| Amendments proposed to the Financial Services and Markets Bill, As Amended - continued | House of Commons |
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Mr Chancellor of the Exchequer 283 Page 40, line 3 [Clause 86], at end insert—'( ) The Authority may charge a reasonable fee for providing a person with a copy of the statement.'.
Mr Chancellor of the Exchequer 284 Page 40, line 4 [Clause 86], leave out subsection (6).
Mr William Hague 229 Page 40, line 10 [Clause 87], at end insert—'(2) The competent authority may not give a notice for payment under section 88(1) while the decision to give that notice is open to review. (3) "Open to review" bears the meaning set out in section 350(7) as if references to the Tribunal were to the person or body to which appeal may be made under the arrangements to be established under subsection (1).'.
Mr Chancellor of the Exchequer 415 Page 40, line 35 [Clause 89], leave out 'securities were listed' and insert 'listed securities were admitted to the official list'.
Mr Chancellor of the Exchequer 416 Page 41, line 3 [Clause 90], leave out subsection (2).
Mr Chancellor of the Exchequer 417 Page 41, line 5 [Clause 90], leave out 'Any other' and insert 'A'.
Mr William Hague 457 Page 43, line 20 [Clause 95], leave out 'in relation to the market'.
Mr William Hague 458 Page 43, line 23 [Clause 95], leave out 'based on' and insert 'significantly influenced by'.
Mr William Hague 459 Page 43, line 26 [Clause 95], leave out 'relevant' and insert 'material'.
Mr William Hague 460 Page 43, line 26 [Clause 95], leave out 'when deciding the terms on which' and insert 'in deciding whether or not to enter into'.
Mr William Hague 461 Page 43, line 27 [Clause 95], after first 'in', insert 'qualifying'.
Mr William Hague 462 Page 43, line 29 [Clause 95], leave out 'supply of, or demand for' and insert 'market in'.
Mr William Hague 463 Page 43, line 30 [Clause 95], after first 'of', insert 'qualifying'.
Mr William Hague 464 Page 43, line 33 [Clause 95], after first 'in', insert 'qualifying'.
Mr William Hague 465 Page 43, line 34 [Clause 95], leave out from beginning to 'that' in line 36 and insert 'The behaviour of a particular person or persons is not to be taken to amount to market abuse where'.
Mr William Hague 466 Page 44, line 16 [Clause 95], after 'analysis', insert '(whether or not requiring the exercise of any expertise)'.
Mr William Hague 467 Page 44, line 17 [Clause 95], after first 'of', insert 'or for the benefit of'.
Mr William Hague 468 Page 44, line 17 [Clause 95], after 'market', insert 'or can be obtained by them on payment of a fee'.
Mr William Hague 469 Page 44, line 19 [Clause 95], after 'conforms', insert ', or which is deemed to conform,'.
Mr William Hague 470 Page 44, line 19 [Clause 95], after 'rules', insert ', or would so conform (or would be deemed to so conform) if the person whose behaviour is in question were an authorised person,'.
Mr Chancellor of the Exchequer 285 Page 45, line 1 [Clause 96], leave out subsection (5) and insert—'(5) If the code is altered or replaced, the altered or replacement code must be issued by the Authority. (5A) A code issued under this section must be published by the Authority in the way appearing to the Authority to be best calculated to bring it to the attention to the public.'.
Mr Chancellor of the Exchequer 286 Page 45, line 5 [Clause 96], leave out subsections (6) to (8).
Mr Chancellor of the Exchequer 287 Page 45, line 13 [Clause 96], at end insert—'( ) The Authority may charge a reasonable fee for providing a person with a copy of the code.'.
Mr William Hague 471 Page 45, line 18 [Clause 97], leave out subsection (2).
Mr Chancellor of the Exchequer 288 Page 45, line 28 [Clause 99], leave out 'publish' and insert 'issue'.
Mr William Hague 474 Page 45, line 30 [Clause 99], after '98', insert 'and the exercise of its powers under section 104'.
Mr William Hague 475 Page 45, line 31 [Clause 99], after 'section', insert ' and the extent to which any penalties already imposed by the court under section 104 will be taken into account in determining any subsequent penalty imposed by the Authority in relation to the same market abuse'.
Mr William Hague 473 Page 45, line 33 [Clause 99], after 'must', insert 'adhere to the principle of proportionality and must'.
Mr William Hague 6 Page 45, line 34 [Clause 99], leave out 'behaviour' and insert 'abuse'.
Mr William Hague 7 Page 45, line 37 [Clause 99], leave out 'behaviour' and insert 'abuse'.
Mr William Hague 472 Page 45, line 37 [Clause 99], leave out 'or reckless'.
Mr Chancellor of the Exchequer 289 Page 45, line 40 [Clause 99], leave out 'any statement of policy for the time being published' and insert 'a statement issued'.
Mr Chancellor of the Exchequer 290 Page 46, line 1 [Clause 99], leave out 'any statement of policy for the time being published' and insert 'a statement issued'.
Mr Chancellor of the Exchequer 291 Page 46, line 2 [Clause 99], leave out 'publish' and insert 'issue'.
Mr Chancellor of the Exchequer 292 Page 46, line 6 [Clause 99], leave out 'of policy'.
Mr Chancellor of the Exchequer 293 Page 46, line 6 [Clause 99], after 'section' insert 'and in force'.
Mr Chancellor of the Exchequer 294 Page 46, line 8 [Clause 99], leave out subsection (6) and insert—'( ) A statement issued under this section must be published by the Authority in the way appearing to the Authority to be best calculated to bring it to the attention to the public.'.
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| ©Parliamentary copyright 2000 | Prepared 27 Jan 2000 |