Select Committee on Public Administration Third Report


THIRD REPORT

The Select Committee on Public Administration has agreed to the following Report:—

YOUR RIGHT TO KNOW: THE GOVERNMENT'S PROPOSALS FOR A

FREEDOM OF INFORMATION ACT

INTRODUCTION

1. In December 1997, the Chancellor of the Duchy of Lancaster, Dr David Clark, published the White Paper "Your Right to Know: the Government's proposals for a Freedom of Information Act". The proposals will which will allow the people of Britain a legal right to official information for the first time. This right, Dr Clark wrote, "is central to a mature democracy". The proposals should, Mr Maurice Frankel, Director of the Campaign for Freedom of Information told us, "provide a fundamental break with Britain's tradition of government secrecy and lead to a Freedom of Information Act comparable to some of the better overseas Freedom of Information laws".[1] We agree, and—although we have some reservations about the detail of the proposals—we welcome the proposed Freedom of Information Act as a major plank in the Government's proposals for constitutional reform, and a radical advance in open and accountable government. It will help to begin to change for good the secretive culture of the public service. We congratulate Dr Clark on the proposals.

2. Lack of openness and transparency in British government have featured in tribunals and inquiries as a contributory factor in many cases where things have gone seriously wrong. A couple of recent examples are given in the box on the next page. But although these cases have attracted a huge amount of political and media attention, making government more open is something which should have a serious impact on the daily lives of ordinary people. In other countries with Freedom of Information laws, most requests for information are for "my own file". Public authorities keep a vast amount of information about individuals. Some of this they can now get access to, under a patchwork of statutes and codes of practice. Some of it they still cannot get. Many people may want access to their files in order to pursue a dispute with a government department or other public authority. Individuals who are unhappy with the way they have been dealt with by, for example, the Child Support Agency or the Benefits Agency, or local Housing Authorities and Social Services Departments have a strong need to see how the authority concerned has handled their case.[2] A few examples taken from recent cases dealt with under the current Code of Practice on Access to Government Information illustrate why people need access.

  • A couple appealed against the alteration of the council tax banding of their property and subsequently asked the Valuation Office Agency (VOA) to disclose the evidence, in the form of sales prices of comparable properties, which was said to have underlain the re-banding. VOA refused, saying that such details could not be released until the appeal was listed for hearing before a valuation tribunal.[3]

  • A man wrote to the Foreign and Commonwealth Office raising queries about the transcript of an interview with his wife, relating to a refusal of entry clearance, but received no reply. Staff at the relevant Embassy had decided not to reply, due to pressure of work and the fact that the case was to be settled by appeal.[4]

  • An Incapacity Benefit claimant sought access to "The Medical Adviser's Guide to Incapacity Benefit" to inform his preparation for a tribunal hearing. Benefits Agency (BA) refused to release the Guide, saying that it was not available in the public domain.[5]


THE SCOTT REPORT

"The theme of secrecy runs throughout the Scott Report. It links the refusal to reveal to Parliament the change in the guidelines on the export of military equipment; the insistence that public interest immunity should be sought for policy advice documents regardless of their actual contents; and Scott's criticism of the way in which decisions on arms export license are taken ... we believe that an effective Freedom of Information Act would make a significant contribution to the problems identified in the Report. Above all it would signify a substantial change of culture".

  Campaign for Freedom of Information evidence to the Public Service Committee,

  HC (1995-96) 313-II, p.97.

THE BSE INQUIRY

"With a problem as important as this [the relationship between BSE and Creutzfeldt-Jakobs disease], the lesson that screams through my own mind about this issue, ... is that it is always a good due process to get a variety of opinions about complicated databases which may have implications for public health... My criticism is the culture of secrecy that seemed to pertain at the time, such that very few groups could have access—if any, none as I am aware—to the information to carry out independent analysis. That would be the lesson that remains in my mind most strongly."

Professor Roy Anderson, University of Oxford, to the BSE Inquiry, 16 March 1998



FREEDOM OF INFORMATION LEGISLATION ABROAD

1949

Sweden

Freedom of the Press Act (Amended version of legislation first made in 1766)

1951

Finland

Publicity of Documents Act

1966

United States

Freedom of Information Act, as amended

1970

Denmark

Access of the Public to Documents in Administrative Files Act concerned with public access to documents in administration

1978

France

De la liberté d'acces aux documents administratifs as amended

1978

The Netherlands

Access to Official Information Act

1982

Australia

The Freedom of Information Act, as amended

1983

New Zealand

The Official Information Act 1982, as amended

1982

Canada

Access to Information Act, as amended

1986

Greece

Access to Information Law

1997

Ireland

Freedom of Information Act (passed 10 April)



INFORMATION OBTAINED ABROAD UNDER FREEDOM OF INFORMATION

Canada

·  Cabinet instructions to the Royal Canadian Mounted Police on obtaining information about separatist activity in Quebec and about the separatist crisis of October 1970 in general;

·  memos and letters dealing with the admission to Canada of the former Iraqi ambassador Mohammed Al-Mashat;

·  background studies provided to Cabinet on the economic impacts of free trade;

·  Transport Canada audits which showed problems at Air Ontario, the operator of a 1988 downed aircraft that killed 24 people;

·  the award of the $1.4 million CF-18 maintenance contract to Montreal-based Canadair Ltd., despite a superior bid by Bristol Aerospace at Winnipeg;

·  an environmental study which warned that a large oil spill could be expected in or near Canadian waters every year or two, with coastal British Columbia facing close to half of these spills;

·  a 1987 report submitted to Agriculture Canada, which suggested that a $1 billion federal subsidy to grain farmers may have been unnecessary because most Prairie farmers were already scheduled to receive large payments from the Western Grain Stabilization Program.

  The Access to Information Act: 10 Years On, The Information Commissioner

  of Canada, 1994, pp.17-18.

USA

·  Under the Freedom of Information Act tax analyst obtained previously undisclosed tax rulings issued by the Internal Revenue Service in response to letters from individuals and corporations. Congress changed the law to ensure that such rulings were published.

·  A company used the Act to show that a competitor had used false information to secure a contract from a government department.

·  The Act has been used by Honeywell Information Systems to obtain details of the Department of Defence's procurement regulations.

·  New Mexico used the Act to obtain details of the federal government's compliance with environmental regulations applying to the disposal of nuclear waste in the state.

·  A pharmaceutical industry trade body regularly uses the Act to request copies of enforcement decisions of FDA inspectors. These are published by the industry in a newsletter as a guide to standards currently being required and as a check on arbitrary decisions.

·  The Act was used to show that defence contractors were trying to claim entertainment expenses on procuring contracts from the federal government.

  Birkinshaw, Freedom of Information, p.344.

Australia

·  Material obtained from the Department of Defence under the Freedom of Information Act "repeatedly contradicted or undermined evidence" presented to a Senate Committee by the Department concerning a proposal to acquire land for training purposes;

·  Veterans used the Act extensively to seek information which would assist with a claim or appeal under the Repatriation Act, or with a view to applying for review of pensions decisions.

  Standing Committee of the Australian Senate on Legal and Constitutional Affairs,

  Report on the Operation and Administration of the Freedom of Information Legislation 1987

  • The Housing Corporation refused to release to an individual its file of correspondence about him, claiming that the complaint was "vexatious" although only a single request had been made.[6]

  • The Department of Social Security refused to release a report on a National Insurance contribution question to the subject of it.[7]

  • The Department of Social Security refused to release a report of a visiting officer to the person visited.[8]

3. All these cases were investigated by the Ombudsman after a complaint was made under the Code of Practice; in all of them the complaint was upheld or partially upheld. But Freedom of Information should change the culture within the public sector so that the sort of obstruction that members of the public experienced in these cases no longer happens. We believe that the proposals, if implemented as presented in the White Paper, will have three purposes and effects. Increased access to information will -

  • Make it easier for members of the public to find out what information government holds about themselves.

  • Make it easier for politicians, journalists and members of the public to hold the government to account by making government cover-ups more difficult.

  • Make it easier for members of the public to participate in an informed way in the discussion of policy issues, and improve the quality of government decision-making because those drafting policy advice know that they must be able, ultimately, to defend their reasoning before public opinion.

We believe that Dr Clark's proposals will begin to bring about a significant change in the culture of the UK Government. The sort of information that has been obtained under Freedom of Information legislation abroad can be seen in the box on the previous page. Many other countries have introduced Acts dealing with Freedom of Information over the last fifty years as is shown in the table on p.x—Sweden's dates back to 1766. There has been discussion of the introduction of a Freedom of Information Act here since the mid-1970s, which up to now has produced little result.[9] A Freedom of Information Act is long overdue.

4. The degree of consultation on the proposals will be unprecedented in its breadth:

  • The Government has committed itself to publishing the Bill in draft form in the Summer, well before it introduces the Bill proper in the next session of Parliament, and allowing time for this Committee to give the proposals "pre-legislative scrutiny". This is in line with the proposals on the legislative process in the recent Report of the Select Committee on the Modernisation of the House of Commons[10].

  • It has published a background paper on the proposals, containing factual material used in their discussion within government.

  • It has collaborated in the setting up of an Internet website for discussion of the proposals.

5. We welcome the breadth of the consultation. We will ourselves seek to respond by taking oral and written evidence and reporting to Parliament on the proposals with a view to improving their content. This report covers the outline proposals as they appear in the White Paper. After the draft Bill is published, we intend to consider further how they might work in practice in the light of evidence we will take. And when the final Bill is published, we will return, if necessary, to review the response to our recommendations. In this Report, we have taken a broad view of the proposals, and have made comments and suggestions on the areas where we believe they need to be improved.

6. In this stage of these inquiries, we have asked a wide range of organisations—government departments, agencies, bodies, councils and many others—for their views on the White Paper. We are grateful to them for their responses. Others have sent us copies of their submissions to the Cabinet Office consultation on the Bill. We have also noted the comments made through the Internet site. We took oral evidence from Ministers involved in finalising the details of the White Paper, from the Parliamentary Ombudsman and Data Protection Registrar, from the Campaign for Freedom of Information and the consumer organisations. They are individually listed on p.iv. We are grateful to them for their assistance. Much of our own oral evidence has been published on the Internet for the first time. We have also visited Dublin, which has the newest Freedom of Information Act, and Sweden, which has the oldest. We are also particularly grateful to our two special advisers, Professor Patrick Birkinshaw, of the University of Hull; and Mr Robert Hazell, Director of the Constitution Unit in the School of Public Policy at University College London.

7. Dr Clark told us that the Government had been subject to a good deal of pressure to legislate on Freedom of Information immediately after the election, on the grounds that if it did not, its will to do so might soon disappear. Dr Clark resisted that pressure in order to create a better thought-out, more liberal measure, and we commend him for it.[11] Even so, the tight legislative timetable may have meant that the proposals were not as fully considered as they might have been before the White Paper was published. The Data Protection Registrar, the Ombudsman and the Northern Ireland Ombudsman told us that they had not been consulted at that stage.[12] We have found difficulties with obtaining evidence from the Cabinet Office because its Freedom of Information Unit has been overworked in assisting with the drafting of the Bill. Furthermore, we have some serious doubts, which we discuss below, about whether the Government has been able to give sufficient attention to the relationship between the Freedom of Information Bill and the Data Protection Bill. The Freedom of Information Bill will be an ambitious and highly complex piece of legislation, covering an enormous range of different organisations and requiring consideration of a large number of other Acts. We urge the Government to allow sufficient time for discussion of the draft Bill, and for its passage through Parliament, and in particular that the Committee have the opportunity for full consideration of the draft before the Bill itself is introduced.


1  Min of Ev, p.28. Back

2  For these, see Ev. pp.175-6. Back

3  First Report of the Parliamentary Commissioner for Administration, Session 1996-97, Selected Cases 1997, Volume I, Case A.44/95. Back

4  ibid, A.17/96. Back

5  First Report of the Parliamentary Commissioner for Administration, Session 1997-98, Selected Cases 1997, Volume 3, Case A.29/96. Back

6  Cabinet Office, Code of Practice on Access to Government Information, 1996 Report, p.29. Back

7  Cabinet Office, Code of Practice on Access to Government Information, 1995 Report, p.22. Back

8  ibid. Back

9  Patrick Birkinshaw Freedom of Information: The Law, the Practice and the Ideal, 2nd edn, 1996, pp. 332-3. Back

10  First Report of the Select Committee on the Modernisation of the House of Commons, The Legislative Process HC (1997-98) 190. Back

11  Q.80. Back

12  QQ. 195, 261; HC (1997-98) 630, Q.12. Back


 
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Prepared 21 May 1998