Select Committee on Constitutional Affairs Second Report


5 Proposal for a new Asylum and Immigration Tribunal

Background

31. As we noted above, the current appeal system is composed of two-tiers: adjudicators of the Immigration Appellate Authority (IAA) and the Immigration Appeal Tribunal (IAT). The purpose of adjudicators is to hear appeals against initial decisions on both the facts and the law. The purpose of the Tribunal is: (a) to consider individual applications for leave to appeal against adjudicators' decisions; (b) to determine appeals granted leave only on matters of law; and (c) to establish legal precedents which must be followed by adjudicators.

32. The proposal to consolidate the current two tier system into a single tier was first mooted by the Government in 1998 during an internal review of the appeals system.[27] At that time, however, it was rejected in favour of a proposal to enhance the IAT by "changing its status and powers so that it produces an effective lead to the lower tier".[28] Although improvements have been made to the IAT,[29] the proposal was never fully implemented. For example, the Government dropped its plan to elevate the Tribunal to the status of a superior court of record[30] and the IAT continues to have lay members. In Spring 2003, the Home Secretary made a number of public statements in which he revived the idea of a single tier of appeal.

33. In May 2000, Sir Andrew Leggatt was appointed to conduct a review of the tribunals system to report by March 2001. The report recommended the creation of unified tribunals service with a two tier structure. It recommended that the tribunals should be grouped by subject-matter into Divisions, each with a first-tier tribunal and a corresponding second-tier appellate Division. The report stated that:

"The aim for the new appellate Division will be to develop, by its general expertise and the selective identification of binding precedents, a coherent approach to the law. In this… it will be comparable in authority to the High Court so far as Tribunals are concerned."[31]

34. On 27 October, the Home Office and DCA issued a consultation paper on a number of proposals for legislative reform of asylum and immigration, including the proposal to create a single tier. The consultation period ended on 17 November and the proposals were brought forward in the Asylum and Immigration (Treatment of Claimants, etc.) Bill, which received its Second Reading on 17 December.

The Government's proposals

35. The new proposals include the following changes:

The Tribunal (clause 11(1))

Right of appeal to the Tribunal (clause 11(2),(3))

  • Rights of appeal to the new Tribunal will be the same as the existing rights of appeal to an adjudicator.

Membership of the Tribunal (schedule 1)

  • Members of the new Tribunal must be legally qualified of seven years standing (although the Lord Chancellor may appoint someone which in his opinion has "legal experience" which makes him suitable for appointment).
  • The Tribunal will have a President and one or more Deputies (appointed by the Lord Chancellor from the membership of the Tribunal).

36. The Government set out its case for a single tier in the consultation document issued on 27 October 2003:

"The Government is determined, through incremental change to safeguard the appeals system from misuse and protect the credibility of the process. The Government is also concerned to ensure that community relations are not adversely affected by what may be seen in many quarters as continuing evasion and exploitation of immigration and asylum controls at significant cost to the taxpayer.The changes made in the Nationality, Immigration and Asylum Act 2002 are already showing real improvements in the appeals process. However, more still needs to be done to improve the system. That is why we are proposing to move to a single tier of appeal. Such a change would continue to safeguard the right of appeal and provide an effective remedy for those whose application has been refused by IND or an Entry Clearance Officer.

… The current appeals system is still too long and complicated. It provides people with opportunities to abuse the system in order to cause delay or abscond. We therefore propose to replace the current structure with a single appeal to a new single-tier Tribunal, the Asylum & Immigration Tribunal (AIT), headed by a President."[32]

37. The Government's reference to "unfounded appeals" echoes an earlier comment made by Mr Justice Ouseley in his submission to this inquiry:

"…there is judicial concern about the extent to which some solicitors or representatives make money from hopeless cases or those which they mismanage."[33]

38. The Government has already made proposals to limit the use of public funding and to improve the regulation of immigration advice in order to address concerns about bad advisers who milk the system. We examined these proposals in detail in the last Session.[34]

39. The proposal for a single tier will radically affect the immigration appeal system and has wide-ranging implications for the appeal system and the higher courts. The Government has in the past expressed concern that the Tribunal has not provided a consistent body of decisions and that it remits too many appeals back to adjudicators to be reheard, thereby lengthening the appeal process. Although the Court of Appeal has also criticised the Tribunal, it has also acknowledged that it provides expert appellate knowledge.

40. In the explanatory notes published with the Bill on 27 November 2003, the Government addressed the question of compliance with human rights legislation. It stated that:

"Clause [11]raises issues under article 13 of the [European Convention on Human Rights (ECHR)] in relation to the removal of appeal rights. People may also wish to challenge whether their substantive Convention rights under articles 3 and 8 will be jeopardised by the absence of a further tier of appellate rights. However, article 13 does not require the provision of multiple tiers of appeal. What it requires is access to an independent national authority with powers to provide effective redress. The single tier Tribunal will meet this test. It is wholly independent of the initial decision-making body. The single tier tribunal will provide an effective remedy as article 13 requires and will safeguard appellant's Convention rights including those referred to in articles 3 and 8."[35]

41. In a letter to the Committee, Mr Justice Ouseley, indicated that in his view:

"… it is unlikely in the extreme that the abolition of a tier of appeal can, without more, deliver both increases in end to end speed and improvements in the quality of judicial decisions."[36]

42. In its memorandum, JUSTICE argued that the IAT played a vital role in addressing the sources of first tier error. It pointed out that 16% of appeals determined by the IAT are allowed[37] and a further 44% of tribunal appeals are remitted back to the first-tier adjudicators for reconsideration because of errors of law. Thus, in total 60% of appeals to the IAT result in the decision of the first-tier being reversed or reconsidered. It claimed that the abolition of the current second-tier of appeals:

"…will do nothing to address these sources of first tier error. Instead, the approximately 60% of cases in which errors occur would simply go uncorrected and unaddressed."[38]

43. Equally, in its submission to the Committee, ILPA notes that:

"Applications for permission to appeal are also made by the Home Office if they are of the view that an appeal has been allowed in error. The Home Office is increasingly appealing against positive adjudicator decisions. This surely demonstrates that both parties are of the view that Adjudicators need to be supervised by a higher court".[39]

This suggests that the Home Office may be hindered when presenting officers fail to attend and that without a properly structured appellate system, spurious claimants might be wrongly granted refugee status.

44. On the available evidence, we believe that the abolition of a tier of appeal cannot, in the absence of a more fundamental reform, deliver both increases in "end to end" speed and improvements in the quality of judicial decisions.

45. We are concerned that the limited system of review proposed is insufficient to guarantee that an appellant will receive a just determination of his application.

46. Accordingly, we recommend that the removal of a formal tier of appeal should not be undertaken until it can be shown that there has been a significant improvement in initial decision making and the rise in the number of successful first tier appeals has been substantially reversed.


27   Home Office and Lord Chancellor's Department consultation paper, Review of Appeals, July 1998, para 5.2 Back

28   Home Office, Fairer, Faster, Firmer-A Modern Approach to Asylum and Immigration, Cm 4018, 1998, para 7.18 Back

29   A High Court judge is now appointed to the Presidency; there is a now a system for selecting, or "starring", decisions by the IAT which should normally be treated as binding on the whole IAA; and there have been improvements in section and circulation of training material Back

30   The status is formally equivalent to the High Court and, as such, the proposal would have had the effect of removing the jurisdiction of the High Court to judicially review IAT decisions. The Employment Appeal Tribunal and the Transport Tribunal are already superior courts of record Back

31   Report of the Review of Tribunals by Sir Andrew Leggatt, Tribunals for Users: One System, One Service, March 2001, para 6.32

 Back

32   Home Office/DCA press release, 27 October 2003 Back

33   Ev 73 Back

34   Fourth Report of Session 2002-03, HC 1171 Back

35   Explanatory Notes to the Bill, para 138 Back

36   Ev 76, para 8 Back

37   HC Deb, 11 December 2003, Col 592W Back

38   Ev 151, para 8 Back

39   Ev 124 Back


 
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