Amendments proposed to the Financial Services and Markets Bill - continued | House of Commons |
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Mr David Heathcoat-Amory 243 Clause 49, page 23, line 5, after 'refuse', insert 'or revoke'.
Mr David Heathcoat-Amory 265 Clause 49, page 23, line 5, after 'Part', insert 'or to impose a requirement under section 38'.
Mr David Heathcoat-Amory 266 Clause 49, page 23, line 7, after 'application', insert 'or imposes a requirement under section 38'.
Mr David Heathcoat-Amory 267 Clause 50, page 23, line 17, leave out 'written' and insert 'a warning'.
Mr David Heathcoat-Amory 268 Clause 50, page 23, line 19, leave out subsection (3).
Mr David Heathcoat-Amory 269 Clause 50, page 23, line 27, leave out 'written' and insert 'a decision'.
Mr David Heathcoat-Amory 270 Clause 50, page 23, leave out lines 28 to 30.
Mr David Heathcoat-Amory 244 Clause 50, page 23, line 28, at end insert 'which shall not be less than 14 days after the date of the decision to take the proposed action.'.
Mr David Heathcoat-Amory 271 Clause 51, page 23, line 33, after 'is', insert 'or will be'.
Mr David Heathcoat-Amory 272 Clause 51, page 23, line 35, after 'activity', insert 'arising from a contravention or likely contravention of a relevant requirement (as defined in section 334(5)).'.
Mr David Heathcoat-Amory 273 Clause 51, page 23, line 38, leave out 'proceeds' and insert 'proposes to proceed'.
Mr David Heathcoat-Amory 274 Clause 51, page 23, line 38, leave out 'written notice'.
Mr David Heathcoat-Amory 275 Clause 51, page 23, line 39, at end insert 'a warning notice (except that for this purpose the period specified in section 338(3) in which the authorised person may make representations to the Authority shall be the period specified in the warning notice).'.
Mr David Heathcoat-Amory 276 Clause 51, page 23, line 40, leave out from beginning to end of line 3 on page 24.
Mr David Heathcoat-Amory 277 Clause 51, page 24, line 5, leave out 'notice under subsection (2)(a)' and insert 'warning notice'.
Mr David Heathcoat-Amory 278 Clause 51, page 24, line 8, after 'to', insert 'reinstate the permission varied or'.
Mr David Heathcoat-Amory 279 Clause 51, page 24, line 10, leave out 'written notice of the decision which it' and insert 'a decision notice'.
Mr David Heathcoat-Amory 280 Clause 51, page 24, leave out lines 11 to 13.
Mr David Heathcoat-Amory 281 Clause 52, page 24, line 16, at end insert'(1A) The Authority shall give notice of its decision to refuse an application to the applicant and the provisions of sections 339 and 340 shall apply as if the notice was a decision notice.'.
Mr David Heathcoat-Amory 282 Clause 52, page 24, line 17, leave out from 'person' to end of line 18 and insert 'who is or may be affected may refer to the Tribunal any decision of the Authority to use its own initiative power.'.
Mr David Heathcoat-Amory 283 Clause 56, page 25, line 39, at end insert 'or allows it on a temporary basis subject to such terms and conditions as it considers appropriate'.
Mr David Heathcoat-Amory 284 Clause 56, page 26, line 2, at end insert 'or pending such approval allows it on a temporary basis subject to such terms and conditions as it considers appropriate.'.
Mr David Heathcoat-Amory 285 Clause 56, page 26, line 4, at end insert 'or acting as a director or other officer of A or of such a contractor of A as is mentioned in subsection (2).'.
Mr David Heathcoat-Amory 286 Clause 56, page 26, line 14, after 'with', insert 'or for'.
Mr David Heathcoat-Amory 287 Clause 56, page 26, line 17, leave out 'dealing with' and insert 'safeguarding the'.
Mr David Heathcoat-Amory 288 Clause 56, page 26, line 33, at the end insert ', but does not include any arrangement for bonus, salary or other remuneration.'.
Mr David Heathcoat-Amory 289 Clause 57, page 26, line 38, at the end insert '("the applicant")'.
Mr David Heathcoat-Amory 290 Clause 59, page 27, line 41, at end insert'(1A) If no warning notice is given before the period of consideration the application shall be treated as granted.'.
Mr David Heathcoat-Amory 291 Clause 59, page 28, leave out line 11 and insert'(b) the candidate; and'.
Mr David Heathcoat-Amory 292 Clause 59, page 28, line 12, leave out 'A's' and insert 'the candidates'.
Mr David Heathcoat-Amory 293 Clause 61, page 29, line 3, at end insert'(3A) If the code under subsection (2) specified descriptions of conduct within subsection (3)(a) it shall also specify descriptions of conduct within subsection (3)(b).'.
Mr David Heathcoat-Amory 294 Clause 61, page 29, line 16, leave out 'regulated' and insert 'controlled'.
Mr David Heathcoat-Amory 295 Clause 62, page 29, line 18, after 'issue', insert 'or alter'.
Mr David Heathcoat-Amory 296 Clause 62, page 29, line 19, after 'it', insert 'or, as the case may be, a draft of it as proposed to be altered'.
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©Parliamentary copyright 1998 | Prepared 21 Oct 1999 |