Select Committee on Office of the Deputy Prime Minister: Housing, Planning, Local Government and the Regions Written Evidence


Memorandum by Kirklees Metropolitan Council (PVF 23)

  I'm sorry that this response is a little late but it's been a very busy time of the year as we've worked towards the establishment of a new council administration for 2004-05. I enclose a response to your questionnaire on follow-up to the postal voting exercise. This has been completed largely by our Electoral Services Officers, but I would endorse all the comments that she makes.

  Can I add a couple more general points.

  Firstly, something which may not be reported widely, but a very distinct impression shared by all political parties in Kirklees was the impact that alphabetical order has on the results of elections in a multi-candidate ballot. It's hard to prove it in a scientific way, but it's firmly believed that if the candidate's name began with a letter that falls later in the alphabet, then their chances of success were diminished. Quite simply, people seemed to go down the list and apportion their three votes before they got to the bottom of the list! It may be interesting to do some controlled studies at some stage to test this and see whether there are ways of countering the effect.

  Secondly, I want to emphasise what I think is the biggest threat to the integrity of postal voting. It's something that I became very conscious of as the campaign proceeded.

  There was a real sense amongst people that they are not able to cast their vote in privacy. I had a number of complaints, which I suspect was just the tip of the iceberg, from people who couldn't really lodge a formal complaint because they had completed the ballot paper themselves, and arguably of their own free choice. Their version of events however was that they had been approached by supporters of particular candidates who they knew, and who had been urging them to complete the ballot papers while they were visiting. The sense of moral pressure lead people to give way to this request against their better judgement at times.

  For example, I had one email from someone, who was not ultimately prepared to pursue the matter, to say that he was not wishing to vote for a particular party because of the stance they have taken on Iraq, but when visited by the local councillor, who had helped him a lot in the past, he'd felt obliged to complete the papers there and then, and demonstrate the fact that he was being supportive of his councillor. Afterwards he regretted having done so and felt that he and his family members had been pressured into making a decision.

  I do think that this is a fundamental issue which needs to be thought through very carefully. It's easy to dismiss the value of secrecy of the ballot box in favour of higher turnout, but there is a significant policy issue which should be considered before we get to a situation where success goes to those parties that are best at pressurising people into supporting them by intensive campaigning around the time that votes are distributed.

Tony Elson

Chief Executive

  Please see below the response on behalf of the Returning Officer to your letter of the 14 June 2004.

GENERAL

  1.  The problems caused by the lateness of the legislation were numerous. Most particularly it was virtually impossible to plan effectively for a major change to the election process, involving 285,000 electors, in around six weeks (time available before packs were printed after final Government decision). Much of the initial planning had to be done before the Pilot Order was made available on the 27 April, with little firm idea as to the final contents of that Order.

  There was no time available to refresh the register of electors and this meant that many packs were sent to people's previous addresses. Although the onus is on the elector to re-register when they move house, they expect the Council to know, resulting in many complaints.

  There was no time to train staff. The software company had to write programs for "polling progress information" in a matter of weeks and so it was untested. It was only by good luck rather than good management that this worked effectively and senior members of staff had to train others without having been trained themselves.

  There was a big impact on the Council's IT department who had to work to an almost impossible timetable to source new hardware and install it for the scanning process.

  The lateness of the legislation meant that preparations had to be made for two types of election and polling stations were booked and then cancelled, causing disruption to school timetables particularly. We did not know until the 1 April what staff we might require and when, and so recruitment was more difficult than usual.

  There was insufficient time for electors to inform us of re-direction details between the preelection mailing being sent out and the closing date of the 17 May. The fact that changes could be made for six days after the close of nominations meant that the printers could not get on with the printing process.

  2.  The timescale between close of nominations and delivery of ballot packs was the main reason why many authorities had printing problems. The checking of ballot paper proofs is one of the most important aspects of the process—to get that wrong is to fail. Yet senior members of the electoral team had to do this well into the evening after working long hours in an effort to ensure the printers received the data on time. In Kirklees 280 nominations were received for the local government elections.

  3.  The all-postal ballot would not, in normal circumstances, have been a problem with regard to skills and resources in an authority the size of Kirklees with an elections team of seven fte employees. However, without the dedication and professionalism of these staff, working to an almost impossible timetable, the election would have failed.

  All members of staff have suffered constant abuse over the telephone from members of the public who felt that a flawed system was being imposed on them. The non-stop adverse publicity in the press only added to the problems.

  If the Government and the Electoral Commission want to maintain the integrity of the British election system and retain experienced and committed electoral services staff they cannot continue to allow major changes to electoral legislation in impossible timescales.

  4.  There have been various rumours and a couple of specific allegations of electoral fraud. The most serious was the suggestion that supporters of a particular candidate were representing themselves as supporters of one of his opponents and going door-to-door collecting blank ballot papers to complete. This was in a south-east Asian community and was followed up by the police, although with indeterminant results at this point in time. The issue seems to be whether this was a very deliberate attempt at fraud, or whether people were genuinely seeking help with the completion of forms that they couldn't read, and that this went beyond the bounds of reasonable practice.

  The complexity of the forms, and the fact that we have significant parts of our community who are not literate in english, meant that many people would have requested very direct assistance with the completion of the papers from friends and neighbours.

PRINTING AND DISSEMINATION

  5.  There may have been sufficient printing capacity for the four pilot regions had the printers been allowed several more months to prepare and plan. They should have been able to test their systems on a more straightforward election eg at the Regional Referendums in the Autumn. As previously mentioned, the election timetable needs a complete rethink to give more time between close of nominations and production of ballot packs.

  6.  No ballot papers required re-printing. However, our file of redirections was never processed by the printer and this resulted in the electoral staff manually preparing 300 ballot packs. This took four staff a full day, time which we did not have to spare. It also meant that 300 people received two ballot papers as one had already gone to their registered address.

  7.  The Royal Mail Managers assigned to Kirklees tried hard to make it work, particularly our own Customer Operations Manager who worked, as all stakeholders in this, under tremendous pressure, which was evident in our meetings with him.

  We had few problems with delivery of the packs. A number of people reported non-delivery but the majority of these were near to election day itself when they came under pressure from candidates to return their postal votes and rang claiming non-receipt. Staff suspected they may have thrown them away upon receiving them.

  However, the main problems in Kirklees came in the last week before polling day when we received around half of our total return in the last four days. 20,000 were received specifically from Wards in the north part of Kirklees on Tuesday 8 June, many of which we know were posted before the Bank Holiday. The previous afternoon we had been told that there were no Kirklees envelopes in the Royal Mail sorting offices and yet 14 hours later 20,000 arrived.

  The returns we received in the last week went against all Royal Mail predictions and, whilst it is appreciated other factors may have been involved, eg the Bank Holiday, press publicity and the candidate/agent activity in the area, there are questions which need asking about Royal Mail's capacity to deal with this on this scale.

  One point to note is that we were told that Bradford Mail Centre staff were not asked to work additional hours at weekends during this process.

  8.  (a)  no ballot papers were delivered by hand.

    (b)  no ballot papers were collected by hand except for the small number where electors requested assistance in their own homes.

  9. (a), (b), (c)  we issued 98 replacements for lost or undelivered ballot papers by polling day.

VOTING PRACTICALITIES AND RETURNS

  10. (a)  The need for a signed, witnessed declaration was the biggest problem for the electorate and the staff within the elections office and it was hard to see what it did to minimise fraud. This was evidenced by the number of calls to the helpline on this subject. The majority of complainants felt that asking a witness to sign compromised the secrecy of the ballot. Lack of understanding meant that they felt their actual vote was being witnessed, rather than their signature.

    The need to return incorrectly completed declarations of identities created an enormous workload for which it was difficult to prepare. The subsequent return of these by electors and the matching processes involved in tying up these and those ballot papers returned separately to the declaration was immense.

    Many declarations were sent back separately to the ballot paper and at all the opening sessions two people were employed solely to enter these numbers into spreadsheets. The matching process in the last few days was horrendous, but there was a commitment from all staff involved in this to ensure that people who didn't understand the ballot pack should not lose their vote.

      (b)

     It was not the dimensions of the envelopes that caused a problem, rather the dimensions of the ballot papers which at an election for the whole Council meant that the length had to accommodate sixteen candidates in one Ward. We received many comments that when the pack was opened it was felt to be just too complicated.

      (c)

     The sheer complexity of the combined election ballot papers and the witnessed declaration meant that the instructions were going to be difficult for many electors, particularly those where English is not their first language, and the elderly. In Kirklees we added an additional A4 pictogram to the leaflet, though we have no real evidence this helped greatly. Helpline staff could, however, refer electors to this when they requested assistance over the phone.

  11. (a)  261 ballot papers, 0.18%, arrived too late to be counted.

      (b)

     2,708 were not counted because of errors in completion of the pack. This was 1.88% of the total ballot packs initially returned.

  12.  Turnout was 50%, an increase of 15% on the last local government election and an increase of 27% on the last European election.

  13.  Not applicable.

  14. (a)  A large number of temporary staff were employed within the elections office from the beginning of May when the pre-election letter was despatched. We continue to employ a couple of temporary staff to deal with the Electoral Commission evaluation, whilst permanent staff begin to take well-earned holidays. These additional staff equate to 1,162 hours at a cost of approximately £5,500.00. These are only provisional figures to hand at the moment.

      (b)

     All permanent staff worked many hours overtime and gave up much of their bank holiday entitlement. The number of hours worked over and above normal hours was 761. The cost of this is not available at the moment.

  15.  The overall cost of the election is not known yet as invoices for goods and services have not yet been received.

OTHER ISSUES

The Barcode

  This was a major cause of concern to the electorate, not least because of adverse press publicity, and explanations as to the reasons behind this took up many hours of staff time on the helpline. Many people are convinced that all sorts of information is stored within this and feel it serves to allow the way they have voted to be stored against their name in a computer system. Voter education on this subject should be a priority, given the public conceptions regarding secrecy and fraud.

Polling Progress Information (PPI)

  Apart from the infrastructure and additional staffing required, this caused enormous problems. The frequency of release of this information was agreed regionally but Kirklees had a local agreement with the political parties who fielded a large number of candidates to release it to one person who would undertake to cascade it to candidates. If, as colleagues in adjacent authorities did, we had prepared this for all 280 candidates we would have had even more problems.

  Delays in receipt of returns by Royal Mail meant that candidates and agents inspecting the PPI expected many more envelopes to have been scanned than showed in the reports. This resulted in many calls to the office which took up valuable time.

  Conflicting information from the Government and Electoral Commission regarding making this information available to electors added to the difficulties.

  We also received many complaints from electors when they became aware that political parties knew whether they had returned their postal vote. This resulted in more concerns about the secrecy and security of the ballot.

  The sheer numbers (over 140,000) being scanned into the software inevitably meant that some were missed, giving the possible false impression that envelopes had been lost in the post.

Opening of ADPs and traditional "Polling Day"

  We had concerns about opening ADPs on Tuesday 1 June and Saturday 5 June, particularly as the 1 June was a holiday in Kirklees. These turned out to be justified as very few people used them on these dates. The opening hours and days should not be so prescribed, as different conditions prevail in different areas.

  We chose to open the maximum number allowed for the size of our electorate (four) and this turned out to be a good decision as they were all well used in the week before polling day.

  If we are to move to all-postal voting the public perception of "election day" needs to change. It is especially not necessary to open from 0700 hours until 2200 hours on the final day when people have had every opportunity to cast their vote by post or otherwise before this time.

  The last minute returns on polling day, both to the Assistance and Delivery Points and through the Royal Mail sweep, created untold pressures after the close of Poll, when 17 staff worked until 2.00 am the following morning. Several hundred ballot envelopes still had to be opened the morning after at the counting of the votes. Any part packs could not then be "matched" with any previously returned declarations or ballot papers.

Electoral Commission Training Materials

  This was made available far too late into the timetable and much of it, though well produced from the printing point of view, gave no new information. We are all experienced in running polling stations and so did not need a great amount on the running of an Assistance and Delivery Point. We would, however, have welcomed more information early on about the evaluation process so that we could plan to respond to the questions we are going to be asked. Information about how to tackle the postal vote opening process, matching processes etc. would have been welcomed but we received nothing.

SUMMARY

  We are concerned that the Electoral Commission has until September to report to Government on the evaluation of these pilots. This means that once again the opinions of electoral administrators will not be acted upon in time for the Regional Referendums in Autumn. It is vital that our concerns are taken on board immediately to ensure that when we are asked to deliver this again it is with the most suitable preparation.

  The Electoral Services team in Kirklees would like it to be known, that though these elections were delivered successfully, it was due entirely to their dedication and commitment against all the odds. Little meaningful guidance was received from Government or the Electoral Commission and what was received was at times conflicting or came far too late.

  In the last few years electoral legislation has changed beyond all recognition but has continually been released at the last minute with little or no preparation time to make sure it can be successfully delivered. Electoral Services staff are paying the price for voter apathy and if this is allowed to continue the electoral processes in this country which have previously been admired throughout the world will lose their credibility.

Tony Elson

Chief Executive





 
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