Select Committee on Office of the Deputy Prime Minister: Housing, Planning, Local Government and the Regions First Report


7  STAKEHOLDERS

Stakeholder participation

168. Your Region, Your Choice describes the Government's policy on the involvement of stakeholders in the work of assemblies:

The Policy Statement reiterates this view, explaining that "the active participation of stakeholders with a range of different skills and experiences may often be key to developing and delivering regional priorities".[235] This was also stressed in the Minister's oral evidence:

    there must be provision for engaging stakeholders that is very much part of the main architecture in which the business community, voluntary sector, local authorities and others who have a key role to play in the region should be constructively engaged.[236]

169. This policy is translated into the draft Bill in a number ways. The key provision is Clause 53, which requires assemblies to make arrangement to encourage and facilitate the participation of stakeholders "to such extent as the assembly thinks appropriate". The Secretary of State would be required to issue guidance to elected assemblies regarding the promotion of participation.[237] The general duty in Clause 53 is also supported by a number of specific obligations, such as consultation when preparing the assembly scheme and co-opting stakeholders as members of review and monitoring committees. As Mr Scotter of ODPM told us:

    The draft Bill sets out a variety of ways in which stakeholders could be involved. There is the co-opting them to commit to the review and monitoring committee or its sub-committees, or taking on people, special advisers, in various roles in order to bring particular expertise to the work of the assembly either through the executive or through the review and monitoring committees.

A PERMISSIVE REGIME

170. The draft Bill does not, however, prescribe how elected regional assemblies should go about ensuring stakeholder participation. Mr Scotter explained this as follows:

He later told us that the draft Bill offers "a framework under which assemblies can decide what is the best way to bring stakeholder expertise into their work and to pick up the ones which are suitable, firstly, in general terms for the region and, secondly, suitable for a particular issue within the region."[239]

171. Our evidence was generally supportive of the policy of stakeholder participation. The Chartered Institute of Environmental Health, for example, wrote that:

    This diversity of expertise is available within a region to support, shape and influence the core activities of the proposed regional assembly as direct advisors, co-optees on review and monitoring committees or with specialist expertise.[240]

172. Much of our evidence did, however, suggest that the draft Bill does not go far enough to guarantee that stakeholder participation would be achieved in practice. Paul Bevan of the South East Regional Assembly told us that "the stakeholder participation arrangements are simply permissive in the Bill".[241] The North West Environment Link also urged for a less discretionary approach:

    NWEL look forward to the issuing of statutory guidance about assemblies' duties on stakeholder involvement. We hope that this will move away from the discretionary approach implied at present to include explicit provision for the appointment of particular stakeholders with relevant knowledge or experience to act as policy advisers and for involving stakeholder groups throughout the process of regional policy and strategy development and review.[242]

Similarly, when asked whether the current provisions in the draft Bill would be sufficient, Mr Cowcher of the Chamber of Commerce replied:

    We believe that should be strengthened significantly. From the original White Paper we think there has been significant movement in relation to stakeholder involvement and that is very welcome. At the moment it is purely facilitative and it is not actually set in statute. We believe that is a significant weakness. It is absolutely vital that there will be a range of stakeholder involvement in the workings and in the decision-making in relation to the assembly.[243]

173. A number of interested parties argued that stakeholder involvement should be required to encompass a wide range of sectors. The National Trust wrote that:

    Often the voluntary, environment, and ngos interests are represented, but marginally, with one person expected to represent the wide and diverse range of expertise in the environment, heritage, cultural, educational, community regeneration etc. sectors. This sector has a great deal of skills, knowledge and enthusiasm to contribute, which needs to be better recognised and rewarded.[244]

IPPR North supported this:

    Partnership Councils and Civic Forums are important, but more imaginative schemes are necessary. Furthermore, they must be accompanied by a real commitment by the elected members and officers of a regional assembly to engage both with civil society and with the general public. Debate must be genuine, not tokenistic. In particular it is important not to prioritise a number of 'key stakeholders' and to involve a wider variety of (often marginalised) civic groups and individuals.[245]

174. When asked whether additional measures need to be introduced into the draft Bill to encourage the involvement of the voluntary sector, Mr Simpson of Voluntary Organisation, Network North East (VONNE) told us:

    I think it would be important to have a statutory requirement for an assembly to engage with the voluntary sector and other stakeholders ... I think it is very important to have a distinction between simple consultation, where people might be able to come into a room and speak, and actual discussion/involvement in policy. I think if that could be hardened up in the bill that would be very helpful.[246]

Mr Cowell of VONNE explained that, at present, voluntary organisations were represented on the North East assembly "not quite on sufferance but almost as an afterthought".[247] The Royal Society for the Protection of Birds commented that, while it "can understand the Government's desire not to be overly prescriptive in setting out mechanisms for stakeholder involvement", it "believe[s] that a set of principles to encourage stakeholder involvement, and to provide for at least a minimum level of engagement, is likely to be useful."[248]

175. Some witnesses suggested that the effectiveness of elected regional assemblies in engaging stakeholders should be assessed on a regular basis. Mr Bevan of the South East Regional Assembly suggested that "there should be some scrutiny on regional assemblies perhaps through a comprehensive performance assessment, so that while you are allowing them the diversity of arrangements to be stakeholders those are tested regularly and routinely in a public way."[249] Mr Simpson of VONNE argued that the draft Bill should contain "an obligation [for elected regional assemblies] to explain what [stakeholder] involvement there was, how that has influenced decisions and to account for that". [250]

176. The quality and reception of assembly policies, strategies and scrutiny would depend to a large extent on their success in encouraging stakeholders from a wide variety of sectors to participate in their work. We, therefore, welcome the requirement for assemblies to make arrangements to encourage stakeholder participation and to assess the effectiveness of these arrangements in their assembly annual report, which could then be questioned by the public in the report meeting. Any Bill setting up elected regional assembles should not prescribe the manner in which elected regional assemblies promote participation. Statutory guidance would, however, be useful in ensuring that elected regional assemblies do not neglect this duty and in illustrating ways in which this could be achieved. Allowing stakeholders voting rights in policy sub-committees would encourage participation and should be encouraged, providing that decisions of policy sub-groups are subject to ratification or amendment by the full Assembly.

CO-OPTED MEMBERS OF REVIEW AND MONITORING COMMITTEES

177. One specific form of stakeholder participation envisaged in the draft Bill, is the co-option of stakeholders as members of RMCs. Your Region, Your Choice described this as follows:

Clauses 78 to 82 of the draft Bill provide a legal framework for the co-opting of stakeholders but do not explain how this would operate in practice. Instead the draft Bill proposes that this detail would be set out in an elected regional assembly's standing orders, in guidance issued by the Secretary of State and in secondary legislation.[252] For example, the Secretary of State would be required to issue guidance as to:[253]

    a)  the circumstances in which, and the means by which, it is appropriate for an assembly to co-opt a member of the RMC or an RMC sub-committee;

    b)  the descriptions of persons who may be appropriate to be co-opted, and the circumstances in which it may be appropriate to co-opt an assembly participant or an assembly participant representative;

    c)  the function of co-opted members; and

    d)  provision to be made by an assembly in its standing orders for co-opted members.

178. We received a significant amount of evidence supporting these proposals. IPPR North, for example, wrote that "[t]he power of co-option can be a useful tool to broaden the knowledge and experience of a committee".[254] Professor Hazell also explained how he thought co-opted members could improve the quality of RMC scrutiny:

    They will be on both sides of the table as it were and because some of them will be on your side of the table they will be very well placed to encourage and beat the bushes hard in relation to any specific inquiry and to get the best set of witnesses on this side of the table.[255]

179. Some witnesses were, however, concerned about the degree of discretion which assemblies would be given in this context. The Social and Environmental Partners of the South East Regional Assembly wrote:

    The requirement to co-opt 'assembly participants' to Review and Monitoring Committees (RMCs) is undefined and appears to be largely discretionary (Clauses 81 and 82). As the approval of the Secretary of State is required before such stakeholder engagement, there is a presumption that there is no engagement until formally approved. If there is no proposal for a statutory basis to allow full stakeholder involvement on these committees, it is dubious whether their sponsor organizations or networks would be as supportive as is currently the case. There would equally be little prospect of continuity of personal engagement.[256]

The Campaign for the Protection of Rural England urged for the permissive regime in the draft Bill to be strengthened:

    We question whether the discretionary nature of this co-option will actually lead to effective participation by stakeholder representatives. We would welcome more explicit requirements for co-option where Assembly members lack the specialist knowledge to effectively input to specific strategy development processes. We also wish to see mechanisms in the Bill for ensuring that Assemblies do not restrict co-option to a regularly used, narrow base but involve a range of appropriate stakeholders, all of whom should have a requirement upon them to pursue the objectives of the Assembly.[257]

It asked us to "push for guidance on this aspect from the Secretary of State as soon as possible."[258] The National Trust also wrote that it "wishes to see better acknowledgement of the valuable role of the voluntary and third sector in regional affairs by increasing its representation and co-option opportunities."[259] The Royal National Institute for the Blind (RNIB) wrote of its hope "that the Secretary of State will include representatives of disability organisations amongst those that he believes it is appropriate to have as co-opted members and that he will consult RNIB in preparing such guidance."[260]

180. The voluntary sector has an important role in providing specialist expertise. elected regional assemblies would need guidance on how this input should be facilitated.

Voting rights

181. The draft Bill goes further than merely suggesting that stakeholders could sit on review and monitoring committees; it also provides statutory authority for co-opted members to be given voting rights. Co-opted members of an RMC or an RMC sub-committee could, however, only be given voting rights if the assembly has a voting scheme.[261] These are described in the draft Bill as schemes which provide:

    a)  for a maximum or minimum number of the co-opted members of the RMC or an RMC sub-committee who may be permitted to vote at meetings of the RMC or the RMC sub-committee; and

    b)  for rules by which the assembly may determine in any particular case which of the co-opted members are permitted to vote at a meeting.[262]

The draft Bill would give the Secretary of State the power to direct an assembly to vary or revoke its voting scheme and to make regulations regarding what voting schemes can and cannot include.[263]

182. While many interested parties supported the general idea of co-option, some considered that giving voting rights to non-elected members would be a step too far. The Campaign for the English Regions (CfER) wrote:

    We believe there are certain decision-making which should be in the hands of democratically accountable members. If co-opted people are to have equal voting rights, then as a minimum there should be the same requirements to make a declaration of financial interest as well as political affiliation.[264]

CfER also argued that "[a]lthough it is valuable to have wide engagement with scrutiny, this can be achieved by inviting evidence, hearing witnesses, and appointing advisers, and by non-voting co-option."[265] IPPR North viewed the grant of voting rights to non-elected RMC members as an affront to democracy:

    The draft Bill creates Review and Monitoring Committees, and gives a regional assembly the power to co-opt individuals onto this committee (clause 78). However, clause 80 gives that individual equal voting rights with a democratically elected assembly member. The power of co-option can be a useful tool to broaden the knowledge and experience of a committee, but co-option with voting rights is contrary to democracy.[266]

183. The co-option of non-elected members to the Review and Monitoring Committees of elected regional assemblies should be encouraged as a way of securing specialist knowledge. Giving these members voting rights, however should be treated with extreme caution as it can undermine the role of the elected representatives.




234   Your Region, Your Choice, paragraph 7.8 Back

235   Policy Statement, paragraph 31 Back

236   Q 435 (The Minister) Back

237   Clause 53(5) Back

238   Q 258 (Mr Scotter) Back

239   Q 321 (Mr Scotter) Back

240   Ev 183 Back

241   Q 329 (Mr Bevan) Back

242   Ev 196 Back

243   Q 378 (Mr Cowcher) Back

244   Ev 69 Back

245   Ev 35 Back

246   Q 165 (Mr Simpson) Back

247   Q 168 (Mr Cowell) Back

248   Ev 18 Back

249   Q 329 (Mr Bevan) Back

250   Q 165 (Mr Simpson) Back

251   Your Region, Your Choice, paragraph 7.13 Back

252   See, for example, Clause 78(4) and Clauses 80 and 81 Back

253   Clause 82(1) Back

254   Ev 35 Back

255   Q 39 (Professor Hazell) Back

256   Ev 55 Back

257   Ev 59 Back

258   Ibid. Back

259   Ev 66 Back

260   Ev 170 Back

261   Clause 80(1). Back

262   Clause 80(2). Back

263   Clause 80(5) Back

264   Ev 9 Back

265   Ibid. Back

266   Ev 35 Back


 
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