| Amendments proposed to the Financial Services and Markets Bill, As Amended - continued | House of Commons |
| back to previous text | |
|
Mr William Hague 470 *Page 44, line 19 [Clause 95], after 'rules', insert ', or would so conform (or would be deemed to so conform) if the person whose behaviour is in question were an authorised person,'.
Mr Chancellor of the Exchequer 285 Page 45, line 1 [Clause 96], leave out subsection (5) and insert—'(5) If the code is altered or replaced, the altered or replacement code must be issued by the Authority. (5A) A code issued under this section must be published by the Authority in the way appearing to the Authority to be best calculated to bring it to the attention to the public.'.
Mr Chancellor of the Exchequer 286 Page 45, line 5 [Clause 96], leave out subsections (6) to (8).
Mr Chancellor of the Exchequer 287 Page 45, line 13 [Clause 96], at end insert—'( ) The Authority may charge a reasonable fee for providing a person with a copy of the code.'.
Mr William Hague 471 *Page 45, line 18 [Clause 97], leave out subsection (2).
Mr Chancellor of the Exchequer 288 Page 45, line 28 [Clause 99], leave out 'publish' and insert 'issue'.
Mr William Hague 474 *Page 45, line 30 [Clause 99], after '98', insert 'and the exercise of its powers under section 104'.
Mr William Hague 475 *Page 45, line 31 [Clause 99], after 'section', insert ' and the extent to which any penalties already imposed by the court under section 104 will be taken into account in determining any subsequent penalty imposed by the Authority in relation to the same market abuse'.
Mr William Hague 473 *Page 45, line 33 [Clause 99], after 'must', insert 'adheres to the principle of proportionality and must'.
Mr William Hague 6 Page 45, line 34 [Clause 99], leave out 'behaviour' and insert 'abuse'.
Mr William Hague 7 Page 45, line 37 [Clause 99], leave out 'behaviour' and insert 'abuse'.
Mr William Hague 472 *Page 45, line 37 [Clause 99], leave out 'or reckless'.
Mr Chancellor of the Exchequer 289 Page 45, line 40 [Clause 99], leave out 'any statement of policy for the time being published' and insert 'a statement issued'.
Mr Chancellor of the Exchequer 290 Page 46, line 1 [Clause 99], leave out 'any statement of policy for the time being published' and insert 'a statement issued'.
Mr Chancellor of the Exchequer 291 Page 46, line 2 [Clause 99], leave out 'publish' and insert 'issue'.
Mr Chancellor of the Exchequer 292 Page 46, line 6 [Clause 99], leave out 'of policy'.
Mr Chancellor of the Exchequer 293 Page 46, line 6 [Clause 99], after 'section' insert 'and in force'.
Mr Chancellor of the Exchequer 294 Page 46, line 8 [Clause 99], leave out subsection (6) and insert—'( ) A statement issued under this section must be published by the Authority in the way appearing to the Authority to be best calculated to bring it to the attention to the public.'.
Mr Chancellor of the Exchequer 295 Page 46, line 11 [Clause 99], at end insert—'( ) The Authority may charge a reasonable fee for providing a person with a copy of a statement published under this section.'.
Mr Chancellor of the Exchequer 296 Page 46, line 12 [Clause 99], leave out subsection (7).
Mr Chancellor of the Exchequer 297 Page 46, line 16 [Clause 99], leave out 'of policy'.
Mr Chancellor of the Exchequer 118 Page 47, line 6 [Clause 103], leave out from 'of' to 'it' in line 7 and insert 'a power relating to market abuse'.
Mr Chancellor of the Exchequer 119 Page 47, line 19 [Clause 103], leave out from 'powers' to 'are' and insert 'relating to market abuse'.
Mr Chancellor of the Exchequer 120 Page 47, line 22 [Clause 103], leave out 'impose penalties' and insert 'appoint a person to conduct an investigation'.
Mr William Hague 476 *Page 47, line 30 [Clause 104], at end insert—'(2A) In exercising its power under subsection (2) the court must have regard to any statement of policy issued under section 99. (2B) In imposing any penalty under this section the court must have regard to any penalty already imposed by the Authority, in relation to the same market abuse.'.
Mr William Hague 35 Page 50, line 20 [Clause 110], at end insert—
(7) The conditions are that—
Mr William Hague 50 Page 50, line 20 [Clause 110], at end insert—'(6A) The Authority shall not make rules imposing requirements or restrictions on the conduct of business with, or on the marketing of investments or investment services to, persons outside the United Kingdom unless the scope of those rules has been prescribed in an order made by the Treasury.'.
Mr William Hague 51 Page 50, line 42 [Clause 111], at end insert—'(6) The Authority may not make rules relating to any non-regulated activity unless the scope of those rules has been prescribed in an order made by the Treasury.'.
Mr William Hague 8 Page 50, line 43 [Clause 112], after 'person', insert 'who is authorised under this Act to accept deposits'.
Mr Chancellor of the Exchequer 298 Page 53, line 14 [Clause 116], leave out subsections (6) to (11).
Mr Chancellor of the Exchequer 299 Page 53, line 29 [Clause 116], leave out '(7), (8)(b), (9) and (11) apply' and insert '(1), (2)(d), (4), (5), (6)(a) and (10) of section 127 apply (with the necessary modifications)'.
Mr Chancellor of the Exchequer 300 Page 57, line 14 [Clause 125], leave out from beginning to 'the' in line 15 and insert—'(4) A rule-making instrument must be published by the Authority in the way appearing to the Authority to be best calculated to bring it to the attention of '.
|
| |
| ©Parliamentary copyright 2000 | Prepared 24 Jan 2000 |