Amendments proposed to the Financial Services and Markets Bill, As Amended - continued | House of Commons |
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Mr William Hague 196 Page 7, line 3 [Clause 14], at end insert'(4A) If a person ("A") offers to produce a document for the purposes of an inquiry under section 13 which he could not be compelled to produce or disclose in civil proceedings before the court, the person appointed to hold the inquiry may agree with A that such document and its contents shall not be disclosed by him to any person without A's consent; and, if so, the person appointed to hold the inquiry shall not produce or disclose, and shall not be compelled to produce or disclose, to any person such document or its contents.'
Mr William Hague 197 Page 7, line 20 [Clause 15], leave out 'must' and insert 'shall be entitled to'.
Mr William Hague 198 Page 8, line 4 [Clause 17], leave out 'a regulated activity in the United Kingdom' and insert 'one or more regulated activities in the United Kingdom as a business'.
Mr Chancellor of the Exchequer 67 Page 8, line 7 [Clause 17], leave out 'in relation to that activity'.
Mr William Hague 4 Page 8, line 21 [Clause 19], leave out from 'communicate' to 'activity' in line 22 and insert 'or cause to be communicated
Mr William Hague 5 Page 8, line 28 [Clause 19], leave out 'capable of having an effect' and insert 'intended to be acted on by a person'.
Mr William Hague 185 Page 8, line 34 [Clause 19], leave out 'The Treasury may by order specify' and insert'Subsection (1) does not apply in the case of an oral communication which does not constitute an invitation to engage in investment activity and the Treasury may by order specify other'.
Mr Chancellor of the Exchequer 68 Page 8, line 35 [Clause 19], leave out 'rules made under section 118' and insert 'financial promotion rules'.
Mr Chancellor of the Exchequer 406 Page 9, line 15 [Clause 20], after 'which' insert 'is carried on by way of business and'.
Dr Vincent Cable 27 Page 9, line 23 [Clause 20], at end insert'(6) The first order to be made under subsection (5) shall be made within six months of the passing of this Act.'.
Mr Chancellor of the Exchequer 243 Page 10, line 30 [Clause 24], leave out '("the provider")'.
Mr Chancellor of the Exchequer 244 Page 11, line 33 [Clause 26], leave out 'provider' and insert 'person carrying on the regulated activity concerned'.
Mr Chancellor of the Exchequer 245 Page 11, line 36 [Clause 26], leave out from 'not' to 'that', in line 37, and insert 'know'.
Mr Chancellor of the Exchequer 246 Page 12, line 13 [Clause 27], leave out 'as a direct or indirect result' and insert 'in consequence'
Mr Chancellor of the Exchequer 247 Page 12, line 20 [Clause 27], leave out 'as a direct or indirect result' and insert 'in consequence'.
Mr Chancellor of the Exchequer 248 Page 12, line 32 [Clause 27], leave out from 'that' to end of line 4, on page 13, and insert 'the enforcement conditions are met.( ) The enforcement conditions are that it is just and equitable for the agreement or obligation to be enforced or (as the case may be) for the money or property paid or transferred under the agreement to be retained and
( ) "Applicant" means the person seeking to enforce the agreement or obligation or retain the money or property paid or transferred. ( ) Any reference to making a communication includes causing a communication to be made.'.
Mr William Hague 34 Page 13, line 29 [Clause 28], at end insert
Mr Chancellor of the Exchequer 69 Page 14, line 15 [Clause 30], leave out from 'person' to end of line 16.
Mr Chancellor of the Exchequer 70 Page 14, line 17 [Clause 31], after 'under' insert 'Part II of'.
Mr Chancellor of the Exchequer 71 Page 14, line 23 [Clause 31], leave out 'Schedule 3 authorisation' and insert 'authorisation under Part II of Schedule 3'.
Mr Chancellor of the Exchequer 72 Page 14, line 25 [Clause 31], after 'under' insert 'Part II of'.
Mr Chancellor of the Exchequer 73 Page 14, line 34 [Clause 33], leave out 'Part XVI qualifier' and insert 'person authorised as a result of paragraph 1(1) of Schedule 5'.
Mr Chancellor of the Exchequer 74 Page 14, line 35 [Clause 33], leave out 'a Part XVI qualifier' and insert 'such a person'.
Mr Chancellor of the Exchequer 75 Page 14, line 36 [Clause 33], leave out 'Part XVI qualifier' and insert 'person authorised as a result of paragraph 1(1) of Schedule 5'.
Mr Chancellor of the Exchequer 76 Page 14, line 37 [Clause 33], leave out from 'to' to end of line 38 and insert 'be a person so authorised'.
Mr Chancellor of the Exchequer 77 Page 15, line 5 [Clause 34], leave out 'persons for the purposes of section 17' and insert 'from the general prohibition'.
Mr Chancellor of the Exchequer 78 Page 15, line 6 [Clause 34], leave out from second 'person' to end of line 7 and insert 'as a result of an exemption order if he has a Part IV permission'.
Mr William Hague 199 Page 15, line 14 [Clause 34], at end insert'(5) No exemption order to which subsection (7) applies may be made unlesss a draft of the order has been laid before Parliament and approved by a resolution of each House. (6) An exemption order to which subsection (7) does not apply shall be subject to annulment in pursuance of a resolution of either House of Parliament. (7) This subsection applies to an exemption order which:
Mr Chancellor of the Exchequer 79 Page 15, line 15 [Clause 35], after 'person' insert '(other than an authorised person)'.
Mr Chancellor of the Exchequer 80 Page 15, line 24 [Clause 35], leave out 'an exempt person' and insert 'exempt from the general prohibition'.
Mr Chancellor of the Exchequer 81 Page 16, line 10 [Clause 36], after 'may' insert 'not'.
Mr Chancellor of the Exchequer 82 Page 16, line 11 [Clause 36], leave out 'does not have' and insert 'has'.
Mr Chancellor of the Exchequer 83 Page 16, line 14 [Clause 36], at end insert'(2A) An EEA firm may not apply for permission under this section to carry on a regulated activity which it is, or would be, entitled to carry on in exercise of an EEA right, whether through a United Kingdom branch or by providing services in the United Kingdom.'.
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©Parliamentary copyright 2000 | Prepared 1 Feb 2000 |