Select Committee on Public Accounts Minutes of Evidence


APPENDIX 2

HM COASTGUARD: CIVIL MARITIME SEARCH AND RESCUE (PAC 97-98/302)

Supplementary Memorandum submitted by the Maritime & Coastguard Agency

Question 65

Visit to Chief Emergency Planning Officer Merseyside Fire and Protection Authority

  The senior Coastguard Manager for the area held a meeting with Chief Emergency Planning Officers affected by the proposed closure of Liverpool MRSC on 21 May, a second meeting is planned in June.

Question 68

What is the exact date which you became aware that NTL started to fall behind in their inspection programme

  The NTL contract commenced on 1 April 1995 and the Coastguard contract manager became aware on 27 September 1995 that the planned maintenance schedule was beginning to fall behind. Since that date regular steps have been taken to keep the preventative maintenance programme on schedule.

Question 73

How much is their (NTL) annual contract

  In financial year 1997/98 a total of £850k was expended on the NTL Contract. The preventative maintenance part of the contract is only a small percentage of the overall contract (£10k).

Question 73

What will be the result of your negotiations in asking for a rebate for a service that has only 58% been delivered

  No rebate is payable because the total preventative maintenance schedule was completed within the allotted annual timescale.

Question 73

Is there a penalty clause for late delivery of services in the contract

  The contract contains no specific penalty clauses, however there is standard Government contract provision for terminating the contract for unsatisfactory performance.

Question 139

Consultation document on non-regulated pleasure vessels

  A copy of the document is attached.

Question 143

Breakdown of recreational craft incidents

  A spreadsheet detailing the statistics is attached.

Q143

Recreational Craft Related Incidents 1987-1997
YearTotal incidents relating to recreational craftPowered pleasure craftSailing yacht auxiliary powerSailing yacht no power Sailing dinghyInflatable no powerInflatable poweredSailboard Rowing boatCanoeAirbed or inflatable toy
19871207738 68682 117322
19881399796 85783 125334
19891378965 81871 160329
19901431860 87265 163331
19911396981 673269 173281
199217731059 873349 185366
199316661144 866296 184320
199427501620 1127135319 86236520 12910494
199530721989 1178129353 151218582 147116198
199625841788 1127109287 108182426 12591129
199727541791 1163103302 94221485 13695155

The categorisation of vessel types was refined as of 1 January 1994.

Q139

(NON-LEGISLATIVE) MEASURES FOR THE IMPROVED SAFETY OF NON-REGULATED PLEASURE VESSELS

A Consultation Document from The Coastguard Agency

Introduction

  1.  The number of Search and Rescue incidents has risen steadily over the last ten years and during 1995 HM Coastguard dealt with over 12,000 incidents in the United Kingdom Search and Rescue Region. Although there is no clear explanation for the rise, it has coincided with perhaps a period of generally increased prosperity and this has been reflected in the fact that the type of incident has changed over the period, with leisure related incidents now accounting for 60% of the total and non-regulated pleasure vessels responsible for 75% of all vessel incidents. A statistical analysis is at Annex A and the need for more focused statistics discussed further in paragraphs 42-44.

  2.  Since 1 April 1995 The Coastguard Agency (COASTGUARD) has assumed responsibility for the safety of non-regulated pleasure vessels (NRPV) within United Kingdom territorial and estuarial waters as excluded from the merchant Shipping (Vessels in Commercial Use for Sport and Pleasure) regulations 1993 Part II. Such vessels are under 13.7 metres (44.9 ft) and can encompass anything from a surfboard to a large yacht. Vessels larger than this are classed as regulated pleasure vessels and are the responsibility of the Marine Safety Agency (MSA), as are all vessels operating on inland waters. A more detailed description of non-regulated vessels is at Annex B.

  3.  A key target of COASTGUARD is to reduce the number of incidents it deals with through the promotion of safety awareness and accident prevention projects. In the ten years since 1986, recorded incidents have more than doubled from 5300 to 12,200. The year-on-year percentage rise is currently running at around 10%. Work is underway in COASTGUARD to look at ways of reducing the number of incidents. Ideas emerging include a mixture of measurable national safety initiatives, for example the recently launched primary schools sea safety campaign, coupled with 'local' accident prevention projects. The results of consultation from this document, which is not, nor should be viewed as, a precursor to regulation, will form another valuable dimension to COASTGUARD's overall sea and shoreline safety awareness and accident prevention strategy.

  4.  Currently there are some two million NRPVs using UK waters. COASTGUARD records showed an increase in the rate of NRPV incidents in 1995 of some 10% over 1994. Increased incidents not only result in the tragic loss of life or injury, but also cause a great deal of distress and anxiety for those involved, their friends and relatives. Those who crew the rescue units, principally RNLI volunteers, military, and civilian helicopter personnel, can also have their own lives placed at risk while carrying out rescues. Furthermore, the increased use of resources places an additional cost burden on the taxpayer at large. In short, simply dealing with incidents as they arise is neither satisfactory in people nor in cash terms.

  5.  It is recognised that compared with fatalities on the roads and in the home, deaths at sea are relatively few. This is a measure of the effectiveness of the rescue services. But we should not rely on the rescue services to save life where accidents can more easily-and at less cost-be prevented. Measures which, on the one hand preserve the integrity of a freesea for NRPVs while on the other ensure better and more effective NRPV safety, must be in everyone's best interest.

  6.  COASTGUARD wishes to retain much of the freedom enjoyed by NRPV users and this document addresses issues arising from their activities and discusses non-legislative measures for improved safety. COASTGUARD does not under-estimate the complexity of such issues and the contrasting viewpoints of users, those with responsibility towards users and those towards whom users have responsibility. COASTGUARD is also sensitive to the need to balance sensible safety provision against the traditional freedoms of UK waters.

  7.  The purpose of this document is to promote debate and gather views about ways in which incidents involving NRPV can be reduced. A number of ideas are set out in the following paragraphs which attempt to address recognisable aspects of the problem. They do not necessarily represent government or COASTGUARD policy towards NRPV users. A list of those bodies being consulted is at Annex C.

  8.  Safety in the context of this document is taken to mean freedom from danger, hurt or loss.

The Participants

  9.  Issues which arise from NRPV activity can be categorised according to the particular role played by participants; whether user, affected by user, of dealing with the user. These are summarised below and are based upon COASTGUARD experience.

The Users' Viewpoint

  10.  Contrasting views are held by NRPV users which fall broadly into two categories:

    "The sea is possibly the last bastion of freedom of our island race and ought to be preserved as such without any restriction";
  or
    "Legislation or associated measures should be put in place to prevent ignorant, inexperienced and potentially dangerous or reckless users from having complete freedom of the sea and spoiling it for sensible users".
  11.  There are, of course, middle ground views. An individual`s view of safety is generally dictated by the user's own experience, which in many cases is wholly subjective and often over estimated.

Those with responsibility towards users

  12.  These can be generally categorised as follows:

  13.  Authorities-can be taken to include harbour/port/Local (council)/navigation authorities. These bodies exhibit varying degrees of control over NRPV users either through local legislation (e.g. secondary legislation) or by giving timely positive advice (the get out of the way or else approach!). Policing existing powers is no simple matter and can be resource intensive with little return. NRPV users can be considered a nuisance to these authorities, either through their ignorance of local procedures or the creation of unnecessary risks to other vessels, people and the environment.

  14. Governing bodies-are taken to mean those which relate to particular NRPV activities, for example, the Royal Yachting Association (RYA) or the British Canoe Union (BCU). The contribution made by such bodies to the control and safety of NRPV is varied. Moreover, not all NRPV users belong to a governing body and some of those that do treat membership as either cosmetic or a matter of prestige. This is not to detract from the good work done by the bodies themselves in pursuit of the safe enjoyment of activities. The potential for further self-regulation of particular activities is explored later in this document.

  15.  Advisory bodies-include those such as COASTGUARD and others which become involved in dealing with the problems which arise from NRPV activity, such as the Royal Life Saving Society UK (RLSSUK Ltd). Governing bodies also assume this role to some degree. So, more generally, does the Royal Society for the Prevention of Accidents (RoSPA).

  16.  Clearly there is some overlap between these categories. The recently formed Sea Safety Working Group under the aegis of the Royal National Lifeboat Institution (RNLI), which comprises COASTGUARD, MSA, Police, RLSSUK, RoSPA, RYA, and the BMIF, is intent upon accident prevention for all recreational craft but is focused more toward NRPV. The formation of this group shows that there is a common desire to deal with problems arising from NRPV activity.

Those towards whom users have responsibility

  17.  The General Public is affected by NRPV activity in as much as it can create hazards to bathers and anglers. In securing improved safety measures for NRPVs it is hoped that such effects on the general public can be minimised.

Problem Types

  18.  There are two main problem areas:

    Incidents (accidents potentially resulting in death, injury of loss of vessel); from the minor false alarm with good intent to the full blown emergency resulting in loss of life.
    Nuisance (impinging on the safety of others and general environmental problems); ranging from an aesthetic nuisance to a navigational hazard or severe environmental damage.
Causes

  19.  There are several general causes of problems resulting from NRPV activity, including:

  20.  Ignorance-can take the form of simple innocence or a wholesale lack of appropriate education. Leisure craft users are not required to demonstrate any level of competence before they are permitted to put to sea, and can knowingly pursue an activity or venture for which either the craft or user is wholly unsuitable.

  21.  Weather-the onset of unexpected adverse conditions can create problems for even the most experienced mariner. Such situations arise when they are armed even with the most up-to-date forecast. (That said, timely weather information is a vital ingredient to the safety of NRPVs, as is information about navigational hazards, naturally occurring or otherwise.)

  22.  Recklessness-Endangering the user, or others, or the environment.

  23.  Poor craft maintenance-a common cause of problems for all types of craft but particularly so for NRPV. For example, the machinery failure category features highly each year in COASTGUARD incident figures. Such failures include running out of fuel or engine failure in its broadest sense to the complete loss of an engine, say outboard motor from a rotted transom.

  24.  While lack of craft maintenance can simply be through ignorance, it can also be the result of user lethargy or simply a lack of funds-sailing on a shoestring budget is not uncommon.

  25.  Genuine accidents-can happen to anyone. Many accidents occur through ignorance, but some are not preventable even by well prepared and experienced people.

Solutions

What steps can be taken to reduce or eliminate these problems?

  26.  A number of possibilities come to mind:

  27.  Bye-Laws-Although this paper is about non-legislative solutions there already exist powers for harbour authorities to regulate pleasure vessels in the private acts for particular ports and for local authorities to do so in bye-laws. While authorities will want to continue to tailor their rules according to local problems it would be possible for COASTGUARD to draw up model clauses for bye-laws which local authorities could take up if they so wished. COASTGUARD would do that in consultation with representatives of local authorities.

  28.  Education/Training/Advice and Experience-COASTGUARD safety awareness initiatives have already been mentioned. There may be other ways in which COASTGUARD, in concert with the RYA and others, could become more involved in local safety training initiatives.

  29.  In some types of NRPV use-notably yachting, motor- boating, canoeing [and others?] the governing bodies already have structured systems for the award of qualifications and for the accreditation of training courses. The qualifications invariably require safety training. There are two challenges; first, how to make this training, where it is available, more widely taken up. Second, how to extend the systems of training and formal qualifications into those areas of NRPV use which are without them.

  30.  Bodies which currently give advice where it is sought, such as COASTGUARD, are not resourced to deliver formal training courses widely through the UK. Should COASTGUARD or some other national body take on that role?

  31.  Most owners of yachts and motor-boats and the users of many other small craft, are trained, examined and certified by the RYA, under the aegis of the Radiocommunications Agency, in the use of VHF radio. Without the Restricted VHF Licence so obtained they cannot legally operate VHF radio equipment. (This is the only way that national regulations bear on the training and qualifications of NRPV users.) Does this encounter with a structured training regime provide opportunities for putting over wider safety messages? Would it be reasonable to ask the RYA to broaden the content of its courses accordingly?

  32.  Safety Equipment-A great deal of money is currently spent on resolving NRPV problems through the provision of rescue services. Does this provide the best value for money? It could be argued that it would be cheaper to provide safety equipment free to NRPV users than to rescue them. There are two problems, one is that those providing the rescue services would find it difficult to find the money and would understandably be dubious about realising any financial return. Much 'safety equipment' is a means of alerting rescuers, rather than a means of preventing an accident. Radios, EPIRBs and flares may save lives, but rather than reducing the number of rescues necessary, indiscriminate 'issue' is more likely to lead to more false alarms and unnecessary call- outs.

  33.  Instead of cash subsidies for safety equipment, equipment itself could be provided either directly or through a loan scheme. However, the same problems arise, who would pay, and what are the real benefits to accident prevention?

  34.  Subsidised or free safety checks could be offered with discounted repairs. Again, who would pay?

  35.  Incentives-Incentives arise in many forms, including;

    Financial
    Accreditation to high profile prestige bodies
    Prestigious awards
    Fear of death or injury
  36.  Financial. Some insurance companies already give discounts, for example, to yachtsmen with RYA qualifications. This could be extended to include qualifications from other governing bodies for other types of NRPV. Discounts could also be given for the carriage of certain safety equipment. (Defined by whom?) This could be self-certificated or certified by an examiner-a club official, harbour master, governing body official, or even a Coastguard officer. What scope do insurance companies have for the introduction of such schemes? Would the lower risk justify reduced premiums?

  37.  Accreditation by prestige bodies. Fulfilment of certain criteria-training certification, carriage of safety equipment could result in the formal accreditation by an existing regulating body or by a newly formed body par excellence which offered the prestige of membership with certain privileges, such as insurance and equipment discounts.

  38.  Awards. Linked to an accreditation initiative could be an award scheme to recognise certain attributes, such as best safety record, no claims, for example.

  39.  Fear of death or injury. The DoT has used this approach with road accidents and in particular drink driving campaigns. Should such an approach be directed toward NRPV users?

  40.  Control and Codes of Conduct/Safety-Without proper policing adequate control is difficult. A degree of control over activities which require complementary safety provision can be brought about by isolating the activity. Are separation schemes effective in reducing accidents? Do they require intensive policing?

  41.  Codes of conduct and safe practice could be drawn up with governing and advisory bodies-such as that drawn up by COASTGUARD with the BCU for sea canoeing. Such Codes could be discretely prescriptive without recourse to legislation. Should representatives of port authorities and local authorities, and COASTGUARD, be involved with the drafting and discussion of Codes of Practice?

Statistics

  42.  In order to target NRPV safety properly, accurate statistics are essential. COASTGUARD together with the RNLI and others are working on a national incident database-SEAREM.

  43.  The statistics shown at Annex A show simple categories of incident type. These need to be refined in terms of 'what caused the incident' if safety strategies are to be better targeted.

  44.  If effort is to be put into education and training it not only needs to be accurately targeted, there also needs to be some objective assessment of its effectiveness. Statistics themselves will not provide such an assessment. What may be needed is systematic 'market research' of NRPV users conducted by a professional market survey company.

Response to Consultation

  45.  It is COASTGUARD's aim to improve safety among the users of Non-Regulated Pleasure Craft, so reducing the number of incidents which put lives at risk and which require the services of rescue organisations.

  46.  The Government's policy is to do this without legislation, regulation or bureaucracy-and without unnecessary expense. This paper proposes a range of measures to encourage and educate small craft users.

  47.  COASTGUARD invites comments on the content of this document, and in particular proposals for measures to improve the safety of NRPV. Comments, to be received by 28 February 1997 should be sent to:

    Mrs E Wright
    The COASTGUARD Agency
    Bay 1/14
    Spring Place
    105 Commercial Road


 
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