| Amendments proposed to the Financial Services and Markets Bill - continued | House of Commons |
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Mr David Heathcoat-Amory 218 Clause 39, page 17, line 32, at end add—'(6) In this section "consumers" has the same meaning as in section 9(7)'.
Mr David Heathcoat-Amory 224 Clause 40, page 18, line 15, leave out from 'which' to first 'the' in line 16 and insert 'is listed in the annex to the second banking co-ordination directive or'
Mr David Heathcoat-Amory 225 Clause 40, page 18, line 30, after 'firm', insert 'or a Treaty firm'.
Mr David Heathcoat-Amory 226 Clause 40, page 18, line 32, at end insert 'or Schedule 4, as the case may be'.
Mr David Heathcoat-Amory 227 Clause 40, page 18, line 36, at end insert—'(4A) For the purposes of Case C, "consumers" has the same meaning as in section 9(7)'.
Mr David Heathcoat-Amory 228 Clause 41, page 19, line 1, leave out 'likely'.
Mr David Heathcoat-Amory 229 Clause 41, page 19, line 2, leave out 'uncertain' and insert 'likely to prejudice the continued satisfaction of the qualifying conditions by the authorised person'.
Mr David Heathcoat-Amory 245 *Clause 42, page 18, line 46, at end insert—'(8) In this Act, references to the Authority's own initiative power are references to its powers under sections 40, 41 and this section.'.
Mr David Heathcoat-Amory 232 Clause 42, page 19, leave out lines 20 and 21.
Mr David Heathcoat-Amory 233 Clause 42, page 19, line 22, leave out 'in deciding whether or not to'.
Mr David Heathcoat-Amory 234 Clause 42, page 19, line 23, leave out 'consider whether' and insert 'if'.
Mr David Heathcoat-Amory 235 Clause 42, page 19, line 25, leave out 'in any other case'.
Mr David Heathcoat-Amory 230 Clause 42, page 19, line 26, after 'power', insert 'in any case falling out subsection (1) and subsection (3)'.
Mr David Heathcoat-Amory 231 Clause 42, page 19, line 26, after 'request', insert 'made by a regulator who is—
Mr David Heathcoat-Amory 246 *Clause 43, page 20, line 8, after 'by', insert 'A'.
Mr David Heathcoat-Amory 247 *Clause 43, page 20, line 15, leave out 'in connection with the imposition' and insert 'for the purposes'.
Mr David Heathcoat-Amory 248 *Clause 43, page 20, line 24, after 'A', insert 'or any other duty which it may owe'.
Mr David Heathcoat-Amory 249 *Clause 43, page 20, line 40, after 'liquidator' insert 'or administrator'.
Mr David Heathcoat-Amory 250 *Clause 43, page 20, line 43, after 'A', insert 'or the Authority'.
Mr David Heathcoat-Amory 251 *Clause 43, page 20, line 46, after 'A', insert 'or the Authority'.
Mr David Heathcoat-Amory 252 *Clause 43, page 21, line 5, at end insert 'or any other security interest'.
Mr David Heathcoat-Amory 253 *Clause 43, page 21, line 5, at end insert—'(9A) "Investors" means persons who are consumers as defined in section 5(1) in relation to services provided or to be provided by A.'.
Mr David Heathcoat-Amory 254 *Clause 43, page 21, line 7, after 'person', insert 'other than A'.
Mr David Heathcoat-Amory 255 *Clause 44, page 21, line 15, at end insert 'To the continued satisfaction of the qualifying conditions'.
Mr David Heathcoat-Amory 256 *Clause 44, page 21, line 23, after 'subsidiary', insert 'or parent'.
Mr Andrew Smith 200 Clause 45, page 21, line 27, leave out 'UCITS qualifier' and insert 'person qualifying for authorisation under paragraph 1(1) of Schedule 5'.
Mr David Heathcoat-Amory 257 *Clause 45, page 21, line 30, leave out 'own-initiative power' and insert 'powers'.
Mr David Heathcoat-Amory 258 *Clause 45, page 21, line 32, after 'authorisation', insert '(if any)'.
Mr David Heathcoat-Amory 259 *Clause 46, page 21, line 40, after 'have', insert 'such'.
Mr David Heathcoat-Amory 260 *Clause 46, page 22, line 12, at end insert 'relevant to the application'.
Mr David Heathcoat-Amory 261 *Clause 46, page 22, line 16, leave out 'verify it' and insert 'provide such reasonable verification of such information'.
Mr David Heathcoat-Amory 262 *Clause 46, page 22, line 17, after 'may', insert 'reasonably'.
Mr David Heathcoat-Amory 137 Clause 47, page 22, line 19, leave out 'six months' and insert '35 days (or in the case of an application by a person who is not an authorised person, or by an authorised person for deposit-taking or to write insurance contracts, six months)'.
Mr David Heathcoat-Amory 263 *Clause 48, page 22, line 32, after 'gives', insert 'or varies'.
Mr David Heathcoat-Amory 264 *Clause 48, page 23, line 4, at end insert 'until such time as the Authority varies or cancels the permission'.
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| ©Parliamentary copyright 1998 | Prepared 19 Oct 1999 |