Select Committee on Home Affairs Fifth Report


1 Introduction

1. This report arises from a new role for the Home Affairs Committee—that of scrutinising draft guidelines produced by the Sentencing Guidelines Council. The Committee will contribute to the formulation of guidelines within the new sentencing framework established by the Criminal Justice Act 2003. This aims to put the sentencing of offenders in England and Wales on a more systematic and coherent basis. In the report we set out the background to our scrutiny work on sentencing, and make comments on the first two draft guidelines to be published. Draft Guideline 1 is on Reduction in sentence for a guilty plea. In our comments we focus specifically on the application of this guideline to the offence of murder. Draft Guideline 2 is on Overarching principles: seriousness and New sentences: Criminal Justice Act 2003.[1]

Sentencing Guidelines

2. Prior to the implementation of the Criminal Justice Act 2003, guidelines on sentencing for judges and magistrates were issued by the Court of Appeal (Criminal Division). Since 1999, the Court of Appeal had been advised by the Sentencing Advisory Panel, a non-departmental public body, sponsored by the Home Office and the Lord Chancellor's Department (as it then was) in order to promote consistency in sentencing.[2] The Panel would conduct a consultation exercise on particular guidelines before submitting them to the Court of Appeal, which was required to take account of, though not necessarily to accept, the Panel's advice. However, the Court of Appeal could only issue guidance in the context of an appeal against sentence in an individual case. The need to relate guidance to an individual case also imposed constraints on how wide-ranging the guidance could be.

3. Under the provisions of the Criminal Justice Act 2003,[3] a Sentencing Guidelines Council has been established under the chairmanship of the Lord Chief Justice, comprising both judicial and non-judicial members. This implemented recommendations in the Halliday and Auld Reports.[4] The Council is now responsible for issuing guidelines, but—unlike the Court of Appeal when it delivered guideline judgments—the Council is not tied to individual cases, nor restricted to dealing with specific offences. In addition to sentencing guidelines, it also issues allocation guidelines, i.e. guidelines concerning mode of trial. The Council has also taken over responsibility for the Magistrates' Court Sentencing Guidelines. It is required to produce an annual report to Ministers which will be laid before Parliament.

4. The Sentencing Advisory Panel remains in existence, but with a wider remit, and a duty to provide advice to the Council instead of to the Court of Appeal. The new system operates either by the Panel proposing to the Council that it frames or revises particular guidelines; or the Council doing so of its own motion, in which case it must notify the Panel, which will then begin the consultation process.[5]

5. Once the Council, on the basis of the Panel's advice, has produced draft guidelines, it must publish them and consult on them with the Home Secretary, "such persons as the Lord Chancellor, after consultation with the Secretary of State, may direct",[6] and any other persons it considers appropriate. Thus there are two stages of consultation on a draft guideline: the initial stage conducted by the Panel , and a second stage conducted by the Council on the basis of a fully drafted text. (It is at this second stage that the Home Affairs Committee will be consulted.) After making any amendments it considers appropriate, in the light of the second stage of consultation, the Council may issue the guidelines as definitive. Every court must have regard to them when sentencing an offender, or exercising any other relevant function.

6. The 2003 Act sets out matters to which the Council must have regard in framing guidelines:

(a) the need to promote consistency in sentencing,

(b) the sentences imposed by courts in England and Wales for offences to which the guidelines relate,

(c) the cost of different sentences and their relative effectiveness in preventing reoffending,

(d) the need to promote public confidence in the criminal justice system, and

(e) the views communicated to the Council … by the Panel.[7]

7. The Council began work in April 2004. Its first two guidelines, with which we deal in this report, were issued in August 2004.

The Committee's Role

8. In June 2002 the then Leader of the House wrote to the then Chairman of the Committee to canvass our participation in a consultative or scrutinising capacity. He suggested that "a bridge is built between Parliament and the Council in order to enable Parliament properly to contribute to those guidelines whilst preserving the proper independence of the Council". The purpose of the proposed role, he added, would be for Parliament "to offer observations, advice and suggested amendments to the Council. This will provide an effective means for the views of Parliament to be taken into proper account while respecting the judicial independence of the Council".[8]

9. We have agreed to carry out this role of reviewing draft guidelines. We do not envisage our function as being to give or withhold formal approval of each guideline, or to provide extended analysis of its contents, but to focus on particular issues of concern or interest to Parliament or the public. Where we consider that a draft guideline raises major issues, we will make a report to the House on these. In the case of other guidelines we will supply our comments to the Council in the form of a letter from the Chairman, which we will also publish on our website.[9]

10. We consider that there may be some circumstances in which it would be desirable for draft guidelines which raise particularly important or sensitive issues to be debated in a forum which other Members of the House could attend. The Government has agreed in principle to the proposal that draft guidelines should be referred, where need arises, to a standing committee on delegated legislation.[10] This proposal raises procedural and other issues which require further consideration. An alternative possibility would be for this Committee's report on a draft guideline to be debated in Westminster Hall on a motion for the adjournment. This is an issue on which we may make further recommendations in due course.

11. In July 2004 we took oral evidence from the Lord Chief Justice, Lord Woolf, in his capacity as Chairman of the Council.[11] We are grateful to Lord Woolf for giving us this opportunity of discussing sentencing issues and the work of the Council with him, and for indicating that he supports the idea of our holding similar sessions with the Lord Chief Justice on an annual basis—perhaps shortly after publication of the Council's annual report.[12]

12. We wish to comment on the particular issue of timing. When we originally undertook to scrutinise draft guidelines, this was on the basis that the public consultation period on each guideline would be two months. Unfortunately, the first two draft guidelines have not been supplied to us on this basis. They were sent to us on 25 August 2004, under embargo until publication on 17 September, and with a request that responses should be submitted to the Council by 27 September.

13. We queried this very truncated timescale with the Council. In response the Head of the Council Secretariat, Mr Kevin McCormac, acknowledged that this was "a highly unusual timescale … driven by the importance of ensuring that the guideline [on seriousness] is available to the judiciary when they are being trained to implement these provisions". He undertook that "we would expect all future consultations to provide for the two-month period previously discussed". However, he did not address the issue of whether any of that two-month period would be under embargo.[13] The Council subsequently indicated that it had deferred consideration of the first two guidelines till its November meeting in order to allow the Committee more time to discuss them.

14. We are grateful to the Council for this extension of its original deadline. However, we believe that it is important that in respect of future guidelines, the Council should give all its consultees the full two-month period for scrutiny. It is also essential that that two-month period should follow publication of the draft guideline, and not be subject to any embargo. This will allow us and other consultees to consult other interested parties, and will reinforce public confidence that the consultation process is being taken with due seriousness by the Council. In this respect we note that the Government's own guidance to departments on consultation exercises is that the minimum period for public consultation is 12 weeks.[14]


1   The text of the draft guidelines, and of the accompanying advice from the Sentencing Advisory Panel, is available on the Sentencing Guidelines Council's website: www.sentencing-guidelines.gov.uk. Back

2   The Panel was set up under the Crime and Disorder Act 1998. Back

3   Henceforward cited as "the 2003 Act". Back

4   Home Office, Making Punishments Work: Report of a Review of the Sentencing Framework for England and Wales: Making Punishments Work. (July 2001) [the review was chaired by John Halliday, former Director of Criminal Justice Policy at the Home Office], ch 2; Lord Chancellor's Department, Report of a Review of the Criminal Courts of England and Wales by the Rt Hon Lord Justice Auld (October 2001), ch 12, para 111 Back

5   2003 Act, Section 171(3) Back

6   Section 170(8) Back

7   Section 170(5) Back

8   Letter dated 13 June 2002 from Rt Hon Robin Cook MP to Chris Mullin MP (printed in Appendix A) Back

9   www.parliament.uk/homeaffairscom Back

10   See correspondence with the then Leader of the House printed in Appendix A. Back

11   Home Affairs Committee, Oral Evidence taken on 1 July 2004, Sentencing Guidelines (HC 844-i of Session 2003-04) Back

12   Ibid, Q 10 Back

13   Letter dated 3 September 2004 (printed as Appendix B)  Back

14   Cabinet Office, Code of Practice on Consultation (January 2004), para 1.4. The Government notes that "though the code does not have legal force, [it should] generally be regarded as binding on UK departments and their agencies, unless Ministers conclude that exceptional circumstances require a departure from it" (ibid., introduction). Back


 
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Prepared 4 November 2004