Select Committee on Lord Chancellor's Department Written Evidence


Written evidence submitted by Veronica J Swenson, children's guardian (CAF 30)

  I have worked with children and families in transition for all of my professional life and in the Family Courts for 22 years, first as a Family Court Welfare Officer and then as a Guardian ad Litem (now a Children's Guardian). I have extensive involvement in social work education, training and professional development.

KEY OBJECTIVE 1: TO REPRESENT, SAFEGUARD AND PROMOTE THE WELFARE OF CHILDREN

  Extract from my open letter to Mr. Tross, of notice to discontinue work as a Children's Guardian (dated 7 April 2003):

   ". . . I looked forward to the advent of a combined service. . . Instead I have witnessed under-funding of the organisation, centralisation, the burgeoning growth of management and the emergence of a culture that derides professional accountability and independent advocacy.

  "CAFCASS has publicly espoused some of the explicit values (such as the child's right to be heard) but has failed to put into practice the principles (such as the professional development and support of safe, competent, personally-accountable practitioners) vital to its services. The simultaneous wastage of public funds in the organisation and starving of vital resources in the services have impoverished the service to children and their families. The ethos, structure and governance of CAFCASS render it incapable of reversing that trend to anything beyond a superficial degree.

  "I have watched with dismay the steady erosion of the role of Children's Guardian as welfare advocate for some of the most vulnerable children in our society, and of the tandem (legal and social-work) representation of children that has been the envy of other jurisdictions.

  Some notable examples of this are the failure to appoint Children's Guardians at the commencement of cases and attempts to dilute the roles and responsibilities of the Children's Guardian by dispensing with the attendance of CAFCASS officers at directions hearings, or at hearings at which "Findings-of-Fact" will be made. There could hardly be more potent evidence of CAFCASS' ignorance of (or disregard for) the key role played by a Children's Guardian in the early stages of proceedings and throughout the case.

  "The influence of a single, independent childcare expert to review the proposals and circumstances of the individual child, and to identify the welfare issues that distinguish his or her interests from those of the adult parties, must be provided at the commencement of proceedings. That cannot wait until the child's name reaches the top of a waiting list and it cannot wait until the local court finds an economical "slot" for a directions hearing. Nor can it be provided by the child's solicitor, who has a vital, but entirely distinct, role.

  "For many months, solicitors from the Law Society's Children Panel have been appointed to represent children for whom no Children's Guardian is available. The view that to have the legal aspect of tandem representation without the welfare aspect is better than to have neither, has generally prevailed. However, some solicitors are unwilling to be appointed in the absence of a Children's Guardian, unless the child concerned is competent to give his or her own instructions. A Notice to solicitors on the "Children Panel", issued by the Law Society in September 2002, conveys the dilemmas for the individual solicitor in every such case. Guidance to Children Panel solicitors, issued by the Association of Lawyers for Children (ALC), urges solicitors to seek funding for an independent (social work) expert and to challenge refusals of such funding. It states that "the ALC does not see why children should be put unnecessarily at risk by two different sections of the same government department".

  "I note with interest the resolution subsequently passed unanimously by the Association of Lawyers for Children at its conference on 14 to 16 November 2002, thus: "The ALC is gravely concerned that the representation of children in Family Proceedings has deteriorated and continues to deteriorate as a result of serious problems with CAFCASS including substantial underfunding. As a result, children's welfare and rights are being seriously prejudiced. The ALC calls upon the Government to remedy this crisis as a matter of urgency."

  Children, many of whom have already suffered harm, can no longer be provided with robust, independent representation at the outset of legal proceedings. Already, one infant has died whilst he was the subject of an application by the local authority for a Supervision Order. He did not have a Children's Guardian, but his name was on a waiting list for one. Lawyers for two other children have sought leave from the High Court to apply for Judicial Review of CAFCASS failure in their cases, which have proceeded to conclusion without a Children's Guardian being appointed at all."

  "Such examples contravene Article 12 of the European Convention on the Rights of the Child, Articles 6 and 8 of the Human Rights Act 1998, and the statutory duties of CAFCASS in specified proceedings. They are also avoidable, shameful, and can lead to tragedy. . . ."

  "CAFCASS, far from promoting the human rights of the most disenfranchised children and their families, has utterly neutralised its own potential to deliver those rights more effectively, both now and in the future."

  "I have witnessed the degradation of professional standards in two services to which I have been proud to belong. I have come to the view that CAFCASS, as it is presently constituted, compromises the very values and principles that are its raison d'etre. I cannot, with any professional conscience, continue as a Children's Guardian with CAFCASS."

KEY OBJECTIVE 2: IMPROVE THE SERVICES OFFERED TO THE FAMILY COURTS

  Lawyers and members of the judiciary have begun to recognise the dangerous effects of current CAFCASS policies and practice. As their confidence in the advice given to the courts in children"s cases decreases, cases will be delayed, more expert opinion will be required, costs will increase.

KEY OBJECTIVE 3: VALUE FOR MONEY

  Poor professional development is not a saving, but a misuse, of scarce public money.

  The projected cost for the framework (see key objective 5 below) was £31k. About £5k was spent on it. What has CAFCASS spent on Induction development in the two years since? *(See 5 below) These were the only costings ever produced for an integrated training strategy.

KEY OBJECTIVE 5: DEVELOP THE SKILLS OF STAFF, INDUCTION TRAINING

  In 2000 to 2001 the CAFCASS Project Team was provided with the start of an integrated Induction Training Programme that:

    —  Was agreed by all concerned to require six to 10 days

    —  Applied the work of the Training and Accreditation task Team that had provided two reports with clear recommendations (including what it would cost, in direct expenditure AND in staff-training time to effect a proper training programme).*

    —  Was based on explicit values and principles and had clear, measurable learning outcomes.

    —  Was PQ compliant (using the Post Qualifying Conceptual Framework and the National Occupational Standards for Childcare at PQ level).

    —  Related to existing National Standards for the GALRO service and was designed to reflect any other professional (rather than operational) standards that followed.

    —  Had an integrated approach to DIVERITY and anti-discriminatory practice.

    —  Utilised the conceptual framework of the Framework for Assessment of Children in Need and their Families.

    —  Was the result of cross-disciplinary work (private and public law practitioners, managers).

    —  Was commissioned by Arran Poyser, then responsible for the GALRO service at the DoH and a full member of the CAFCASS Project Team.

    —  Utilised "Paramount Welfare . . ."—commonly acknowledged by all involved from relevant agencies to be the only comprehensive induction training programme.

    —  Applied the excellent work done by ACOP Midlands region on anti-discriminatory practice in training.

    —  Had the overall objectives of providing for the safe, competent practitioner and of establishing a cornerstone for a valid (priced and costed) system of Continuing Professional Development for CAFCASS practitioners.

  The next step for that project, planned for February 2001, was a consultation with managers, key personnel and stakeholders on the "Framework". The Project was halted in January 2001, as soon as Arran Poyser had left his post. It was never resumed.

  Subsequent attempts to create an induction-training programme have not utilised any of the above. The Induction training recently described as a "trip around the bay . . ." is now acknowledged by CAFCASS not to be professional training at all, but familiarisation with the organisation—CAFCASS. CAFCASS is currently seeking four or five more consultants to "roll out" the existing programme and to develop a "PQ route".

  Royal Holloway College has recently agreed to provide professional training modules. These will therefore not be the responsibility of anyone within the organisation and there will still not be the promised, and vital, professional development stream of activity within CAFCASS.

  CAFCASS has still failed to deliver a set of professional standards and is working to the old standards for the Guardian Service.

  Extract from open letter of notice to discontinue . . . (dated 4 July 2003)

  "Thank you for your letter of 27 September 2002. In it you acknowledged . . .analysis, on behalf of representatives of the relevant professional associations, of what was needed in CAFCASS in relation to information, knowledge and professional development.

  "You expressed hope in your letter that `we are now on an upward path' and list several developments in the areas of communication, training development, practice development and dissemination of research. Unfortunately I do not share your optimism. With the exception of collation of research, recent evidence of CAFCASS" activity points, in my view, to the contrary . . ..

  "My involvement in the development of training and of professional standards has been substantial. It included commissioning and editing the `Paramount Welfare: National Induction Training for the Guardian Service' published by the Department of Health in 1997. It also included co-coordinating a multi-disciplinary group that was commissioned by the CAFCASS Project Team to devise a framework for induction training. That framework would have been completed by March 2001, but was . . . jettisoned along with much of the work done by `Task Teams' . . . and professional groups prior to vesting day."

  "CAFCASS" track record in relation to training and professional development should be open to public enquiry. To mention just one alarming, recent example: The latest attempt at an "Induction Training Course" fails to distinguish between the discrete functions of robust independent scrutiny (identifying and protecting children's interests) and of helping parties move toward agreement (settling adults' disputes). This typifies the confused, bungling way in which CAFCASS conflates professional roles. It is dangerous and could well result in practitioners, without an adequate foundation in either function, brokering the non-negotiable—a child's safety from harm."

  Extract from letter sent to Mr Tross on 23 July 2002 on behalf of all Professional Associations in CAFCASS (AFCWO, The CAFCASS Managers Association, NAGALRO, NAPO and SalGAL)

  Re: Professional Associations, Communications and Professional Development

  " . . . representatives of the Professional Associations met with you on 15 April this year . . . discussed communications, information, research etc. in the professional domain of CAFCASS."

  "We are pleased to note . . . subsequent, relevant developments including, it seems, the temporary appointment of staff" . . . We have heard, indirectly, that there is to be a meeting today. Is that the "Training and Development Steering Group", promised in the Corporate Plan and due to convene by June 2002? Will it . . . involve the Professional Associations?

  ". . . agreed that there were deficits across the field of professional development and the minutes duly recorded that "Jonathan made a request for help, from the professional associations represented, for a specification from our experience of what staff within CAFCASS ought to know. He said that we were better placed than HQ to identify what would be helpful."

  ". . . conclusion of that meeting you repeated that the capacity, experience and knowledge to provide what was needed did not lie at headquarters" and we agreed that "Best practice has to be based on practitioner experience, informed by research and knowledge from outside" . . . asked . . . to provide you with a list of "what we need, and where it is to be found" . . .

  ". . . We have produced the enclosed document (below) on the issues and a possible way forward . . . kept the document brief . . . not composed long lists . . . we would consider that a simplistic and inappropriate approach . . ."

FULL COPY OF ACCOMPANYING ANALYSIS OF WHAT IS NEEDED

GOOD PRACTICE AND PROFESSIONAL DEVELOPMENT: INFORMATION AND RESOURCES REQUIRED BY CAFCASS PRACTITIONERS

  1.  Professional Information, Knowledge and Resources

  1.1  We want to emphasise the distinctions between Information and Knowledge, and particularly between:

    —  Communications, which are primarily concerned with the Organisation; and

    —  Professional Information, Resources and Knowledge, which are primarily concerned with the Service and its professional functions:

  1.2  Practitioners need access to both information and knowledge in order to perform their professional tasks, but we are mainly concerned with the Professional Knowledge that is an essential requirement of the competent, safe practitioner. This encompasses the entire corpus of research, law, policy, theory and method.

  1.3  A practical example of the distinction might be that: A report is issued by the Children Act Sub-Committee of the Advisory board on Family Law, dealing with Contact cases: The information to practitioners is simply that the document is available: the resource/knowledge might include; an informed assessment of its relevance, an objective synopsis, promotion of professional debate, modification of policy or procedures, provision of training . . . (see point 3 below)

2.  WHAT IS NEEDED

  2.1  information and resources are best identified by use of broad categories that recognise the socio-legal nature of CAFCASS activity and cover the following areas:

    —  legislation, guidance, rules:

    —  case law and precedents, President's practice directions etc.

    —  policy statements and circulars, from the LCD, Department of Health etc.

    —  CAFCASS policy and practice guidance;

    —  Local Authority Social Services Departments information, "Dear Director" letters etc.

    —  research findings and messages from research;

    —  broader developments (for example the Adoption Review, initiatives such as Quality Protects, the evolution of multi-disciplinary responses to domestic violence, and others that set the context within which CAFCASS works); and

    —  professional and practice issues, covering relevant topics and themes (for example: substance abuse and parenting; black children in white families; domestic violence and contact).

3.  HOW CAFCASS MIGHT ACHIEVE THIS

  3.1  Professional development needs to be identified as a distinct and vital stream of CAFCASS activity. It needs to be properly resourced and to be integrated into the organisation at every level

  3.2  CAFCASS needs a coherent professional development strategy, alongside its corporate plan. That strategy must be owned by the whole organisation.

  3.3  This professional development activity requires a central structure and an infrastructure to support it. That is most likely to be achieved by establishing dedicated, properly resourced, units to deal with professional development and training, and with research.

  3.4  The provision of information, resources and knowledge must be based on a professional model that positively recognises the wealth of knowledge and skills contained at practitioner level in CAFCASS. The expertise and canon of knowledge held by (senior) practitioners, and by researchers, would be used to determine what is valid, useful, necessary and likely to contribute to the development of best practice.

  3.5   CAFCASS needs to recognise, and to promote, the contributions of the professional associations, internet groups and organs of communication including professional journals.

4.  EXAMPLES

  4.1  Representatives of the professional associations met with Jonathon Tross on 15 April 2002. We agreed to collate some examples . . . On reflection, we believe it impossible to do credit to the comprehensive task outlined above by creating what amount to a few lists . . . examples we can contribute at a later stage . . . ends

  The above extracts/documents reflect Mr. Tross personal recognition of deficits and expressed intentions to utilise the knowledge, skills and expertise of the professional base. Sadly, they also reflect:

    —  Continuing failure to realise that intention;

    —  lack of communication;

    —  Conflation of "research and knowledge" with "training and professional development";

    —  proven track record of inability to identify the professional development requirements of the practitioners and the service;

    —  persistent emphasis on the requirements of the organisation; and

    —  contracting of external, temporary consultants to undertake ill-defined pieces of work which are impossible to integrate into the service.

  See also "CAFCASS Training and Accreditation . . ." by Paddle A and Swenson V. in Seen and Heard Vol 10 Issue 4 200. p 42

KEY OBJECTIVE 6: THE WIDER GOVERNMENT AGENDA NOTE ON DOMESTIC VIOLENCE

    —  The inception of CAFCASS offered an important opportunity for development and improvement here. I believed that greater synthesis between the work in "public" and "private" family law would end some of the false dichotomies and lead to much-needed coherence in the development of good practice in cases featuring domestic abuse. That opportunity has been wasted by CAFCASS, which does not even disseminate the information and developments emanating from other parts of the Lord Chancellor"s Department.

    —  Family Court Reporters are key workers in contact cases where domestic abuse is an issue. One Greater Manchester Private Law manager has estimated that 70% to 90% of inner city cases have a Domestic Violence component. There are pockets of very good practice and professional development, but CAFCASS has made no contribution to that and there is not consistency. The false dichotomy between domestic abuse between adults and parenting or childcare still pertains in some areas. A "trip around the bay" will not make for safe practise.

    —  See NAGALRO's Responses to the Children Act Sub-Committee"s consultation on "Contact between Children and Violent Parents . . ." (document available on request) and to the Recommendations in "Making Contact Work . . . (Seen and Heard Vol 12 Issue 2. 2002)

The LCD"s approach to Domestic Violence has led to not even so much as a statement of intent from CAFCASS and could hardly be less "joined up".

Veronica Swenson


 
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