Select Committee on Health Minutes of Evidence


Examination of Witnesses (Questions 60 - 79)

THURSDAY 2 MARCH 2000

PROFESSOR GRAEME CATTO, MR FINLAY SCOTT AND MS SUE LEGGATE

  60. Have you come across this, Mr Scott?
  (Mr Scott) I am aware of a complaint against a plastic surgeon, in fact a series of complaints that we are currently investigating where it is alleged—and I would like to emphasise we have not investigated this—that out-of-court settlements invariably include a gagging clause.[1]

  Chairman: Thank you. John Gunnell?

Mr Gunnell

  61. A change of topic. In our report on adverse clinical outcomes we also made recommendations about improving the GMC's international links because there was a case, which I am sure you will recall, where a clinician who was suspended from the register in Canada was subsequently employed in the United Kingdom without his previous record seeming to have been followed up. What I wonder is what action you have taken to improve your international links since that time.
  (Professor Catto) We very much share your disquiet but there are practical aspects to this which I think Finlay may wish to address.
  (Mr Scott) There are three dimensions here. One is we have been very active internationally in working with other regulatory authorities in terms of the policies and procedures they have been developing so we can share best practice. If we move beyond that I think there are practical implications in two different ways. One is what information is available to us when we register a doctor in the United Kingdom for the first time. There are real practical difficulties surrounding that but our Registration Committee in April this year in just over a month will be looking at proposals from us at how we might address some of the practical issues and secure a greater confidence when we register a doctor from overseas that there is nothing we should know about. It has to be stressed that the great majority of overseas qualified doctors who come here do an absolutely excellent job and without them the National Health Service would be in serious difficulty. However, we have to be confident in registering a doctor that we know enough about them. I think the third dimension, which is related to the point you made, is the flow of information from other regulatory bodies to us when they have taken action. I am aware of the great disquiet that surrounds the particular case you have in mind. I would like to emphasise that if those circumstances arose today we would act quite differently. In fact, since that particular case arose on the basis of information from Canada we have taken separate, independent action against five doctors subsequently, so our current approach is quite different today. We enjoy very good relations with a number of overseas administrations. Canada is an example. But even within Europe, Chairman, there are difficulties with the flow of information. The Medical Directive in Europe says that regulatory bodies may exchange information but does not impose a duty upon them. That has caused it to be difficult to secure information. I have particularly in mind here Germany where the regulatory authorities there believe they face legal impediments. Nevertheless, we have ,unusually for Britain in the European context, played a leading role in establishing bilateral relations with all other countries under which we now exchange information. I think I would like to distinguish between our commitment and practicality. We play a leading role internationally but, as Professor Catto says, I do not think we should ignore the very practical realities of life. Securing information from some parts of the world, particularly those where there is political turmoil, is extremely difficult. We have to be careful that we do not inadvertently disadvantage the very doctors who have come to this country because of the political turmoil that they faced.

  62. I understand that. At any rate you can be quite sure that the incident which brought this to our attention before would not occur again without the necessary flow of information taking place?
  (Mr Scott) That is correct.

  63. I have got a further question. This one is not based on concrete evidence we have received but what we want to know is what action you take to counter the possibility of racial discrimination in your procedures. I do not think we have received any direct accusation from any witness who has claimed racial discrimination but there are sometimes reports which suggest that is the case.
  (Professor Catto) It is an issue we take extremely seriously. We deal with that at a number of different levels. Sue, do you want to pick up on this.
  (Ms Leggate) I think it is better for Mt Scott to describe first.
  (Mr Scott) I will try to be fairly brief. At the end of 1993 the British Medical Journal carried a letter from two doctors pointing out that of the cases before the Professional Conduct Committee some 60 per cent concerned ethnic minority doctors and yet overseas qualified doctors make up only 25 per cent of the NHS workforce. In response to that letter the then President of the GMC, now Lord Kilpatrick, set up immediately a racial quality group chaired by a lay member of the Council, Rani Atma. That group undertook work in the course of 1994/1995. That included commissioning a completely independent study from Professor Isobel Allen of the Policy Studies Institute. She and her colleagues were given unrestricted access to all our records and reported in 1996 that they had not found any evidence of overt discrimination or bias. Nevertheless, they were unable to explain the phenomenon ,which left us extremely uncomfortable. We commissioned, therefore, a further independent study from Professor Allen, again with unrestricted access to our files, but this time with the advantage that she was able to design the study in advance of the data whereas previously she had been using retrospective data. Her interim report was available to us in May of last year, and again she was able to report that she had found no evidence of racial discrimination or bias. Her next report will be taken by the Council in May of this year and I do not know what that will say but I believe that Professor Allen, at that stage, will be able to indicate some of the alternative possible explanations to racial bias or discrimination. Chairman, if I could take the opportunity to identify another area where we feel some considerable discomfort. Each year we register about 10,500 new doctors in the United Kingdom. About 4,500 to 5,000 of them are UK trained, that is less than 50 per cent, the rest come from other parts of the world, including a very large number, about 4,000 to 4,500, who come mainly from the Indian sub-continent and other areas. Unfortunately, because of the way the legislation is framed, we are required by law as it stands to distinguish those doctors into two groups, a group whose qualifications we accept immediately for full registration and a group whose qualifications lead to something called limited registration. We are exceedingly uncomfortable with this two tier system. I think it is since 1992 or 1993 that we have been seeking a change in the law so that we can operate a single system of registration for overseas qualified doctors. So far we have not been successful in having the law changed. The effect of this two tier system is that it makes us appear to be racist because, as it happens, the category granted full registration immediately are Australia, New Zealand, South Africa and other countries where it appears that there may be a relationship based not upon clinical knowledge and skills but on racial overtones. That is not the case, it is an accident of history. We want it changed quickly and we would welcome a change in the law.

  64. To get that change in the law you would need the Department of Health presumably to look at the quality of the validation, the original validation, of the doctor in his home country and to be satisfied that academically his training is at a satisfactory level?
  (Mr Scott) What we need, Chairman, is to move away from a system that distinguishes people on the basis of their primary qualification. We think it is no longer satisfactory to assume that because you went to a medical school in one country rather than another country you are necessarily acceptable for practice in this country. The Council's preferred policy, and it has been our policy now for some years, is to assess the knowledge and skills of the individual doctor at the point of entry. That is what we do with the majority of doctors coming to this country now, but unfortunately because of the law we cannot do it with the separate group. There is a separate issue around Europe on which I am sure we could spend all day but that is not the immediate concern.

Chairman

  65. I am trying to recall the specific test that is required.
  (Professor Catto) PLAB.

  66. I said PLAN, not too far out. I had a constituent who came up against that and he went through that on a number of occasions and was concerned. Would it be your intention to look at this issue?
  (Professor Catto) There are two issues there. First of all, the PLAB test itself has been very substantially revised over the course of the last year.

  67. Has it?
  (Professor Catto) The new system being brought into play for the written component this summer. The clinical exam was revised about 18 months ago. There has been a very substantial change in that examination. I think what Finlay is talking about is using that as the yardstick for doctors coming into Britain. We need to make the link though that it is the same degree of clinical competence that we would expect of our own students as they graduate and proceed into the SHO posts. We need to ensure that the standards expected of UK medical schools are compatible to the standards expected of PLAB.

Dr Brand

  68. Can I just tease this out a little bit further. I have got a constituent who qualified at an Italian university and my understanding is that any European Community citizen who qualifies in a European Community university automatically can practise in this country but this girl was born in India and although she is an Italian graduate is being discriminated against. That strikes me as being totally ridiculous.
  (Professor Catto) It is a stepping stone argument that if you are a non-EC national but happen to be in another European country practising medicine, that does not give you an automatic right to move to another European country and practise there.

  69. No, but the point I am making is this lady worked very hard and got her degree, a number of her fellow students are working in this country with exactly the same degree that she has got but she cannot work in this country without taking further tests.
  (Professor Catto) Yes.

  70. Because she happens to have been born in the Indian sub-continent.
  (Professor Catto) My understanding is this is not a GMC issue, this is simply the law of the land at the present time.

  Dr Brand: It is a registration issue because the GMC will not register her because she is a foreign national.

  Chairman: This is a very complex area.

  Dr Brand: I think it is discrimination, Chairman.

  Chairman: I think there is a law issue and we could spend all afternoon on this. I blame John Gunnell for taking us down this road. It is a very important area. I think it would be very helpful if you could give us a brief note after the session on where you are on this point.

  Dr Brand: And what you would like to see changed.

  Chairman: That is right.

  Dr Brand: I think we all recognise that this is discriminatory, that the Department of Health is hiding behind rules, you are saying there are rules. For goodness sake, let us change some of those rules.

  Chairman: If you could drop us a line we would be very grateful.

Audrey Wise

  71. A rather different aspect of the same point but something that has come to me through constituency work and I think may come more and more. An area like mine with a high number of people from minority ethnic groups includes a good number of doctors who have now been here for a long time and who have families. It is my observation in any case that my Asian constituents are very keen on encouraging their offspring towards medicine and the law for professions, they are frequently quite ambitious for their children. Obviously if there is medicine in the family it often happens that the new generation also wants to be a doctor. What has been raised with me is there is a feeling, and I am trying to explore separately whether there are grounds for this, that it is harder to get into medical school if you are of minority ethnic origin even though you are British born. It is hard to get into medical school anyway and undoubtedly the place will be littered with people who feel they would be marvellous doctors and they could not get on the first step on the ladder. The same sort of thing happens in cases where people suspect sex discrimination, it is really quite hard. I am trying to find out on the basis of proportion and likelihood so far, and what the medical schools themselves think, whether they have any attitudes one way or the other, whether they say they are colour blind or whether they say "yes, we monitor it and here is the proportion". I wonder if this is anything that has been raised with you. Obviously doctors cannot get towards being registered if they cannot get towards being trained. This could be something which was a discrimination at an earlier stage. I wonder if you, with all your contacts and knowledge, have any views about this is something that you think may be happening, just may be happening, or is it something you are quite convinced does not happen, or what?
  (Professor Catto) Let me try to answer that one first. It is an area of enormous interest to us. We do not have direct control over admission to medical school, but because people coming into medical school do eventually end up on the register clearly it is a matter of some interest to us. There have been suggestions that the intake to medical schools of some groups is less than might have been anticipated. The medical schools themselves, a bit like the GMC in the past discussion, have opened up the books and invited academics and others to come in and see precisely the process that is being undertaken there. I have no doubt there is a degree of openness, there is a concern that has been raised that has not yet been fully resolved. There is a second issue that in a sense nestles behind that, and that is there is a need, I think, perceived by many of us in the profession, and in the public at large, that we seek to widen access to medicine. It does not actually follow that because dad was a doctor and mum was a doctor that you should be and widening that access may mean that you seek the capabilities and individuals that are separate from purely academic capabilities. If you ask applicants for medical schools not only to demonstrate that they have got good passes in GCSE and so on but they also undertake work in the community or different aspects of social interest, that may in itself, quite inadvertently, put some groups at difficulty. There may be a cultural element in this which allows some groups to participate more readily in that kind of activity than others. We have to be very careful in this area that we do look at all the aspects of this and guard against any kind of inadvertent discrimination. The one point I would make on finishing is I am quite sure if there is any—and there is no evidence that there is it is entirely inadvertent for the technical reasons I have said and not because there is an overt discrimination.

Chairman

  72. My experience of this area is there tends to be no discrimination against Scots, Professor Catto. There are many Scottish doctors.
  (Professor Catto) It is certainly true of my life, Chairman.

  Mr Amess: I was very encouraged and interested in Mr Scott's earlier remarks about registration, that was very worthwhile. Now, without upsetting any of my colleagues—

  Dr Brand: You do it so well.

Mr Amess

  73. Right, well I will upset someone. It is my firm view that some Members of Parliament are crazy. Now they are crazy when they are elected and they get re-elected. There are some who are perfectly ordinary and because of all the strains here they go crazy and the electorate decide to sling them out, but what I am saying is we are subject to the most rigorous test imaginable. Doctors up until fairly recently have been seen as Gods, no-one would have thought there was this sort of cloud of mystery behind doctors and everyone had such faith in them and no-one would have dared challenge anything. Well, if we are going to find an asset from the media perhaps certain elements where there have been publicity have dissolved all of that. The point that I am coming to is that in 1998 you came up with your revalidation proposals and I wonder if you could give us a little detail—which I do not think you have yet—about the timetable. I think there are three elements to the revalidation process, perhaps if you might spell them out and the Committee might be able to challenge them.
  (Professor Catto) Yes. The timescale as we envisage it at the moment is that we go out to consultation on our proposals this May. We are going to take proposals to the Council in May and thereafter we will go out to very widespread consultation, to the public, to anyone who is interested in telling us their views on those proposals.
  (Mr Scott) On the timetable—I am sure Sue Leggate has a lot to say about revalidation from her heavy involvement in the preparation—the fixed date is a decision on the fully worked up model for revalidation by February 2001, so just a year from now.

  74. Right.
  (Mr Scott) The implementation timetable has not yet been decided and that is not because we are lacking in any enthusiasm for the idea but it is a fundamental objective of revalidation that it should not be turned into an additional level of bureaucracy, but should as far as possible be fully interwoven with the Government's plans for clinical governance and other developments. Also, going back to the Chief Medical Officer for England's paper, it should be firmly linked with the plans for appraisal for doctors. Because those proposals have not fully been worked through, nor do they yet have their own timetable, we are unable to say what our timetable would be. There is no lack of drive and enthusiasm, as I think Sue Leggate may very well confirm.
  (Ms Leggate) Absolutely not. I think it is one of those processes, certainly the consultation period I am really glad is going to happen in two months' time because I think it is important and I think all of you with your constituents, it needs to be made that everybody takes part in it.

  75. I hope it will not be one of these rushed consultations.
  (Ms Leggate) No.

  76. It is all done when everyone is on holiday or you get the thing delayed in the post, is it going to be a real meaningful consultation? In other words, I hope it is not going to be something where we have already decided the way it wants to go and everything has to fit around it? I hope it will be meaningful.
  (Professor Catto) Can I give you an absolute reassurance on that. There is absolutely nothing in it for the GMC to do that. It is critically important that we get this right, that we have got the public behind us, that we have got the profession with us and that we go forward on that basis. To rush this through in a quick under the counter way is absolutely not in our interest, it is not in anyone's interest.
  (Ms Leggate) We are engaging with people who can then get to local communities, with the CHCs, with the health authorities, who again have their own mechanisms because they have a duty to consult in any case and so have ways of getting into a local community. So we are consulting both public and the profession, Government and yourselves, and these kinds of people on the proposals. You asked what it was?

  77. Yes, how it will work?
  (Ms Leggate) Because I am a lay person—

  78. That is excellent.
  (Ms Leggate) It is going to be the Ladybird book guide to revalidation I am afraid. It is going to be about a very open demonstration that doctors are carrying out their practice in line with the standards of good medical practice, which is the guidance that doctors are expected to work to, which covers a whole range of issues. It covers a lot of things that I would call the clinical and technical, that will be monitored and judged in one way, it covers a whole lot of what we will call perhaps the softer issues about the doctors, the way they communicate with their patients, the way they deal with the patients, the satisfaction that the patients have with them, right through the period. At the moment it is envisaged that revalidation itself should be a five yearly process but it will tie in with the local process that is being set up by the NHS around, for instance, appraisal and clinical governance. The details are not fixed because they are out for consultation, but the idea is that the doctor should maintain what is going to be a personal folder or record which will contain demonstrations of all the things that the doctor is involved in, whether it is in the NHS practice or private practice because the doctor will have to be revalidated for everything they are doing, not just for the section they do, for instance, within the NHS. It should contain records of complaints against that doctor, it should contain details of all that doctor's work, all the things that are generated, for instance, within a hospital trust. It should contain information done on a patient survey and there are various ways of getting at patients' information that would allow that to be fed in. That is not just going to be looked at once every five years but when it is looked at for revalidation purposes it will be done, say, by a group of people who will include both clinical people, probably people who are managerial in relation to that doctor and lay people who will make the judgment on whether this doctor has demonstrated satisfactorily that he or she is working to the standards of good medical practice. That would be awful if it only happened every five years. Within the appraisal process and within what we envisage is that there will be probably be annually or 18 monthly or whatever, for instance, the NHS might decide, dips in to that doctor's career and folder and anything else that is coming out. We are not just going to get a rush of doctors who are being sent down to the GMC five years on because the folders or information about them or their audit or their patient satisfaction has been found deficient, but at any time doctors can be referred out of that process either for remedial education at a local level, which the Department of Health paper is envisaging, or if it is something much more fundamental than that, directly to the GMC and into the fitness to practise procedures. The flavour of it should be that one ought to have a view on where a doctor is at, what he is doing, whether her performance is good from audit, from patient information, from peer review, all the way along the line. It is like having a log book in a way.

  79. It sounds marvellous and I am greatly reassured that it is not going to be every five years because that would be a complete waste of space, some of us change every month. This is going to cost megabucks, who is funding all this? This is a huge resource requirement. It is a great wish list.
  (Ms Leggate) Yes, it is a great wish list. One of the important principles—and I will pass over to Finlay then—is that it should use existing processes as much as possible. Those are the existing processes that are being set up in the Protecting Patients Supporting Doctors guidance.


1   Note by witness: We are seeking powers from the government to put us on a par with the power the Ombudsman has to require documents and evidence to be produced. Back


 
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