Select Committee on Health Minutes of Evidence


ANNEX

Memorandum to Martin Broughton from Dr Chris Proctor

HOUSE OF COMMONS HEALTH COMMITTEE REQUEST FOR SUPPLEMENTARY EVIDENCE

  In response to your request, this memorandum responds to Dr Benger's letter of January 14, requesting supplementary evidence. I have taken each of the requests laid out in that letter in turn. Several of the requests concern matters of significant scientific complexity, and many research findings. For the purpose of this note I have tried to keep the analysis as concise as possible.

1.   Could you indicate the amounts your companies spend on research annually, what proportion of turnover that represents; and what proportion of that research is geared towards the health risks of smoking?

  The amount spent on research and development by British American Tobacco prior to the merger with Rothmans and as recorded in our last Annual Report and Accounts (1998), was £45 million. Gross turnover for that same period was £17,376 million giving a percentage of research budget compared to gross turnover of 0.26 per cent. I would have thought that this was not a reasonable way to express the company's investment in R&D since the majority of this turnover goes to Government in the form of excise duties and other sales taxes, and hence is not available to the Company. Governments typically do not specify how the excise revenues they obtain from tobacco sales are allocated, but it could be assumed that some of this revenue is invested in academic smoking and health research.

  In terms of British American Tobacco's investment in R&D, profit after tax may give a more realistic picture of the Company's commitment to research given that this sum is available for investment decisions. In 1998 profit after tax was £461 million, making the R&D spend just under 10 per cent of profit after tax. It should also be noted, however, that 1998 was an unusual year and included Brown and Williamson's costs of settlement of the US Attorneys General actions. A further figure that might give a better comparison is our 1998 adjusted profit after tax, around £720 million, which would give a proportion of spend on R&D of around 6 per cent.

  It should also be noted that the pre-merger Rothmans R&D budget was £25 million in 1998.

  The proportion of research and development spend relating to the health risks of smoking obviously depends on definitions. As we stated in our initial memorandum to the Health Committee, the internal research and development effort focuses on product modification. In this regard, much of the R&D budget goes to making assessments of the product, ensuring compliance with regulatory standards, and looking to make product improvements, both in terms of consumer acceptability and in terms of reducing risks.

  This work takes the results of externally published research on smoking and health and seeks ways to apply those findings to the product. To assess the scale of the academic research on smoking and health a "medline" search using the term smoking finds some 2,877 published articles in scientific journals using the term smoking in the title of the paper in the year 1998 alone. There were some 4,516 scientific papers that mention smoking in the text of the article.

  It is also worth noting that while over the years we have contributed significantly to the funding of academic research on smoking and health, and to government supported programmes such as the research managed by the Tobacco Products Research Trust, our current ability to fund high quality independent research is being limited by the views of bodies such as the Wellcome Trust and the Cancer Research Campaign. These research funding bodies have demanded that Universities do not take research grants from tobacco companies, despite the fact that the grants are given in the expectation that the interpretation and publication of the research is at the sole discretion of the researcher.. These issues were discussed in a series of articles, including an article written by myself, in the British Medical Journal in 1998.

2.   Could you indicate the outcome of legal proceedings brought against SCOTH, and confirmation of whether your company was a party to the action?

  A British American Tobacco subsidiary company was one of the companies that sought leave for judicial review of the SCOTH report, which was published in March 1998. The initial hearing granted leave to seek judicial review and the full hearing late last year denied judicial review, in part, on the basis that the SCOTH report was a consultative document and that the companies had other means to address their concerns.

  The process that was undertaken to produce the SCOTH report was quite different from that undertaken by SCOTH's predecessor, the Independent Scientific Committee on Smoking and Health (ISCSH). The UK tobacco companies had been allowed to co-operate with the ISCSH in the preparation of its four reports, which were published in 1975, 1979, 1983 and 1988. In light of these reports the UK tobacco manufacturers concluded a series of voluntary agreements with the Government known as the Product Modification Programme relating to the reduction of tar yields in cigarette brands. SCOTH, established in 1994, took quite a different approach from its predecessor by refusing to have any meaningful dialogue with the tobacco companies outside of a very limited area. As a result SCOTH included in its report statements, particularly on marketing, which were both inaccurate and harmful to the tobacco companies reputation and did not serve as a basis for further product modification efforts. Throughout the period when the report was being written, the companies made it clear that they wished to provide information to the SCOTH Committee to assist their deliberations. The legal challenge was a last resort to try and address the inaccuracies stated in the report.

  In the initial hearing the Judge commented that it was questionable whether there was much scientific rigour in the report which attacked the conduct of the companies.

  It is also notable that the SCOTH Committee concluded that environmental tobacco smoke (ETS) is a cause of lung cancer based primarily on epidemiologic data, but did not take into account the largest study on this subject—the International Agency for Research on Cancer (IARC) multi-centre European study. It was surprising that the Committee preferred to rely heavily on an American study, by Elizabeth Fontham, rather than a WHO-funded European study that included UK data. The IARC study reported no overall statistically significant increase in risk of lung cancer for those exposed to ETS at home, work, during childhood, or in public settings. While many of the studies on ETS and lung cancer have reported a very small (in epidemiologic terms) increase in relative risk, the majority have not reported overall statistically significant results indicating that if there is a risk it is probably too small to measure, even with large epidemiologic studies such as that carried out by IARC. In my view, the epidemiology on ETS and lung cancer has not shown a causal relationship.

  The Committee should also be aware that, as discussed in our memorandum, in a case in the US, Federal Judge Osteen vacated sections in the US Environmental Protection Agency's report on ETS and lung cancer on the basis of flawed scientific analysis.

 3.   Could we have a reply to whether your company believes that nicotine is addictive by reference to each of these criteria:

    (a)  DSM-IV and

    (b)  ICD 10?

(a)  DSM-IV

  DSM-IV refers to the American Psychiatric Association's Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition. The question seems to misunderstand the purpose of DSM-IV and the manner by which criteria are set out in DSM-IV. The manual does not set out to define criteria for judging whether a particular substance is addictive (or more accurately capable of producing dependence). Rather, it provides standardised diagnostic criteria to assist clinicians in determining whether a person has a particular disorder.

  The Manual covers a wide range of disorders, and includes a section on substance-related disorders. This section produces diagnostic criteria for 11 classes of substance—alcohol, amphetamine, caffeine, cannabis, cocaine, hallucinogen-related, inhalant-related, nicotine-related, opioid-related, phencyclidine-related, sedative, hypnotic or anxiolytic use, polysubstance-related disorder and other (or unknown) substance-related disorders. For each of these substance classes the manual provides background information and diagnostic criteria to assist a clinician in arriving at a diagnosis of whether, for example, a patient is suffering from alcohol intoxication or alcohol withdrawal.

  It should be noted that the Manual typically does not refer to the terms addiction or addictive. Rather it discusses criteria to determine whether a person can be characterised as dependent.

  Within the sub-section on substance-related disorders, DSM-IV discusses nicotine-related disorders, separating nicotine use disorder from nicotine-induced disorder (which it subdivides into nicotine withdrawal and nicotine-related disorder not otherwise specified).

  The criteria for clinical judgement on substance dependence is given on page 181 of DSM-IV and states:

  "Criteria for substance dependence

  A maladaptive pattern of substance abuse, leading to clinically significant impairment or distress, as manifested by three (or more) of the following, occurring at any time in the same 12-month period:

  (1)  tolerance, as defined by either of the following:

    (a)  a need for markedly increased amounts of the substance to achieve intoxication or the desired effect

    (b)  markedly diminished effect with continued use of the same amount of that substance

  (2)  withdrawal, as manifested by either of the following:

    (a)  the characteristic withdrawal syndrome for the substance (refer to Criteria A and B of the Criteria sets for Withdrawal from the specific substances)

    (b)  the same (or closely related) substance is taken to relieve or avoid withdrawal symptoms

  (3)  the substance is often taken in larger amounts or over a longer period than was intended

  (4)  there is a persistent desire or unsuccessful efforts to cut down or control substance use

  (5)  a great deal of time is spent in activities necessary to obtain the substance (eg visiting multiple doctors or driving long distances), use of the substance (eg chain-smoking), or recover from its effects

  (6)  important social, occupational, or recreational activities are given up or reduced because of substance use

  (7)  the substance use is continued despite knowledge of having a persistent or recurrent physical or psychological problem that is likely to have been caused or exacerbated by the substance (eg current cocaine use depite recognition of cocaine-induced depression, or continued drinking despite recognition that an ulcer was made worse by alcohol comsumption)"

  For nicotine dependence, DSM-IV states that "Some of the generic Dependence criteria do not apply to nicotine, whereas others require further explanation." Nicotine is the only substance in this section of DSM-IV where the manual relies upon modifying the generic criteria.

  I will take each of these generic criteria, and refer to the nicotine-specific criteria, to see which might be applied to some smokers.

  For tolerance, it is generally not the case that smokers need markedly increased amounts of nicotine to produce a desired effect (note that DSM-IV determines that nicotine is not intoxicating). Hence, generic criteria 1(a) would not be present in most smokers. It should be noted that this was the definition of tolerance used in the 1964 US Surgeon General's report (see below).

  Whether generic criterion 1(b), a markedly diminished effect with continued use of the same amount of the substance, would be applied to some smokers is questionable. DSM-IV suggests that "Many individuals who smoke cigarettes consume more than 20 cigarettes a day, an amount that would have produced symptoms of toxicity when they first started smoking." Some people trying to smoke for the first time, or some smokers who have not smoked for a while, can experience a variety of responses such as dizziness and nausea on taking a first cigarette. This typically disappears after the second or third cigarette. In that this phenomenon reappears after abstinence from smoking, it does not seem to be a chronic tolerance effect.

  For withdrawal, DSM-IV expands on criterion 2(a) by stating "a maladaptive behavioural change, with physical and cognitive concomitants, that occurs when blood or tissue concentrations of a substance decline in an individual who has maintained prolonged heavy use of the substance". Criterion B for substance withdrawal is described as "The substance-specific syndrome causes clinically significant distress or impairment in social, occupational, or other important areas of functioning". On quitting smoking, some people exhibit a variety of mild symptoms. DSM-IV expands specifically on diagnostic criteria for nicotine withdrawal, being:

  "A.  Daily use of nicotine for at least several weeks.

  B.  Abrupt cessation of nicotine use, or reduction in the amount of nicotine used, followed within 24 hours by four (or more) of the following signs:

    (1)  dysphoric or depressed mood

    (2)  insomnia

    (3)  irritability, frustration or anger

    (4)  anxiety

    (5)  difficulty concentrating

    (6)  restlessness

    (7)  decreased heart rate

    (8)  increased appetite or weight gain

  C.  The symptoms in B cause clinically significant distress or impairment in social, occupational, or other important areas of functioning.

  D.  The symptoms are not due to a general medical condition and are not better accounted for by other mental disorder."

  Unlike the symptoms found after withdrawal from alcohol or heroin, few smokers would exhibit clinically significant distress or impairment in social, occupational or other important areas of functioning, particularly if one considers "clinically significant" as requiring the attention of a physician. Hence whether you can describe some people as suffering nicotine withdrawal under DSM-IV depends on the definition of clinically significant. To this point, DSM-IV states "This criterion helps establish the threshold for the diagnosis of a disorder in those situations in which the symptomatic presentation by itself (particularly in its milder forms) is not inherently pathological and may be encountered in individuals for whom a diagnosis of "mental disorder" would be inappropriate. Assessing whether this criterion is met, especially in terms of role function, is an inherently difficult clinical judgement. Reliance on information from family members and other third parties (in addition to the individual) regarding the individual's performance is often necessary."

  It is worth comparing the diagnostic critera for nicotine withdrawal with those for alcohol withdrawal. These are given on page 198 of DSM-IV:

  "Diagnostic Criteria for 291.81 Alcohol Withdrawal:

  A.  Cessation of (or reduction in) alcohol use that has been heavy and prolonged.

  B.  Two (or more) of the following, developing within several hours to a few days after Criterion A:

    (1)  autonomic hyperactivity (eg, sweating or pulse rate greater than 100);

    (2)  increased hand tremor;

    (3)  insomnia;

    (4)  nausea or vomiting;

    (5)  transient visual, tactile or auditory hallucinations or illusions;

    (6)  psychomotoragitation;

    (7)  anxiety;

    (8)  grand mal seizures.

  C.  The symptoms in Criterion B cause clincially significant distress or impairment in social, occupational, or other important areas of functioning."

  Clearly some of the diagnostic criteria for alcohol withdrawal would be clincially significant.

  I agree that some smokers, on quitting, will exhibit some or all of the symptoms listed in DSM-IV's diagnostic criteria for nicotine withdrawal (symptoms that are generally much milder than those given for alcohol withdrawal). However, I disagree, since it would be rare that someone quitting would seek specific clinical assistance to treat these symptoms, that smoking meets the criteria on the basis of clincial significance.

  It should be noted that DSM-IV states "Neither tolerance nor withdrawal is necessary nor sufficient for a diagnosis of Substance Dependence."

  The third criterion, that the substance is often taken in larger amounts or over a longer period than was intended, could apply to some smokers. Similarly, the fourth criterion that there is a persistent desire or unsuccessful efforts to cut down could apply to some smokers.

  The fifth criterion of a great deal of time being spent in activities necessary to obtain the substance doesn't, perhaps unsurprisingly (since availability of tobacco products is commonplace and legal) fit tobacco. A small proportion of smokers might be described as "chain-smokers", but I would assume that most heavy smokers do not spend much more time in activities necessary to obtain tobacco products than lighter smokers. DSM-IV suggests that chain smokers fit this criterion in that they spend a considerable amount of time using the product. By commonplace definition, a "chain-smoker" would spend a lot of time smoking, and even though "chain-smokers" will be doing other things whilst they smoke, if this is the defintion for fulfilling this criterion I can accept that some smokers will be characterised as fulfilling this.

  The sixth criterion of reducing important social, occupational or recreational activities might apply to a very limited number of smokers—for example, those who refuse to take an aeroplane journey because they would not be allowed to smoke. For the majority of smokers, I would have thought any reasoanable assessment would judge that their smoking does not reduce important social, occupational or recreational activities.

  Some smokers may also fit the seventh criterion of continued use despite knowledge of having physical or psychological problems that could be caused or exacerbated by continuing to smoke.

  As we noted in our memorandum to the House of Commons Health Committee, the American Psychiatric Association's Diagnostic and Statistical Manual of Mental Disorders (DSM-IV) is the standard text now used by most clinicians to diagnose, communicate about, study and treat various mental disorders. In its section on substance-related disorders it covers a variety of substances including alcohol, nicotine and caffeine. It reports that alcohol can be associated with abuse, intoxication, intoxication delirium, withdrawal delirium, dementia, amenestic disorder, psychotic disorders, mood disorders, anxiety disorders, sexual dysfunction and sleep disorders. It does not characterise nicotine as being associated with any of these diagnoses. It does determine that nicotine dependence and withdrawal can develop with all forms of tobacco use and with prescription medicines such as nicotine gum and patch. It suggests that between 50 per cent and 80 per cent of those who currently smoke have nicotine dependence and that 50 per cent of those who quit on their own experience nicotine withdrawal. DSM-IV also considers that around 14 per cent of the US population could be defined as having alcohol dependence at some time in their lives (approximately 12 million Americans). On caffeine, DSM-IV suggests that caffeine intoxication can cause a clinicial picture similar to nicotine withdrawal.

  Given that under the DSM-IV generic criteria for substance dependence only three (or more) of the seven criteria need to be fulfilled in a patient to define them as having a substance-dependence, and given that DSM-IV sets modified criteria for nicotine, I can agree that there will be some smokers, under these criteria, that will be classified as being dependent upon smoking.

(b)  ICD 10

  ICD 10 refers to the World Health Organisations International Statistical Classification of Diseases and Related Health Problems, Tenth Revision. This revision was published in 1992. The purpose of ICD is to set internationally consistent codes for clinicians for a variety of different diseases and related health problems so that, for example, international disease rates can be assessed on a common basis.

  Codes F10-F19 in ICD 10 refer to mental and behavioural disorders due to psychoactive substance use. Code F17 refers to mental and behavioural disorders due to use of tobacco. DSM-IV, as noted above, refers to nicotine and included nicotine replacement therapy, whereas ICD 10 refers to tobacco.

  DSM-IV states "Those preparing ICD-10 and DSM-IV have worked closely to coordinate their efforts, resulting in much mutual influence. ICD-10 consists of an official coding system and other related clinical and research documents and instruments. The codes and terms provided in DSM-IV are fully compatible with both ICD-9-CM and ICD-10."

  Given the similarity, the above discussion on DSM-IV applies to ICD 10. However, it is worth briefly describing the sub-divisions that ICD 10 applies to substance-related health problems.

  The coding F17 (mental and behavioural disorders due to the use of tobacco) is sub-divided by 9 further divisions that are expressed with a fourth character (eg F17.2). Subdivision .2 is dependence syndrome. This is defined, in ICD-10, Volume 1, as:

    "A cluster of behavioural, cognitive, and physiological phenomena that develop after repeated substance use and that typically include a strong desire to take the drug, difficulties in controlling use, persisting in its use despite harmful consequences, a higher priority given to drug use than to other activities and obligations, increased tolerance, and sometimes a physical withdrawal state.

    The dependence syndrome may be present for a specific psychoactive substance (eg tobacco, alcohol), for a class of substances (eg opioid drugs), or for a wider range of pharmacologically different psychoactive substances."

  A variance with DSM-IV appears in the list of diagnostic guidelines in the ICD-10 Classification of Mental and Behavioural Disorders, where guideline (d) states "evidence of tolerance, such that increased doses of the psycho-active substance are required in order to achieve effects originally produced by lower doses (clear examples of this are found in alcohol- and opiate-dependent individuals who may take daily doses sufficient to inacapacitate or kill nontolerant users." This varies with the dual criteria for tolerance set in DSM-IV, as noted above.

  Under the broad diagnostic criteria presented in ICD-10, I conclude that some smokers would be characterised as having a dependence syndrome.

  While not specifically requested in Dr. Benger's letter, it is also worthwhile noting the derfinitions used in the US Surgeon General's Reports—one from 1964 and one from 1988.

  In 1964, the US Surgeon General's Report used the recommendations of a World Health Organisation expert committee to define drug addiction and drug habituation.

  "Drug addiction is a state of periodic or chronic intoxication produced by the repeated consumption of a drug (natural or synthetic). Its characteristics include:

    (1)  An overpowering desire or need (compulsion) to continue taking the drug and to obtain it by any means;

    (2)  A tendency to increase the dose;

    (3)  A psychic (psychological) and generally a physical dependence on the effects of the drug;

    (4)  Detrimenal effect on the individual and on society."

  And "Drug habituation (habit) is a condition resulting from the repeated consumption of a drug. Its characteristics include:

    (1)  A desire (but not a compulsion) to continue taking the drug for the sense of improved well-being which it engenders;

    (2)  Little or no tendency to increase the dose;

    (3)  Some degree of psychic dependence on the effect of the drug, but the absence of physical dependence and hence an abstinence syndrome;

    (4)  Detrimental effects, if any, primarily on the individual."

  The Report concluded that "In medical and scientific terminology the practice should be labelled habituation to distinguish it clearly from addiction, since the biological effects of tobacco, like coffee and other caffeine-containing beverages, betel morsel chewing and the like, are not comparable to those produced by morphine, alcohol, barbiturates, and many other potent addicting drugs."

  In 1988, the US Surgeon General's Report defined the criteria for drug dependence, which it said was equivalent to drug addiction, as:

  "Primary Criteria

    —  Highly controlled or compulsive use

    —  Psychoactive effects

    —  Drug-reinforced behaviour

  Additional Criteria

    —  Addictive behaviour often involves:

      —  stereotypic patterns of use

      —  use despite harmful effects

      —  relapse following abstinence

      —  recurrent drug cravings

    —  Dependence-producing drugs often produce:

      —  tolerance

      —  physical dependence

      —  pleasant (euphoric) effects"

  The Report concluded that it was possible to define dependence just on the primary criteria, hence needing to take more and more of the substance to have the same effect (tolerance) and being physically dependent were not necessary, and that "cigarettes and other forms of tobacco are addicting."

  I would be interested to know whether the committe, or its advisors, believe that the US Surgeon General, in 1964, was wrong not to call smoking an addiction under the definition prevalent at that time.

  This is obviously a complicated and emotional area that is coloured by anecdotal and personal experience and changes in scientific and commonplace definitions over time. The Concise Oxford English Dictionary (Eighth Edition) defines an addict as both "a person addicted to a habit, esp one dependent on a (specified) drug (drug addict, heroin addict)" and "an enthusiastic devotee of a sport or pastime (film addict)."

  The Chairman, in his opening remarks to the last oral session, suggested that the evidence that tobacco company representatives in the US had given had been shown to be "a complete pack of lies". I assume that he may have been referring to statements about nicotine not being addictive. As illustrated above, the science and the definitions on these issues are complex, and I as a scientist can see why someone might answer "no" to a question of whether smoking was addictive when compelled to give a "yes or no" answer, without being given the opportunity to expand upon or clarify it.

  In the context of the questions provided by Dr Benger, my scientific advice is to respond that some smokers could be classified as dependent under the criteria provided in DSM-IV and ICD 10

4.   Does smoking cause lung cancer—"cause" meaning that smoking is an activity that results in there being more lung cancer deaths than there would otherwise be—other things being equal?

  This definition of cause prompts consideration of the epidemiologic data on smoking and lung cancer. It has long been our view that there is considerable epidemiologic data to conclude that smoking is an important risk factor for lung cancer. Epidemiologic studies published since the 1950s have reported a marked increase in incidence of lung cancer in smokers compared to non-smokers. The same studies report that the incidence in populations of smokers is greater for those groups that smoke for a longer period, smoke more cigarettes per day and, in some studies, smoke higher tar cigarettes. Studies also report that the incidence of lung cancer is decreased in groups that quit smoking compared to those that continue to smoke. On that basis I believe it appropriate to say, under this definition, that smoking is a cause of lung cancer.

5.   Do you agree that smoking causes lung cancer beyond all reasonable doubt?

  The term "beyond reasonable doubt" seems to be a legal phrase. It is not a term that is commonly used in science and seems a strange term to use in these circumstances.

  The answer to this question depends on whether the question refers to populations or individuals. The epidemiology on smoking and lung cancer is sufficiently strong to determine that smoking is a cause of lung cancer in a population group. This means that the incidence of lung cancer is likely to reduce if either people smoke less or fewer people smoke. This is borne out in UK lung cancer mortality statistics that currently show a downward trend, particularly in males. Science has not identified another factor, genetic or otherwise, that can explain the epidemiology. So, from an epidemiologic viewpoint, I believe that the relationship can be characterised as being "beyond reasonable doubt."

  When it comes to individuals, there is much still to understand. Scientists do not understand why the overwhelming majority of lifetime heavy smokers do not contract lung cancer, nor can scientists predict which lifetime smokers will contract lung cancer and which will not. Science still has revealed relatively little understanding of the biological mechanisms that could explain the production of lung cancer in some individuals exposed long term to tobacco smoke, and hence we have little certainty on which product modifications might have a significant impact on the risks associated with smoking.

  So if the question refers to the determination in an individual that smoking caused lung cancer beyond reasonable doubt, my view is that existing science doesn't permit such a judgement.

6.   Does smoking cause heart and circulation disease—"cause" meaning that smoking is an activity that results in there being more heart and circulation disease related deaths than there would otherwise be—other things being equal?

  The term "heart and circulation disease" covers a wide range of diseases. The US Surgeon General's 1990 report discusses coronary heart disease (atherosclerosis, thrombosis, spasm and arrhythmias), aortic aneurysm, peripheral arterial occusive disease and cerebrovascular disease. Professor Sir Richard Peto in "Mortality from Smoking in Developed Countries 1950-2000" sub-characterises vascular disease as rheumatic heart disease and fever, hypertensive disease, ischaemic heart disease, pulmonary embolism and other venous, cerebrovascular disease, and other vascular disease.

  The epidemiology varies somewhat according to the precise disease. However, in general, epidemiologic studies have reported a higher incidence of some diseases of the heart and circulation in groups of smokers compared to groups of non-smokers. The same studies have also typically reported higher incidence of some of these diseases in groups that smoke for longer periods and more cigarettes per day than groups that smoke less, and groups that quit smoking have a reduced incidence compared to groups that continue to smoke. Smoking tends to be strongly associated in epidemiologic terms, with peripheral artery disease, and less strongly associated with many of the other heart and circulation diseases. Most of these diseases are thought to have multi-factorial risk profiles.

  The relative risks for lifetime smoking and certain diseases of the heart tend to be of the order of two to three, considerably lower than the typical relative risks for lifetime smoking and lung cancer and emphysema. For several of the diseases of the heart and circulation, such as coronary heart disease, the relative risks associated with the key risk factors, such as smoking, hypertension, obesity, lack of exercise and hypercholesteremia are of a similar order. Other risk factors of heart disease, such as stress, diabetes, some personality characteristics and genetic factors have also been identified. Some studies report that smokers, on average, have a tendency to have more of the heart disease risk factors, in addition to smoking, than non-smokers. This makes it even more difficult to separate from the epidemiologic results which portions of the relative risks may be due to smoking compared to other risk factors. This has significant implications on attempts to calculate smoking-attributable deaths. In Western countries, heart disease tends to be the leading cause of death, and so even a small lack of precision in the epidemiologic attribution of a proportion of heart disease deaths to smoking (and given the above the precision is likely to be poor) can lead to large inaccuracies in the estimation of overall smoking-attributed mortality numbers. Rarely do such numbers indicate the likely lack of precision or the possible variance in estimate given the underlying assumptions used to produce the estimates. Also, some studies have reported that the identification of the key risk factors is not always indicative of the prevalence of heart disease in a particular population.

  However, on the basis of the epidemiology, it is reasonable to conclude that smoking is a cause of certain diseases of the heart and circulation.

 7.   Do you agree that smoking causes heart and circulation disease beyond all reasonable doubt?

  The simple conclusion to this question is similar to that for lung cancer, but the underlying epidemiologic data is quite different, as explained above in my answer to question 6. Based on epidemiology, I believe that the relationship between smoking and certain diseases of the heart and circulation can be characterised as being beyond reasonable doubt.

  When considering individuals, the scientific situation is even more complicated than for lung cancer, given that most of these diseases have a greater multi-factorial risk profile than lung cancer. When it comes to individuals, there is much still to understand. Scientists cannot predict which lifetime smokers will contract diseases of the heart or circulation and which will not. Science still has relatively little understanding of the biological mechanisms that could explain the production of diseases of the heart and circulation in some individuals exposed long term to tobacco smoke, and hence we have little certainty on which product modifications might have a significant impact on the risks associated with smoking.

  So if the question refers to the determination in an individual that smoking caused heart and circulation diseases beyond reasonable doubt, my view is that existing science doesn't permit such a judgement.

8.   Does smoking cause respiratory illnesses such as emphysema—"cause" meaning that smoking is an activity that results in there being more respiratory illness related deaths that there would otherwise be—other things being equal?

  The epidemiology of smoking and emphysema reports smoking to be an important risk factor for these diseases. Groups of smokers tend to have much higher incidences of emphysema than groups of non-smokers, and amongst groups of smokers the incidence is much higher in groups that smoke for longer periods and smoke more cigarettes per day than in groups of smokers that smoke less. The incidence or severity of this disease also tends to be lower in groups that quit compared to those that continue smoking.

  On this basis, it is reasonable to conclude that smoking is a cause of certain respiratory illnesses such as emphysema.

9.   Do you agree that smoking causes respiratory illnesses beyond all reasonable doubt?

  Again, the answer to this question depends on whether the question refers to populations or individuals. The epidemiology on smoking and certain respiratory illnesses such as emphysema is sufficiently strong to determine that smoking is a cause of these diseases in a population group. This means that the incidence of certain respiratory illnesses is likely to reduce if either people smoke less or fewer people smoke. Science has not identified another factor, genetic or otherwise, that can explain all of the epidemiology. So from an epidemiologic viewpoint, I believe that the relationship is beyond reasonable doubt.

  When it comes to individuals, there is much still to understand. Again, science has provided little understanding of the biological mechanisms that explain the development of certain respiratory illnesses such as emphysema in some individuals exposed long term to tobacco smoke, and hence we have little certainty on which product modifications might have a significant impact on the risks associated with smoking.

  So if the question refers to the determination in an individual that smoking caused certain respiratory illnesses beyond reasonable doubt, my view is that existing science doesn't permit such a judgement.


 
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