Select Committee on Regulatory Reform Second Report


6  ANY MATTERS TO RAISE UNDER STANDING ORDER NO. 141(5)

Penalties

189. As noted in paragraph 70, paragraph (1) of Article 53 of the proposal would create new criminal offences. These would penalise unauthorised accessing, use or modification of information in the register. Under paragraph (2) any such offence would be punishable, on summary conviction, by up to twelve months imprisonment or a fine not exceeding the statutory maximum, and on indictment, by up to two years imprisonment. We record in paragraph [14] our doubts as to the vires (pending the bringing into force of paragraph 8 of Schedule 27 to the Criminal Justice Act 2003) of the term of imprisonment set by Article 53(2)(a).

190. It appeared to us from the GRO's response to the question discussed in paragraph 71 that the GRO had assumed that it should set the maximum penalty for the new offences at the highest limit which will be authorised by the amended Regulatory Reform Act. We therefore asked them what consideration they had given to this matter and what consultation they had undertaken about it. In their response they admit that no specific consultation was undertaken and indicate the basis on which they adopted their proposal.[77] Subject to one important qualification, we accept that the proposed levels of penalty accord with, in particular, those under sections 1 and 3 of the Computer Misuse Act 1990 (as they will have effect under the Criminal Justice Act 2003) which respectively penalise unauthorised access to, and modification of, computer data. We are concerned, however, that the GRO does not appear to have consulted those in Whitehall who are responsible for monitoring the setting of penalties for new offences to ensure that they are appropriate and consistent with those set for similar offences.

191. The qualification we refer to above is that, as drafted, the offences which would be created by Article 53 are absolute, so that intentional and unintentional contraventions would be subject to the same maximum penalties. The offences under sections 1 and 3 of the Computer Misuse Act 1990, on the other hand, are committed only by persons who intend certain results to follow from their actions. The GRO state, however, that they did not intend to create absolute offences and will consider putting this beyond doubt. We consider that, as it stands, Article 53 is unsatisfactory in this respect.

THE QUALITY OF EXPLANATORY MATERIAL

192. The GRO laid with its order an explanatory memorandum of 328 pages. This document describes the proposal under eighteen broad thematic headings, and analyses it in relation to the necessary tests under the Regulatory Reform Act. This task is done in considerable detail and we recognise that considerable effort has gone into producing this document to assist us, and Parliament more widely.

193. It is therefore a matter of some annoyance to us to that we found this explanatory statement extremely unhelpful when considering the proposal. The thematic approach adopted was not supplemented by any explicit reference and connection between aspects of the policy as discussed in the statement and the particular provisions of the Order in which that policy is proposed to be expressed. It has therefore been very difficult to read across from the statement to the Order to compare the claims made about its actual legislative form. We also note that the statement contains a range of unfortunate textual defects, including comments clearly addressed from one official within the GRO to another asking for advice or verification on particular points[78], discussions about aspects of the policy which were contained in the original proposals exposed at consultation stage which were subsequently removed before the proposed Order was laid in Parliament[79] and repeated directions to read further about particular matters elsewhere in the document, with no references to page or paragraph numbers which would enable the reader to do this.[80]

194. We consider that the explanatory statement offered with this proposal has been one of the least successful statements ever produced in support of a regulatory reform order. It is a very poor guide to the proposal which it purports to explain and appears to have been carelessly produced. We remind Departments that Parliament requires a clear and coherent statement of their proposals that is produced to a high standard.

THE EMPLOYMENT POSITION OF REGISTRATION SERVICE OFFICE HOLDERS

195. A central element of the proposal is that registration officers who are currently statutory office holders under the Registration Service Act 1953 would, on the appointed day, be transferred into the employment of the Local Authority, as registration authority, within the area of which his district or sub-district is situated. In view of the fact that these officers currently have no legal employer, they do not enjoy formal legal protection at the time of transfer into local authority employment from redundancy and disadvantageous changes to their terms and conditions under the Transfer of Undertakings (Protection of Employment) Regulations 1981. In order to make good what would otherwise be a serious failure of protection for individuals involved in the establishment of the new registration service, the proposed Order provides protections under Article 4(4). Specifically, Article 4(4) provides that an officer so transferred may suffer no disadvantage in terms and conditions until such time as he may be served with notice of his proposed new terms and conditions of employment.

196. The Committee has received representations from both UNISON and the Society of Registration Officers arguing that the draft RRO does not go far enough to ensure the necessary protection of those who would be the subject of this particular provision. These bodies suggest that certain specific steps could be taken to ensure that the proposed Order better protected the interests of these staff. In particular they wished:

197. We asked the GRO to consider these points. In their response, it stated that the Cabinet Office Statement was never intended to be prescriptive and this document in any case specifies that local authorities must have regard to their Best Value duties. It was Government policy that there should be consultation with staff and their representatives in relation to the transfer of office holders to the employment of local authorities but that such consultations should not be statutory. The position is summarised by the following statement from the answer given to one of our questions about the matter: "Nonetheless, it is intended that local authorities should follow the available guidance and proceed as if TUPE did apply to this transfer".[81]

198. When we took oral evidence from both the Society of Registrars and UNISON both made it clear to us that they were in support of the wider policy objectives of the proposed Order, which they felt would have benefits for the registration service as well as enhance the employment position of the registration service staff.[82] What was of concern to them was that the proposed Order, in achieving beneficial reforms and a long-term regularisation of the employment position of registration service staff should also protect those staff during the process of transition. This seemed to us an entirely reasonable request.

199. We also took the opportunity of asking the Financial Secretary about these requested amendments to the proposed Order when we took oral evidence from him and his officials. He spoke very clearly of the beneficial effects the proposed Order would have for registration service personnel: "At the moment registration service post-holders do not have an employer, they do not have access to industrial tribunals because they are statutory officers, and they do not have the benefit of protection from other elements of employment law. So we want to make provision for registration service statutory post-holders' employment service to be regularised as soon as we can." He stated he would be very willing to meet with the representatives of registration officers to discuss their concerns, but that he did not consider there were grounds for making the changes they were seeking.[83] He subsequently confirmed his view to us in writing.[84]

200. We have found the response of the GRO and the Minister on this issue disappointing. It appears to us that it would be appropriate for a measure which is described as aiming at the benefit of protecting the employment position of registration service personnel to make provision to ensure that those same staff are not prejudiced at the time of transfer. For such personnel to have the same protections the law affords to other public sector staff transferred in analogous circumstances would be entirely reasonable. In our meeting with the Financial Secretary, we were very pleased to be joined by Dr Brian Iddon MP, who is the Patron of the Society of Registration Officers. In this discussion, he spoke of his own concerns about the effect on the management of the transfer process if the development of the IT system proves to be more difficult and expensive than the GRO presently suppose. We have spoken elsewhere of our concerns at the exposure of registration services to the wider pressures of local authority financing which the proposed Order would bring about. Such an eventuality might well cause registration authorities to seek savings in ways that might have disadvantageous consequences for officer-holders, either individually or collectively. It would be an unfortunate irony if this proposed Order, which is intended to lead to the normalising of the employment rights of the staff who carry out registration work, should itself commit the injustice of failing to give those staff the protections enjoyed by any other employee in the process of the transferral of his or her duties between employers.

201. We do not accept the GRO's arguments. We consider that the Government should specifically provide for the consultation and protection of registration service office-holders as advocated by the Society of Registration Officers and UNISON.

CALL CENTRES FOR TELEPHONE REGISTRATION

202. As has previously been described, Article 10 and Schedule 1 of the proposed Order would permit the Registrar General to establish a facility for the public to give registration information by telephone to a central call centre to be established for this purpose. In the consultation process, a significant number of respondents argued either that such a central call centre would be unnecessary on the basis that telephone registration could be dealt with locally or that a central facility could be established in conjunction with similar facilities offered by local registration services. Large numbers of registration officers and local authorities both considered that local telephone registration would be beneficial for the public and would enable informants to receive assistance from qualified and experienced local registration staff.[85] There were also some local authorities who felt that running a local telephone registration facility would be an unwelcome burden.

203. The explanatory statement records that the government intends to proceed to establish a central telephone contact centre, which will also act as a centre for dealing with enquiries from internet users and would be best placed to ensure consistency of service and advice. Such a centre is also said to be a means of offering telephone registration on the basis of a low cost call rate. The statement also records that "it is accepted that the creation of a central contact centre should not preclude the development of a similar, local facility." It is said that the central call centre will be used to assess the viability of other facilities at regional or local level.

204. We have taken careful note of the arguments of local authorities, the Society of Registration Officers and others for the potential benefits of permitting experienced personnel in local register offices to take telephone registration. We commend the GRO for its willingness to explore this possibility further in the light of experience of the operation of a national registration call centre. We further consider that, as part of its continued development of future telephone registration facilities the GRO should study whether a telephone registration system based on a single contact number with a facility for dispersing calls to the appropriate local registration service could deliver the combined benefits of an integrated system with the flexibility and accumulated experience of existing registration service personnel.


77   Appendix J, Q109 Back

78   Explanatory statement paragraphs 20.17.9, 21.15.26, 21.16.8 and 21.17.5 Back

79   Explanatory statement, paragraph 11.12.2 Back

80   Explanatory statement, paragraph 13.7.2 Back

81   Appendix F, Q58 Back

82   Q12 and Q14 Back

83   Qq 140 to 143 Back

84   Ev 35 Back

85   Explanatory statement, paragraphs 21.1.10 to 21.112 Back


 
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