Select Committee on European Scrutiny Twenty-Ninth Report


5 Security features and biometrics in EU passports

(25390)

6406/1/04

COM(04) 116

Draft Council Regulation on standards for security features and biometrics in EU citizens' passports

Legal baseArticle 62(2)(a) EC; consultation; unanimity
DepartmentHome Office
Basis of considerationMinister's letter of 15 July 2004
Previous Committee ReportHC 42-xiv (2003-04), para 6 (24 March 2004)
To be discussed in CouncilNo date set
Committee's assessmentLegally and politically important
Committee's decisionNot cleared; further information requested

Background

5.1 In December 2003, the European Council invited the Commission to make a proposal for the introduction of biometric identifiers in passports.

5.2 By 26 October 2004, countries which wish to continue to obtain the benefit of a waiver of the requirement for a visa to enter the United States must have a programme to issue their nationals with machine-readable passports that are tamper-resistant and incorporate biometric identifiers which comply with the biometric identifier standards established by the International Civil Aviation Organisation (ICAO).

5.3 Article 62(2)(a) of the Treaty establishing the European Community (the EC Treaty) requires the Council to adopt:

"measures on the crossing of the external borders of the Member States, which shall establish standards and procedures to be followed by Member States in carrying out checks on persons at such borders."

5.4 A Protocol to the EC Treaty provides that the UK is not to take part in the adoption of, or be bound by, any measure made under Title IV of the Treaty (visas, asylum, immigration and other policies related to the free movement of persons) unless the UK gives notice that it wishes to "opt into" the measure. Article 62 is part of Title IV.

5.5 The draft Regulation has two main purposes: first, to make EU citizens' passports more secure by establishing minimum standards for security features; second, to establish a reliable link between a passport and its genuine holder by incorporating biometric identifiers. The Commission says that the objective of the proposal is to combat the use of false travel documents.

5.6 Passports are checked mainly when the EU's external borders are being crossed. In the Commission's view, Article 62(2)(a) of the EC Treaty is the appropriate base for the Regulation.

5.7 The Parliamentary Under-Secretary of State at the Home Office (Caroline Flint) told us that it was the Government's provisional view that Article 62(2)(a) was not an appropriate legal base for the measure, but she did not say why. She also told us that the Government had not yet decided whether to opt into the Regulation.

5.8 When we considered the draft Regulation in March, we asked the reasons for the Government's doubts about the proposed legal base. We decided to hold the document under scrutiny pending the Minister's answer and until the Government had decided whether to opt into the Regulation.

The Minister's letter

5.9 The Minister tells us that the Government has now decided that Article 62(2)(a) is an appropriate legal base for the draft Regulation. It has also decided to opt into the measure.

5.10 The Minister explains that:

"Article 62(2)(a) provides for measures establishing standards and procedures to be followed by Member States in carrying out checks on persons at external borders. Our initial concern with the use of this Article for a measure setting out standards for security features and biometrics in EU passports was that it was not a measure providing for such standards and [measures]. Article 62(2)(a) is the legal base for measures requiring, for example, that external borders may only be crossed at authorized crossing points and during fixed hours and that border authorities verify the travel documents of persons crossing such borders. A measure prescribing the security features for EU passports seemed very different from such paradigm Article 62(2)(a) measures.

"Having considered the matter in more detail, however, we have decided that Article 62(2)(a) can be used for this measure. This is on the basis that there is a need for external border authorities to have verification equipment at the external border crossing points that is capable of reading electronically stored data in EU passports. This equipment needs to be able to read the data in all EU passports and this requires compatibility of the data stored and the technical specifications. On this basis the measure proposed is of direct relevance to the exercise of controls at the external border."

Conclusion

5.11 We are grateful for the Minister's explanation. It is now clear to us why the Government had reservations about the use of Article 62(2)(a) as the legal base. It seems to us that the objectives of the draft Regulation are only indirectly related to the establishment of standards and procedures for Member States to follow in making checks at the borders. Moreover, if the aim were to ensure compatibility of equipment to check passports, a specific measure for that purpose would appear more appropriate. We are not yet persuaded, therefore, that it would be proper to use Article 62(2)(a) as the legal base for the proposed Regulation. Accordingly, we should be grateful if the Minister would tell us if she considers that there are further arguments, in addition to those in her letter, which should be taken into account. Pending her reply, we shall retain the document under scrutiny.


 
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Prepared 29 July 2004