Select Committee on Defence Minutes of Evidence


Memorandum by the Ministry of Defence

THE DEFENCE WHITE PAPER

READINESS ASSUMPTIONS

  1.  Holding force elements at readiness is expensive in terms of manpower, equipment maintenance and infrastructure. It is, therefore, important to ensure that the readiness profile reflects accurately our planning assumptions. The UK response to recent operational demands and our view of how operational contingent and standing commitments (previously PCFs) may develop in the future endorses the SDR principle of graduated readiness. Judgements made on the nature of a UK military contribution to resolving crises continue to be based on the concept of Warning Time, depicted at Figure 1. Readiness forms a key part of the Warning Time equation and is the currency used to determine the operational posture of force elements. The aim of this planning assumption is to set out the guidance on the readiness levels of forces required to participate in contingent tasks. While the detail of policy may change the readiness of individual force elements, the concept of a JRRF profile remains consistent with the future posture of the Armed Forces.

2.   Warning Time. The lead up to operations can be defined as Warning Time. This is the time between first indication of a crisis from diplomatic or intelligence sources and the time of the first engagement in theatre. The components are:

    (a)   Decision Time. The period from first indication of the problem until the moment of decision to commit forces.

    (b)   Readiness. The time required for force to be ready to deploy for operations.

    (c)   Deployment Time. The period to deploy forces into theatre.

    (d)   In Theatre Preparation. The time including acclimatisation training, integration with coalition forces and tactical deployment in order to be ready to start operations.
WARNING TIME
Decision TimeReadiness DeploymentIn Theatre Preparation

First IndicationCommitted Ready in Theatre


Time Line

R

Figure 1

  3.  The period required for each of the four elements of Warning Time will vary depending on many factors, including the nature and complexity of the operation, scale of commitment, range, environmental conditions and the scale of coalition involvement. Working backward from required "Ready in Theatre" time scale, in-theatre preparation will be determined by force size, nature and complexity of the operation. Deployment time prior to this will be a function of range and available lift. Unit readiness will be determined by pre-deployment training and required sequence of deployment. The time required to complete these three components will then inform the time available for the political and military decision making process to be completed.

  4.  Whilst Figure 1 represents a linear progression which might be applied to each of the military components, the phasing will be different. The logistics component in particular will, in many cases, be the critical path in terms of acquiring and building up sustainment stocks for the operation, a time scale for which will span the entire period from the moment of commitment until ready in theatre.

  5.  Significant judgements are as follows:

    (a)    As Large Scale operations will be deliberate in nature with a minimum warning time of 6 months, heavier forces previously held at very high readiness for these operations can be held at medium readiness.

    (b)  There will be an increasing demand on high and very high readiness light forces to rapidly deploy to a wide range of Small and Medium Scale peace support, power projection and focused intervention operations.

    (c)  Whilst many operational contingencies require rapid response of lead elements, possibly only at Small Scale, the balance of forces to achieve overall weight of effort may be held at lower readiness. A system of graduated readiness, therefore, will more efficiently achieve the desired force balance.

    (d)  Similarly, by breaking out force elements into one of six capability elements, it becomes clear that the overall scale of effort for the operation does not demand identical scales from each. We must focus closely on identifying the capability elements required for each type of operation, sequence their arrival in theatre and therefore ensure the most efficient build up of logistics resources.

    (e)  Whilst each operation might be different, the following general rules will apply:

    (1)   Deliberate Intervention. It is anticipated that the planned air campaign will precede ground operations, although maritime support may be needed at an early stage for strategic lift, force protection, theatre entry and establishment of the lodgement.

    (2)   Peace Enforcement. These operations are likely to have land as the prime contributor and as the supported component. However, in some circumstances, the build up of land forces will precede power projection operations.

    (3)   Power Projection. Probably air and/or maritime heavy. The air or maritime component is likely, therefore, to be the supported component command. The focus in such operations will be for rapid effect.

    (4)   Focused Intervention. These operations are likely to require light or medium weight land forces, supported by air and maritime components in a joint context. The nature of the operation demands extremely rapid response capability from all committed force elements at very high readiness, building to Medium Scale at high readiness following Small Scale CT deployment.

    (5)   Peacekeeping. These operations are likely to have land as the prime contributor and as the supported component.

    (f)  Forces will not be held at readiness for humanitarian and NEOs. These contingencies, whilst they may not be discretionary, will be met by force elements held at the appropriate readiness for other operations.

    (g)  Analysis indicates that forces required for standing commitments are invariably held at immediate or very high readiness. Numbers of such forces should kept to a minimum, commensurate with the delivery of the task. The posture of some force elements attributed to standing home commitments can also now be held contingent against additional Home Defence tasks.

    (h)  Readiness requirements for Reserve Forces are the subject of further ongoing work. SDR New Chapter recommendations have highlighted an expanded role for the Reserves, the reinforcement of the regional C2 structure and the formation of Reaction Forces within each Bde area.


APPENDIX

READINESS STATES
ImmediateR0Ready for task.(Includes PCFs, force elements on a current task, or at the point of departure).
Very High ReadinessR1 at two days' notice
R2at five days' notice
R3at 10 days' notice
High ReadinessR4at 20 days' notice
R5at 30 days' notice
Medium ReadinessR6at 60 days' notice
R7at 90 days' notice
Low ReadinessR8at 180 days' notice
R9at 12 months' notice
Very Low ReadinessR10 at 18 months' notice
R11at 24 months' notice
R12at beyond 24 months' notice

CONCURRENCY AND ENDURANCE ASSUMPTIONS

  1.  The number of operations we are able to conduct concurrently and their duration are key defining factors in the overall size and shape of our deployable force structure. In order to ensure that there is sufficient breadth, depth and balance in the force structure (particularly between front line elements and enablers) to cope with the number and variety of contingencies that might arise in the future it is important to ensure that our concurrency and endurance assumptions focus on each of the six capability elements[4] In addition, account must be taken of the need to meet standing commitments with both permanently committed and contingent forces.

  2.  Multiple concurrent contingent operations at medium and small-scale have been and will continue to be the norm, and must be undertaken on a routine basis as far as possible within harmony guidelines. The first set of concurrency assumptions that meet these criteria revolve around the requirement to meet a Medium and a Small Scale commitment on an enduring basis plus a one-off more discrete Small Scale commitment as follows:
ComponentMedium PK (Enduring) Small PK/PP (Enduring)Small PP/FI/NEO
C4ISRMediumSmall Small
MaritimeSmallSmall Small
LandMediumSmall Small
AirSmallSmall Small
LogMediumSmall Small


Table 1

  3.  These assumptions provide a "snap-shot" basis for defining the number of force elements required to meet multiple commitments without breaking harmony, but do not accurately portray the more likely complex sequence of operations that will be undertaken over time. We need therefore to be able to meet a relatively high frequency of varying crises and conflicts, that can only be met through sequential rather than concurrent commitments at medium-scale, if harmony guidelines are not to be broken on a routine basis. Thus, on enduring operations, we should plan to reduce the UK's commitment to small-scale as soon as possible, so resulting in a routine pattern of operational commitments along the following lines:


Figure 1

  4.  There will be occasions when it will not be possible to draw down an ongoing Medium Scale commitment prior to committing to a second Medium Scale operation. This will place greater stress on our force structure and will, for many force elements, demand the breaking of harmony guidelines. We should therefore plan to meet this level of commitment on a relatively infrequent basis. The resulting double Medium concurrency assumptions are as follows:
ComponentMedium PK (Enduring) Small PK/PP (Enduring)Small PP/FI/NEO
C4ISRMediumSmall Medium
MaritimeSmallSmall Medium
LandMediumSmall Medium
AirSmallSmall Medium
LogMediumSmall Medium


Table 2

  5.  A second situation in which greater stress can be placed on our force structure is the relatively infrequent requirement to conduct more deliberate Large Scale commitments. Again, this could occur whilst we are already committed to an enduring peacekeeping operation from which complete extraction would be difficult. We should therefore assume that our commitment to the ongoing operation would draw down completely for maritime and air elements, and reduce to Small Scale for the other three elements whilst committing to the one-off Large Scale operation, giving the following assumptions:
ComponentLarge-DI/PE Small PK-(Enduring)
C4ISRLargeSmall
MaritimeLarge
LandLargeSmall
AirLarge
LogLargeSmall


Table 3

  6.  We should assume that the starting dates for any two concurrent operations would be staggered, and that:

    (a)  For concurrent Small Scales and a Medium Scale there should be no gap.

    (b)    For concurrent Medium Scale operations we would not begin to move the second deployment until 30 days after the first deployment had completed its arrival in theatre.

  7.  Similarly, we should not plan to concurrently recover from one operation whilst deploying to another, and that those forces recovering from a theatre would wait until either additional charter lift can be made available or until after the deployment to the new operation is complete.

  8.  In addition to contingent commitments overseas there are a number of standing military tasks that have forces permanently committed to them.[5] We should plan to undertake these concurrently within harmony guidelines, but when conducting operations at Large Scale or concurrent Medium Scales we should plan to reduce or suspend them, with the exception of:

    —  MT1.1  Strategic Intelligence.

    —  MT1.2  Nuclear Deterrence.

    —  MT2.1  Military Aid to the Civil Authorities.

    —  MT2.2  Military Aid to the Civil Power in Northern Ireland.

    —  MT2.3  Integrity of UK Waters.

    —  MT2.4  Integrity of UK Airspace.

April 2004





4   The sixth capability element is Special Forces, not discussed here. Back

5   Note that additional reinforcements to the forces permanently committed to these tasks are assumed to be provided as a contingent commitment. Back


 
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