Select Committee on Defence Third Special Report


ANNEX A

THE FUTURE OF NATO - GOVERNMENT REPLY TO DEFENCE SELECT COMMITTEE'S THIRD REPORT OF SESSION 1998-99, HC 39

NATO/RUSSIA

47. The UK, and NATO as a whole, remains committed to the continuing development of a strong partnership with Russia. The relationship between NATO and Russia remains an essential factor in the development of a stable security architecture in Europe, as paragraphs 26 and 27 of the Summit Communiqué underline. The Permanent Joint Council is an extremely valuable forum for discussing issues of mutual concern, as was shown during the earlier stages of the Kosovo crisis. We regret Russia's unilateral suspension of activities under the NATO/Russia Founding Act and look forward to the earliest possible resumption of consultation and co-operation in and under the auspices of the PJC.

48. In paragraph 105, the Committee comments: "The drafters of the new Strategic Concept would be well advised to consider very carefully how they can foreground the principles of co-operation and negotiation and make clear that the use of military force in support of political objectives (however worthy those objectives may be) is a last resort."

49. The new Strategic Concept confirms that NATO's approach to security remains broad and comprehensive. In particular, Partnership has been formally recognised as one of the fundamental tasks of the Alliance in paragraph 10 of the Concept, and the Concept makes clear the particular importance of developing an effective Partnership with Russia, as well as with Ukraine and all countries in the Euro-Atlantic area (paragraphs 32-38); the Summit Communiqué sets out (paragraph 25) further initiatives designed to make Partnership for Peace more operational and ensure greater Partner involvement in appropriate decision-making and planning. The use of military means is invariably a last resort. In the context of the Kosovo crisis the Government, and all NATO Allies, have made clear (not least at the NATO Summit) their view that the political will to use force where it is essential, and where no other options are available, is an essential contribution to the credibility of diplomacy.

50. In paragraph 106, the Committee comments: "We see no reason why this commitment [not to station forces, either conventional or nuclear, on the territory of new members] should not be embodied in the new Strategic Concept."

51. Both the policy statements to which the Committee refers remain valid, though, as the Committee will be aware, neither was explicitly repeated in the Strategic Concept. The greater emphasis in Part IV of the new Concept on deployability and other capability improvements reflects in part the need to be able to reinforce Alliance members in case of an Article 5 contingency, a requirement of especial importance when stationing of outside forces is not envisaged. Repetition of these statements in the Concept could also have been seen as singularisation of the countries concerned.

52. In paragraph 109, the Committee comments: "If NATO seeks to strengthen co-operation with Russia, not to say democracy and pluralism within Russia itself, it must invest as much effort in developing relationships with institutions as with high level officials."

53. The Government strongly agrees that we should develop and maintain the broadest possible range of contacts, with institutions and individuals. There have been encouraging contacts, for instance, with the Russian Ministry of the Interior and with the Russian Ministry of Emergency Situations. NATO also attaches great value to participation in the work of the NATO Parliamentary Assembly by representatives of the Russian State Duma.

54. Before Russia unilaterally suspended activity under the Founding Act, negotiations were well under way for the establishment of a NATO Military Liaison Mission in Moscow, responsible for contacts with the Russian Ministry of Defence and the Russian General Staff. We hope to resume these discussions as soon as possible.

55. In paragraph 110, the Committee comments: "NATO has compelling reason to support policies designed to produce militarily effective and defensively structured armed forces that are firmly controlled by democratic, civilian authority."

56. The Government agrees that it is in the interest of NATO that Russia's armed forces have these characteristics. Our programmes of co-operation with Russia seek such an outcome. We look forward to resuming this co-operation as soon as the Russians are ready to do so.

57. In paragraph 111, the Committee comments: "We recommend that this programme [retraining retired service officers] should continue to be funded and improved, for example by helping such former military officers to set up small businesses. It should serve as a model for other initiatives for practical, grass-roots cooperation with Russia in resolving the problems of the legacy of the Cold War."

58. The Government appreciates the Committee's commendation of the programme to retrain retiring Russian Service officers, and notes its view that the programme should continue to be funded and improved. Options for extending and expanding the programme are currently under consideration.

59. In paragraph 113, the Committee comments: "Pressures on NATO to acquire ballistic missile defences and on Russia to proceed down the path of nuclearisation are likely to grow rather than diminish. It will require imagination and restraint to respond to them in ways that do not damage fundamental mutual interests."

60. The Government endorses the Committee's comments on the need for both imagination and restraint in NATO's response to these pressures and firmly believes that its programmes embody these qualities.

61. The Committee will be aware that a decision to monitor and report developments in the risks posed by ballistic missiles, and in the technologies available to counter them, emerged from the Strategic Defence Review. This Technology Readiness and Risk Assessment Programme, conducted on a national basis, underpins our intelligent contribution to the Ballistic Missile Defence debate and, if it becomes appropriate, will enable us to move quickly to procure the best system available. It also supports our continuing participation in the development of a NATO Staff Target for active, layered, Theatre Ballistic Missile Defence. This latter work is planned to lead on to feasibility studies of how the requirements for the defence of deployed NATO forces could best be met. Agreeing the NATO Staff Target is, however, not equivalent to a national Staff Target and does not imply a decision in principle by the UK to acquire a system to provide the capability specified.

62. In paragraph 114, the Committee comments: "Forceful measures against the Federal Republic of Yugoslavia will provoke a strong public response from Russia, and NATO should be prepared to respond with rational argument. The challenge will be to preserve, behind the scenes, the mutual will to continue diplomatic cooperation in the Balkans, maintain the integrity of the Contact Group and continue military cooperation in Bosnia and Herzegovina."

63. The strong public reaction from Russia to Operation ALLIED FORCE was not unexpected, but NATO, and individual Allies, did everything possible before the operation began, including through the Permanent Joint Council machinery, to explain to Russia why the action was necessary. We believe that the aims of NATO and its members in respect of Kosovo have very much in common with Russia's aims, despite the disagreement over the means by which those aims should be secured. Russia played an active part in the Rambouillet and Paris talks on Kosovo. Since then, we have, despite Russia's unilateral suspension of cooperation with NATO under the Founding Act, kept open as many channels of communication as possible to Russia to continue bilateral and multilateral dialogue. The Contact Group and the G8 have both provided fora for discussions with Russia. Additionally, Russia has retained its 1350-strong contingent in SFOR in Bosnia, demonstrating its willingness to remain actively involved in promoting peace in the region. Russia's continuing engagement is welcome.

64. In paragraph 116, the Committee comments: "NATO's relations with Russia are constrained by Russia's internal mood and its attitude to sometimes unrelated global events. To maintain the maximum influence possible, NATO will need to give clarity to its policies and goals, especially when they diverge from Russia's, and develop relationships with individuals and institutions who see the value in practical, case-by-case cooperation. This has so far proved difficult in practice but NATO must redouble its efforts. ¼ We express the hope that Russia will attend the Washington Summit; this would be a powerful boost to future cooperation."

65. NATO remains committed to the fullest possible partnership with Russia and looks forward to continuing the process of developing that relationship once Russia is willing to do so. As the Committee will be aware, Russia declined to attend the Washington Summit, but the Summit continued NATO's effort to explain clearly to a range of audiences, including the Russian audience, what NATO is for and the reasons for its actions. The Prime Minister has also spoken in the Russian media to explain NATO's approach.

NATO/UKRAINE

66. The Government agrees with the Committee that the NATO/Ukraine relationship is an extremely important part of the European security scene. The Summit Communiqué (paragraph 28) reiterated the importance that NATO attaches to its partnership with Ukraine, as did the Declaration issued by the NATO/Ukraine Commission, which was able to meet for the first time at Summit level during the Washington Summit, a clear indication of the importance of the relationship. Allies were pleased to acknowledge Ukraine's important contribution to the NATO-led peacekeeping operations in Bosnia and Herzegovina and to the OSCE's Kosovo Verification Mission.

67. In paragraph 127, the Committee comments: "NATO must approach the Ukraine-Russia relationship with subtlety and discretion. Nevertheless we should leave no doubt that Russia's respect for Ukrainian sovereignty and territorial integrity is not a bilateral matter, but a fundamental interest of the Alliance and a requirement of international law."

68. The Government agrees that the Ukraine/Russia relationship is both important and delicate. Both the NATO Summit Communiqué and the Declaration issued by the NATO/Ukraine Commission Summit meeting specifically noted NATO's support for Ukrainian sovereignty and independence and Ukraine's territorial integrity.

69. In paragraph 128, the Committee comments: "Any attempt to link progress in NATO's relationship with Ukraine to progress with Russia would insult Ukraine's independent status, diminish Western influence, and undo much of what has been achieved." The Government agrees that the NATO/Ukraine and NATO/Russia relationships are separate and stand on their own individual merits. We do not apply artificial linkages.

70. In paragraph 129, the Committee comments: "Ukraine is at present a contributor to security in the region, rather than a consumer. We must be prepared to ensure that it remains so, and improved NATO/Ukraine relations are essential for this to continue."

71. As has already been made clear, both NATO and the UK attach great importance to maintaining and developing further the distinctive relationship between NATO and Ukraine, including Ukrainian contributions to NATO-led operations. As the Committee will be aware, the UK underpins this with largest single bilateral co-operation programme in Central and Eastern Europe, including English language and other training in both UK and Ukraine, expert discussions at all levels, joint exercises, and an annual week-long visit by the Senior Staff Course of the Ukraine National Armed Forces Academy.

NATO ENLARGEMENT

72. In paragraph 140, the Committee comments: "There should be no doubt that the principal challenges [of integrating the new members into NATO] are not those that have been faced, but those that lie ahead. ¼ We have been most impressed by the will shown by the Czech Republic, Hungary and Poland since the Madrid Summit to address deficiencies and by the progress achieved. But it would be unrealistic to expect the integration of new members to be either rapid or straightforward."

73. The Government agrees that the efforts made by the new members have indeed been impressive. But there is still much work still to be done, in which a key role will be played by NATO's collective force planning process. The UK's bilateral defence co-operation programmes can also give important support to the process of integration, and are designed with this in mind. The time and effort required both of the new members and of NATO to complete fully the integration process are factors which NATO will need to take fully into account in future decisions on enlargement.

74. In paragraph 141, the Committee comments: "We remain disappointed that NATO has not made publicly available, as we have requested, declassified versions of its studies on the financial and military implications of enlargement." The Government notes the Committee's remarks, but has nothing to add to the Ministry of Defence's letter printed at page 118 of the evidence.

75. In paragraph 154, the Committee comments: "We believe that further enlargement in the near term should be approached with caution. Further enlargement should be based on an assessment of the benefits and costs for both existing and potential new members."

76. The UK strongly supports further enlargement as and when the time is right, in accordance with the policy set out by the Madrid and Washington Summits. The Government wishes to make further accessions a success, and therefore agrees that caution is merited. As the Committee implies, the impact on NATO's effectiveness is an extremely important factor in decisions on future enlargement. The Government has however noted very carefully the unanimous view of the governments of the aspirant countries that the benefits of NATO membership far outweigh the costs. Existing members of the Alliance take the same view about their own membership of NATO. Collective defence is cost-effective defence; and the level of security provided by membership of the Alliance would be difficult if not impossible to achieve using the resources of any individual member.

77. It is in any case difficult for NATO to make judgements about the costs of membership for aspiring countries without detailed planning, whilst precise judgments on the costs and benefits are principally for the governments concerned to make. NATO can however provide guidance and assistance. For those countries that have decided to seek membership, therefore, the Membership Action Plan approved by the Washington Summit will help them gain a clearer understanding of questions relating to membership, including the costs and obligations of membership.

78. In paragraph 163, the Committee comments: "There must be no champions - particular Allies unwilling to accept any enlargement that does not include their favoured candidates - and no "beauty contest" among the aspirant members. NATO must make the criteria upon which membership will be offered clear and intelligible, without offering any guarantee of automatic membership, and offer candidates assistance in meeting those criteria where appropriate. Now is the time for practical measures rather than rhetoric."

79. The Government strongly agrees that decisions about future enlargement should not be made on the basis of clientism or "beauty contests".

80. The Government notes the Committee's comment about criteria for membership. The Madrid Declaration and the Washington Summit Communiqué made clear that the willingness and ability of individual aspiring countries to assume the responsibilities and obligations of membership form only one strand of the factors which have to be taken into account. It would be wrong to encourage aspiring countries to believe that there is any automatic path towards membership or that fulfilment of particular criteria will "qualify" a country for membership. The Membership Action Plan approved by the Summit, copies of which were placed in the Library of the House on 26 April, makes it explicit that participation in the Plan does not imply any timeframe for any decision to invite an aspirant to begin accession talks with the Alliance nor any guarantee of eventual membership.

81. Through the Membership Action Plan, NATO is ready to provide advice, assistance and practical support to countries wishing to join NATO. It includes the following elements:

  • focused and candid feedback mechanism on aspirant countries' progress on their programmes that includes both political and technical advice, as well as annual 19+1 meetings at Council level to assess progress;

  • a clearinghouse to help co-ordinate assistance by NATO and by member states to aspirant countries in the defence/military field;

  • a defence planning approach for aspirants which includes elaboration and review of agreed planning targets.

The Government believes that the Membership Action Plan does indeed meet the requirement that the Committee identifies for practical measures, not rhetoric.

82. In paragraphs 168 to 170, the Committee comments: "While we would encourage NATO come up with a "Madrid plus" package that will effectively aid aspirant members, NATO is not the appropriate forum for economic and political assistance. Other organisations exist for these purposes; NATO is however the only organisation which can encourage interoperability, civilian control of the military and the reform of the armed forces, all extremely important tasks for candidate states. A "Madrid plus" package for membership candidates should include clear targets in those areas and strategies for achieving them in collaboration with the Alliance. We are far from persuaded that membership will benefit the security of every state seeking to join the Alliance. But if doors are closed, the possibilities of finding constructive alternatives will be diminished, if not lost. On the other hand, we fear that "waves" of enlargement or strict timetables will only exacerbate division, rivalry and insecurity. It is our belief that further enlargement should be limited, gradual and conducted on a case-by-case basis. We also believe that the attitude of Russia - and the security of Ukraine - are factors that must also be taken into account." The "Madrid plus" package to which the Committee refers was launched at the NATO Summit. It focusses on issues which are relevant to NATO membership. The Government agrees that while economic and political issues are clearly relevant, and in fact comprise the first chapter of the Membership Action Plan, NATO itself is not the most appropriate forum for providing assistance in these areas.

83. The Government agrees with the Committee that the door to NATO membership must remain open, not least for the reasons that the Committee highlights. The door will remain open so long as Article 10 of the Washington Treaty continues to apply and so long as European States in a position to further the principles of the Treaty and to contribute to the security of the North Atlantic area are not members.

84. As has already been made clear, no timeframes for future decisions are implied by the Membership Action Plan or the Summit Communiqué, although the enlargement process will remain under continuous review and will be reviewed by NATO Heads of State and Government at their next meeting, not later than 2002. The Government agrees that further enlargement should be conducted gradually. While the Summit Communiqué makes it clear that each aspirant should be considered on its own merits, it may be preferable, for practical and legislative reasons, to avoid a succession of single accessions, while avoiding artificial linkages.

85. The Washington Summit Communiqué reaffirmed the inherent right of all states to choose the means to ensure their own security; no third party has, or can have, a veto over NATO's decisions on enlargement. At the same time, however, the Government, the Allies and the aspirant countries are aware of the need to take broader European security issues into account in the enlargement process and to listen to others not directly involved in the process. NATO's Partnership with states across Europe, including Russia and Ukraine, as well as the bilateral relationship between Allies and Partners, form a crucial element in these dialogues. For the aspirants themselves, discussion of political issues will, inter alia, form an element in the programme of activities NATO will undertake, agreed at the Washington Summit.

86. In paragraph 171, the Committee comments: "We perceive a serious prospect that the respective enlargements of NATO and the European Union could proceed at cross purposes. ¼ It is time that the perennial NATO-WEU-EU dialogue about collective defence became a broader dialogue about the enlargement of the Western security community, and the security of the whole of Europe."

87. The processes of enlarging NATO and the EU are separate and proceed according to separate criteria. Nonetheless, the Government recognises that both have essential and complementary contributions to make to the spreading of security in Europe and that countries aspiring to join both organisations will find that reform efforts in the political and economic areas bring them closer to membership of both.

88. The Government notes the Committee's comment on the concerns felt in Central and Eastern Europe about the risk of an enlarging EU drawing new dividing lines. The Government too is aware of these concerns.

Ministry of Defence
May 1999


 
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