Select Committee on Education and Skills Fourth Special Report


9. Diversity and standards

WHAT IS CLEAR IS THAT THE GOVERNMENT'S OVER-RELIANCE ON A NARROW RANGE OF RESEARCH ON THE COMPARATIVE PERFORMANCE OF SPECIALIST SCHOOLS HAS SERVED TO OBSCURE RATHER THAN ILLUMINATE THE ISSUE. IN CHOOSING RESEARCH PARTNERS, THE INDEPENDENCE OF ALL PARTIES MAY BE COMPROMISED BY TOO CLOSE AN ALLIANCE OF GOVERNMENT, RESEARCH PROVIDERS (HOWEVER DISTINGUISHED) AND STAKEHOLDER GROUPS.

The Committee says that the Government's claims for the success of the programme rely heavily on the work of Professor Jesson for the Specialist Schools Trust. It is true that Professor Jesson's work (most recently in Educational outcomes and value added by specialist schools 2002 Analysis published 2003), based on the 5+A*-C indicator, provides the most striking comparative data (for both absolute performance and value added) but that work is only one part of the evidence available to the Government and to the Committee. In addition the following sources all give evidence of stronger comparative performance in specialist schools: DfES analyses of absolute and value added performance based on the performance tables for schools' 2002 outcomes; Using National Value Added datasets to explore the effects of diversity Schagen I and Schagen S (NFER 2002); Pupil Progress in Secondary Schools by School Type in England 2001 (DfES 2002); and Specialist Schools: An evaluation of progress (Ofsted 2001); as well as additional Jesson work based on GCSE point scores. Whilst these sources do not produce such highly differentiated outcomes as Jesson's absolute performance and value added analyses, they clearly add to the evidence base. It is also important not to dismiss too lightly the significance of the work based on the 5+A*-C indicator. Although it has limitations, this indicator has been the most widely used and best understood measure of school performance for over ten years.

10. MEASURES OF ACHIEVEMENT

WHILE WE ACKNOWLEDGE AND SUPPORT THE USE OF PUPIL ATTAINMENT DATA FOR THE PURPOSES OF STRENGTHENING PUBLIC ACCOUNTABILITY, THE EMPHASIS MUST BE ON THE USE OF SUCH DATA FOR SCHOOL IMPROVEMENT. FOR PUPIL ATTAINMENT DATA TO BE MEANINGFUL IN THIS CONTEXT THE KEY MEASURES FOR PUPIL AND SCHOOL ACHIEVEMENT NEED FURTHER DEVELOPMENT AND TO BE APPLIED CONSISTENTLY ACROSS THE RANGE OF SCHOOL IMPROVEMENT AND PUPIL ATTAINMENT PROJECTS. IN PARTICULAR, IT IS VITAL THAT THESE MEASURES PROVIDE A PICTURE OF THE FULL ABILITY RANGE, INCLUDING THE PROPORTION OF PUPILS WHO AT 16 DO NOT OBTAIN ANY QUALIFICATIONS, AND TAKE FULL ACCOUNT OF THE INTAKE PROFILE OF EACH PUPIL.

The Government fully agrees with the need to emphasise the use of pupil attainment data for school improvement and the benefit of the individual pupil. This was the subject of the Secretary of State's Lecture at the Banqueting House on 4 June. He drew attention to the department's new Pupil Achievement Tracker (PAT) which is being made available to all secondary schools. This will give teachers the information to analyse the past and current attainment of each pupil to help tailor lessons and progression to meet pupils' needs. For example, at KS3 the PAT will enable teachers to identify underperformance while there is still time to address needs before pupils take their GCSEs. In addition, the Secretary of State emphasised the importance of 'assessment for learning': involving pupils in their own target setting; providing structured feedback; and helping pupils judge their own learning.

As the Committee's own report acknowledges, the Department's measurement of secondary school performance for pupils at the end of key stage 4 is not confined to 5+A*-C at GCSE. The performance tables also include point scores, 1+A*-G and value added. All of these address the issue of providing a picture of performance across the ability range and, of course, the value added measure takes account of the prior attainment of each pupil.

11. MEASURES OF DISADVANTAGE

THE DEVELOPMENT OF MORE SENSITIVE MEASURES OF DEPRIVATION THAN THAT OFFERED BY FREE SCHOOL MEALS ELIGIBILITY IS CRITICAL TO IMPROVING THE EFFECTIVENESS WITH WHICH POLICY AND RESOURCES MAY BE TARGETED.

The Committee mentions the inclusion of parental level of education as one way forward. There is nothing in prospect for national data on parental level of education although such information is collected in various sample surveys like PISA. Another possibility for supplementing FSM data is the use of postcode data linked to other data sources such as the 2001 Census. Data collection through PLASC must conform with the legal basis of the survey which restricts expansion into areas of socio-economic circumstances. FSM information is an exception because of the legal duty of schools to provide free meals in specified circumstances. PLASC also collects postcode. Work will continue in this area but previous work has suggested that the pupil-based FSM variable is as good a marker of disadvantage of schools as was the ODPM's Index of Multiple Deprivation. The Working Tax Credit, now used in the funding system, slightly changes the dimension on disadvantage, but will not invalidate the FSM variable, which is a valuable tool, albeit imperfect.

So far as the specialist schools programme is concerned it is a policy for all schools and schools with high FSM are well represented in the programme.

12. SEPARATING THE IMPACT OF INVESTMENT FROM SPECIALISM AND OTHER INITIATIVES

IT IS A MATTER OF CONCERN THAT THE GOVERNMENT HAS MADE ITS DECISION TO EXTEND ACCESS TO THE SPECIALIST SCHOOLS PROGRAMME, AND ASSOCIATED FUNDING TO ALL SCHOOLS, IN THE ABSENCE OF CLEAR EVIDENCE AS TO THE ALLEGED BENEFITS OF SPECIALISM, BALANCED AGAINST THOSE OF OTHER INITIATIVES. EVALUATION OF THIS INITIATIVE IS ESSENTIAL SO THAT THE PUBLIC AND POLICY MAKERS ALIKE CAN BE ASSURED THAT POLICY IS DEVELOPED ON THE BASIS OF SOUND EVIDENCE RATHER THAN WISHFUL THINKING.

The Committee raises the issue of the impact of the three main elements of the specialist schools programme: processes, funding and specialism. This issue is addressed in the response to recommendation 20. For evidence about the performance of specialist schools see the response to recommendation nine. For reference to the qualitative evidence see the response to recommendation two.

13. SCHOOL ADMISSIONS

THE EVIDENCE WE RECEIVED SUGGESTED THAT ANY RATIONALE FOR SCHOOLS OPERATING AS THEIR OWN ADMISSION AUTHORITY MAY NOT BE SIGNIFICANTLY OUTWEIGHED BY THE WIDER BENEFITS, NOT LEAST TO PARENTS, ASSOCIATED WITH EQUITY AND CLARITY OF PROCESS.

Of the 21,297 schools in England, the local education authority is the admission authority for the majority—16,142 (76%) For secondary schools the equivalent figures are 2375:1061; and for primary schools are 13,767:4094. LEAs may delegate authority for admissions to the governing body of a community or voluntary controlled school but we are not aware that delegation is widespread.

The admissions framework, including consultation and objection arrangements put in place by the School Standards and Framework Act has worked well—research suggested that 96% of parents seeking a secondary school place got a place at a school for which they expressed a preference. But in the light of this research the Government strengthened the framework in the Education Act 2002 with measures designed to improve local discussion and co-operation to ensure that admission arrangements work to the greatest extent possible for the benefit of local parents and children and to improve the process for parents. These measures include:

  • mandatory co-ordination of admissions which will make the process easier and more transparent for parents. They will apply for all the schools they want their child to attend on the LEA's common application form. Only one offer of a school place in the area will be made and that offer will be sent to them on the same day by the LEA, either on its own behalf or on behalf of a governing body that is the admission authority.
  • mandatory admission forums with members representing all those with an interest in admissions. Forums are charged with considering how well local admission arrangements are working collectively for all local parents and children. They should consider how admissions processes could be improved and, in particular, arrangements for challenging and vulnerable children and try to promote agreement on admissions issues. All admission authorities in an area must have regard to any advice issued by the Forum.
  • wider consultation requirements so that foundation and voluntary aided schools must consult community and voluntary controlled schools on their proposed admission arrangements. Those schools may then object to the Adjudicator if they wish. We are aware that a number of community schools have objected to the Adjudicator about admission arrangements for entry in September 2004, including to partial selection arrangements. The cases have yet to be determined.
  • abolition of section 91 so that designated faith schools can no longer keep places open if there are insufficient applicants from the faith.

All admission authorities are subject to the same legal provisions and all must have regard to the School Admissions Code of Practice. If they do not, those affected may complain to the Secretary of State who will consider whether or not to issue a Direction.

The amended Code, issued in January 2003:

  • clarifies good and bad practice in determining admission arrangements. It states that admission authorities should carefully consider the possible impact, direct or indirect, on equal opportunities, of their oversubscription criteria. It indicates that criteria which give preference to children whose parents or siblings previously attended the school or whose parents followed particular occupations, such as teachers, could disproportionately disadvantage others such as ethnic minority or refugee families who have recently moved into the area. It points out it would not be good practice for admission authorities to set or seek to apply oversubscription criteria that had the effect of disadvantaging certain social groups in society.
  • rules out interviewing of parents or prospective pupils including, for the first time and from 2005, at schools designated by the Department as having a religious character (the majority of which are voluntary aided schools). The Catholic Education Service and the Church of England Board of Education support this. We are however persuaded that there are good reasons for interviewing for boarding places because children are faced with particular challenges and opportunities in a boarding school—and this is the one exception.
  • indicates that faith schools can contribute to community cohesion by having admission arrangements that are inclusive of other faiths and of all elements of the population of their local area. Some faith schools already achieve inclusiveness by designating a proportion of their places for which children of their own faith or denomination will be given priority, and the remainder as community or open places for which local children will be given priority.
  • recommends LEAs refer objections to the Schools Adjudicator on behalf of parents if necessary.

14. AND 15. SELECTION BY APTITUDERATIONALE AND EVIDENCE?

WE ARE NOT SATISFIED THAT ANY MEANINGFUL DISTINCTION BETWEEN APTITUDE AND ABILITY HAS BEEN MADE AND WE HAVE FOUND NO RELIANCE ON ANY DISTINCTION BETWEEN THEM.

IT IS APPARENT FROM EVIDENCE GATHERED DURING THIS ENQUIRY THAT THE CURRENT POLICY WHICH ENABLES SCHOOLS TO SELECT ON THE BASIS OF APTITUDE RESTS ON INSECURE GROUNDS. WE ARE NOT CONVINCED OF THE CASE FOR SELECTION BY APTITUDE.

New selection by aptitude applies to not more than 10% of places. As the Committee is aware, aptitude selection is used by under 6% of specialist schools but where it does apply, it allows some children with an aptitude for a particular school's specialism, who wouldn't otherwise qualify under its oversubscription criteria, to gain a place and benefit from the school's specialist teaching/facilities.

Under the School Admissions Code of Practice tests of aptitude must be objective and have a distinctive subject focus and the assessment must test only for the subject aptitude concerned, and not for ability or any other aptitude.

Admission Forums must consider how well local admission arrangements are working and may advise against selection by aptitude if they consider that this is not in the best interests of parents and children. Admission authorities must have regard to the advice of the local Forum.

Complaints may be made to the Adjudicator about tests that are not objective, or which appear to test for ability or another aptitude, even where selection for a proportion of children by aptitude is accepted.

Similarly, if aptitude selection is considered to be not in the interests of local children and parents, or is complicating admissions locally, an objection can be made to the Adjudicator.

The Committee may now be aware of the Chief Adjudicator's recent decisions (10 July 2003) in relation to 14 schools in Hertfordshire whose aptitude selection has been objected to. These decisions which were informed by advice from independent experts, helpfully clarify that it is possible to test for aptitude separately from ability, at least in certain subjects. However, the Chief Adjudicator insisted on the need to use either a well-established aptitude test or—where no such test exists, as in sport—an assessment against published criteria by a qualified person independent of the school. The Chief Adjudicator also recommended that the ability profile of those selected for aptitude should be checked to insure against inadvertent ability selection, and if that seems to be happening, tests should be adjusted. A copy of the Chief Adjudicator's article about the decisions ('Apt or able?') is attached at Annex A.

16. COMPETITION VS COLLABORATION

OUR CONCLUSION IS THAT COMPETITION AND INSTITUTIONAL AUTONOMY ARE FORCES THAT CAN BE BARRIERS TO THE CAPACITY FOR SYSTEMIC CHANGE. THE CAREFUL COORDINATION OF DIVERSITY POLICY SO AS TO ENSURE THE CAPACITY FOR BROAD BASED CHANGE SHOULD BE A PRIME CONSIDERATION IN THE FURTHER DEVELOPMENT OF THE GOVERNMENT'S SCHOOLS POLICY.

The Government recognises the need to ensure institutional autonomy and system-wide change. That is why in November 2002 we made a commitment that all specialist school applicants which met the standard against published criteria would be designated. Lifting the funding cap on the Specialist Schools Programme so that all applicants meeting the standard can be assured of designation as a specialist school will help to break down competition and encourage more effective collaboration.

Lifting the cap does not affect the requirements and expectations placed upon specialist schools. Applicants will need to meet the standard for designation and successful applicants will be accountable under the established arrangements for monitoring progress and for regular re-designation after fixed periods within the programme.

Many Government programmes, including Excellence in Cities, help foster an environment of collaboration between schools. Some schools in the Diversity Pathfinder LEAs are already reporting an increased sense of collective responsibility for pupil performance between groups of schools. Other collaborative based programmes, notably Federations, are also contributing to increased collaboration and collective accountability for performance between schools. The Leading Edge Programme is designed to ensure that successful pedagogical practice is shared not only at local level but through national collaboration facilitated by the DfES Innovation Unit.

17. COMPETITION VS COLLABORATION

THE COMMITTEE ACKNOWLEDGES THE DEPARTMENT'S RENEWED EMPHASIS ON THE COLLABORATIVE AND COMMUNITY ASPECTS OF THE SPECIALIST SCHOOLS PROGRAMME AND INITIATIVES BEING DEVELOPED THROUGH THE DIVERSITY PATHFINDERS PROJECT. HOWEVER, WE BELIEVE THAT THE NATURE OF THIS COLLABORATION IS AT PRESENT INSUFFICIENTLY FOCUSED ON RAISING PUPIL ACHIEVEMENT AND THEREFORE (TO BE CONSISTENT WITH THE GOVERNMENT'S STATED POLICY) RECOMMEND THAT FUTURE FUNDING FOR SPECIALIST SCHOOLS AND THE BASIS OF THEIR EVALUATION SHOULD BE EXPLICITLY LINKED TO MEASURABLE SUCCESS IN RAISING PUPIL ACHIEVEMENT IN PARTNER SCHOOLS.

Guidance to schools for the preparation of their Community Plans within the specialist schools programme emphasises the need to express targets in terms of learning outcomes as much as possible and the Department will continue to give priority to this in monitoring schools' progress in the programme. However, the Government does not feel it would be realistic to make an explicit link between a specialist school's continued funding and measurable success in raising pupil achievement in partner schools. A typical secondary school partnership within the programme might spend around £10,000 a year on the partnership's activities which is a very small sum compared with the schools' overall budgets.

On the subject of making linkages between the outcomes of partnerships of schools, within the Federations programme it will be possible for schools to recognise their collective responsibility within a federation by publishing the examination results of the federation as a whole as well as the results of the individual schools.

18. WHAT MATTERS MOST?

WE RECOMMEND THAT THE POSITION OF SELECTIVE SCHOOLS IN THE SPECIALIST SCHOOLS PROGRAMME SHOULD BE RECONSIDERED. ELIGIBILITY FOR THE SPECIALIST SCHOOLS PROGRAMME SHOULD BE CONTINGENT UPON EACH SCHOOL'S MEMBERSHIP OF A COMMUNITY OF SCHOOLS AND ON THE ACHIEVEMENT OF MEASURABLE IMPROVEMENTS IN PUPIL ATTAINMENT ACROSS THE GROUP OF SCHOOLS.

The Government agrees that selective schools within the specialist schools programme should play a full part in the community element of the programme. Where, in the opinion of the independent assessor employed on the task, a selective school has failed to play that part, the school has not been re-designated in the programme. This will continue to be the case. However, explicit linkage of designation to measurable improvements in pupil attainment across a group of schools would not be practical for the reason given in the response to recommendation 17.

19. CAN THE ACHIEVEMENTS OF THE FEW BE EXTENDED TO THE MANY?

WE WOULD WELCOME A CLEAR STATEMENT FROM THE GOVERNMENT ON HOW IT ENVISAGES SECONDARY EDUCATION WILL LOOK WHEN ALL SCHOOLS HAVE SPECIALIST STATUS; WHETHER IT ANTICIPATES FURTHER EXPANSION IN THE RANGE OF SPECIALISMS; AND HOW THE GOVERNMENT, IN PARTNERSHIP WITH LEAS, WILL SECURE THE STRATEGIC DISTRIBUTION OF SPECIALISMS SO AS TO ENABLE EACH CLUSTER OF SCHOOLS TO HAVE AN APPROPRIATE COMBINATION OF SUBJECTS REPRESENTED.

When all schools have specialist status the Government expects to see a good distribution of specialisms across the country and across local areas. The Government has no plans to extend the range of curriculum specialisms. The programme is based around a specialist focus on part of the curriculum as a catalyst for whole school improvement and the specialisms now available cover the full National Curriculum and beyond (e.g. religious education and classics).

Given that the final decision on specialism rests with the school (which is important because of the need for the school's commitment to the programme) it is inevitable that there will not be an ideal pattern of specialisms in every area. However, the Government, in partnership with the Specialist Schools Trust, seeks to ensure a strategic distribution of specialisms by encouraging local partnerships of LEAs with their secondary schools. These partnerships, already working in many LEAs, will seek to establish the optimum distribution of specialisms, taking account of each school's own circumstances.

When it comes to collaboration between local schools across a group of specialisms, the geography of what constitutes the local area will be a decisive influence on the number of schools in the collaboration. A densely populated urban area might possibly cover the full range of specialisms in a programme of activity and the exchange of expertise, whereas a small town with three secondary schools might limit its substantial collaborative work to those three schools. ICT links might increase the range for some purposes and this may be important for towns with only one secondary school.

20. CAN THE ACHIEVEMENTS OF THE FEW BE EXTENDED TO THE MANY?

THE UNIVERSAL SPECIALIST SYSTEM WILL POTENTIALLY INCLUDE ALL SCHOOLS AND ALL PUPILS. THE GOVERNMENT ASSERTS THAT THERE IS A CAUSAL LINK BETWEEN SCHOOLS GAINING SPECIALIST STATUS AND THEIR SUCCESS IN RAISING PUPIL ATTAINMENT. SCHOOLS WHICH HAVE ACHIEVED SPECIALIST STATUS CAN BE EXCITING PLACES WITH HIGH LEVELS OF PUPIL ATTAINMENT, AS WE SAW DURING OUR VISIT TO BIRMINGHAM. THE QUESTION IS, WHAT IS THE MAIN FACTOR THAT MAKES THEM SO? IS IT THE ADVANTAGE THAT EXTRA FUNDS BRING? IS IT THE MANAGEMENT PROCESS THAT SCHOOLS HAVE TO UNDERTAKE? OR IS IT SOMETHING INHERENT IN THE SPECIALIST SCHOOLS POLICY ITSELF? THE EXTENT TO WHICH THE APPARENT ACHIEVEMENTS OF THE EARLY SPECIALIST SCHOOLS ARE REPEATED BY THEIR SUCCESSORS NEEDS TO BE CLOSELY MONITORED. WE URGE THE GOVERNMENT TO ENGAGE IN A MORE RIGOROUS EVALUATION OF THE CURRENT PROGRAMME THAN HAS SO FAR BEEN ATTEMPTED.

The Government regards all three of the features identified by the Committee (funding, management process, nature of the specialist policy) as necessarily integrated elements of the specialist schools programme. Research, surveys and case studies have borne on these three elements but there has been no research attempting to evaluate in quantitative terms the contribution made by each of the separate elements. It is possible that such work, which would be complex, would identify particular significance to one of the elements but the Government sees no reason in the existing literature to expect that any one element would be shown to be unimportant to the whole. On the broader front, the Government will ensure that the achievements of specialist schools continue to be closely monitored and consider what additional research should be commissioned.


 
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