Select Committee on Constitutional Affairs First Report


1  INTRODUCTION

The inquiry

1. On 12 June 2003 the Government announced that it intended to consult on the establishment of a new "Supreme Court for the United Kingdom" as part of its "continuing drive to modernise the constitution and public services".[1] The intention was declared as being that the new Court would "put the relationship between the executive, the legislature and the judiciary on a modern footing", which would take "account of people's expectations about the independence and transparency of the judicial system."[2]

2. On the same day, the Government also announced what at first appeared to be the abolition of the position of Lord Chancellor but was clarified as being its intention to do so. Since one of the Lord Chancellor's primary functions is to make judicial appointments this raised the question of how such appointments should be made in the future. The Government subsequently issued a consultation paper as "part of the Government's continuing drive to modernise the constitution and the legal system for the purpose of making it more relevant and effective for today's world"[3]. The two papers contained lists of questions on specific topics and invited replies. On 26 January 2004 the Government published the summary of responses to the Consultation Papers and the Lord Chancellor made a statement on the more detailed revised proposals relating to Judicial Appointments.[4]

3. The purpose of the inquiry is to examine the Government proposals and responses to the two Consultation Papers and to define the main issues in order to inform the Second Reading debate on the Bill to bring the proposals into law. Most of the submissions in response to the Consultation Papers were written from the point of view that the changes proposed were inevitable (the Consultation Papers did not offer any option other than the proposed reforms). A notable exception to this was the paper from the Law Lords, which included a strong case for maintaining the present system.[5]

4. The Committee recognised the overwhelming significance of the redistribution of responsibilities and proposed abolition of the office of Lord Chancellor. It decided to inquire into the changes immediately. Rather than ask witnesses initially for written papers which would substantially repeat points made in response to the Government's Consultation Papers, the basis for the written evidence is largely the responses to those consultation papers. We are grateful to the Department for Constitutional Affairs for sending the committee all the responses except those sent in confidence.[6] In addition, the committee took oral evidence from the witnesses listed on page 66.

5. The committee is grateful to all those who assisted it in during the inquiry. In particular, it would like to thank Professor Andrew Le Sueur, Barber Professor of Jurisprudence in the University of Birmingham, and Dr K.E. Malleson, Senior Lecturer in Law, London School of Economics, the specialist advisers to the committee during the inquiry.

Background

6. The package of changes associated with the ending of the office of Lord Chancellor includes two fundamental constitutional changes: the removal of the jurisdiction of the Appellate Committee of the House of Lords over appeals and reform of the system of appointing judges in England and Wales. These two issues are largely separate although there is a link with the question of how judges of the Supreme Court will be appointed. The planned disappearance of the office of Lord Chancellor, although itself a separate issue, is important to the way in which some people view the reforms. Taken together, these proposals represent the most significant change to the courts systems of England and Wales, Scotland and Northern Ireland for over a century.

7. The two matters are examined separately. The appointment of judges of the final court of appeal is dealt with in the Supreme Court section, as the Supreme Court can be regarded as a separate entity from the rest of the courts systems and it is proposed that there would be a separate mechanism for appointing its members. It would be a UK institution, rather than one based on any of the separate jurisdictions which exist in the United Kingdom.

8. The present position relating to hearing appeals in the House of Lords and to the appointment of judges is intimately connected with the office of the Lord Chancellor. This is an office of long and varied history.[7] Its modern form dates from the end of the nineteenth century, when the Lord Chancellor became the head of a Government Department. Since the Second World War Lord Chancellors have sat less and less frequently in the Appellate Committee of the House of Lords. Since 1971, the Lord Chancellor has had a significant increase in his administrative role as a result of the Courts Act 1971 which made the civil courts system his sole responsibility. Since then, the Lord Chancellor's responsibilities have involved running a department in a similar way to other ministers.

9. By virtue of the office's "great antiquity, much dignity and considerable importance"[8] the holder has special status within Government. He has always in recent times been a lawyer.[9] He has generally in recent times been at one remove—at least in the public eye—from the day to day activity of the Government. Often Lord Chancellors have been promoted from a career outside Parliament, although some have previously served as Attorney General.[10] All have been distinguished within the legal profession, to which they displayed great loyalty.

10. The Lord Chancellor has a complex range of responsibilities which have been acquired over time. These responsibilities arise as much from historical accident as from strategic logic. He is a senior judge, he is a member of the cabinet and he presides over the House of Lords. He is in the strange position of being bound by collective responsibility as a member of the cabinet, yet as a senior judge he sits on the Appellate Committee of the House of Lords and the Judicial Committee of the Privy Council (presiding, when he does sit); he is President of the Supreme Court in England and Wales,[11] an ex officio judge of the Court of Appeal[12] and President of the Chancery Division of the High Court.[13] His judicial office places on him the duty to be impartial, notwithstanding his active political affiliation. He has many other duties. The present Lord Chancellor has indicated that he will not sit as a judge.

11. The Government proposes to replace the office of Lord Chancellor with a Secretary of State for Constitutional Affairs and to devolve his various duties to other appropriate office holders. The details of these changes were the subject of consultation and were set out in more detail in the Lord Chancellor's statement of the 26 January 2004.[14]

12. Despite the Lord Chancellor's membership of the Cabinet, his office is held in great respect by the judiciary. His status as a member of the Government is regarded not as a political threat but as a means of safeguarding judicial independence. The Law Lords are:

    "…. very greatly concerned that the important constitutional values which the office of Lord Chancellor protected should continue to be effectively protected. In the past the Lord Chancellor's role was to uphold constitutional propriety and champion judicial independence. The constitution would be gravely weakened if that safeguard were removed and not replaced."[15]

13. Whoever carries out the functions of the office of Lord Chancellor will be in charge of the Court Service and will play a central role in the administration of justice. Part of that role is the protection of the judiciary from political pressure in Cabinet and, when necessary, in public. There is a radical difference between on the one hand a Lord Chancellor, who as a judge is bound by a judicial oath, who has a special constitutional importance enjoyed by no other member of the Cabinet and who is usually at the end of his career (and thus without temptations associated with possible advancement) and on the other hand a minister who is a full-time politician, who is not bound by any judicial oath and who may be a middle-ranking or junior member of the Cabinet with hopes of future promotion.

14. It is a matter of regret that the proposals were formulated and announced in a way that was hurried and evidently without the knowledge of many of those who would be expected to have been extensively consulted. Lord Hope of Craighead, a Lord of Appeal, said in evidence to the Committee:

    "I saw it on the news at Heathrow on my way home to Edinburgh one evening. Certainly I was not consulted, none of us was. There was a Scottish dimension too, which was overlooked initially, I believe, although it has been attended to now. My regret is that some very interesting issues were not and probably now will not be debated.[16]"

The way in which these fundamental proposals were announced, as a part of a Cabinet reshuffle and without consultation or advice, has created anxieties amongst the most senior members of the judiciary and was felt by some supporters of the changes to have been unhelpful in presenting the case in favour of them.

15. These are not simple matters on which to legislate. We set out to examine the proposals and their consequences in more detail, in order to establish whether difficulties could be resolved, and to establish how much time would be needed to resolve them. We became increasingly aware of the complexity of the issues.


1   For a description of the current system see paragraph 16 below Back

2   Department for Constitutional Affairs (DCA) Consultation Paper CP 11/03, Constitutional reform: a Supreme Court for the United Kingdom, para 1, p 10; and see para 101 below Back

3   Department for Constitutional Affairs (DCA) Consultation Paper CP 10/03, Constitutional reform: a new way of appointing judges, Foreword by the Lord Chancellor, p 3 Back

4   HL Deb, 26 January 2004, cols 13-17 Back

5   Law Lords' response to CP 11/03, www.parliament.uk/documents/upload/JudicialSCR071103.pdf Back

6   Copies of the responses are available from the DCA website at: www.dca.gov.uk/consult/confr.htm Back

7   The Department claims that the first incumbent was Angmendus in 605 AD: see www.dca.gov.uk/lcfr.htm Back

8   See R.F.V. Heuston, Lives of the Lord Chancellors 1885-1940, Oxford, Clarendon Press, 1964 Back

9   The last non-lawyer to hold the post was Lord Shaftesbury who resigned in 1673 Back

10   Of the twelve Lord Chancellors appointed since the end of the Second World War, five had never sat in the House of Commons. Two (Simonds and Mackay) were already Lords of Appeal.Since 1945 those who were promoted from being Attorney General were Lords Jowitt, Dilhourne, Kilmuir, Elwyn-Jones and Havers Back

11   Supreme Court Act 1981, s.1 Back

12   ibid, s.2 Back

13   ibid, s.5(1)(a) Back

14   DCA Consultation Paper CP 13/03, Constitutional reform: reforming the office of the Lord Chancellor and HL Deb, 26 January 2004, cols 13-17 Back

15   Law Lords' response to CP 11/03 Back

16   Q 288 Back


 
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Prepared 10 February 2004