UNCORRECTED TRANSCRIPT OF ORAL EVIDENCE To be published as HC 316-ii
House of COMMONS
MINUTES OF EVIDENCE
TAKEN BEFORE
Office of the Deputy Prime Minister:
Housing, Planning,
Local Government and the Regions
LOCAL
GOVERNMENT CONSULTATION
Tuesday 8 March 2005
PHIL HOPE MP and MR ASHLEY POTTIER
Evidence heard in Public Questions 253 - 326
USE OF THE TRANSCRIPT
1.
|
This is an uncorrected transcript of
evidence taken in public and reported to the House. The transcript has been
placed on the internet on the authority of the Committee, and copies have
been made available by the Vote Office for the use of Members and others.
|
2.
|
Any public use of, or reference to, the
contents should make clear that neither witnesses nor Members have had the
opportunity to correct the record. The transcript is not yet an approved
formal record of these proceedings.
|
3.
|
Members who receive this for the purpose of correcting questions
addressed by them to witnesses are asked to send corrections to the Committee
Assistant.
|
4.
|
Prospective
witnesses may receive this in preparation for any
written or oral evidence they may in due course give to the Committee.
|
Oral Evidence
Taken before the Office of the Deputy Prime
Minister: Housing, Planning, Local Government and the Regions Committee
on Wednesday 9 March 2005
Members present
Andrew Bennett, in the Chair
Sir Paul Beresford
Mr Clive Betts
Mr David Clelland
Mr John Cummings
Chris Mole
________________
Witnesses:
Phil Hope, a Member of the
House, Parliamentary Under Secretary of State, and Mr Ashley Pottier, Team Leader, Democracy and Local Government
Unit, Office of the Deputy Prime Minister, examined.
Q253 Chairman: Could I welcome you to the Committee. Would you like to identify yourself and your
team.
Phil Hope: Chairman, my name is Phil
Hope. I am the Parliamentary Under Secretary of State at the Office of the
Deputy Prime Minister. I regret we do
not have Paul Rowsell here. He is stuck
at an airport in Strasbourg - I am not absolutely certain why, but the plane he
was due to catch did not take off - and I have to give his apologies. I have beside me Ashley Pottier, who is a
team leader from the Democracy and Local Government Unit within the ODPM.
Q254 Chairman: Would you like to say anything by way of
introduction?
Phil Hope: If I may, Chairman. I welcome this opportunity to give evidence
to the Committee on the subject of consultation in local government. There is a great deal happening on this
whole agenda and since 1977 there has been quite a big uptake in initiatives across
local government in terms how local government consults local communities. One of the big directions of travel has been
a lot more use of innovative, more deliberative forms of consultation by local
authorities, building on the good examples of practice going on in some
authorities. Certainly we see local
authorities much more now recognising the benefits of consultation in terms of
service delivery and community engagement to the local communities. They are reaching a wider range of individuals
as well in the processes they are using.
I think it is fair to say that the quality does vary significantly
between different authorities, so there is a real task for us all to raise the
quality of consultation to the level of the best performers. Certainly in our five-year plan on
sustainable communities we make it very clear that community engagement is a
core part of how you develop what is a stable community in the way that the
local government goes about doing its business. Consultation is one element of a whole process of engagement,
from information providing at one end through to being actively involved in
decision-making, through to delivering services. Consultation is one part of that whole spectrum. We published our Local Vision document, which talks about the future of local
government in ten years time, and two of the "daughter documents", the Neighbourhood document and the Leadership document, both put a lot of
emphasis on the importance of consultation.
I want to say at the outset that I think it is important we do not
confuse consultation with accountability.
I am very clear in my mind that we elect politicians, ourselves as MPs and
local councillors, to represent and to make decisions in their communities on
behalf of the people who have elected them.
Consultation is an important part of the process but it is not the way
politicians are accountable: they are accountable through the ballot box
ultimately for the decisions they take.
It is a critical part of the decision-making process but lots of other
things happen when MPs or local councillors make their decisions. I do not want to confuse consultation with
scrutiny. Scrutiny is a system we have
set up, and strong executive and strong scrutiny together really do improve the
performance of local authorities.
Consultation is part of scrutiny.
Whether in the local ward or on a theme for the whole council,
consultation is important but it is not scrutiny itself. It is a part of the process. Members may want to clarify that in more
detail, but I wanted the distinction that I see between these two to be clear
from the start. Consultation I think
has improved enormously, but, as I say, it is variable and our task is to try
to raise the quality of that process to the level of the best.
Q255 Chris Mole: You said consultation is important, how
important is it for local authorities to consult communities on strategic
issues and day-to-day decisions about local services?
Phil Hope: We regard it as very
important because we think that good consultation results in better decisions,
achieves better service delivery. It
may be that the council may not agree with a proportion of the people with whom
it has consulted on the result of a consultation. In fact it is almost inevitable that when you consult you will
get different views, but, hearing all those views and importantly feeding back
what you have heard about what people have said and showing the decision that
you have made and how it relates to the consultation you have had, gives
confidence to people that you have heard their views, but, importantly, it will
influence the decision you make because you will hear what people say. That is true at a strategic level, which I
think is very important - and there are various parts of the law which say you
have to consult: planning law and housing law and so on - but also at the level
of councils having a good relationship with their community. We are convinced that good consultation
achieves better service delivery.
Q256 Chris Mole: Looking at the Department's five-year plan: Sustainable Communities: People, Places and
Prosperity, how critical is high quality and effective consultation in
ensuring that gets delivered?
Phil Hope: I think a sustainable
community is one where there has been good quality consultation. Because people are then aware of the issues
and have had their views known, and the council is then making informed
decisions about the combination of economic, social, environmental issues that
they need to juggle - as authorities do when they are developing a sustainable
community. Hearing all those different
views and ensuring that the community as a whole is consulted, and not
particular pressure groups - who have a role to play but should not, as it
were, hi-jack the agenda - the Sustainable
Communities plan that we have published does suggest, embedded within it, there
should be good, thorough processes, of consultation.
Q257 Sir Paul Beresford: In the light of what you have just said in
both answers, how do you feel about the mayor for London, who consulted on the
congestion charge, got a resounding "No" and just went ahead?
Phil Hope: It is quite interesting
because, as I said, there is a real difference between consultation and
decision-making. The mayor or anybody
else might make decisions, but if they have consulted, if they have heard the
views, if they then feed back their views and explain when they are making
their decision how that consultation has affected that decision one way or the
other, then people can know they have been consulted and have had a chance to
influence. If the decision does not go
their way - and that may happen on any number of issues that a local council
may take - I do not think that undermines the importance of consultation. It just makes clear the distinction that I
made at the start, that, ultimately, whether the people do or do not like Ken's
decision on the Congestion Charge will be a matter for the ballot box when they
come to re-elect a mayor of London.
That he should consult in developing that policy I think is very
important.
Q258 Sir Paul Beresford: You do not feel many of the people of London
will feel he has Alconian eyesight and that he is turning a blind eye to
anything.
Phil Hope: I do not think it is for me
to make a judgments about the performance of the mayor of London but I can say
that I do think it is very important that there is an effective process of
consultation and people in London have had a chance of have their say. They can hear the various balances, of how
the options have been weighed up, and then see the decision that has been
made.
Q259 Sir Paul Beresford: What happens next time there is a
consultation? Everyone will say it is a
waste of time and just sit on their hands.
Phil Hope: That would be a very cynical
view of the importance of consultation.
I do think local authorities, the mayor, other bodies when they consult,
do so seriously - they do take into account what people have said, they do try
to balance different pressures on them and different factors. The views of the people they consult is a
critical part of those decisions. But,
ultimately, if the population who vote for the mayor or any other body think
that body has got it wrong, and seriously wrong enough for them to vote against
them, then that is for them to do.
Q260 Chairman: Is it not the problem though that the people
doing the consultation, particularly the people organising it, want to
highlight the fact of "Have your say," almost implying that the decision-making
is being passed to people being consulted.
Is it not important for them to make it clear that this is, if you like,
background information to the decision-makers.
Phil Hope: I think you are right. As I said at the beginning, this idea of a
continuum, between, as it were, just publishing an announcement in the press,
here is some information which you can read and that is it, through being asked
through questionnaires, focus groups, surveys and all the various methods that
are there to examine in more detail what people think, what different groups
think, making sure you are getting the hard-to-reach groups, involving young
people, the black and minority ethnic groups and so on that may otherwise be
excluded, doing all those activities and then receiving all that feedback,
analysing it, publishing it, telling people what people said and then
explaining the decision that you eventually make is a critical part of the
process. But consultation, you are absolutely right, Chairman, is not the same
as the decision in itself. I think
people recognise they cannot all have their own way. That, by definition, is not possible. They want to see that the people making the decision have
genuinely taken into account their views.
Q261 Mr Betts: There has been an increase in the amount of
consultation and the number of other initiatives that take place. How far does central government feel it is driving
this and how much does it take into account what else is going on? In my own constituency, it is in the areas
which have the greatest number of problems that the most consultation takes
place about how to resolve them, and you almost get some overload. We have an area panel in the Dartington area
of my constituency - which is good
practice, it is what the local authorities are encouraged to do and it works
quite well. We have had a consultation
on the area next door - again, good practice.
The local authority comes along and requires a planning and consultation
framework as well; there is a Pathfinder Consultation because it is a
Pathfinder area; there is SRB funding - and a requirement for good practice to
consult on that; then the local area forum does its own consultation on
community resources and education networks - which is very good and of a high
quality. That is all going on at the
same time, and often amongst the same group of people.
Phil Hope: I agree with what you just
said: I think we have a problem here.
Firstly, a consultation is also an educative process. The reason why it is valuable for people to
be engaged in very many different ways on different things is not only so we
can hear their views but also because it does engage people: they themselves
find out information and their own views get changed as time goes on. So it is a dynamic process that I think is a
very important process of building up a relationship between communities and
the local authorities. The point you
are making about multiple layers and things going on that are routed in
different funding streams, I think is quite an important one, which is why we
are taking considerable efforts now to reduce the number of plans, and
therefore the number of consultations that have to take place, by merging them
together, so you undertake one consultation around a set of plans rather than
each one having, as it were, a separate consultation. Secondly, on funding streams, which often carry with them their
own data collection - and you mentioned SRB and so on - the efforts to create
local area agreements - and I do not know whether Sheffield has that or not: I
am trying to remember where the pilots are - this is where some of the funds
are being merged together to create single pots, and there is a lot more
flexibility and negotiation at a local level about what outcomes all these
various funding streams are achieving, and flexibility for people locally then
to decide how that money is spent and they go into one pot. So you can actually streamline and limit the
number of duplicatory processes that may be going on around consultation. I think it is difficult because different
authorities are trying different processes at different levels to see what
works. Certainly area committees, I
have to say, are a very good way of getting a geographical, helicopter look at
what is going on, as distinct from individual, as it were, services, and how
they are being delivered. You probably
do need both but the authority needs possibly to stand up and make sure it is
not falling into the trap you mentioned.
Q262 Mr Betts: I recognise the idea of having a single pot:
that was a recommendation of our report on urban regeneration a few years ago! There is a concern that maybe with all this
consultation - and you have drawn the distinction between consulting people and
the responsibility for taking decisions at the end of the day - people get the
impression that this is where it really happens, and therefore it links into a
decline in the turnout at local elections.
Or is it the other way round, that because there is a decline in turnout
there is a feeling that people are not engaging in that process and we go into
the consultation process to try to engage then in a different way?
Phil Hope: I am a firm believer that
more engagement with the community will increase turnout, will increase
people's confidence in the democratic process, in the bureaucracies, the
systems that serve and meet their needs, rather than the other way round. The
logical conclusion to the argument you have put forward, or one side of that
argument, would therefore be: have no consultation - except for the only time
they get is once every four years down the election. I think all of us would recognise that would be a daft way of
proceeding. I think it is very
important for councillors, in between the elections of councillors, to be
personally and actively engaged with their communities, identifying community
needs, bringing forward proposals, taking back their ideas to the community, so
that there is an active process of community engagement - and I do not just
mean at the council level, as it were, at the strategic level. Our Leadership
document talks a lot about the role of local councillors in their wards being a
key part of that process of continuous engagement.
Q263 Mr Betts: There is a real
issue here. There are more people
engaging, certainly in my constituency, in local community groups, in
consultation exercises - which is very powerful and proper. Fewer people now join political parties to
engage in that way. Fewer people vote
in local elections but more people come to councillors and members of
parliament with their problems. There is inherent conflict in this.
Phil Hope: Yes. I am not sure whether the cause and effect
are as you are describing them. I think
there may be other wider reasons for the potential depression of turnout -
although my understanding of the figures is that they are now going back up
again. Arguably there are wider factors
that are lowering people's expectations and therefore involvement in local
politics - and I am think about the media in particular. There seems to be a view that they are all
the same, it makes no difference. We
all know how wrong that is, but there is that general mood that can exist and
can be used as a political ploy by some to achieve a political outcome. I do not think we should fall into the trap
of assuming that greater consultation on a more day-to-day basis undermines the
formal democratic process. I genuinely
believe that that process strengthens involvement in democracy: people know who
their councillors are, they will be more motivated to get out there and vote
for them because they have seen them and been engaged with them. Whether they like them or not of course is a
matter for them to make a choice.
Q264 Sir Paul Beresford: You have just mentioned a minimalist level of
consultation. Do you think there is a
level at the other end? Do you think
there is a tendency for some councils to find every excuse to go out to
consultation and not to make decisions?
They spend vast sums on vast armies of people running round consulting,
and when everything comes back, they um and ah about it, and have further
consultation. I am slightly
exaggerating.
Phil Hope: I have not seen any evidence
for the caricature you have just described.
I understand the concern. I have seen that there are some councils
which do it very well and there are some councils which I think could learn
from other councils about doing both more of it and better. Not avoiding the problems we were describing
earlier about multiple consultations with the same people over the same issues
for different reasons, that I think can be a matter for the local council to
develop. That is one reason, for
example, why we have not thought about having a strategy code of consultation
for local government.
Q265 Chairman: We will come on to that later.
Phil Hope: Fine. That is one of the reasons, because I think
it is about local flexibility because different areas will do things
differently and the process is important to get right, to be flexible for local
areas. So I understand the concern but
do not recognise evidence of what you have described. Our concern is rather that the quality is varied and we would
like to see more councils, as it were, raise their game, so that there is good
quality consultation, with all that might mean, by every council.
Mr Pottier: Again, I do not recognise
the situation where there is necessarily too much going on, but I think the
other thing to pick out of consultation is that it is part of a two-way
process. As the minister said earlier,
in any consultation there is an educative process. We know from some of our research that the understanding of many
residents of what their local authority does and who is responsible for which
services is not high. Therefore, in any
consultation there is an opportunity to have a dialogue with residents and
actually part of it is about educating as much as getting results back from the
questions you ask.
Q266 Sir Paul Beresford: Do you not feel that in making that sort of
approach you are only getting the same people to respond and that most people
sit on their hands. It is the activists,
without much to do other than reply to your endless dialogues and consultations
etcetera, who are actually forming the structure of the responses.
Mr Pottier: To some extent that can
happen but I think the better local authorities will have a range of
techniques, so that they do not just get the usual suspects coming back with
responses. There is a range of
different things that can be used: citizens' juries, citizens' panels or area
forums, and if they use a broad spectrum then they ought to be able to get out
of the usual suspect list.
Sir Paul Beresford: Trusting soul!
Q267 Mr Cummings: How have the new council structures made it
easier for people to become involved in local decision-making? Can you provide any practical examples where
this has been the case?
Phil Hope: I mentioned scrutiny
earlier, Chairman. I think there is an
opportunity within scrutiny for consultation to happen, so that the new
structure, where councils have taken on the overview and scrutiny role in a
very proactive way, have taken a theme - healthcare or antisocial behaviour -
and have gone out to the community in a scrutiny process to assess how those
organisations are delivering that.
Those local authorities have then taken very active consultative
processes, gained information through the scrutiny process, and then presented
that to the executive as a way of developing their scrutiny function. I think that within scrutiny itself there
are good consultation processes.
Secondly, in terms of what I call the non-executive councillor - the new
structure created this sort of back-reach councillor, the non-executive
councillor - we are seeing some evidence that they are taking much more
seriously their ward representative role and are undertaking a lot more
consultative processes within their wards and to champion their wards. Indeed, our Neighbourhood and our Leadership
documents put this very importantly at the forefront of what we want to see
those local councillors do, so that they are getting much more. It is strengthening rather than weakening
the consultation process.
Q268 Mr Cummings: Who ordered the structures you just referred
to? Is the information based upon
credible evidence.
Phil Hope: The Comprehensive
Performance Assessment process includes within it an assessment of the
corporate governance of the local authorities.
The new CPA process that is out for consultation at the moment, which
they are deciding upon, within the corporate governance assessment of how well
the local authority is governed includes an assessment of user focus and user
diversity, to what extent the council is actually focusing on the needs of the
users and the diversity of users in their area. That assessment will include an assessment of therefore how the
authority is consulting and engaging with users to ensure the services meet the
users' needs.
Q269 Mr Clelland: While I agree with what you have said, the
consultation is not intended to be a referendum on decision-making. Perhaps because of that - we all know this
from our own experience - there is a great deal of cynicism around about
consultation. People often feel,
"Whatever I say it is not going to influence the council," and in any case
people go into these things thinking, "The decision has already been
taken. This is just a paper exercise." Have you experienced that cynicism? If so, what do we do about it? How can we help local authorities overcome
that?
Phil Hope: I do recognise that
problem. It is important that where a
council really has made a decision, then to go out to consultation, as it were,
as a cover for a decision that it has already made does not fool anybody, least
of all those people being consulted, and it would not be an appropriate thing
to do. If councils have already
consulted and made a decision, then to go out to consultation again, as it were,
to affirm a decision they have already made,. and then it does not go the way
they want it to, we see where that takes you.
I do not think that is a very effective form of consultation at
all. How do you prevent that? I think the guidelines that we have
published as Government are helpful, in the sense of being very clear about why
you are consulting, why you are consulting and to what time scale, being clear
about the purpose of the consultation upfront, feeding back the results and
then showing in your decision how that consultation has influenced or not
influenced, depending on the outcome of the decision, and the reasons why. I think it was the Audit Commission who
identified four or five critical success factors for a good consultation
process, and one is, first and foremost, a commitment to the user, a commitment
to consulting people and then building in key elements of, in particular,
communicating well how the information will be conveyed and how it will
influence the decisions. If that is not
done, that is when I think problems can happen. It might be that consultation at the council level is better as a
strategic activity but individual decisions, in the way that we might be
thinking about, could lead councils into some difficulty, and it needs to be
carefully thought through what is appropriate for individual decisions.
Q270 Sir Paul Beresford: Really we need to send that answer to the
mayor of London, do we?
Phil Hope: I think I have tried to deal
with the question of the mayor for London earlier. I understand your concerns about that. I would say that the mayor
for London's consultation was genuine.
The responses were properly considered and the decision made by the
mayor of London was for the mayor of London.
As I say, he will or will not receive the outcome of his accountability
for that at the ballot box, and of course he has already been successful.
Q271 Mr Clelland: On that sort of example, where the local
authority goes out to consultation and reaches the view that the overall
opinion that those who are being consulted is not in line with what the council
thinks properly ought to be done - like, for instance, the Congestion Charge -
is policy that there should be better explanation given as to why the decision
has gone a particular way regardless of what the consultation outcome was?
Phil Hope: If there is a direction of
travel that the council has already taken and it is minded to take and it is
consulting during that, if it says that in advance then people know where they
stand. Ideally, consultation should be
open - nothing ruled out and everything ruled in and then a decision being
made. But if a council has already made
a decision and wants to consult on the details of that decision and the way
forward, then I think they should be upfront about that because to do otherwise
would be to run the risks you have just described.
Q272 Mr Clelland: If the council has not made a decision, goes
to consultation, gets the consultation, considers it, sits down with the officers
and works out all the options, and says, "Regardless of this, we think is in
the best interests to go this way," is the council then obliged to go back to
the people involved?
Phil Hope: I certainly think it is good
practice to go back. Certainly when I
was a borough councillor and county councillor myself we did exactly that:
having heard all the views, summed them up and done the analysis, then to say to
the groups we consulted, "On balance, taking into account this guidance, these
priorities, our views, the different views out in the community, here is the
decision we have made. Here, on the
balance of all those factors, including the views of the people we have
consulted, we have come to this decision."
With an honest process of doing that, people will then say, "Okay, they
have made a decision that I did not agree with but I can see how they have
arrived at that decision. I feel I have been properly treated as a consultee in
that process." I just want to say, that
is not an obligation and the guidance is only guidance.
Q273 Mr Clelland: But that sort of practice would build up the
confidence of people in the consultation process and therefore dispel the kind
of criticism referred to.
Phil Hope: I think that would and I
think there has been evidence that is exactly what it does do. I can understand that maybe that asks councillors to do one more step, as it were,
but all the evidence is that where that step is taken better decisions are
made, because there is better clarity but also because more people have faith
in the system.
Q274 Chris Mole: The Government is keen to encourage
consultation using the internet and the world wide web. How should councils ensure that maybe a
digital divide in standard access to such technology does not skew the results?
Phil Hope: First of all, there are more
examples of that happening. I have even seen web casts of council meetings, for
example, which have been with good audiences, so there is more openness and
transparency in the system there. You
will be pleased to know that we have a £4 million national project called E-democracy, led by local authorities,
which is developing a whole raft of new ways of encouraging the use of
electronic technology in a whole variety of ways for consultation to take
place. It is proving to be very
successful. It is deliberately aimed
almost at closing that digital divide; for example, finding ways of engaging
with young people through these new processes, using the new e-Government
methods to engage and consult with young people. That was due to be launched this morning.
Mr Pottier: We are launching it these
evening.
Phil Hope: I am launching it this
evening, in fact - if I may re-write my own diary. That is led by local authorities and they will be piloting these
models of good practice that others can the use.
Q275 Chris Mole: I would encourage you to look at the Suffolk graffiti
wall in that context, which is aimed at young people.
Phil Hope: That is on the web.
Q276 Chris Mole: Yes.
Mr Pottier: There is a range of projects
within the e-democracy pilot.
I will give you a couple of examples which pick up your question. There have been a couple of ideas about how
you could perhaps use schools or local EAZ facilities, so that you can actually
bring parents into computers that children might be using as part of their
everyday activity, so you can actually get to those traditionally hard-to-reach
groups, particularly in deprived areas, in a way that they can take part in
consultations through local community facilities. There are other aspects of it, so that, instead of using, say,
the internet, it would be going down to using mobile phones and texting
technology. This, again, is
particularly aimed at young people.
Q277 Mr Clelland: One of the Round Six Beacon themes is Getting Closer to Communities. When the local authorities came before us
they did not seem to be too clear as to how this might benefit local
government. Can you say why this
particular theme was chosen and how it is going to help local authorities to
improve their quality and value of the consultations they undertake?
Phil Hope: The Beacon scheme has been
very successful - this is Round Six we are talking about now - in identifying
an area of good practice, encouraging applications for Beacon status and then
spreading that more generally. We have
chosen this theme because we do want to see, as I said, in terms of the local
vision for local government and the ten-year strategy, this whole area of
consultation, community engagement - everything from information providing
through to consultation and active involvement in decision-making - to be a
feature of how local government begins to look in the future. There is now, I think, sufficient good
practice for us to launch this Beacon scheme, because then we can try to identify
what it is that people are doing. In
fact, there is a lot of good practice out there that does not often get
captured: people are doing it but they do not tell each other that they are
doing it. It is one of my big
frustrations.
Q278 Chairman: Could you give us just one example of that
good practice out there.
Phil Hope: Bristol, for example,
thinking about an e-government example, have consulted using new technology on
things like seagulls, safety, shopping.
I know, seagulls was a surprise to me as well, I have to tell you.
Q279 Chris Mole: It was not the seagulls that were being
consulted, was it?
Phil Hope: No, no, but consulting on
the problem of how they deal with seagulls and so on. I am sorry, that was not meant to be a trivial example, Chairman.
Q280 Chairman: No. I
understand that shooting seagulls is a
major political difficulty.
Phil Hope: I think local authorities
are much more engaged. If you look at
the surveys now, I think something like 70 per cent of local authorities, over
70 per cent, now have active processes of consultation with their communities -
whether it be through traditional methods, which I think are peaking - this is
the turning up to meetings and so on - or more focus groups, surveys,
e-surveys, questionnaires, panels, citizens' juries, citizens' panels. We list the variety in the written evidence
we have submitted to you of how many councils are engaging. We are looking at hundreds of councils now
taking on board these new approaches to consultation and doing so very successfully. I would say, far from saying I cannot find a
single example, most authorities are doing something. Some are doing a
combination of methods, which really do add up to a comprehensive and effective
system of consultation. Others, as I
said at the beginning, are not, and it is those we are going to need to
develop.
Mr Pottier: In my previous role, if you
want some concrete examples of some I have used, there was a community strategy
where we invited 70 local residents in for a day, with the mayor, to assess the
right priorities for the locality, and not only the right priorities but the
right sort of targets we should set for revision in five and ten years
time. A slightly different example was
that our housing team wanted to put out a leaflet to inform people how they
were going to change the housing service.
They did not expect the group of 20 people we brought together to come
back, but they turned round and said, "This leaflet, not only is it unclear,
but we think elements of it are unfair to sections of the community, and bits
of it balance on ...." it was not quite racism, but there were comments in there
which they did not quite like. They
basically said, "Go back, re-write it and come back to us in three months
time." So residents do quite happily
engage in those sorts of techniques and if you go to most local authorities you
will find those examples happening day-in and day-out.
Q281 Mr Clelland: I am not sure if that answers the
question. Why was that particular theme
chosen? How will it help local
authorities improve their performance in their areas?
Mr Pottier: Quite why the theme was
chosen, I do not know. In terms of the
benefit, one thing we are clear about is that some local authorities do
consultation very well and there are others who clearly do not. There is good practice that can be spread
and the key message for the Beacon theme is actually about helping local
authorities learn from each other. So
there are people doing it well. They
apply and get a Beacon award, then they have that for a year and their task is
to disseminate the good things they are doing to the weaker authorities. We have seen over four or five years now
that there is quite a benefit that comes from them.
Phil Hope: Could I answer the question
about why we chose the theme, Chairman?
Chairman: I am a little worried, that
if we are going to get through all the questions we will need shorter questions
and answers.
Q282 Mr Betts: Local authorities very often want to reinvent
the wheel and devise their own forms of consultation, which are not new because
other authorities have already done them.
To what extent are we getting good practice transferred from one
authority to another? Could you give
one or two examples where you have been successful.
Phil Hope: I share the concern that
people do that. A lot of local
authorities do need to learn from each other.
Are we encouraging that process?
The IDA, for example, is one of the organisations the ODPM funds to try
to promote best practice between local authorities. Indeed, the Innovations
Forum that the ODPM established is another arena where local authorities that
are excellent come together to share good practice. Those are two of the mechanisms that we have put in place and are
funding to get local authorities to talk to one another and share good practice
as to how they go about many things, including good practice in
consultation. There is a slight
difficulty, in simply lifting an example and saying, "They did it in Sheffield
this way, let's do it in Bristol identically."
Simply transferring it across like that has merit, but I think it is
also important that the process is owned, because the doing of it itself
engages the council in the process, in genuinely owning and being genuinely
committed to doing it. Modifying and
tweaking the methods, the combination that is right for you in your authority,
is an important part of the process in itself, so that it is not a mechanistic
experience; it is a genuine process that is being used. But I think there could be more done between
local authorities to share good practice, and, as I say, I have mentioned two
methods that are used to promote it.
The Beacon scheme that we have just been describing is of course
another.
Q283 Mr Betts: We have had two different types of evidence
given to us. One is that there ought to
be clearer guidance from central government, maybe with a mandatory code of
practice on consultation for local government, in the same way that it has for
central government departments. On the
other hand, sometimes the individual consultation requested, not necessarily just
from ODPM but from other departments, is far too prescriptive and not the right
way to go about it.
Phil Hope: At the moment we are not
minded to issue, as it were, statutory guidance and make it the law that a
council must consult in this way. The
statutory guidance you have been referring to is there - indeed, it is binding
upon central government to conduct in that way. We think it is the best practice
and we would like local authorities to conform to it. That is only prescriptive in the sense of the six main features
of a good consultation process which I have been describing earlier, about
being clear about the purpose of the consultation, clear about the process for
undertaking it once the results are back in, feeding back what the consultation
says and then showing how it has influenced the decision-making. That is good practice. The relationship between central and local
government in this regard has to be one of guidance rather than direction
because this is an important area. The
reason that Getting Councils Closer to
their Communities was chosen as a Beacon theme is because we believe that
is the right way for local authorities to go in terms of meeting local needs
and delivering better services.
Q284 Mr Betts: Do you have any monitoring to ascertain how
far that has been taken up?
Phil Hope: The guidance itself says the
local authorities should monitor. The
Comprehensive Performance Assessment is the major method we use for councils to
be assessed on their performance and the corporate governance part of that will
include user focus and diversity. That
is a reference to how local authorities are or are not being successful in
consulting and working with a whole raft of different types of groups and
individuals.
Q285 Mr Betts: Looking at the role of central government, we
now have the planning act and the requirement for every local government to
come up with effective consultation for planning methods in their area. We went to New Zealand a few weeks ago, and,
as I understand it, the New Zealand model is that every local authority now is
required to develop a plan for how it consults those affected on every single
decision it takes as an authority. Each
local authority does that. There is a
mandatory requirement to do so, but in very general terms, and then how it is
done is left to every local authority.
They actually have to show how they are doing it.
Phil Hope: In the planning system in
this country, as we know, there is now a requirement in law for a statement of
community involvement in the plans that the local authority draws up, so in
that area of the council's activity it is a statutory duty. The Housing Act, for example, insists that
tenants are properly consulted and there is a lot of guidance on things like
tenant participation in contracts and other things you will be familiar with,
that ensure that there is good practice in terms of tenant involvement and
participation, leading to better services, more cost-effective services. Local strategic partnerships is another
arena where there is guidance for the local strategic partnerships, not only in
the way that they consult their partners and work with their partners but also
in their community strategies - we are calling them sustainable community
strategies now - and the way that they are developed and need to go out to
consultation. So within certain aspects
- I have mentioned, planning, housing and the community strategy - there is
built-in requirement to consult the community.
Q286 Mr Betts: You would not want to go further and make
them a general requirement?
Phil Hope: Whilst we wish to see
councils develop their best practice in this regard, I think there is that
balance between central prescription and local flexibility. I think we have got
that balance right at the moment.
Q287 Mr Betts: Central prescription is simply that others
have to develop a planning framework consultation. It is not something the government would like to do. It seems good practice being written into a
statutory requirement.
Phil Hope: As I have said, in elements
of the council's responsibilities there is prescription. In other elements
there is guidance. The "how" is for
local flexibility to determine.
Should there be an overarching
on everything the council does to consult in the way you are describing in New
Zealand? At this moment in time I am
not persuaded that is the right route to go because of the importance of local
flexibility.
Mr Pottier: Rather than central
government needing to prescribe it, I think many authorities have started to go
down this route of their own will anyway.
Some of them are producing consultations.
Chairman: Perhaps we had better move
on to the fact that there are people who are not carrying out best practice and
something needs to be done about that.
Q288 Chris Mole: It has been suggested to us that the Government
itself does not always adhere to high enough standards where it is asking local
councils to carry out consultation reports.
Are there any procedures in place to ensure that procedures and guidance
set out by the Government for consultation to be conducted by local authorities
is of the best quality?
Phil Hope: We have put together a
number of different processes to encourage local authorities - prescribing some
examples, in the way I was just describing, Chairman, in terms of planning and the
Housing Act, but, in others, good practice guidance. We have the National Code that the Government adheres to. That is advisory to local authorities and we
would like the local authorities to take it forward. The Audit Commission have published their five critical success
factors. We hope local government would
listen to that. We have introduced
things like the Beacon scheme, which is a competition to highlight best
practice and then to share that best practice.
We fund bodies - I have mentioned the IDEA and the Innovations Forum as
two examples where best practice can be shared.
Q289 Chris Mole: Clearly the local councils are being told, in
some circumstances, by other government departments, "You must do this
consultation this way" and they are looking at it and saying that this does not
affect them.
Phil Hope: I do not know whether Mr
Mole is referring to the DfES Children Survey.
Q290 Chris Mole: I was coming on to that.
Phil Hope: Why did I guess that,
Chairman.
Q291 Chairman: I hope you were warned that we have had many
discussions about what a shambles that was.
Phil Hope: It is obviously a matter for
the DfES but I understand there was full consultation with local authorities
about how they would undertake both the survey and the census, that local
authorities did have an opportunity and did actively participate in the
designing of both those activities by the DfES.
Q292 Chris Mole: But when the decision was made.
Phil Hope: As we know, we make a
distinction between consultation and decision-making, Chairman.
Q293 Sir Paul Beresford: Alconian eyesight, again, is it?
Phil Hope: And genuine consultation -
views were understood and listened to and taken into account - and the decision
then was made about how to undertake that.
As I say, this is a matter for the DfES. It is a difficult area because surveying the needs of children in
care who are at risk is a difficult task to undertake anyway, so there was
inevitably going to be some room for discussion and debate about the process.
Q294 Chairman: I do not think there is any room for
discussion and debate. Some of these
proposals are just appalling. If you
were a foster parent, you would be shocked if your child received a questionnaire
from the local authority without your knowing that that questionnaire was going
to be sent out.
Phil Hope: I am not in a position to
make a comment on how the DfES have conducted this survey.
Q295 Chairman: It is not how they have conducted it; it is how
they have insisted, if you like, local authorities - for which you are
responsible - have been asked to conduct it.
The local authorities in many cases wanting to have a good consultation
process have said, "We don't want to do this."
Phil Hope: I think that illustrates why
there is nervousness and anxiety about, as it were, there being a prescriptive
process for government as a whole in insisting that local government consults
in certain ways on the whole of its remit.
Which is why there are particular areas - and we have mentioned housing
and planning - where there is an activity by one government department, because
it is very keen to understand what is
happening with a particular client group, asking local authorities to undertake
a consultation in a particular way. The
design of that consultation and survey was based on consultation itself with
local government and local authorities.
As I say, I cannot answer for the DfES final decision about undertaking
this, but that it did consult very thoroughly I am assured did take place
before it made its decisions - and I am again emphasising the difference
between the consultation -----
Q296 Chairman: So, if you consult, that is an alibi for
taking a poor decision.
Phil Hope: No, it is not. Consultation is a genuine effort to find out
the best way of doing something and then a decision has to be made based on the
consultation and all the other factors coming into that process about what is
the right way forward.
Q297 Mr Clelland: We have been discussing how spreading best
practice between local authorities might improve standards in
consultation. As we know, they can vary
greatly, but there is also a difference in standard often within the local
authority between departments. Are
these methods which we have been discussing going to improve standards across
the board?
Phil Hope: Yes. I would hope - and again other members here
have served on local authorities - that elected officers and senior officers
who can see something working well in one department might well say that we
could apply that to other parts of the process.
Q298 Mr Clelland: Do we have examples of this happening in
practice?
Mr Pottier: Good question. One example of which I am aware is in fact
in Lewisham - one of the groups you spoke to last week - where they have pulled
a number of people into a strategic consultation group, so that they can look
across the piece as to what is happening in the local authority, to try to
ensure best practice in all departments and pull together all the consultation
they have done to get the strategic messages out of it.
Q299 Mr Clelland: Is that the best practice we would like to
spread to other local authorities? What
mechanism is there for doing that?
Mr Pottier: Certainly it is something we
would welcome, but whether it will necessarily work in every locality I think
is an interesting question. One of the
things for Lewisham is that they have a directly elected mayor which is a
little bit different. Local authorities
need to come up with an approach which works for them. That is one example which has been brought
forward. But, again, I would not want
to be prescriptive, but, yes, I think that is an element of good practice,
particularly the bit where you can pull together consultations from across an
authority and pull out the strategic messages, because with departments working
in silos you can risk that not happening.
Q300 Mr Cummings: All three local authorities who have given
oral evidence to the Committee emphasised the importance of proper training and
appropriate skills for staff involved in consultation. To what extent is effective consultation
undermined by a lack of the relevant resources and skills within local
government?
Phil Hope: I think it is a matter for
each authority to assess what its capacity is and what training it needs to put
in place for those particular employees that have a lead responsibility for
this, and establishing a coordinator around consultation within the local
authority is something that local authorities are doing, and those individuals
at a senior management level are usefully identifying how and where
consultation can take place. They are
assessing their own capacity in-house, as it were, as to whether they have the
ability to do that, and then, where there is not, identifying staff training
and development needs to develop those skills where they do not exist. So we have seen authorities taking that
approach to addressing that problem.
Q301 Mr Betts: Do you have evidence that the present
consultation exercise is being undermined by a lack of resources and skills?
Phil Hope: Given that the amount of
consultation has increased significantly over the last few years, with many
councils now taking consultation much more seriously, I can see that local
authorities are, as they understand the importance of this approach, providing
the necessary resources to make it happen.
Where it is not being applied, where those resources are not being put
in place, where the training is not happening, then, yes, I am sure that would
undermine the ability of the authority to consult properly, but the evidence is
that the direction of travel is that authorities are recognising that they need
to invest in their staff to undertake these activities and that their staff
development training budgets might usefully be used for this purpose.
Q302 Chairman: How many highway engineers have any training
at all in consultation?
Phil Hope: Yes, I do not think we
gather that information centrally, Chairman, although the fact that you are
highlighting a particular area from your own experience suggests that there
might be a training need there that others might seek to address.
Chairman: Thank you.
Q303 Mr Cummings: As a general view, you are quite happy the
skills exist and therefore you would not wish to ensure yourselves that the
local authorities have the right balance of skills by carrying out perhaps some
form of audit.
Phil Hope: I think it is for the local
authorities themselves to look at their own consultation processes and see
whether they need to be improved, and then to look at the staffing skills and
capability and capacity to deliver that consultation process and then to
allocate from within their budgets the training that might be required and the
resources required to deliver that.
Those authorities that are genuinely wanting to see service improvement
have already recognised that consultation is a key part of improving service
delivery and therefore resources are being allocated to improve that part of
their process for planning and delivering services. Those authorities that are not doing that are probably the
authorities that are not delivering good consultation and therefore not getting
that kind of service delivery improvement, and it is those authorities that we
would like to see look at their own capacity, look at their training and see
whether they could be doing more and therefore improving consultation as a way of
improving services.
Q304 Mr Cummings: Who will ensure that they will look at that?
Phil Hope: As I say, the Comprehensive
Performance Assessment will include, as part of its corporate governance, an
assessment of the user focus of an authority, so that is one external
assessment by the CPA.
Q305 Mr Cummings: Do you have any evidence to date of previous
Comprehensive -----
Phil Hope: The new system does include
a much greater focus on user-focus and corporate governance. The CPA that is currently, as it were,
giving scores, does not include such a focus on this. Indeed, it is because it does not that we have had the
repercussions.
Q306 Mr Cummings: Will it include focus in the future?
Phil Hope: It will indeed.
Q307 Mr Clelland: Do you know how many staff are involved or
are spending a significant amount of their time on consultation
activities? Do you know what the
average expenditure on consultation by local authorities is? In other words, is the bureaucracy and the
expenditure providing value for money?
How do you measure that?
Mr Pottier: In short, we do not have
that information. To come back to a
comment that was made in terms of the staffing, to some extent actually local
authorities will not necessarily use their own staff on consultation, they will
bring in experts who are far better equipped at consultation. In a sense, collecting a figure about the
number of staff on consultation may not help.
Q308 Chairman: Buying in does not guarantee that it is good
value for money, does it? That was the
question.
Phil Hope: Sure. I understand there is a figure of around
5,000 local authority employees that may be directly involved in this kind of
activity, but I do not think that does take into account the point you are
making, Chairman. Certainly, a service
which is being reviewed in terms of best value has to include consultation as
part of the best value process of ensuring a service has been delivered to best
value. So consultation is not an
option; it is an integral part of how you go about ensuring a service does give
you best value. We do not collect the
data centrally, however, on how every local authority is doing that, and there
is a balance to be reached about not imposing too many requirements on, as it
were, collecting information that becomes a burden on local authorities. Indeed, we are trying reduce the burden on
local authorities for collecting data.
That may be one area where we would not want to put in place a major
data collection exercise for wish not to impose a burden on local authorities.
Q309 Mr Clelland: So consultation is an absolute principle.
Phil Hope: It is a principle that when
you review a service to ensure a service is giving best value. I cannot conceive of how you can do that
without asking the user in some shape or form what they think about the service
and what improvements then would like.
Otherwise you could redesign your whole service in a way that completely
missed the interests and needs of the user.
For me, it has to be an integral part of the process for ensuring the
service is best value.
Q310 Chris Mole: This is a question of the degree to which
costs should be considered by local authorities when working out what
particular bits of research or consultation should be undertaken. Where should they draw the line between
statistical purity of the research and the practicalities of consultation?
Phil Hope: I think it is for the local
authority to make a judgment on, as it were, the quantitative forms of user
consultation - and I am thinking here about surveys and questionnaires - and
the qualitative approaches - the citizens' panels, area committees, focus
groups and so on which get underneath and get into the detail of a particular
issue but also give an opportunity to engage groups that might otherwise be
missed in a wider, as it were, statistical process. I think it is getting the combination right. I do not think it is possible for central
government to say, "When you are doing this kind of survey or this kind of
consultation on this issue, you should do it to this cost and in these
ways." It must be for the local
authority to make that judgment based on its own area, on its own priorities,
on its own policies.
Mr Pottier: There is no hard and fast
rule. It depends on the issue you are
going to consult on. It depends which
groups you want to try to engage. Each
exercise is going to be taken on its merits.
You might reach a different decision on different occasions.
Q311 Chris Mole: So, as long as they are confident they have
rounded picture at reasonable cost, they probably have it right.
Phil Hope: Yes. The difficulty in a rounded picture at
reasonable cost is what is rounded and what is reasonable. But that has to be for the local authority
to decide based on their judgment of the decisions
Mr Pottier: It is also worth remembering
that you may have an issue which comes up today, but that is not to say you do
not have a wealth of previous consultation and research that you have already
done in the last two years which you could draw on, so again it affects your
decisions as to how you take it forward.
Q312 Mr Cummings: The Government have been very keen to
encourage local authorities to engage in consultation in areas beyond those
which are required by statute. What
allowance has been made to help local authorities fund these activities?
Phil Hope: On the first point - and
this is very much part of a leadership document that has been published as a consultation document about
the future of local government - we think that local government should play a
community leadership role, rather than just worry about their own services that
they deliver. That is why the local
citizen partnership, for example, and sustainable community strategies have
been developed, and why we want to see local authorities play that leadership
role, bringing together partners, getting up in a helicopter and looking down
at their area, across the board and not just for their own services. We think that is the right direction of
travel, as it were, for government to be taking. We think that is the future for local government, that community
leadership role. In terms of funding,
there has been substantial extra funding, as members of this Committee will
know, for local government. From
memory, the increase in local government funding since 1977 has been 33 per
cent in real terms, above-inflation increase, for local authorities. So there has been substantial extra funding
provided for local government to deliver services and to undertake some of
these wider leadership activities.
Certainly I would hope that some of that extra resource that local
authorities have now received would be appropriately deployed to carry out a
wider community leadership function.
Q313 Mr Cummings: I fully accept what you are saying about the
increase in funding for local authorities, and of course that goes alongside a
whole raft of measures in which local authorities now have to involve
themselves.
Phil Hope: Indeed. We have a policy, as the Committee will
know, of not asking for any activities to be undertaken by local authorities
that are unfunded, so for any new burdens that central government places on
local government, the money has to be put in the pot, as it were, for that
activity to be undertaken. But, as I
say, consultation is not a bolt-on extra; it needs to be an integral part of
how the council undertakes its activities in its community leadership role as
well, and the extra funding we have provided does provide the necessary
resources for local authorities to undertake that role - and, indeed, the good
local authorities want to undertake that role and are doing so already.
Q314 Mr Clelland: You are saying that whatever the cost of the
consultation exercise, the government will provide the money.
Phil Hope: No. There is a process for assessing
burdens. This is a process of
discussion and negotiation with the local authority OGA. In that discussion - and we have had many
differences - we eventually reach an agreement and then that is reflected in
the settlement that the local authorities receive each year.
Mr Pottier: In a number of areas where
local strategic partnerships are working well, you may undertake a consultation
exercise which is not only funded by the local authority but also the Police
and Health Authority will also contribute to the consultation you are taking
part in.
Q315 Mr Betts: We all hear from time to time about decisions
that at a stroke could save local authorities thousands of pounds. In terms of consultation, we heard from the
IDEA that they believed consultation could improve value for money, making
services more cost-effective. Could you
give any examples of that?
Mr Pottier: I cannot pinpoint
specifically ... I am trying to think from my own experience. I think a very ready area where it can
contribute is in the best value process, where local authorities are
undertaking Best Value Reviews and need to consult local residents.
Q316 Chairman: We want specific examples of pounds in the
till.
Phil Hope: Chairman, we may have to
write to the Committee, to give specific examples costed to show this
consultation saving this amount of money.
Anecdotally, in the past there has been a consultation about warden
services for sheltered accommodation, where the residents in that sheltered
accommodation have been consulted about the nature, the style, the speed of,
the location of the warden service. As
a result of that consultation, the warden service has been redesigned. It has been more cost-effective in the
re-design and that warden service has been quicker and better as a result,
through a little bit of invest-to-save money, to put in technology which allows
wardens to be signalled when somebody falls over or something goes wrong, as opposed
to having a permanent residential warden without all of that approach. That is an example from my past, Chairman
Q317 Mr Betts: You will let us have one or two examples in
writing.
Phil Hope: If that is the sort of
thing, if that is a helpful way of thinking about it.
Mr Pottier: I am not sure that you can
necessarily calculate the pounds per consultation.
Chairman: We do not want excuses. The question was specifically for examples.
Q318 Chris Mole: The datasets from MORI and subsequent surveys
are going to a valuable resource for local authorities seeking to engage with
their communities Why has it taken
so long to release this data?
Phil Hope: My understanding, Chairman, is that the satisfaction survey was
carried out over several months during 2003‑04 and authorities had to
submit their returns by 31 March 2004.
The data was then processed by the ODPM and we had to apply weighting to
that data to get the national comparisons.
Obviously you will understand that that is not a quick process. That data was then returned to local
authorities for verification and the actual benchmark information was then
released in June 2004, so I think that answers the question as to the total
timescale that I understand has happened.
It is a survey carried out every three years.
Q319 Chairman: So it is
available now to everyone that wants it?
Phil Hope: It has been available since June 2004.
Q320 Mr Betts: We talked
earlier about the amount of consultation going on and that perhaps it is a
small group of people in the committee who get really involved in some of the
exercises. Do you think the Government
is doing enough to build capacity amongst the public for these sorts of
exercises? Should central government be
doing more to help in that?
Phil Hope: That is one of the definite additional benefits that comes from
good consultation and that comes from building community capacity or social
capital and encouraging and enabling people to become more empowered and get
involved in their local authorities and - to come back to an earlier point -
that encourages people to vote when the voting time comes. Could they be doing
more? I think we have some examples of
good practice in local authorities where there has been, not least through some
of the housing activities consultation where tenants have been trained and
supported in terms of participation in compacts and so on have been leading the
way to engage tenants and equip tenants to not only have an influence over but
in some cases sit on the boards of local tenants board and so on. We have got good examples in that particular
field, for example, as well as others.
I am sure ‑ I know ‑ that more could be done to ensure that
not only in housing but in other forms of service delivery local authorities
are much more actively equipping communities to take part and to have a voice
heard, particularly groups like young people who often get excluded or
overlooked in those kinds of activity.
Q321 Mr Betts: Is there more
that central government could be doing?
I think we heard about planning gain where I was initially contacted by
my constituency and that seemed a good example where they can put training
workshops on for local community groups, and giving them a bit of funding
enables them to do that. One of the
frustrations when people are consulted about planning issues is they do not
understand the framework in which local authorities take decisions, so
informing them is quite important. Are
there any other ways in which central government can help stimulate that sort
of approach where planning gains are adopted?
Phil Hope: I think it is absolutely right that understanding the planning
system and the benefits that can come from it and getting engaged with that is
a very fruitful area. What went through
my mind as you were speaking was how Surestart, for example, which is very much
a parent‑led approach to delivering services to young families in some of
our poorest communities has not only improved the support and training and
development for young children but parents have hugely benefited from their
engagement because there has been a process of support training and providing
qualifications and as a consequence of that most parents are more able to
understand the complexities that things like the planning system can give. There are other developments like Surestart
which I think will equip particularly in the most disadvantaged communities
those groups that are possibly the least articulate and least understanding of
how they can influence the system. It
is having that impact and building the social capital in those areas and
equipping those communities to have a great influence over a whole raft of
local authority services and policies.
Q322 Sir Paul Beresford: I
think we ought to come to the crunch that with the whole plethora of areas on
which consultation, a number of witnesses have mentioned the phrases
"consultation fatigue" and "consultation boredom", et cetera. Do you think there is a risk of that and how
would you overcome it? Have you done
any consultation on consultation fatigue?
Phil Hope: We have consulted on the consultation guide that the Government has
introduced as a statutory code, so there was a consultation process on
that. Do I think there is consultation
fatigue? There was always going to be a
risk that that could happen and that is what local authorities must be wary
of. I think though that can be
overplayed as a problem because where we are at the moment is some authorities
are doing consultation well but many have got a long way to go in terms of
using the variety and diversity and consultation techniques that add up to what
I think was described earlier as a rounded and reasonable approach to
consultation on any particular issue and rather than it being a process where
people have got fatigue ‑ although I can see how that might happen with
very long consultation processes over huge planning issues that might be in
place ‑ we have changed the planning system to try and streamline it by
ensuring that there is a statement that the local community has to be part of
the planning process. In fact, I
believe there is a need for more consultation in more authorities in a greater
variety of ways to ensure that local authorities are genuinely meeting the
needs of their local communities.
Whilst I recognise the risk I do not accept the premise that is where we
are at the moment.
Q323 Chairman: You think there
is validity in some of the consultation.
I bought a new car two years ago and there is one major defect with the
car and that is about once a month I get a questionnaire asking me about my
satisfaction of it. I used to throw
them in the bin and I discovered that if I do that then a few weeks later I get
a reminder, so the simple solution is put a few ticks and crosses into the boxes
and send it back and they leave me alone.
Do you not think some people treat consultation in that way?
Phil Hope: It is interesting that you quote a commercial example where clearly
in terms of that company being successful it does believe that consultation is
absolutely critical.
Q324 Chairman: It takes not a
blind bit of notice about my random answers.
Phil Hope: I do not want to get down into whether they get it right or wrong
but clearly consultation is important commercially and therefore that might be
an indicator that consultation is important for the public sector too. In terms of the public's attitude to all of
this, it is true to say, and I think there is evidence from the surveys we have
done to show this, that something like half the population want to know that
they can have a voice, that they can be heard, that information is available to
them but they do not want to be actively involved. I call that "passive" consultation. As long as things are going well, as it were, and they know they
can have a say if they need to, that is fine, and there is something like 24
per cent that want to be actively involved.
They want to know how their council works, who is making the decisions,
how they can have their voices heard, what influence they can have on the
decisions the council is making. What
is important though ‑ as we were trying to reflect earlier ‑ is
that it should not be the same people all the time that are doing that, that
there is a rolling ball here of people coming in and out of active consultation
depending on their interest in a particular issue and what is happening. Local authorities that can recognise and
know their communities well and can engage as appropriate so they are not
receiving, as it were, mindless questionnaires for no reason, they are targeted
and involved through different processes as appropriate to suit the policy or
the issue that is being consulted about, seems to me a much more appropriate
way of behaving.
Q325 Chairman: Do not you think
very often local authorities end up consulting the wrong people? Let me give you an example. The Select Committee had a visit on empty
homes in the last Parliament and we saw some houses in Harper Head (?) which
had been modernised in exactly the way we were told the original residents
wanted those houses to be modernised.
The problem is that those original residents had moved away and what
those houses ought to appeal to was new residents who of course have had not
been consulted and gave those particular houses the thumbs down.
Phil Hope: There will always dilemmas, Chairman. It is almost impossible.
How do you know who to consult if they are not there to be consulted
because ‑‑‑
Q326 Chairman: --- Is that not
the problem for a lot of local authority services that you need to find out the
needs of future people rather than the people who are here now?
Phil Hope: I think it is an iterative process. In other words, you might consult the current population that you
are serving about their needs and priorities.
That population may be changing for demographic reasons and so on and
therefore you need to consult again.
That would not, to my mind, be consultation fatigue; it would be to
reflect accurately in the services you provide the needs of demography and the
priorities of the population that might be changing. Certainly with communities changing more rapidly in different
parts of the country having therefore sensitive systems for consulting the new
arrivals, as you describe them, is a very important part of how a local
authority needs to conduct its business.
Chairman: On that note, can I thank you very much for your evidence.