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PART II |
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AUTHORISATION |
| Authorisation under Schedule 3 |
| 7. In relation to an EEA firm qualifying for authorisation under Schedule 3, the conditions set out in paragraphs 2 to 6 apply, so far as relevant, to- |
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(a) an application for permission under Part IV; |
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(b) exercise of the Authority's own-initiative power under section 40 in relation to a part IV permission. |
| Authorisation under Schedule 4 |
| 8. In relation to a person who qualifies for authorisation under Schedule 4, the conditions set out in paragraphs 2 to 6 apply, so far as relevant, to- |
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(a) an application for an additional permission; |
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(b) exercise of the Authority's own-initiative power under section 40 in relation to additional permission. |