Speakers' Committee First Report


SPEAKER'S COMMITTEE FIRST REPORT 2005


Introduction

1. The Speaker's Committee is appointed in accordance with the provisions of section 2 of the Political Parties, Elections and Referendums Act 2000 (PPERA), to perform the functions conferred on it by that Act. A summary of the principal statutory functions of the Committee is given in Appendix 1.

2. By virtue of the provisions of paragraph 1(1) of Schedule 2 of PPERA, the Speaker's Committee is required to report to the House of Commons, at least once in each year, on the exercise by it of its functions. The last general report, covering the period 31 October 2002 to 30 November 2003, was published in December 2002 as HC 140 of Session 2003-04.

3. The present report covers the general work of the Committee over the period from 1 December 2003 to 30 November 2004.

4. The Comptroller and Auditor General's statutory report[1] for 2002-03 on the economy, efficiency and effectiveness with which the Electoral Commission has used its resources is not included in this report, having already been published with the First Report, 2004. This was published in July 2004 as HC 924 of Session 2003-04.

Membership

5. Appendix 2 gives details of the membership of the Committee. There have been no changes of membership in the period covered by this report.

Meetings

6. The Committee met three times in the period under review. The Chairman and the Chief Executive of the Electoral Commission attended part of two of these meetings, at the invitation of the Committee. The minutes of the first two of the meetings, held on 10 December 2003 and 10 March 2004, were published with the First Report, 2004. The minutes of the third, held on 14 July 2004, are reproduced at Appendix 3. The principal business of these meetings, besides reviewing generally the work of the Electoral Commission, was consideration of its Estimate for 2004-05 and its draft Corporate Plan for the period 2004-05 to 2008-09.

Parliamentary Accountability

7. In the 2003-04 Parliamentary Session, 35 parliamentary questions addressed to the Committee were tabled for answer in the House in the four-weekly periods of fifteen minutes shared with the Church Commissioners and the Public Accounts Commission. Of these, 19 received oral answers in the time available; the remainder, except for two questions which were withdrawn, received written answers. In addition, 18 written questions were answered.

8. Mr Peter Viggers is the member appointed by the Committee to answer parliamentary questions on its behalf. Other members of the Committee answer if he is unable to do so for any reason.

Consideration of Estimates prepared by the Electoral Commission

9. The Committee considered the Electoral Commission's Main Estimate for 2004-05 in March 2004. The Committee received statutory advice from the Treasury, in the form of a letter from the Chief Secretary, which it took into account when coming to its decision on the Estimate. It also had regard, as required by PPERA, to the Comptroller and Auditor General's report referred to in paragraph 4 above. For the first time, the Committee invited National Audit Office staff to make an oral presentation on this report before it considered the Estimate.[2]

10. The Estimate sought a Net Resource Requirement of £38.356 million, an increase of nearly £13 million on planned expenditure for 2003-04. The bulk of the planned increase was attributable to provision to cover expenditure in relation to the proposed referenda on regional assemblies. It also included further provision for expenditure on training for electoral officers for the June 2004 European Parliamentary elections, as some of the expenditure provided for in respect of 2003-04 would now fall in the following financial year.

11. The Committee approved the Estimate without modification. However, its approval was given subject to the condition that any underspend on the provision of £13.467 million for expenditure on regional referendums could only be transferred to other expenditure with the prior approval of the Committee. Within that provision, the Committee imposed a similar condition on any part of the provision of £2.4 million for referendum explanatory material which proved not to be needed as a result of designation by the Commission of lead campaigning organisations.

12. The Estimate was laid before the House of Commons by the Committee on 19 April 2004, and published as HC469 of Session 2003-04.

The Commission's Corporate Plan for 2004-05 to 2008-09

13. The Committee considered the Electoral Commission's Corporate Plan[3] for 2004-05 to 2008-09 at both its March 2004 and July 2004 meetings. As with the Estimate, the Committee received statutory advice from the Treasury, in the form of a letter from the Chief Secretary, which it took into account when reaching its decisions. It also had regard, as required by PPERA, to the Comptroller and Auditor General's report referred to in paragraph 4 above.

14. The draft Corporate Plan, as originally submitted, did not include information required by PPERA on the resources estimated to be required by the Electoral Commission during the five year period. In view of this omission, the Committee deferred consideration of the draft plan to its July meeting, to enable this deficiency to be remedied.

15. Ahead of the July meeting, the Electoral Commission submitted a revised version of the Corporate Plan, which included some basic financial data on the estimated requirement for resources over the five year period. The Committee noted that the revised Plan also demonstrated some response to comments made by the Treasury on the original version in relation to reducing the number of targets, and focussing them more on the Commission's principal objectives, and how these are to be achieved, rather than on processes. The Committee was, however, keen to see further progress in the next Corporate Plan and, in that context, noted that the Commission planned a complete review, in the autumn, of its corporate aims and objectives.

16. The final version of the Commission's Corporate Plan for 2004-05 to 2008-09 was laid before the House of Commons by the Committee on 22 July 2004. For the first time, the Corporate Plan was published as a House of Commons Paper, HC 797 of Session 2003-04.

Other matters

17. The discussion with National Audit Office staff, referred to at paragraph 9 above, led the Committee, mindful of the rapid rate of increase in the Electoral Commission's requirement for resources, to make enquiries of the Electoral Commission's Accounting Officer as to whether it would be appropriate to strengthen the Commission's internal financial controls, including appointment of a Director of Finance. Discussions between the Committee and the Commission are continuing on this important matter, which is central to maintaining the Committee's confidence that the Commission is using its resources economically, efficiently and effectively.

18. In view of the importance of the Electoral Commission's public awareness activity, the Committee has asked the Comptroller and Auditor General to look again at the Commission's expenditure on this in his report in respect of 2004-05.

19. Following on from its discussions in July about the general work of the Electoral Commission, the Committee agreed that it should initiate a review, by officials, of the Commission. The key factors behind this decision were the rapid increase in the Commission's requirement for resources and the likely continuance of this trend; criticisms of the way the Commission was perceived to discharge some of its functions; and likely future extensions of the Commission's responsibilities.

20. An underlying purpose of the review will be to seek to improve the effectiveness with which the Committee discharges its statutory functions. The Committee expects to finalise the details, and for work to begin, early in 2005.

21. The first appointments of Electoral Commissioners, namely those of Commissioners appointed in January 2001 for a period of four years, expire in January 2005. PPERA lays down a number of statutory requirements that must be complied with before a motion can be put before the House for an Address to Her Majesty seeking appointment or reappointment of an Electoral Commissioner, but the Act is silent on the procedures to be followed otherwise.

22. As the Electoral Commission is a body independent of Government, it would be inappropriate for Ministers to take the lead in this matter. In view of the statutory requirement for the Speaker to give his agreement before the appropriate motion can be moved in the House, he has taken overall charge of the process, and the Committee has offered him advice as appropriate. A motion to reappoint the two retiring Electoral Commissioners—Pamela Gordon and Sir Neil McIntosh—is currently awaiting consideration by the House.

18 January 2005



1   Under paragraph 16(1) of Schedule 1, PPERA. The corresponding report for 2001-02 was appended to the Committee's First Report, 2003, HC 140. Back

2   See the First Report, 2004, p.31-2 Back

3   Described in PPERA as a 'Five-year plan'-see Schedule 1, paragraph 15. Back


 
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Prepared 2 February 2005