be no additional burden on public funds if admitted. This means that providing sufficient funds are available (whether from public or private/earned sources), the maintenance requirement of the Rules is met, providing that the public funds are the sponsor's and not the applicant's entitlement. This is a continuing source of dispute with solicitors—the key point is that, in many cases, the totality of funds available is deemed insufficient to support the applicant in any case. In assessing accommodation, solicitors have expressed concern that ECOs too often ask for local authority confirmation that accommodation is satisfactory—something that they are increasingly reluctant to provide on cost grounds. Our guidance to ECOs asks that they only make such requests exceptionally.

Islamabad: DNA testing

  60. In most applications from children to join parents in the UK, free DNA tests are offered (around 450 a year in Islamabad). This system of voluntary DNA testing, in place since 1990, has worked well. Around 15 per cent of applications are refused following DNA testing, but there are very few complaints.

Islamabad: Asylum

  61. In 1997 there were 1,615 asylum applications by Pakistani nationals (5 per cent of all asylum applications received). Of the 2,925 decisions made on cases in the same period, 2,870 were refused, 10 were granted asylum, and 45 given Exceptional Leave to Remain. The majority of asylum applicants base their claims on religious grounds (Ahmadis and latterly Christians) or membership of political parties (e.g., the MQM).

Islamabad: Recent Ministerial Visit

  62. Baroness Symons (PUSS, FCO), and Mr O'Brien (PUSS, Home Office) paid an official visit to Islamabad from 7-9 January. Mr O'Brien also visited Karachi, New Delhi and Dhaka. Baroness Symons had previously visited New Delhi in September. This joint Ministerial visit sought to examine the staff and IT problems in Islamabad outlined above, which have affected the operation of the Entry Clearance Section over the last nine months or so, and which have prompted a significant increase in the number of MPs representations on individual visa cases.

  63. The visit to Islamabad enabled the Ministers to see at first hand the operation of the visa section and the problems they face. The visit confirmed the need for urgent action to tackle problems in a number of key areas, such as staffing, IT, and the organisation and working methods in the section. Work is already underway on some of these issues, as outlined below. On others, details of the Ministers' findings were passed to the FCO Inspection team who are visiting Islamabad from 14-28 January (see under Action Points below). The Inspection team will produce a detailed Action Plan on the way ahead. Ministers are determined to adhere to the Government's commitment to a firmer, faster and fairer immigration system.

Islamabad: Action taken to tackle specific problems

  64. The following action has already been taken, or is planned, to tackle the problems in Islamabad:

    (b)  Inspection: The Entry Clearance section is currently being inspected by an FCO Inspection Team. This includes two officers from MVD who will be looking in detail at all aspects of staffing and other key areas. An Action Plan to tackle the key areas of weakness will be formulated by the Inspection team, assisted by the ECSC, and agreed with post management and the Section. This will also take account of the outcome of the recent FCO/HO Ministerial visit to Islamabad mentioned above. The Plan will then be implemented by post with the assistance of the ECSC, and with the full support of the FCO and Home Office departments involved:

    (c)  Computers: The current QUICKFIRE system was rapidly developed and installed as an interim solution once it became clear that the problems of the existing UNIX-based system (SECUD 2) could not be resolved satisfactorily. The more sophisticated Windows-based system (FIRECREST)—referred to above—using new entry clearance software (VIP), will be installed in the autumn (avoiding disruption in the busy summer season).

    (d)  Staffing: The FCO attaches a high priority to filling EC slots in Islamabad with able staff. It works closely with the Home Office to ensure effective co-operation in filling vacant slots. Arrangements are being put in hand to minimise any gaps between postings.

    (e)  Morale: Staff from the FCO's Training Wing visited Islamabad in October 1997 to run training in defusing conflict and managing stress. A further visit is planned for early 1998. Action is being taken to improve staffing and IT should also contribute to an improvement in morale.

    (f)  Training: In reviewing the content of training courses for ECOs and ECMs, MVD will examine in particular any additional requirements for staff posted to the Indian sub-Continent.


NEW DELHI

General Background

  65. Indian nationals have required visas since 1986. There are four entry clearance issuing posts in India: Calcutta, Madras, Bombay and New Delhi. Bombay processed 54,024 applications from January-November 1997 and New Delhi 51,462. New Delhi deals mainly (96 per cent) with non-settlement applications. A summary of the 1996 figures is at Annex J.

  66. Migration and Visa Division carried out an operational review of the immigration section in New Delhi in December 1997. They found it efficient, well managed and with well motivated UK Based and LE staff.

New Delhi: Staffing

  67. In terms of staffing, New Delhi is one of the larger entry clearance posts. The section is headed by a First Secretary with two Entry Clearance Managers and 12 Entry Clearance Officers (ECOs). There is also an Airline Liaison Officer, (an Immigration Service Officer). There are 39 locally engaged (LE) members of staff. An organogram of the Entry Clearance Section is at Annex K.

New Delhi: Entry Clearance Operation

  68. Most non-settlement applications are processed within 24 hours. In straightforward cases visas are issued on the day of application. The immigration Section are moving towards a greater use of a "non-present application" procedure. This allows applicants who have travelled to the United Kingdom within the last five years to deposit their applications at the Immigration Section for consideration on papers. The ECO can interview if necessary. Post are considering extending this facility. The aim is to provide a more efficient service to low-risk applicants, so that resources can be more carefully targeted.

New Delhi: MPs Representations

  69. Between May and December 1997, the Correspondence Unit in MVD received 980 MPs' representations on New Delhi, 13 per cent of the total.

New Delhi: Forgery and fraudulent documentation

  70. In New Delhi and the other Posts in India, the use of high-quality forged and fraudulent documentation is widespread. ECOs therefore have to be particularly careful when considering documentary evidence. Four of the ECOs in the Immigration Section in Delhi specialise in the detection of forged and fraudulent documents, and train other members of the section.

New Delhi: Airline Liaison Officer

  71. New Delhi has one of the 6 Home Office Airline Liaison Officers (ALO), currently deployed. He works very closely with the Immigration Section on forgery matters and is closely involved in training airline staff to help detect forged and fraudulent travel documentation.

New Delhi: Computers

  72. New Delhi's present computer system, the UNIX-based software, SCUD II is proving slow and cumbersome. The Immigration Section are due to receive the FIRECREST NT system in the autumn of 1998, following the busy summer season. This will allow the Visa Integration project (VIP) software package to be deployed. VIP should improve both the speed and efficiency of the entry clearance operation.

New Delhi: Opening of an Entry Clearance Office in Chandigarh

  73. We receive requests from time to time to open an entry clearance office in Chandigarh (Punjab). The British Council are opening an office in Chandigarh and the Commercial Section of the High Commission may establish a presence there.

  However, for logistical and cost reasons we have no plans to open an entry clearance office in Chandigarh. The majority of applicants come from the Ludhiana and Jalandhar areas rather than from Chandrigarh. No other countries have visa issuing offices in Chandigarh. As mentioned in paragraph 49 on Islamabad, an alternative proposal has been to hold entry clearance clinics three or four days a month. We have not so far been convinced that the benefits would be sufficient to justify the costs involved. We would welcome any views the Sub-Committee may have on this issue.

New Delhi: Recent Ministerial Visits

  74. As mentioned in the Section of this Memorandum dealing with Islamabad, Mr O'Brien (PUSS, Home Office) and Baroness Symons visited the Post at New Delhi in January 1998 and September 1997 respectively. On both occasions the visiting Ministers were impressed with the Entry Clearance operation which they found to be well managed and effective.


 
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Prepared 23 July 1998