| Amendments proposed to the Financial Services and Markets Bill - continued | House of Commons |
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Mr David Heathcoat-Amory 297 *Clause 62, page 29, line 20, at end insert 'and to all authorised persons'.
Mr David Heathcoat-Amory 298 *Clause 62, page 29, line 40, after 'Treasury', insert 'all authorised persons and the public'.
Mr David Heathcoat-Amory 299 *Clause 63, page 30, line 11, after 'in', insert 'what he was aware was or was likely to be'.
Mr David Heathcoat-Amory 300 *Clause 64, page 30, leave out lines 38 to 41 and insert—'(3) A warning notice must, if practicable, state whether the Authority proposes to impose a penalty or publish a statement.'.
Mr David Heathcoat-Amory 301 *Clause 64, page 31, line 4, after first 'the' insert 'proposed'.
Mr David Heathcoat-Amory 302 *Clause 64, page 31, line 6, after first 'the' insert 'proposed'.
Mr David Heathcoat-Amory 303 *Clause 67, page 32, line 5, leave out 'such' and insert 'all approved persons and such other'.
Mr David Heathcoat-Amory 304 *Clause 68, page 32, line 15, at end insert 'and different meanings may be prescribed for different cases.'.
Mr David Heathcoat-Amory 138 Clause 82, page 38, line 29, at end add—'(6) The competent authority approved for the purpose of this section (the "non-listing competent authority") may be different from the competent authority appointed for the purpose of section 69 and in any such case references in Part VI to the competent authority shall in the case of a non-listing prospectus be construed as references to the non-listing competent authority.'.
Mr David Heathcoat-Amory 164 Schedule 10, page 211, line 23, at end insert ', to the extent that the offer is made to persons in the United Kingdom,'.
Mr David Heathcoat-Amory 140 Clause 95, page 43, line 42, leave out 'a true and fair' and insert 'not a false'.
Mr David Heathcoat-Amory 139 Clause 95, page 43, line 42, at end insert '; and—
Mr David Heathcoat-Amory 141 Clause 95, page 43, line 45, leave out 'who are unaware of the behaviour'.
Mr David Heathcoat-Amory 142 Clause 95, page 44, line 20, after 'which', insert 'the Treasury specifies and which'.
Mr David Heathcoat-Amory 143 Clause 98, page 45, line 35, leave out from beginning to 'another' and insert 'has procured'.
Mr David Heathcoat-Amory 144 Clause 105, page 47, line 36, after 'State', insert 'and must have regard to the views of the other relevant authorities'.
Mr David Heathcoat-Amory 145 Clause 105, page 47, line 45, at end insert—
Mr David Heathcoat-Amory 165 Schedule 11, page 217, line 39, at end insert 'and at least one member of the lay panel (not being connected with a party to the reference)'.
Mr David Heathcoat-Amory 146 Clause 108, page 48, leave out lines 40 and 41 and insert—'(6) No decision by the Authority which can be referred to the Tribunal shall have effect while the decision is open to review.'.
Mr David Heathcoat-Amory 147 Clause 112, page 50, line 12, at end add—
Mr David Heathcoat-Amory 148 Clause 112, page 51, line 32, at end add—'(9) If the Authority proposes to notify an authorised person under subsection (2)(a), it must give him a warning notice and, if it decides to impose the requirement, a decision notice as if the requirement to maintain resources at the appropriate level was the imposition of a penalty; and the authorised person may refer the matter to the Tribunal accordingly.'.
Mr David Heathcoat-Amory 149 Clause 125, page 57, line 22, at end insert 'and must, if it does not accept one or more of the representations, and before the rule comes into force, publish the reasons why it does not.'.
Mr David Heathcoat-Amory 150 Clause 144, page 69, line 22, at end insert 'or under section 177'.
Mr David Heathcoat-Amory 151 Clause 149, page 73, line 17, after 'the', insert 'voting'.
Mr David Heathcoat-Amory 152 Clause 149, page 73, line 20, after 'the', insert 'voting'.
Mr David Heathcoat-Amory 153 Clause 149, page 73, leave out lines 43 and 44 and insert—'(5) In this section, a person shall not be regarded as being able to exercise or control the exercise of voting powers if he cannot do so in his own discretion.'.
Mr David Heathcoat-Amory 154 Clause 208, page 105, line 9, after 'communicated', insert 'to a person in the United Kingdom'.
Mr David Heathcoat-Amory 155 Clause 208, page 105, line 11, after 'communicated,', insert 'to a person in the United Kingdom.'.
Mr David Heathcoat-Amory 156 Clause 338, page 170, line 15, leave out 'on which it relied' and insert 'relating to the matters covered by the warning notice'.
Mr David Heathcoat-Amory 157 Clause 340, page 171, line 39, leave out subsection (7).
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| ©Parliamentary copyright 1998 | Prepared 19 Oct 1999 |