Select Committee on Home Affairs Fifth Report


2 Reduction in sentence for a guilty plea

The general principle of the draft guideline

15. The Sentencing Advisory Panel issued a consultation paper on reduction in sentence for a guilty plea in November 2003. Sixty-two responses were received. The draft guideline reflects the views of the Panel and a large majority of these original consultees (76%) that reductions in sentence are justifiable for "system-based" reasons: that is, that guilty pleas save the time and expense of contested trials. They also save victims and witnesses from the stressful prospect of having to give evidence.

16. The practice of reducing sentences after guilty pleas is long established. Parliament confirmed it explicitly in section 48 of the Criminal Justice and Public Order Act 1994, which placed a statutory duty on sentencers to state in open court that credit had been given for a guilty plea. Section 48 was itself founded on long-established practice. The provision in the 1994 Act was carried further in section 152 of the Powers of Criminal Courts (Sentencing) Act 2000, which placed a new requirement on a court passing a less severe sentence because of a guilty plea to explain in open court that it had done so. Section 152 was re-enacted in almost identical terms in the Criminal Justice Act 2003, as follows:

144   Reduction in sentences for guilty pleas

(1) In determining what sentence to pass on an offender who has pleaded guilty to an offence in proceedings before that or another court, a court must take into account—

(a) the stage in the proceedings for the offence at which the offender indicated his intention to plead guilty, and

(b) the circumstances in which this indication was given.

(2) In the case of an offence the sentence for which falls to be imposed under subsection (2) of section 110 or 111 of the Sentencing Act, nothing in that subsection prevents the court, after taking into account any matter referred to in subsection (1) of this section, from imposing any sentence which is not less than 80 per cent of that specified in that subsection.

17. The appropriate level of reduction for a guilty plea has never formally been set by the Court of Appeal, but, according to the Sentencing Advisory Panel, "a reduction of one third has generally been accepted as the normal approach". (In respect of two particular offences the Criminal Justice Act 2003, following earlier legislation, restricts the extent of any reduction. Section 144 (2), cited above, refers to the two special statutory rules on presumptive minimum offences, of seven years custody for a third Class A drug trafficking offence, and three years custody for a third residential burglary. The subsection limits credit for a guilty plea in either of these situations to a reduction of no more than 20%.)

18. The draft guideline sets out a sliding scale of possible reduction from one third to one tenth of the sentence: one third applying where defendants plead guilty "at the first reasonable opportunity". The draft guideline does not attempt a definition of "first reasonable opportunity" but leaves the matter to be decided in the context of individual cases. Later pleas will normally attract up to one quarter discount (after trial is set) and up to one tenth "at the door of the court". The consultation process reveals, again, very broad support for the Council's approach.

19. In cases where there is a public protection issue, invoking a longer than commensurate, extended, or indeterminate sentence, the Council accepts the Panel's advice that the fixed element of the sentence be reduced in accordance with these provisions, but that the protection of the public element (involving parole review) remain unchanged. Thus, offenders will have access to earlier review if they plead guilty, but will not be released if they are still regarded as dangerous.

20. The draft guideline departs from the Panel's advice in relation to defendants caught 'red-handed'. The Panel advises that, since the purpose of the giving of credit is to encourage those who are guilty to so plead at the earliest opportunity, there is no reason why credit should be withheld or reduced in cases in which the evidence is particularly strong. Most consultees who responded to this question tended to agree. However, the Council suggests that credit is likely to be less for someone caught red-handed.

21. The Panel's consultation paper did not pose the question of what the impact on minority ethnic groups might be. It has been argued that the guilty plea discounts result in longer sentences for black defendants, because disadvantaged minority groups are less likely than majority group members to plead guilty, and when they do, do it later in the process, because of alienation from the criminal justice system in which they believe they are unfairly treated. There is substantial research evidence in support of this view.[15]

General conclusions

22. We broadly welcome the draft guideline as providing a useful clarification of the law. We appreciate the necessity of maintaining flexibility, while also providing helpful guidance for courts.

23. There are three specific matters on which we wish to comment. First, we note the absence of any race impact question in the consultation process. In view of the evidence that minority ethnic groups are less likely to plead guilty, we think this a regrettable omission, and we hope that such questions will be raised in future consultations.

24. Secondly, we found the wording of the section on 'red-handed' offenders ambiguous. It may be open to misinterpretation and uncertainty; and we are concerned that the suggestion of less credit might be a disincentive to pleading guilty in proper cases. We were in agreement with the Panel's advice in this respect, and we suggest that the Council might wish to reconsider the detailed wording on this one point.

25. Thirdly, we have considered the application of the guideline to the offence of murder. We discuss this in detail in the next section of this report.

The application of the draft guideline to murder

26. The draft guideline provides for reductions in sentence for a guilty plea to apply in cases of murder as for other offences. When the guideline was published in September 2004, this provision led to considerable comment in the press, much of it hostile. The Home Secretary also issued a statement.[16] In view of the degree of controversy surrounding this subject, it is necessary to set out the background in some detail.

27. An annex to this report gives a brief summary of the recent history of sentencing in murder cases—in particular the development of the idea of the 'tariff' (minimum term) in mandatory life sentences, and the recent removal (following a 1996 Home Affairs Committee recommendation)[17] of the right of the Home Secretary to set tariffs.

28. The Home Secretary was responsible for setting tariffs until 2002. His decisions were judicially reviewable, and since the law has changed trial judges' decisions have been appealable by both defence and (following a reference by the Attorney General) prosecution in the Court of Appeal. Release must be directed by the Parole Board, and cannot occur unless the prisoner is regarded as not dangerous. The Parole Board may only review cases once the tariff has been served, and the majority of mandatory lifers are not released after the first review. Recidivism rates are extremely low (around 3%).

29. In 2002 the Sentencing Advisory Panel issued an 'Advice', later embodied in a Practice Direction from the Lord Chief Justice. The Advice set out "starting points" for murder tariffs of 12 years (normal), 15/16 years (where culpability was exceptionally high or the victim was in an especially vulnerable position) and no minimum term (exceptionally grave cases). It was made clear that these were starting points, subject to variation, and leaving judges "a considerable degree of discretion".

30. The starting points have since been superseded by statutory provision. Schedule 21 to the Criminal Justice Act 2003 (Determination of minimum term in relation to mandatory life sentence) sets out new starting points in relation to the calculation of tariffs in mandatory life cases. They are:

  • Whole life tariff where the seriousness of the offence is exceptionally high
  • 30 years where the seriousness is particularly high
  • 15 years (12 years for under 18-year-olds) for other cases.

31. Paragraph 12 of the Schedule specifically states that "nothing in this Schedule restricts the application of … section 144 (guilty plea)". Sentencing proceeds, as for every other offence, with taking aggravating or mitigating circumstances into account, and considering personal mitigation. There is authority (in a House of Lords decision)[18] that tariffs must be calculated in the same way as determinate sentences. However, section 272 of the Act allows the Attorney General to refer an unduly lenient tariff to the Court of Appeal, where it may be increased if appropriate.

The Council's interpretation of the relation of the guideline to the 2003 Act

32. The draft guideline states that "the content of this guideline will also assist sentencers when arriving at the appropriate minimum term for the offence of murder, applying Criminal Justice Act 2003, paragraph 12 of schedule 21". According to the Council, "the approach to setting the minimum term when sentencing for murder following schedule 21 is set out in the Practice Direction handed down on 29 July 2004 which set out three stages starting with the minimum term set out in the statute, then incorporating the aggravating and mitigating factors peculiar to the offence and, finally, other relevant factors including whether or not a guilty plea had been entered". [19] The Lord Chief Justice has commented that "it was always his practice under the previous statutory regime to take into account the guilty plea in giving his views to the Home Secretary on what the minimum term should be".[20]

The Home Secretary's interpretation of the relation of the guideline to the 2003 Act

33. In a statement issued on 20 September, the Home Secretary, the Rt Hon David Blunkett MP, accepted that the 2003 Act provides for a reduction in sentence for all offences, but argued that, because of the "unique nature of the offence of murder", the normal reduction should not be automatic in all cases but should reflect "genuinely exceptional circumstances". He stated that "this was clear from debates in Parliament when the Act was passed." He added that "we will now need to look not only at the specific proposals but also at the interaction between the guidelines and the principles set out in the Act. I am sure that the Home Affairs Select Committee whose responsibility it is to review today's draft guidelines in the first instance will want to consider this very carefully." The Home Secretary also stated that "I will await the Select Committee's view before taking a final opinion".[21]

Parliamentary scrutiny of the murder provisions in the 2003 Act

34. We asked the Home Office to supply references to the comments made in debate to which the Home Secretary alluded. In response the Home Office referred us to comments by the Parliamentary Under-Secretary at the Home Office, Paul Goggins MP, during consideration stage of the Criminal Justice Bill:

It is important to emphasise that new schedule 2 [now Schedule 21] does not include mandatory minimum sentences for each category of murder, but provides a starting point that can be varied, up or down, according to circumstances. The starting point for most murders will be 15 years. For the murder of a prison officer or a police officer, it will be 30 years. The starting point for terrorists and those who abduct and murder children will be whole life. Those levels reflect the seriousness of the offence and provide a robust framework in which judges will have discretion to reflect individual circumstances.[22]

35. The fact that the provisions in the Act governing reduction for guilty plea apply to the Act's new arrangements for murder tariffs does not appear to have been remarked on at all during the parliamentary passage of the Act.[23] One reason may be that the provisions relating to murder were not contained in the Bill as introduced into the Commons, but were added by way of Government new clauses at report stage. This meant that they could not be discussed in the Home Affairs Committee's report on the Bill (published before second reading)[24] nor in the standing committee. Debate on these new provisions at report stage was constrained not only by the usual limitations of time on the floor, but by the fact that the new clauses were grouped for debate with two other sets of new clauses dealing with the quite separate issues of firearms offences and penalties for driving offences causing death.[25] The Home Office has argued that the new provisions were in fact brought before Parliament at the earliest practicable opportunity, because the necessity for introducing them arose from the Anderson case in the House of Lords, on which judgement was given in late November 2002.[26]

Application of the draft guideline to murder: conclusions

36. The 2003 Act carries forward previous provisions in relation to reduction for a guilty plea, and explicitly states that these apply to the new arrangements for murder tariffs. There is no mention in the Act (or in parliamentary debate during the passage of the Act) of any restriction of these provisions to, in the Home Secretary's words, "genuinely exceptional circumstances".

37. It is not clear whether, at the time of the passage of the 2003 Act, either the Home Secretary or the House at large realised the full implications of paragraph 12 of Schedule 21 to the Act. This situation almost certainly arose because the provisions relating to murder tariffs were introduced by way of government new clauses at report stage, i.e. comparatively late in the passage of the Bill through the House. This prevented effective parliamentary scrutiny either by select or standing committee. It is a classic illustration of the truth of the maxim, "legislate in haste and repent at leisure". We hope the lesson will be learnt by the Home Office and the House that it is highly undesirable for major criminal justice provisions to be put before Parliament at a late stage in proceedings on a Bill. The House and the public have the right to expect that in future adequate time will be allowed for effective scrutiny of major legislative proposals.

38. The question of the "unique nature of the offence of murder", also referred to by the Home Secretary, has been the subject of debate in legal and political circles. On the one hand, murder is obviously a very serious offence and in many cases crimes of murder are justifiably regarded with deep abhorrence by the public. On the other hand, murder covers a very wide range of circumstances. A former Lord Chancellor, Lord Hailsham of St Marylebone, commented in a case before the House of Lords in 1987 that:

Murder, as every practitioner of the law knows, though often described as [an offence] of the utmost heinousness, is not in fact necessarily so, but consists in a whole bundle of offences of vastly differing degrees of culpability, ranging from brutal, cynical and repeated offences like the so called Moors murders to the almost venial, if objectively immoral, 'mercy killing' of a beloved partner.[27]

39. Murder undoubtedly encompasses a range of acts of differing degrees of culpability, which merit a corresponding range of sentencing options. However, by making express provision for murder tariffs in the 2003 Act, Parliament sent a clear signal that it does wish murder to be treated as significantly different from other offences—and we endorse this view. We believe that the Sentencing Guidelines Council acted in a reasonable manner when it included murder as well as other offences within the ambit of the draft guideline. Nonetheless we believe that the draft in its present form does not fully reflect the wishes of Parliament indicated by the enactment of the special provisions for murder in the 2003 Act. Nor does it fully reflect public disquiet about the extent to which reductions for a guilty plea, especially when applied in addition to reductions for other 'mitigating circumstances', may reduce sentences for murder significantly below the 'starting points' set out in the Act.

40. It should be pointed out that neither in the 2003 Act, nor in any earlier statute, is the appropriate level of reduction in sentence for a guilty plea stated. The draft guideline's indication that 33% is an appropriate reduction where a guilty plea has been entered early is founded not on statute but on longstanding practice and 'legitimate expectation', and the Panel's assessment of "the normal approach" of the courts in the past.

41. We note that there is no clear statistical evidence on the extent to which reductions in sentence for a guilty plea have hitherto been applied to murder tariffs. It is therefore impossible to be entirely certain that the proposed guidelines do, as is claimed, merely reflect current practice.

42. We also note in passing that early guilty pleas are relatively uncommon in murder cases, compared with other crimes. We believe that media coverage which suggested that reductions in murder tariffs would be widespread and commonplace under the new guidelines was irresponsible and misleading.

43. The 2003 Act does explicitly limit any reduction in sentence, to 20%, in the case of two specific offences, drug trafficking and third-time burglars. We considered whether the draft guideline might be amended to indicate a 20% limit in murder cases. This might be justified by analogy with the 2003 Act's provision in the case of these other two mandatory sentences, on the grounds that in the case of murder the convention of discounting by one third is less well established, because of the relatively recent introduction of tariffs. It could be argued that such a limitation would reflect the particular gravity of the offence of murder and the public's abhorrence of it. However, there is a strong argument that any such limitation should be imposed through statute, and that in the absence of express statutory provision such a model might be subject to challenge in the courts. There is also the point that the existing 20% limit applies to two categories of the so-called 'three strikes and you are out' rules; there is no obvious analogy with murder cases. For these reasons we do not favour such an amendment to the draft guideline at this stage (but see our further recommendation in paragraph 44 below).

44. We think there are two ways forward. In the medium term, the best solution might well be for Parliament to legislate to remove the ambiguity and confusion which has inadvertently arisen out of the conjunction of the 2003 Act's provisions and the draft guideline, by making express statutory provision for some restriction, in respect of murder, of the normal reductions in sentence for a guilty plea.

45. In the short term, we recommend that the Sentencing Guidelines Council should consider possible ways of amending the draft guideline in order to reflect Parliament's clear wish that murder be treated as a separate and especially grave category of offence. In particular, we ask the Council to take account of public concern over the extent to which reduction in sentence for a guilty plea, in addition to reductions for other mitigating circumstances, may produce a 'multiplier effect' which reduces individual sentences for murder very significantly below the starting points set out in the 2003 Act. We would wish to see sentencers advised that in the case of murder, reduction in sentence for a guilty plea should not normally be granted in addition to reductions for other mitigating circumstances. It may be that further legislation is required in order to give legal authority to this recommendation; but if it were possible for the Council, without acting ultra vires, to amend the draft guideline along these lines, this would undoubtedly help to maintain public confidence in the criminal justice system.

46. Finally, we recommend that the guideline should explicitly state, for the avoidance of any doubt, that the starting points for murder tariffs specified in the 2003 Act supersede those contained in the 2002 Advice and any subsequent restatements of it.


15   Roger Hood, Race and Sentencing, 1992; Race for Justice (Crown Prosecution Service 2003) Back

16   See below, para 33 and Appendix D  Back

17   Home Affairs Committee, Second Report of Session 1995-96, Murder: The Mandatory Life Sentence (Supplementary Report) (HC 412), para 14 Back

18   Ex parte Doody 1993 3 All ER Back

19   Letter from the Head of the Council Secretariat, Kevin McCormac, dated 20 September 2004 (printed as Appendix C) Back

20   Ibid. Back

21   See Appendix D below Back

22   HC Deb, 20 May 2003, col 901. The Home Office subsequently drew our attention to a further brief reference in a debate in the House of Lords: HL Deb, 14 October 2003, col 860. Back

23   Other than in the brief reference in the House of Lords cited in footnote 22 above. Back

24   Home Affairs Committee, Second Report of Session 2002-03, Criminal Justice Bill (HC 83), published 4 December 2002 Back

25   HC Deb, 20 May 2003, col 865ff Back

26   Home Office, email communication dated 25 October 2004 (not printed). Back

27   R v Howe [1987] AC 417, 433G Back


 
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