Select Committee on European Scrutiny Fourteenth Report


Enhanced cooperation

66. The EU Treaty already contains provisions on 'enhanced cooperation', by which fewer than all Member States may make use of the institutions, procedures and mechanisms of the EU and EC Treaties to pursue a desired objective. 'Enhanced cooperation' is to be distinguished from those cases where Member States enjoy a derogation (or 'opt-out') from parts of those Treaties (as is the case, for example, for adoption of the euro) or may exercise a right to 'opt in' to instruments adopted under the Treaties (as is the case for the UK and Ireland in relation to visas, asylum, immigration and other measures under Title IV of the EC Treaty). 'Enhanced cooperation' is also now to be distinguished from the 'permanent structured cooperation' referred to in Article I-41(6) of the Constitutional Treaty, which concerns cooperation in military aspects of the CFSP. Several witnesses regarded some form of enhanced cooperation as essential in the enlarged EU, in which the larger numbers make it less likely that all Member States will wish to act together in the same fields, and in which there is a risk of 'an untidy proliferation of opt-outs' or of Member States working together outside the framework of the Treaties (as happened in the case of the Schengen Agreement).[99]

67. The provisions relating to enhanced cooperation were first adopted in the Treaty of Amsterdam and were amended by the Treaty of Nice (so as to extend the possibility of enhanced cooperation from EC matters to the implementation of a CFSP joint action or common position and to the field of justice and home affairs). The EU Treaty currently imposes a series of conditions on enhanced cooperation to ensure that it furthers the objectives of the Union and Community and does not undermine the existing Treaties, or the rights of those Member States which do not take part.[100] In fact, as the Foreign Secretary indicated, the provisions have never been used.[101] (The conditions did not prevent the adoption of the Social Charter or the Schengen Agreement, since these were outside the scope of 'enhanced cooperation' as strictly defined.)[102]

68. The Constitutional Treaty consolidates those earlier provisions in Article I-44, with the conditions and procedures for such cooperation being set out in Articles III-416 to 423. A number of particular provisions apply in the cases of the CFSP and justice and home affairs.

Changes in the Constitutional Treaty

69. The Foreign Secretary explained that the Constitutional Treaty made three main changes:[103]

  • it extends enhanced cooperation to the whole of the CFSP (instead of just the implementation of joint actions or common positions),[104] and requires unanimity instead of QMV to commence such enhanced cooperation;
  • it makes special provision for enhanced cooperation in the field of justice and home affairs, where Articles III-270(4) and 271(4) deem authorisation for enhanced cooperation to have been given[105] if a Member State has applied the 'emergency brake' in relation to a criminal justice measure and no agreement has been reached in the European Council;[106]
  • Member States participating in enhanced cooperation may change the voting rules from unanimity to QMV (and the legislative procedure to co-decision) for the purposes of their enhanced cooperation.

70. There has been little or no relaxation of the strict conditions which currently govern enhanced cooperation. It cannot be engaged in where the Union has exclusive competence (Article I-44(1)), and it must not 'undermine the internal market or economic, social and territorial cohesion', or 'constitute a barrier to or discrimination in trade between Member States' (Article III-416). However, whereas the current requirement is a minimum of eight Member States for participation in enhanced cooperation, Article 1-44(2) provides for minimum participation of one-third of the Member States. Taking into account the EU's enlargement, the minimum proportion of Member States has therefore fallen from over 50% to 33%. Several submissions indicated that the provisions had been clarified and simplified.[107]

Impact of the changes

71. The Foreign Secretary told us that the Government supported the provisions on enhanced cooperation, as these 'will ensure that an enlarged Europe can be flexible where it needs to be, allowing us or other countries to work closely with a group of countries in areas others do not want to'. His view was that 'The provisions are more likely to be used than now, but only time will tell'.[108]

72. Professors Edward and Dashwood thought that whether enhanced cooperation was used more would depend on factors other than the terms of the Constitutional Treaty, and in particular on the enlargement of the EU to 25 States.[109] Professor Dashwood doubted that enhanced cooperation would be much used in the CFSP field, despite the broadening of its scope, since 'Member States which do not wish to be bound by a CFSP decision, but are willing to allow its adoption, already have the more attractive option of "constructive abstention" '.[110] He noted that enhanced cooperation in a CFSP matter 'would be seriously weakened through the non-participation of the United Kingdom, or of any other of the large Member States, and the possibility of this happening seems, accordingly remote'.[111] Professor Denza considered that 'if all these procedural safeguards are there the result is that States either do nothing or simply by-pass them', and that 'It remains unlikely that these provisions would be a practical way forward in any area of Union activity'.[112]

73. On the other hand the Federal Union thought it 'likely that in the future, a grouping will emerge based on the eurozone countries and seeking to establish more cooperation on economic matters such as corporate taxation and the employment rights of migrant workers'. This would result not from the provisions of the Constitutional Treaty, but from the UK not having adopted the euro, and might make it harder for the UK to adopt the euro in the future.[113] Professor Eeckhout considered that enhanced cooperation might be used often in circumstances where a Member State had had recourse to the 'emergency brake', but that it was 'less likely to be used in social, fiscal, and economic policy areas, where there will generally be competitiveness concerns', and there could also be 'free-rider issues', if non-participants benefited from policies pursued under enhanced cooperation.[114]

74. Professor Dutheil de la Rochère drew attention to two effects which the provisions on enhanced cooperation might have. First, there might be an argument that, since the EU 'is equipped with a reasonably operational mechanism for closer cooperation, seeking solutions outside this framework (via the medium of international agreements) should be excluded'; nevertheless, it was a matter of choice for Member States which 'laboratory' they preferred to use in order to experiment. Secondly, the use of enhanced cooperation could be 'threatened against a reluctant Member State as part of a wider process of bargaining', as had been done to Italy and Spain (in the former case over the European Arrest Warrant); in both cases this had been effective.[115]

75. The provisions on enhanced cooperation have, to some extent, been simplified, but we agree with our witnesses that such simplification will not, in itself, make enhanced cooperation more likely. Of greater significance are political factors and the fact of enlargement of the Union to 25 Member States. We believe it is right to maintain strict conditions for the commencement of enhanced cooperation, in order to protect the interests of non-participants, but we accept that a procedure limited as in the Constitutional Treaty might provide a useful safety valve. On the other hand, we would regard as unacceptable any tendency to use the procedure as a means of coercing individual Member States into agreeing EU measures and policies.


99   Ev 10, 94. Back

100   Articles 27a to 27e, 40a, 40b and 43 to 45 EU. Back

101   Ev 6. Back

102   See Q 29; Ev 13, 94. Back

103   Ev 6. Back

104   Article 27b EU prevents such cooperation in matters 'having military or defence implications'. Back

105   Under Articles I-44 (2) and III-419 (1). Back

106   See paras 105-120 below. Back

107   Ev 13, 107. See also Ev 10. Back

108   Ev 6. Back

109   Ev 10, 50; Q 29.  Back

110   i.e. Under Article 23 (1) EU and Article III-300 (1) of the Constitutional Treaty. Back

111   Ev 50. Back

112   Q 29; Ev 13. Back

113   Ev 100. Back

114   Ev 33. Back

115   Ev 107. Back


 
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