Select Committee on Environment, Food and Rural Affairs First Report


3  Definitions

Definition of "animal"

17. Clause 53 defines the meaning of "animal" for the purposes of the draft legislation. Clause 53(1) defines an animal as a vertebrate other than man. A vertebrate is any animal with a backbone: this includes mammals, reptiles, birds, fish and amphibians. Clause 53(2) states that the Act would not apply to an animal while it is in its foetal, larval or embryonic form.

18. Clause 53(3)(a) would delegate a power to the appropriate national authority to extend the clause 53(1) definition to include invertebrates of any description. Clause 53(3)(c) would empower the appropriate national authority to extend the application of the Act to an animal while it is in its foetal, larval or embryonic form.

Appropriateness of delegated power in clause 53(3)

19. The RSPCA has pointed out that clause 53(3) does not set out any criteria to be applied by the appropriate national authority in considering whether to exercise powers delegated under that sub-clause. The explanatory note to clause 53 states that the draft Bill is presently restricted to vertebrates because "there is insufficient evidence to show conclusively that invertebrates are capable of experiencing pain, suffering and distress".[23] The RSPCA expressed concern that this implies that:

… animals will not be afforded protection without conclusive evidence that they can suffer. This is an unrealistically high standard to set in the area of scientific knowledge. We feel that a more appropriate standard would be to extend protection where there are reasonable grounds to believe, on the basis of scientific evidence, that animals have the capacity to suffer …[24]

The RSPCA submitted that such a test should be spelt out on the face of the legislation.

20. We agree with the RSPCA that the legislation should specify the criteria according to which the delegated power in clause 53(3) may be exercised. The definition of "animal" is fundamental to the draft legislation; it would determine the scope of the legislation's application. It should therefore be clear on what basis the power to extend the Act's application may be exercised.

21. We endorse the RSPCA's suggestion that the appropriate national authority should be able to make an order under clause 53(3) only where the authority has reasonable grounds to believe, on the basis of scientific evidence, that the animal to which it is proposed to extend the protection of the Act has the capacity to experience pain, suffering, distress or lasting harm. We recommend that the Government amend clause 53(3) to include words to this effect.

22. It is crucial that these criteria be spelt out on the face of the legislation. It is not sufficient for Defra to give an undertaking that orders will be made under clause 53(3) only on the basis of appropriate scientific evidence. We discuss our reasons for this in detail in part 5 below.

Extending the definition to include invertebrates

23. We heard arguments that the definition of "animal" ought to be extended beyond vertebrates to include certain species of invertebrates which submitters felt experienced pain. Some submitters argued for an extension of the definition in clause 53(1), while others argued for a post-enactment extension by way of clause 53(3).

24. If a non-vertebrate animal were included in the definition of "animal", by whatever legislative means, then that non-vertebrate animal would attract the protection of the provisions in the draft Bill as they are set out in part 4.

Octopus, squids and cuttlefish

25. The RSPCA, the Born Free Foundation and Advocates for Animals each submitted that the protection of the draft Bill should be extended to octopus, squids and cuttlefish, often referred to as cephalopods.[25] The Pet Advisory Committee referred to "good scientific evidence that some cephalopods show sentience".[26] The RSPCA argued that, if and when the Bill comes into force, cephalopods ought to be the subject of an order under clause 53(3). It pointed to the position taken on cephalopods by the Animal Procedures Committee (APC), a statutory body set up under the Animals (Scientific Procedures) Act 1986 to advise the Home Secretary on matters connected with the 1986 Act.[27]

26. The 1986 Act regulates scientific procedures which may cause pain, suffering, distress or lasting harm to "protected animals", which are defined in the Act;[28] it should therefore follow that animals protected under the Act are those capable of experiencing pain, suffering, distress or lasting harm. The definition of "protected animals" includes Octopus vulgaris, or the common octopus. The APC has recommended to the responsible Minister on several occasions that the protection of the 1986 Act should be extended to all octopus, squids and cuttlefish.[29] The APC has stated that there is nothing unusual about Octopus vulgaris as compared with other octopus, squids or cuttlefish—there is no valid functional difference which makes other octopus, squids or cuttlefish less capable of experiencing pain, distress or lasting harm.[30] The APC also noted that the status of these species is being reconsidered in the current review of the EU Directive 86/609/EEC, and that they are covered by animal welfare legislation in other countries. New Zealand's Animal Welfare Act 1999 applies to any octopus or squid and the Australian Capital Territory's Animal Welfare Act 1992 covers all cephalopods.[31]

Arthropods

27. The Born Free Foundation also argued for the inclusion of arthropods in the definition of "animal".[32] Arthropods include crustaceans, insects, spiders, scorpions and centipedes. Born Free referred to "substantial scientific evidence" to suggest that arthropods can experience pain, suffering and distress.[33]

Crabs, lobsters and crayfish

28. Although including arthropods in the definition of "animal" would encompass crustaceans such as crabs, lobsters and crayfish, we also took oral evidence from the Shellfish Network, who argued specifically for the inclusion of crustaceans such as crabs, lobsters and crayfish in the definition.[34] The Shellfish Network told us that there was a significant amount of scientific research demonstrating that crabs, lobsters and crayfish suffered in the course of being trapped, transported, sold and killed.[35] The Shellfish Network drew a parallel between the position of crabs, lobsters and crayfish, and farmed animals:

[Crabs, lobsters and crayfish] should be included in the Bill because they are food animals. We are treating these as food animals, and therefore in all aspects we could say that these are similar to farmed animals, because once they have been caught, then they are treated in the same way: they are transported, stored and killed.[36]

29. By way of comparison, New Zealand's Animal Welfare Act 1999 applies to any crab, lobster or crayfish; the Australian Capital Territory's Animal Welfare Act 1992 applies to "a live crustacean intended for human consumption".[37]

Our position

30. We believe that a strong case has been made for the inclusion of octopus, squids and cuttlefish, and of crabs, lobsters and crayfish, in the clause 53(1) definition of "animal". The position of the Animal Procedures Committee on octopus, squids and cuttlefish is particularly persuasive in this respect. However, although it seems to us that octopus, squids and cuttlefish, and crabs, lobsters and crayfish, ought to be included in the clause 53(1) definition of "animal", we consider that we have received insufficient evidence on which to base a final conclusion on this matter. We therefore recommend that, prior to introducing a Bill to Parliament, the Government should reassess whether there are reasonable grounds to believe, on the basis of scientific evidence, that octopus, squids and cuttlefish, and crabs, lobsters and crayfish, have the capacity to experience pain, suffering, distress or lasting harm. The Government should have particular regard to evidence relied on by New Zealand and the Australian Capital Territory in choosing to include cephalopods and certain crustaceans in their respective animal welfare legislation. Whilst this assessment is being undertaken a code of practice should be issued giving details of humane ways in which crabs and lobsters should be stunned prior to cooking.

Definition of "protected animal"

31. Clause 54(2) defines a "protected animal" as essentially either a domesticated animal or an animal which:

32. The definition of "protected animal" is of key importance to the draft Bill because it is intended to determine the extent of the application of the clause 1 cruelty offence. It is also relevant to the extent of the application of the clause 2 fighting offence: an animal fight is defined as involving a protected animal and any other animal (or a human).[38] The definition is intended to exclude wild animals, living in a wild state, from the protection of the draft Bill. The Minister commented on this exclusion as follows:

… the principal reason that we have not included wild animals is that they are covered by other legislation. If you began to injure [for example] the birds that came to your bird table, you would be committing other offences already. This Bill is primarily about kept animals because that is where the gaps in the law going back to 1911 are.[39]

33. The protection for wild animals in other legislation to which the Minister refers includes:

  • an offence of killing, injuring, taking, damaging or destroying wild birds, their nests and eggs[40]
  • an offence of intentionally or recklessly killing, injuring or taking certain wild animals which are endangered or require conservation including, for example, dolphins, porpoises and whales, bats, the red squirrel, species of amphibians, mussels, newts, shrimps, snakes and otters, and species of beetles, butterflies, moths, snails and spiders[41]
  • an offence of mutilating, kicking, beating, nailing or otherwise impaling, stabbing, burning, stoning, crushing, drowning, dragging or asphyxiating any wild mammal with intent to inflict unnecessary suffering (evidence of unnecessary suffering is not required).[42]

It is important to note that these offences are not strictly offences of cruelty: the clause 1 cruelty offence would arguably have a wider application than the offences outlined above.

"Temporarily in the custody or control of man"

34. The extent to which the cruelty offence would protect wild animals, living in the wild, would depend to a large extent on the interpretation given to the phrase "temporarily in the custody or control of man". Defra officials explained to us how they expect the phrase to apply in practice:

the cruelty offence … does not extend right out to every single animal … you could have a situation where a boy is cruel to a wild animal, he shoots a catapult at it and hits it just for fun or he is cruel to it or whatever, and that at the moment falls outside the scope of this Bill … The cruelty offence is much wider in scope than the welfare offence so that you are not allowed to be cruel to an animal that is under your control. That can be a much more temporary relationship than an animal that you are responsible for [that is, in terms of the welfare offence], or at least it is intended to be …[43]

35. It is not clear to us that the phrase "temporarily in the custody or control of man" would in fact achieve the Government's intention of ensuring that the cruelty offence is not engaged in situations where unnecessary suffering is caused to a wild animal, living in the wild. Defra seems to expect the courts to place a fairly narrow interpretation on "control", in particular, yet we can see nothing in the draft Bill that would necessarily lead the courts to such an interpretation. The courts could in fact interpret "control" widely, to mean that a person is merely in a position with regard to an animal such as to be able to cause it unnecessary suffering.

Other legislative approaches

Existing legislation

36. The Protection of Animals Act 1911 defines "animal" as meaning any domestic or captive animal. A domestic animal is defined as one which is tame or tamed for a purpose; a captive animal means a non-domestic animal, including birds, fish and reptiles, which is in captivity or confinement or otherwise hindered or prevented from escaping.[44] The cruelty offences then apply broadly to any "animal", but are subject to two exemptions, one for acts associated with destroying an animal as food for mankind and the other for hunting or coursing.[45]

Legislation outside Great Britain

37. The Welfare of Animals Act (Northern Ireland) 1972 refers throughout simply to an "animal". Section 29(1) of the Act defines an animal as including bird, fish and reptile: no attempt is made to differentiate between animals on the basis of the circumstances in which they are living. The 1972 Act takes a similar approach to the 1911 Act in that it defines offences of cruelty broadly, but then specifies exemptions to those offences.[46] The exemptions are essentially a more modern version of the exemptions in the 1911 Act: they apply to acts associated with destroying an animal as food for mankind, the hunting or coursing of a non-domestic animal, and the capture, destruction or attempted destruction of a wild animal in the course of hunting or coursing.

38. New Zealand's Animal Welfare Act 1999 also takes an exemption-based approach. It defines an animal broadly, as any live member of the animal kingdom that is a mammal, a bird, a reptile, an amphibian, a fish, an octopus, squid, crab, lobster, or crayfish. It then provides an exemption to the offence provisions in the Act in respect of hunting or killing wild animals or animals in a wild state, including in accordance with certain relevant legislation for pest control or conservation purposes.[47] The Minister has specifically said that Defra has drawn on the experience of countries like New Zealand and Sweden in drafting the draft Bill.[48]

Our position

39. We support the Government's position that the protection offered by the draft Bill should not extend to wild animals, living in the wild; such animals are better covered by other, existing legislation. However, we are unconvinced that the phrase "temporarily in the custody or control of man" in the definition of a "protected animal" will achieve the Government's intended position.

40. We therefore recommend that the Government adopt the approach taken in the Protection of Animals Act 1911 and in more recent Northern Ireland and New Zealand legislation of:

Examples of activities to be excluded would include hunting or killing wild animals or animals in a wild state, including in accordance with relevant legislation for pest control or conservation purposes. We discuss exempting the activity of fishing in the next section.

41. If the Government does not accept our recommendation then, at the very least, a definition of the word "control", as it is used in the phrase "temporarily in the custody or control of man", should be included on the face of the Bill. Such a definition should be drawn sufficiently narrowly so as to ensure that the protection offered by the draft Bill would not extend to wild animals, living in the wild.

Application of "protected animal" to fish and fishing

42. Fish are vertebrates and therefore fall within the definition of "animal". Witnesses have suggested to us that the draft Bill would appear to put both commercial and recreational fishing activities at risk of contravening the clause 1 cruelty offence.[49] The Sea Fish Industry Authority considered that:

… you can construe the Bill as applying to anything, even as [a fish] is herded toward a trawl, for example. From there onwards until the point the fish dies, you can interpret the words in the actual Bill as covering us.[50]

43. It was specifically the draft Bill's definition of "protected animal" which caused concern: the definition could apply to a fish caught in a net, a rod or put in a keep net, as it could be said to be "temporarily within the custody or control of man".[51] The clause 1 cruelty offence would therefore be engaged. A similar argument could apply to the definition of "keeper" in clause 3(2), in that a person who catches a fish could be said to be in charge of or responsible for the animal; if a court were to accept that argument, the clause 3 welfare offence would be engaged.

Government's position

44. The Government maintained that the draft Bill is not intended to interfere with fishing or fishing activities and that its legal advice is that, in practice, the draft Bill would be unlikely to have any impact on traditional fishing or angling practices. The Minister considered that a prosecution for fishing under the legislation would be unsuccessful.[52] Nevertheless, Defra intends to draft an exemption to clause 3(1) for commercial fishing and angling. The Minister told us that:

… we do propose to exempt specifically these activities from prosecutions under the cruelty and welfare offence. Farmed and ornamental fish will not be exempted … we have decided … to do what the New Zealanders have done in their legislation which is to specifically exempt fish[ing] from the remit of this Bill … We are exempting "fishing" rather than "fish".[53]

45. Defra officials added to the Minister's statement by explaining that they intend to "exempt commercial fishing and angling from clause 1, the cruelty offence and what is currently clause 3, the welfare offence, but we will not be changing [clause] 53".[54] We assume that this extends to clause 54.

Our position

46. We consider that, as the draft Bill is currently drafted, there is a strong argument that a person catching a fish, both in a commercial and a recreational context, could be liable to prosecution under the clause 1 cruelty offence, which would include the clause 1(4) mutilation offence in the case of fishing hooks and, perhaps, fishing nets. There is also an argument that a prosecution could be brought under the clause 3 welfare offence. We therefore doubt the Government's position that the draft Bill would be unlikely to have any impact on traditional fishing or angling practices.

47. We accept that neither commercial fishing nor recreational angling should fall within the remit of the draft Bill and we therefore support the Government's intention to exempt fishing as an activity—rather than fish as a species—from the scope of the legislation. Amendment is necessary: even if prosecutions for fishing-related activities were to prove unsuccessful when brought, the fact remains that those prosecutions should not be able to be brought in the first place. However, in exempting fishing, the Government should be careful to ensure that those persons who catch fish are not given carte blanche to inflict unnecessary suffering in the course of pursuing this activity; welfare standards should continue to apply where appropriate.

Definitions of "animal", "protected animal", "kept by man" and "keeper"

48. The definition of "animal" is set out in clause 53(1); the definition of "protected animal" is set out in clause 54(2). Both are discussed above.

49. The phrase "kept by man", which is an integral part of the definition of "protected animal", is also defined in the draft Bill. An animal is kept by man where a person owns, or is responsible for, or is in charge of, the animal (clause 54(3)). However, "kept by man" is also used separately in the draft Bill: clause 6(1) would delegate a power to the appropriate national authority to make such regulations as the authority thinks fit for "the welfare of animals kept by man".

50. "Keeper" is defined twice in the draft Bill, in effectively identical terms. It is defined in clause 1(10)(a), for the purposes of clause 1(2) of the cruelty offence, and then again in clause 3(2), for the purposes of the welfare offence. A person is a keeper of an animal if he or she owns, or is responsible for, or is in charge of, the animal, or if he or she has actual care and control of someone under the age of 16 who owns, or is responsible for, or is in charge of, the animal.

Operation of the definitions

51. The way in which the definitions of "animal", "protected animal", "kept by man" and "keeper" apply within the framework of the draft Bill, and the interrelationship between the definitions, is complex. There is overlap between the definitions of "animal" and "protected animal": the latter is effectively a subset of the former. The definition of "kept by man" is integral to the definition of "protected animal", but it is also used in the draft Bill independently. "Kept by man" is also effectively a subset of "keeper": the definition of "keeper" replicates the definition of "kept by man" but also extends and 'reverses' it, to make it into a person-centred definition, rather than an animal-centred definition, for the purposes of the clause 3 welfare offence.

52. The relationship between the definitions and the offence clauses in the draft Bill appears intended to be as follows:

53. The draft Bill also appears at times to use "animal" where "protected animal" is meant. For example, clause 5 provides that a person commits an offence if he or she gives an animal to another person as a prize. On the face of it, therefore, the offence extends to giving any vertebrate as a prize. However, for a person to be in a position to give an animal as a prize, that animal would presumably have to be either an animal which a person owns, or is responsible for, or in charge of, or an animal temporarily in the custody or control of man—that is, a protected animal. The draft Bill appears to use "animal"—instead of "protected animal"—where the circumstances of a protected animal must necessarily be inferred from the context in which the word is used.

Government's position

54. The Government seems to have acknowledged that the draft Bill is not as clear as it might be in its use of definitions. Defra officials have indicated that they are considering making the following changes to the draft Bill:

Our position

55. We consider that the way in which the definitions of "animal", "protected animal", "kept by man" and "keeper" apply within the framework of the draft Bill, and the interrelationship between the definitions, is problematic and is likely to prove confusing to many future users of the legislation. 'Casual' users of the legislation will need to know the legislation in some detail before they are in a position to understand and apply it.

56. We recommend that the Government amend the draft Bill to clarify the interrelationship between these definitions. The changes which the Government has indicated it is considering certainly warrant exploration; in particular, the Government should be careful to make clear the relationship between the clause 3 welfare offence and the clause 6(1) delegated power by using consistent language in the two clauses.


23   Explanatory notes, para 200 (emphasis added) Back

24   Ev 21-22 [RSPCA] Back

25   Ev 9 [RSPCA]; ev 187 [Born Free Foundation]; Q829 [Advocates for Animals] Back

26   Ev 42 [Pet Advisory Committee] Back

27   Animal Procedures Committee, Report of the Animal Procedures Committee for 2003, HC (2003-04) 1017, para 51 Back

28   http://www.homeoffice.gov.uk/docs/animallegislation.html Back

29   The responsible Minister is currently Caroline Flint MP, Parliamentary Under-Secretary for tackling drugs, reducing organised and international crime in the Home Office. Back

30   Animal Procedures Committee, Report of the Animal Procedures Committee for 2003, HC (2003-04) 1017, para 53 Back

31   Section 2 of New Zealand's Animal Welfare Act 1999; 'dictionary' to Australian Capital Territory's Animal Welfare Act 1992 Back

32   Ev 188 [Born Free Foundation] Back

33   Ibid. Back

34   Ev 162 [Shellfish Network]. Advocates for Animals (ev 336) also supported the inclusion of some crustaceans in the definition of "animal". Back

35   Qq 370-371 [Shellfish Network] Back

36   Q 371 [Shellfish Network] Back

37   Section 2 of New Zealand's Animal Welfare Act 1999; 'dictionary' to Australian Capital Territory's Animal Welfare Act 1992 Back

38   Clause 2(3) Back

39   Q 975 [Defra] Back

40   Section 1 of the Wildlife and Countryside Act 1981 Back

41   Section 9 of the Wildlife and Countryside Act 1981 Back

42   Section 1 of the Wild Mammals (Protection) Act 1996 Back

43   Q 977 [Defra] Back

44   Section 15 Back

45   Section 1  Back

46   Sections 13 to 15 Back

47   Section 175 of the Animal Welfare Act 1999 (New Zealand) Back

48   Q 978 [Defra] Back

49   Ev 159 [Sea Fish Industry Authority]; ev 160 [National Anglers' Alliance, Joint Angling Governing Bodies and the Moran Committee] Back

50   Q 346 [Sea Fish Industry Authority] Back

51   Q 337 [National Anglers' Alliance] Back

52   Q 981 [Defra] Back

53   Qq 963 and 981 [Defra] Back

54   Q 985 [Defra] Back

55   Q 999 [Defra] Back

56   Q 995 [Defra] Back

57   Q 996 [Defra] Back


 
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