Select Committee on Constitutional Affairs Second Report


4 Current appeal procedures

16. Any non-national (subject to special rules in relation to EU nationals) who wishes to enter or to remain in the United Kingdom needs leave to do so. If such leave is refused, there is generally a right of appeal to an adjudicator. The adjudicator will hear evidence from the appellant and any witnesses and will decide whether, on the facts, the claim is made out. The losing party may seek permission from the Immigration Appeal Tribunal (IAT) to appeal to it on a point of law. Permission applications are dealt with by a vice-President of the IAT on paper. If permission is refused, there is a right to apply to the Administrative Court on the ground of error of law for a statutory review. Such an application is dealt with on the papers by a single judge. He can decide either to grant permission to appeal, in which case the substantive appeal will be dealt with by the IAT, or to refuse the application. In either event, his decision is final. This method of review is an innovation brought in under the Nationality, Immigration and Asylum Act 2002 and aims to remove many claims for judicial review from the Administrative Court. It is accomplished in a matter of days, but satisfies the current requirement for the possibility of a review by a superior court.

17. Where the IAT hears an appeal, it will sit with a minimum of two members, one of whom will be a legally qualified vice-president or part time member. Some appeals will, if the point arising is of some importance, be heard by at least two legally qualified members. Very important cases can be starred by the Tribunal, to indicate their importance. Adjudicators are bound by starred decisions of the IAT and the IAT should follow an earlier starred decision unless it is satisfied that the decision is clearly wrong.[13]

18. These cases will be heard by three legally qualified members and chaired by the President or Deputy President. Mr Justice Collins, the former President of the Immigration Appeal Tribunal and current judge in charge of the Administrative Court List, has commented that "Starring is important. Any tribunal system, particularly one which hears a large number of cases and so has a large number of divisions, must apply consistent principles and approaches to cases".[14]

19. An appeal to the Court of Appeal may only be brought with the permission of the Immigration Appeal Tribunal or, if refused, the permission of the Court of Appeal itself. Such permission will only be granted by the Court of Appeal if it considers that the 'appeal would have a real prospect of success' or 'there is some other compelling reason why the appeal should be heard'.[15]

20. The Court of Appeal has acknowledged that as far as immigration appeals are concerned, "properly reasoned well structured judgements of the IAT will normally mark the end of the road unless there is some uncertainty about the applicable law".[16]

The need for further legislation

21. In his first letter to the Committee, Mr Justice Ouseley, the President of the IAT, said:

"Nobody yet has any real knowledge of the operation of the system in existence at present. The proposed changes will be the third major set of reforms on this issue in the last few years. The most recent predecessor is the Nationality, Immigration and Asylum Act 2002. From the point of view of the judicial process, one of the most important reforms introduced by that Act is the introduction of a speedy and inexpensive process of Statutory Review of the refusals of permission to appeal to the Immigration Appeal Tribunal… First indications of the operation of the new process are encouraging, but nobody can say any more than that." [17]

22. The Law Reform Committee of the Bar Council echoed this view, noting that there has been no sudden crisis or change of circumstances since the enactment of the 2002 Act and adding that the new appeals provisions have only had a life of seven months. They also agree that:

"In particular the provisions for statutory review of the IAT ought to have an impact on its functioning. It would therefore be premature to judge the final effectiveness of the 2002 appeal provisions: further fall off in appeals and appeals expenditure can reasonably be predicted as the provisions begin to bite".[18]

Adversarial or inquisitional procedures?

23. Migration Watch, the Immigration Advisory Service and the Council of Immigration Judges suggested that the system for asylum appeals would be improved if conducted under a more inquisitorial procedure. A non-adversarial system is used in Canada.[19]

24. Migration Watch stated that:

"Although the procedures followed in immigration and asylum appeals are similar to those followed in civil litigation, the objective of such appeals is very different. In civil litigation the court is holding the ring between two parties in dispute and must obviously stay aloof from active participation, other than to the extent necessary for a proper understanding. Immigration appeals are concerned with the rights and duties of individuals as against the state and the obligations of the United Kingdom towards foreign nationals who wish to visit, seek asylum or otherwise spend greater or lesser periods of time in the United Kingdom and enjoy the same benefits as its citizens and other permanent residents. The adjudicator should be concerned to make sure that he elicits the truth in the course of proceedings before him, so that justice is done to the appellant and if the conclusion is that the appeal is allowed, with the consequence that the appellant is allowed to remain on a lawful basis, that conclusion is arrived at on a proper basis. […] the ruling that proceedings before adjudicators are adversarial is based wholly on binding decisions of the Tribunal and is not statutory, so if the change to the inquisitorial system […] is to be implemented it should be enacted in statutory form so as to put the matter beyond doubt."[20]

25. Migration Watch also suggested that the adversarial nature of proceedings places a number of restrictions on adjudicators, which inhibit the task of 'eliciting the truth'. For example, the shortage of Home Office presenting officers: "means that there is no one to cross-examine the appellant, and in view of the readiness of so many appellants to resort to telling untruths, that is a serious deficiency." Migration Watch say that, although "the Tribunal has issued guidelines which allow adjudicators a little more latitude in asking questions of the appellant in this situation… an adjudicator so placed is in an unenviable plight."[21]

26. The Immigration Advisory Service stated:

"IAS advocates the introduction of a less adversarial system in which resources are 'front-loaded' into the initial application stage, making appeals less necessary and more credible. A claim for asylum should trigger an open-minded investigation into the claim, not the setting out of two opposing views and selection of one or the other. An examination of the Canadian model is instructive."[22]

27. The Council of Immigration Judges argued that whilst case law requires adjudicators to give "anxious scrutiny" to the cases before them, it is often difficult to do so within an adversarial system. In its written submission, the Council recommends a more interventionist role for the adjudicator:

"In asylum law and to some extent in immigration cases where the appellant is not represented and a relative (usually a sponsor) appears, the adjudicator cannot give anxious scrutiny or even decide a non asylum case without taking a more active approach to the issues. The quality of representation is often poor on both sides. The Immigration Appeal Tribunal has sought to constrain the approach of adjudicators in cases where the Home Office is not represented (an all too common occurrence) to asking questions for clarification only, seeking the assistance of the representative for the appellant in asking questions on issues that trouble the adjudicator and not "descending into the arena" by conducting such a hearing in an inquisitorial manner. This is needlessly restrictive. Provided that the adjudicator is fair the conduct of the hearing should be left to the adjudicator."[23]

The Council of Immigration Judges also indicated that it would like to see statutory authority for the adoption of a more 'interventionist procedure' in asylum and immigration appeals, to allow Tribunal members to adopt a form of procedure without being unduly restricted to an adversarial approach.[24]

28. This suggestion was taken up in oral evidence by Charles Blake and His Honour Judge Hodge, the Chief Adjudicator, who indicated that where Home Office presenting officers were not present, it might be better if the judge, or adjudicator, were able to take a more "interventionist or active approach" than is currently seen in adversarial proceedings. In particular, it was noted that an adversarial approach is the norm in British legal proceedings because there is an expectation that there will be two sides, each represented, which does not always occur in asylum appeals.[25]

29. Other members of the Judiciary, who were not in favour of a move away from the traditional adversarial system, nonetheless indicated that such a move could have a positive impact where the Home Office presenting officer failed to attend. In oral evidence, Mr Justice Collins noted that:

"You could make an adjudicator more inquisitorial, I do not doubt, and that might have advantages, but so long as you have the Home Office properly represented it should not be necessary. It is only where you do not have the Home Office represented that the adjudicator is in real difficulty."[26]

30. If the Home Office remains unable to ensure that Presenting Officers are present at appeals before the new Asylum and Immigration Tribunal, the judge in charge of proceedings should have the discretion to take a more actively inquisitorial approach in order to ensure that justice is done and that proceedings are conducted with necessary fairness. Such a change may have to be implemented by statute to ensure certainty.


13   Sepet and another v Secretary of State for the Home Department [2001] EWCA Civ 681, per Laws LJ Back

14   'Immigration and Asylum', article in Middle Templar, a publication by the Honourable Society of the Middle Temple, Trinity 2003 Back

15   Civil Procedure Rules r 52.3 Back

16   Koller v Secretary of State for the Home Department [2001] 1 EWCA 1267 Back

17   Ev 75, Annex 1, para 2 Back

18   Ev 205, para 6 Back

19   In Canada the matter only becomes adversarial if the Minister intends to intervene Back

20   Ev 60 Back

21   ibid Back

22   Ev 107 Back

23   Ev 199, para 4 Back

24   Ev 203 Back

25   Qq 40-42 Back

26   Q 165 Back


 
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