Select Committee on Lord Chancellor's Department Written Evidence


Supplementary written evidence submitted by NAGALRO, the Professional Association of Family Court Advisers and Independent Social Work Practitioners and Consultants (CAF 68)

  1.  This addendum is prepared to address issues raised by Members at the hearing on 6 May 2003, especially in relation to the institutional culture CAFCASS has developed.

  2.  From the outset CAFCASS has prioritised its need to create an organisation over its primary purpose, which is to provide a service to children. It has created a managerial bureaucracy rather than a professional service. NAGALRO is concerned that CAFCASS has emphasised presentation rather than maintaining the high quality public law service it inherited. Examples include the Power Pack launch [see NAGALRO submission 14 March 2003, para 7.8]; the slogan "putting children first"; and, most recently, "CAFCASS aims to be a listening and responsive organisation" [May 2003, Protocol for stakeholder engagement].

  3.  The most obvious and most serious failure of CAFCASS management is its growing inability to ensure that children in public law have a guardian throughout proceedings. Its consistent response to difficulties has been to lower expectations rather than to maintain standards.

  4.  It seems that the senior management of CAFCASS and the LCD have accepted this development. The Chief Executive, Jonathan Tross, in a recent interview [childRIGHT April 2003] said "to some extent, unallocated cases are a fact of life. Unless there are a number of staff doing nothing at any one point, there will be requests coming in that have not been allocated". The Director of Legal Services, Charles Prest, [evidence to High Court in CO/2587/4182/2002, P & R and others] has suggested that there is no scope for Guardians to do any preliminary investigation before the first hearing, (in cases where a child is fortunate enough to have a guardian at that stage), when the DoH training for guardians before CAFCASS strongly emphasised the need for such independent and active investigations. The Parliamentary Secretary to the LCD, Rosie Winterton, has written [22 March 2003] "The issue CAFCASS needs to consider is: how does one judge whether it is better for someone to do more work on the case in hand rather than move on to a new, possibly more urgent case at the beginning of its route through care proceedings"

  5.  This reflects a culture within CAFCASS and the LCD of acceptance of failure rather than seeking to explore how it was that these problems did not exist before CAFCASS was in charge. It is not clear how far this is due to lack of understanding of the role of guardians as part of the child protection system, or to a lack of commitment to ensure that vulnerable children have the full protection to which they are entitled.

  6.  Before CAFCASS the expectation, almost universally met, was that public law cases would be allocated within 24 hours. In many parts of the country children subject to Emergency Protection and Secure Accommodation applications were allocated within two hours, which does not happen under CAFCASS, with serious Human Rights Act implications.

  7.  It is a grotesque achievement by the LCD, the CAFCASS Board and the Executive Team of CAFCASS that some children now have to wait for three months for a guardian; a wait which can have lifelong implications for the child. Failure to protect the child is being accepted and institutionalised by CAFCASS.

  8.  Even in managerial and organisational terms, CAFCASS and its sponsoring Department, the LCD, have demonstrably failed in many areas. Major organisational failures that cannot be made the responsibility of anyone but the LCD or CAFCASS include: expensive recruitment followed by dismissal of staff at the highest levels; apparent waste of millions spent by the LCD Project Teams; current waste of money on IT hardware and software [see evidence from CAFCASS Managers Association 6 May 2003]; continuing refusal by the Executive Team to produce a costing to compare the use of employed staff to self employed practitioners; and, after over two years, continuing inability to produce reliable management statistics eg about public law caseloads.

  9.  CAFCASS has created an expensive bureaucracy. Before CAFCASS no Panel manager earned over £40,000 a year. Now the service has to bear the cost of about 20 managers and Board members paid well in excess of that figure, all with costly support staff. None of these people were necessary to deliver the service before CAFCASS, and this structure constitutes a substantial shift away from direct service provision to children. These costs, and the offence caused by this expenditure, may explain some of the shortage of practitioners.

  10.  Since NAGALRO's written submission, there have been proposals by the Executive Team to introduce a sixth tier of management, just below the Operations Director, and the introduction of public law report formats without broad consultation with the writers of the reports or those who have to read them, such as judges and lawyers, without piloting these changes.

  11.  At the same time, CAFCASS has effectively managed to lose the trust of many of its core stakeholders—among them the judiciary and magistracy, child care lawyers, social services child care practitioners and guardians. (For the purpose of this addendum, we have limited our comments to public law matters.)

  12.  No advantage in the creation of a national service is yet discernible. There are different and apparently arbitrary management practices across the country. For example, it is clear that in the South West efforts are being made by regional management to avoid using self employed practitioners at all, so losing any of the past flexibility that demonstrably met Children's needs.

  13.  In Avon CAFCASS management, in their drive to recruit employed staff, have so mismanaged the budget that they have recruited two more employees than their budget allowed. Consequently there is no budget for 2003-04 for the allocation of any cases to self employed guardians, including children for whom they have previously been guardian. This gives the lie to CAFCASS' repeated commitment to a "mixed economy" of guardians, and the flexibility it gives. It will drive away even more self-employed practitioners whose trust in CAFCASS will be further eroded. NAGALRO has had no reply to their letters of 30 April 2003 to the regional manager and the Chief Executive seeking clarification.

  14.  NAGALRO knows of examples around the country where CAFCASS managers are not allocating guardians to children in public law proceedings even though there are self-employed practitioners available to do the work. NAGALRO also knows of children who are being allocated to employed guardians, even where in previous proceedings they have made a relationship with a self employed guardian, who is still available to act for them. This is an unnecessary discontinuity for the child at a point of acute vulnerability. Quality is being diminished.

  15.  The Committee heard evidence from the ALC, Judith Timms and Katherine Gieve, among others, of recently appointed employed Guardians, some of whom have insufficient social work experience combined with a lack of effective professional support. Experienced NAGALRO members are repeatedly informed by judges, magistrates, court clerks, lawyers and social services managers of guardians who, in the view of the informants, are quite inadequately protecting the interests of children. CAFCASS management denies this, insisting that their reduced entry requirements and almost non-existent training programme, combined with management by people without guardian experience, is sufficient.

  16.  These are the elements that make up CAFCASS' culture, a culture which has to change entirely if children are to be protected and ex-guardians and those guardians who have reduced their commitment to CAFCASS are to be attracted back to the work.



  17.  There has to be a return to the shared responsibility and shared ownership of the service, instead of the CAFCASS ethos of "management knows best". In the past, guardians would have been encouraged by Panel managers to make individual or group submissions to a Committee such as yours, but many NALGALRO members report that they perceive it is too risky for them to do so now. This is a demonstration of the distance and alienation CAFCASS has created between managers and the workforce.

  18.  Speedy and easily understood signals that a genuine culture change is taking place would include:

    —  Statement by the LCD, the Board and Executive Team that CAFCASS has failed hitherto to take account of Children's needs as the first priority.

    —  That henceforth CAFCASS will make no organisational decision without first considering the possible impact on individual children subject of public or private law proceedings.

    —  Waiting lists must be ended if CAFCASS is to have any long term credibility. The only way this can be done effectively is by encouraging the greater commitment of those still involved in CAFCASS and encouraging the return of some of the 200+ experienced practitioners who have left the service. It would not require these individuals to take many cases each to end the waiting list problem. In the climate CAFCASS has created new incentives may now be necessary to encourage the allocation of cases. The Board and Executive Team need to enter into urgent and open discussions with relevant organisations to establish how this might best be done.

    —  Announcement that at least the proposed extra tier of management will be scrapped, and that managers will now focus on the administration of the service to children rather than organisational ends.

    —  Early consultation with all stakeholders about the composition and structure of a professional development unit as a central component of CAFCASS.

    —  Advertisement for new Board members with child focussed interests and experience.

    —  Making the inclusion of guardians with training experience a priority for establishing ongoing training programmes in public law.

    —  Payment to the self employed of travel expenses for journeys over 70 miles return, and/or costing more than £35, to assist in the allocation of adoption cases, long distance cases and to include the exploration of extended families as possible carers for children who cannot return to their parents.

Alison Paddle

Chair on behalf of NAGALRO Council

18 May 2003

  1.  NAGALRO has been grateful for the opportunity afforded by the Committee to make written and oral submissions, and hopes it is helpful to address a few points arising from the evidence of Mr Hewson, Mr Tross and Ms Winterton.

  2.  These witnesses referred to the dispute with Guardians and the Judicial Review of September 2001 as being a significant cause of difficulties. The reality is that the Cafcass Board and management, supported by the LCD, unilaterally decided, against much advice, to have a workforce made up solely of employed Guardians. NAGALRO recognized that this would drive away most of the existing workforce (an even worse outcome than we have now) and so started the Judicial Review proceedings, in which Cafcass was found to have acted illegally. It was not the dispute which caused difficulties for Cafcass, it was Cafcass' decision, based on an ill-conceived understanding of the role of the Guardian.

  3.  Mr Tross says (Q270) that there about 300 self-employed who have five or more cases. Regrettably, and we have advised Mr Tross of this on a number of occasions, this includes a significant number where we suspect Cafcass' statistics are incorrect [see evidence of Managers Association concerning statistical retrieval], as well as a number who are running down their case load prior to leaving Cafcass. The picture painted of a "mixed economy" will soon not be accurate.

  4.  Mr Tross (Q271) and Ms Winterton (Q301) refer to the Inland Revenue. There has never been a suggestion from the Inland Revenue that self-employment as a Guardian is not possible. There has never been any ruling by the Inland Revenue that Guardian contracts pre-CAFCASS were not compatible with self-employment. It is regrettable that after this has been repeatedly explained to Cafcass, the Chief Executive and the Minister continue to suggest this as a cause of their difficulties.

  5.  Mr Tross suggested as the primary reason for delay in appointment of Guardians (Q256) the increase in demand. Pre-Cafcass the predominantly self-employed workforce was able to absorb great variations in demand. For example, in 1991-92, following the implementation of the Children Act 1989, there was a massive reduction in care proceedings in most parts of the country. In the following year there was an equally large surge in numbers of care proceedings as local authorities came to terms with the new legislation. Both the reduction and the increase were absorbed by the predominantly self-employed Guardian workforce. Cafcass, because it chose to have a mainly employed workforce, which has more rigid time constraints, does not have the flexibility to respond to changes in demand. Thus the waiting lists increase not least because there are not enough employed Guardian hours to take on more cases.

Alison Paddle

Chair on behalf of NAGALRO Council

3 June 2003


 
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