| Amendments proposed to the Financial Services and Markets Bill, As Amended - continued | House of Commons |
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Mr Chancellor of the Exchequer 269 Page 30, line 11 [Clause 63], leave out from 'when' to 'is' and insert 'a warning notice'.
Mr Chancellor of the Exchequer 270 Page 31, line 5 [Clause 67], leave out from 'and' to end of line 11 and insert 'issue a statement of its policy with respect to—
Mr Chancellor of the Exchequer 271 Page 31, line 11 [Clause 67], at end insert—'( ) The Authority's policy in determining what the amount of a penalty should be must include having regard to—
Mr Chancellor of the Exchequer 272 Page 31, line 12 [Clause 67], leave out 'any material published' and insert 'or replace a statement issued'.
Mr Chancellor of the Exchequer 273 Page 31, line 14 [Clause 67], leave out from 'If' to end of line and insert—'a statement issued under this section is altered or replaced, the Authority must issue the altered or replacement statement.'.
Mr Chancellor of the Exchequer 274 Page 31, line 15 [Clause 67], leave out subsection (5) and insert—'(5) The Authority must, without delay, give the Treasury a copy of any statement which it publishes under this section.'.
Mr Chancellor of the Exchequer 275 Page 31, line 17 [Clause 67], leave out subsection (6) and insert—'(6) A statement issued under this section must be published by the Authority in the way appearing to the Authority to be best calculated to bring it to the attention of the public.'.
Mr Chancellor of the Exchequer 276 Page 31, line 19 [Clause 67], at end insert—'( ) The Authority may charge a reasonable fee for providing a person with a copy of the statement.'.
Mr Chancellor of the Exchequer 277 Page 31, line 20 [Clause 67], leave out subsection (7).
Mr Chancellor of the Exchequer 278 Page 31, line 25 [Clause 67], leave out subsection (8) and insert—'(8) In exercising, or deciding whether to exercise, its power under section 63 in the case of any particular misconduct, the Authority must have regard to any statement of policy published under this section and in force at the time when the misconduct in question occurred.'.
Mr Chancellor of the Exchequer 279 Page 31, line 28 [Clause 67], leave out subsection (9).
Mr Chancellor of the Exchequer 408 Page 33, line 5 [Clause 71], leave out 'company' and insert 'body'.
Mr Chancellor of the Exchequer 409 Page 35, line 42 [Clause 77], after 'in' insert 'listing'.
Mr Chancellor of the Exchequer 410 Page 37, line 7 [Clause 80], leave out subsection (2).
Mr Chancellor of the Exchequer 411 Page 37, line 9 [Clause 80], leave out 'Any other' and insert 'A'.
Mr Chancellor of the Exchequer 412 Page 38, line 18 [Clause 83], leave out 'But this section is subject to the' and insert 'Subsection (1) is subject to'.
Mr Chancellor of the Exchequer 413 Page 38, line 26 [Clause 83], at end insert—'( ) Subsection (4) is subject to exemptions provided by Schedule 9'.
Mr Chancellor of the Exchequer 414 Page 38, line 41 [Clause 83], after 'particulars"' insert ', in subsection (1) and Schedule 9,'.
Mr William Hague 227 Page 39, line 26 [Clause 85], at end insert 'and the procedure on such an appeal'.
Mr William Hague 228 Page 39, line 30 [Clause 85], at end insert—'(4) The provisions of sections 349(3) to 349(5) shall apply in relation to the warning notices as if the competent authority was the Authority. (5) If, notwithstanding the representations made to the competent authority before the end of the period specified in the warning notice, the competent authority decides to impose a penalty on a person under section 84, the competent authority must give the person concerned written notice of the decision it takes and must inform him of the right of appeal available to him and the procedure on such an appeal. (6) The provisions of sections 350(1)(c), 350(6) and 351 shall apply to any such notice under subsection (5) as if it were a decision notice and the competent authority was the Authority.'.
Mr Chancellor of the Exchequer 280 Page 39, line 38 [Clause 86], leave out 'publish' and insert 'issue'.
Mr Chancellor of the Exchequer 281 Page 39, line 41 [Clause 86], leave out from 'to' to end of line 42 and insert 'any policy statement published under this section and in force at the time when the contravention in question occurred.'.
Mr Chancellor of the Exchequer 282 Page 40, line 1 [Clause 86], leave out from 'publish' to end of line 3 and insert 'a statement issued under this section in the way appearing to the competent authority to be best calculated to bring it to the attention of the public.'.
Mr Chancellor of the Exchequer 283 Page 40, line 3 [Clause 86], at end insert—'( ) The Authority may charge a reasonable fee for providing a person with a copy of the statement.'.
Mr Chancellor of the Exchequer 284 Page 40, line 4 [Clause 86], leave out subsection (6).
Mr William Hague 229 Page 40, line 10 [Clause 87], at end insert—'(2) The competent authority may not give a notice for payment under section 88(1) while the decision to give that notice is open to review. (3) "Open to review" bears the meaning set out in section 350(7) as if references to the Tribunal were to the person or body to which appeal may be made under the arrangements to be established under subsection (1).'.
Mr Chancellor of the Exchequer 415 Page 40, line 35 [Clause 89], leave out 'securities were listed' and insert 'listed securities were admitted to the official list'.
Mr Chancellor of the Exchequer 416 Page 41, line 3 [Clause 90], leave out subsection (2).
Mr Chancellor of the Exchequer 417 Page 41, line 5 [Clause 90], leave out 'Any other' and insert 'A'.
Mr William Hague 457 Page 43, line 20 [Clause 95], leave out 'in relation to the market'.
Mr William Hague 458 Page 43, line 23 [Clause 95], leave out 'based on' and insert 'significantly influenced by'.
Mr William Hague 459 Page 43, line 26 [Clause 95], leave out 'relevant' and insert 'material'.
Mr William Hague 460 Page 43, line 26 [Clause 95], leave out 'when deciding the terms on which' and insert 'in deciding whether or not to enter into'.
Mr William Hague 461 Page 43, line 27 [Clause 95], after first 'in', insert 'qualifying'.
Mr William Hague 462 Page 43, line 29 [Clause 95], leave out 'supply of, or demand for' and insert 'market in'.
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