Select Committee on Foreign Affairs Minutes of Evidence


ANNEX A

Legal powers which the FCO Minister has to overturn decisions made by entry clearance officers at Posts.

  The Memorandum submitted to the Sub-Committee in advance of the evidence session contains the following statement on legal powers:

  "Entry into, stay in and departure from the United Kingdom is regulated in law by the Immigration Act 1971 (`the Act'). The Act is a comprehensive code intended to govern any right of entry into the country. Persons without a right of abode in the United Kingdom require leave to enter and remain in the country. The power to give or refuse leave to enter is vested in immigration officers but the power to give leave to remain can only be exercised by the Secretary of State.

  The practice to be followed in the administration of the Act for regulating entry into and stay in the United Kingdom for those who do not have the right of abode is contained in statements of the rules (the Immigration Rules) laid by the Secretary of State before Parliament. The Secretary of State may, and sometimes does, depart from the Rules or authorise an immigration officer to do so.

  Although the office of Secretary of State is indivisible, the Secretary of State who exercises powers under the Immigration Act (including laying the Immigration Rules before Parliament) is the Home Secretary. This has been reflected in immigration case law.

  The Rules require some persons who need leave to enter the United Kingdom (for example visa nationals) to obtain entry clearance from outside the United Kingdom at the nearest High Commission, Embassy or Consulate. Immigration officers are instructed to refuse leave to enter to those persons who do not possess a valid visa if they require one. Others who wish to ascertain in advance if they are eligible for admission may also apply for entry clearance. Entry clearance means a visa, entry certificate or other document which is to be taken as evidence of a person's eligibility for entry into the United Kingdom.

  Entry Clearance Officers (ECOs) who administer the control of immigration overseas, including the issue or refusal of entry clearance, are members of the British Diplomatic Mission and thus fall under the operational responsibility of the Foreign and Commonwealth Office. However, unlike immigration officers, entry clearance officers have no statutory existence of their own. This means that their functions (and those of Ministers reviewing their decisions) are limited to considering entry clearance applications in accordance with the Rules.

  As entry clearance is a condition precedent to the grant of leave to enter in many cases, and as it is the Secretary of State for Home Affairs who exercises the discretion under the Act to authorise leave to enter outside the Rules, entry clearance has been granted outside the Rules only on instruction from his department."

COMMENT

  The final paragraphs make clear that under current practice, the role of assessing entry clearance applications under the rules is delegated to entry clearance officers under the operational responsibility of the FCO. Review of cases by other FCO officials (entry clearance managers, other officers at Post or in the UK), or FCO ministers is, again under current practice, limited to applications in accordance with the Rules.

  In all cases where the Minister asks for a review, the first step is to ask the overseas post concerned to look afresh at their original decision in the light of reservations expressed by London. Some refusal decisions are reversed at this stage. When they are not, if the Minister is nevertheless satisfied that, contrary to the original judgment of the ECO, the requirements of the Rules are met, she can direct that entry clearance be granted. It may be that she takes a different view from that taken by the ECO because of additional material not available at the time of the original decision, but this is not always the case.

  There are naturally some cases which do not meet the requirements of the Rules, but where for instance there are exceptionally compelling compassionate circumstances which make it desirable to consider the applications outside the Rules. In these exceptional cases, ECOs may refer to the Home Office for a decision outside the Rules.


 
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Prepared 23 July 1998