|
| |
|
| |
Prevention and Control of Health Care Associated Infections |
| |
13 | Code of practice relating to health care associated infections |
| |
After section 47 of the Health and Social Care (Community Health and |
| |
Standards) Act 2003 (c. 43) (referred to in this Act as “the 2003 Act”) insert— |
| 5 |
“47A | Code of practice relating to health care associated infections |
| |
(1) | The Secretary of State may issue a code of practice— |
| |
(a) | applying to bodies within subsection (2), and |
| |
(b) | relating to the prevention and control of health care associated |
| |
infections in connection with health care provided by or for |
| 10 |
| |
(2) | The bodies within this subsection are— |
| |
(a) | English NHS bodies other than Strategic Health Authorities; |
| |
| |
| 15 |
(3) | The code may provide for provisions of the code to apply to— |
| |
(a) | such description or descriptions of bodies within subsection (2) |
| |
as may be specified in the code; |
| |
(b) | such body or bodies within that subsection as may be so |
| |
| 20 |
(4) | The code may in particular— |
| |
(a) | make such provision as the Secretary of State considers |
| |
appropriate for the purpose of safeguarding individuals |
| |
(whether receiving health care or otherwise) from the risk, or |
| |
any increased risk, of being exposed to health care associated |
| 25 |
| |
(b) | contain provisions imposing on bodies to which the provisions |
| |
apply requirements in relation to health care provided for such |
| |
bodies by other persons as well as in relation to health care |
| |
| 30 |
| |
(a) | operate by reference to provisions of other documents specified |
| |
in it (whether published by the Secretary of State or otherwise); |
| |
(b) | provide for any reference in it to such a document to take effect |
| |
as a reference to that document as revised from time to time; |
| 35 |
(c) | make different provision for different cases or circumstances. |
| |
(6) | Nothing in subsections (3) to (5) is to be read as prejudicing the |
| |
generality of subsection (1). |
| |
(7) | The Secretary of State must keep the code under review and may from |
| |
| 40 |
(a) | revise the whole or any part of the code, and |
| |
(b) | issue a revised code. |
| |
(8) | In this section “health care associated infection” means any infection to |
| |
which an individual may be exposed in circumstances where— |
| |
|
| |
|
| |
|
(a) | health care is being, or has been, provided to that or any other |
| |
| |
(b) | the risk of exposure to the infection is directly or indirectly |
| |
attributable to the provision of the health care. |
| |
(9) | But subsection (8) does not include an infection to which the individual |
| 5 |
is deliberately exposed as part of any health care. |
| |
(10) | Any reference in this Part to a code of practice issued under this section |
| |
includes a revised code issued under it. |
| |
| |
(1) | Where the Secretary of State proposes to issue a code of practice under |
| 10 |
| |
(a) | prepare a draft of the code, and |
| |
(b) | consult such persons as he considers appropriate about the |
| |
| |
(2) | Where the Secretary of State proposes to issue a revised code under |
| 15 |
section 47A which in his opinion would result in a substantial change |
| |
| |
(a) | prepare a draft of the revised code, and |
| |
(b) | consult such persons as he considers appropriate about the |
| |
| 20 |
(3) | Where, following consultation under subsection (1) or (2), the Secretary |
| |
of State issues the code or revised code (whether in the form of the draft |
| |
or with such modifications as he thinks fit), it comes into force at the |
| |
time when it is issued by the Secretary of State. |
| |
| 25 |
(a) | any document by reference to whose provisions the code |
| |
operates as mentioned in section 47A(5)(a) and (b) is a |
| |
document published by the Secretary of State in connection |
| |
with his functions relating to health, |
| |
(b) | the Secretary of State proposes to revise the document, and |
| 30 |
(c) | in the opinion of the Secretary of State, the revision would result |
| |
in a substantial change in the code, |
| |
| the Secretary of State must, before revising the document, consult such |
| |
persons as he considers appropriate about the change. |
| |
| 35 |
(a) | any document by reference to whose provisions the code |
| |
operates as mentioned in section 47A(5)(a) and (b) is not one to |
| |
which subsection (4)(a) above applies, |
| |
(b) | the document is revised, and |
| |
(c) | in the opinion of the Secretary of State, the revision results in a |
| 40 |
substantial change in the code, |
| |
| the Secretary of State must consult such persons as he considers |
| |
appropriate about whether the code should be revised in connection |
| |
| |
(6) | Consultation undertaken by the Secretary of State before the |
| 45 |
commencement of this section is as effective for the purposes of this |
| |
section as consultation undertaken after that time. |
| |
|
| |
|
| |
|
47C | Effect of code under section 47A |
| |
(1) | Where any provisions of a code of practice issued under section 47A |
| |
apply to an NHS body, the body must observe those provisions in |
| |
discharging its duty under section 45. |
| |
(2) | A failure to observe any provision of a code of practice issued under |
| 5 |
section 47A does not of itself make a person liable to any criminal or |
| |
| |
(3) | A code of practice issued under section 47A is admissible in evidence |
| |
in any criminal or civil proceedings.” |
| |
14 | Code of practice: effects on existing functions of Commission for Healthcare |
| 10 |
| |
(1) | Sections 50 to 52 and 54 of the 2003 Act are amended as follows. |
| |
(2) | In section 50 (annual reviews), for subsection (4) substitute— |
| |
“(4) | In exercising its functions under this section in relation to any health |
| |
care, the CHAI must take into account— |
| 15 |
(a) | the standards set out in statements published under section 46, |
| |
| |
(b) | any code of practice issued under section 47A. |
| |
(4A) | In conducting a review under subsection (1) in relation to a particular |
| |
body to which provisions of such a code apply, the CHAI must |
| 20 |
accordingly consider (among other things) the extent, if any, to which |
| |
those provisions are being observed by the body.” |
| |
(3) | In section 51 (reviews: England and Wales), in subsection (4)(a) after “section |
| |
46” insert “and any code of practice issued under section 47A”. |
| |
(4) | In section 52 (reviews and investigations: England), for subsection (3) |
| 25 |
| |
“(3) | The CHAI has the function of conducting reviews of— |
| |
(a) | the arrangements made by English NHS bodies and cross- |
| |
border SHAs for the purpose of discharging their duty under |
| |
| 30 |
(b) | the arrangements made by particular bodies within paragraph |
| |
(a) for the purpose of discharging that duty.” |
| |
(5) | For section 52(5) substitute— |
| |
“(5) | In exercising its functions under this section in relation to any health |
| |
care, the CHAI must take into account— |
| 35 |
(a) | the standards set out in statements published under section 46, |
| |
| |
(b) | any code of practice issued under section 47A. |
| |
(5A) | In conducting a review under subsection (3) in relation to a particular |
| |
body to which provisions of such a code apply, the CHAI must |
| 40 |
accordingly consider (among other things) the extent, if any, to which |
| |
those provisions are being observed by the body.” |
| |
|
| |
|
| |
|
(6) | In section 54 (functions relating to Secretary of State and Assembly), in |
| |
subsection (2) after “section 46 or 47” insert “, or any code of practice issued |
| |
| |
15 | Code of practice: improvement notices |
| |
After section 53 of the 2003 Act insert— |
| 5 |
“53A | Failings in connection with code under section 47A: improvement |
| |
| |
(1) | This section applies where, following such a review or investigation as |
| |
is mentioned in section 53(1), the CHAI— |
| |
(a) | is of the view that any provisions of a code of practice issued |
| 10 |
under section 47A and applying to an English NHS body or a |
| |
cross-border SHA are not being observed in any material |
| |
respect in relation to the provision of health care by or for the |
| |
| |
(b) | having regard to all the circumstances, is not of the view that it |
| 15 |
is required to make a report under section 53(2) (or, if relevant, |
| |
| |
(2) | The CHAI may serve a notice under this section (an “improvement |
| |
notice”) on the body in respect of the failure to observe the code, if it |
| |
considers that serving the notice is the most appropriate course of |
| 20 |
action for it to take with a view to securing that the failure is remedied. |
| |
(3) | An improvement notice must— |
| |
(a) | state that the CHAI has formed the view mentioned in |
| |
subsection (1)(a) in relation to the provision of health care by or |
| |
for the body, giving particulars of the material respect in which |
| 25 |
the CHAI considers that the provisions of the code are not being |
| |
observed as mentioned in that subsection, |
| |
(b) | state the CHAI’s reasons for its view, and |
| |
(c) | require the body to remedy the failure to observe the code, and |
| |
to do so within such period as is specified in the notice. |
| 30 |
(4) | An improvement notice may (but need not) include a recommendation |
| |
by the CHAI as to the way in which the failure should be remedied. |
| |
(5) | An improvement notice may relate to more than one failure within |
| |
subsection (1)(a), and in such a case— |
| |
(a) | subsections (2) to (4) and section 53B apply separately in |
| 35 |
relation to each such failure, but |
| |
(b) | any report required by that section may relate to more than one |
| |
| |
(6) | Where the CHAI serves an improvement notice on a body under this |
| |
section, the CHAI must notify the Secretary of State and— |
| 40 |
(a) | the regulator, if the body is an NHS foundation trust, and |
| |
(b) | any relevant Strategic Health Authority, if the body is a Primary |
| |
Care Trust or an NHS trust. |
| |
(7) | In this section and section 53B “relevant Strategic Health Authority” |
| |
| 45 |
|
| |
|
| |
|
(a) | in relation to a Primary Care Trust, any Strategic Health |
| |
Authority whose area includes any part of the Trust’s area; |
| |
(b) | in relation to an NHS Trust (other than one responsible for |
| |
providing ambulance services), the Strategic Health Authority |
| |
in whose area all or most of the Trust’s hospitals, |
| 5 |
establishments or facilities are situated; |
| |
(c) | in relation to an NHS Trust responsible for providing |
| |
ambulance services, the Strategic Health Authority in whose |
| |
area the headquarters establishment responsible for the control |
| |
of those services is situated. |
| 10 |
(8) | Subsection (9) applies where— |
| |
(a) | an improvement notice is served on a body in respect of a |
| |
particular failure to observe a code of practice issued under |
| |
| |
(b) | a review under section 52(3)(b) is conducted by the CHAI in |
| 15 |
pursuance of section 53B(4)(a) with a view to assessing the |
| |
body’s compliance with the notice. |
| |
(9) | In such a case subsection (1)— |
| |
(a) | does not apply in relation to that review so as to enable the |
| |
CHAI to serve a further improvement notice on that body in |
| 20 |
respect of that failure; but |
| |
(b) | does apply in relation to that review so as to enable the CHAI (if |
| |
the conditions in subsections (1) and (2) are satisfied) to serve an |
| |
improvement notice on that body in respect of a different failure |
| |
| 25 |
53B | Code of practice: action by CHAI following service of improvement |
| |
| |
(1) | This section applies where the CHAI has served an improvement notice |
| |
on a body under section 53A. |
| |
(2) | If, before the end of the specified period— |
| 30 |
(a) | the body requests the CHAI to extend that period, and |
| |
(b) | the CHAI considers that there are exceptional circumstances |
| |
which justify its extending that period by a further period of |
| |
| |
| the CHAI may, by a notice served on the body, extend the specified |
| 35 |
period by that further period. |
| |
(3) | In this section “the specified period” means— |
| |
(a) | the period specified under section 53A(3)(c), or |
| |
(b) | if that period has been extended under subsection (2) above, |
| |
that period as so extended. |
| 40 |
(4) | Where the specified period has ended or the body notifies the CHAI |
| |
before the end of that period that it has complied with the improvement |
| |
| |
(a) | conduct a review under section 52(3)(b) with a view to assessing |
| |
the body’s compliance with the notice, and |
| 45 |
(b) | then comply with subsection (5) or (6); |
| |
|
| |
|
| |
|
| and the making of any report in accordance with subsection (5) or (6) is |
| |
to be taken as satisfying the requirement to publish a report under |
| |
section 52(7) in respect of the review. |
| |
| |
(a) | remains of the view that the relevant provisions of the code are |
| 5 |
not being observed in any material respect in relation to the |
| |
provision of health care by or for the body, and |
| |
(b) | having regard to all the circumstances, is of the view that it is |
| |
required to make a report under section 53(2) (and, if relevant, |
| |
| 10 |
| the CHAI must accordingly make a report under that provision (or, as |
| |
the case may be, under each of those provisions). |
| |
(6) | If the CHAI does not make any such report or reports, it must instead |
| |
| |
(a) | to the Secretary of State, and |
| 15 |
(b) | (if the body is an NHS foundation trust) to the regulator, |
| |
| setting out the matters mentioned in subsection (7) or (8). |
| |
(7) | If the CHAI is of the view that the relevant provisions of the code are |
| |
being observed in relation to the provision of health care by or for the |
| |
| 20 |
(a) | that the CHAI is of that view, and |
| |
(b) | its reasons for that view. |
| |
(8) | If the CHAI is of the view that the relevant provisions of the code are |
| |
not being so observed in any respect (material or otherwise), the |
| |
| 25 |
(a) | that the CHAI is of that view, |
| |
(b) | its reasons for that view, |
| |
(c) | if its view is that those provisions are not being observed in any |
| |
material respect, its reasons for not forming the view mentioned |
| |
in subsection (5)(b), and |
| 30 |
(d) | (whether or not paragraph (c) applies) any action which it |
| |
proposes to take in relation to the body in connection with the |
| |
failure to observe the code. |
| |
(9) | The CHAI must send a copy of any report made by it in accordance |
| |
with subsection (5) or (6) in relation to a Primary Care Trust or an NHS |
| 35 |
trust to the relevant Strategic Health Authority. |
| |
(10) | In this section “the relevant provisions of the code” means the |
| |
provisions of the code in relation to which the CHAI formed the view |
| |
mentioned in section 53A(1)(a).” |
| |
|
| |
|
| |
|
| |
Drugs, Medicines and Pharmacies |
| |
| |
Supervision of management and use of controlled drugs |
| |
16 | Accountable officers and their responsibilities as to controlled drugs |
| 5 |
(1) | The relevant authority may by regulations make provision for or in connection |
| |
with requiring designated bodies to nominate or appoint persons who are to |
| |
have prescribed responsibilities in relation to the safe, appropriate and |
| |
effective management and use of controlled drugs in connection with— |
| |
(a) | activities carried on by or on behalf of the designated bodies, and |
| 10 |
(b) | activities carried on by or on behalf of bodies or persons providing |
| |
services under arrangements made with the designated bodies. |
| |
(2) | The person who is to be so nominated or appointed by a designated body is to |
| |
be known as its accountable officer. |
| |
| This is subject to any regulations made by virtue of subsection (5)(e). |
| 15 |
(3) | In this Chapter “designated body” means— |
| |
(a) | a body falling within any description of bodies prescribed as |
| |
designated bodies for the purposes of this section, or |
| |
(b) | a body prescribed as a responsible body for those purposes. |
| |
(4) | The bodies that may be prescribed as designated bodies for the purposes of this |
| 20 |
section are bodies appearing to the relevant authority— |
| |
(a) | to be directly or indirectly concerned with the provision of health care |
| |
(whether or not for the purposes of the health service), or |
| |
(b) | to be otherwise carrying on activities that involve, or may involve, the |
| |
supply or administration of controlled drugs. |
| 25 |
(5) | Regulations under this section may make provision— |
| |
(a) | for conditions that must be satisfied in relation to a person if he is to be |
| |
nominated or appointed by a designated body as the body’s |
| |
| |
(b) | for a single person to be nominated or appointed as the accountable |
| 30 |
officer for each of two or more designated bodies where those bodies |
| |
are satisfied as to the prescribed matters; |
| |
(c) | requiring a designated body that has an accountable officer to provide |
| |
the officer with funds and other resources necessary for enabling the |
| |
officer to discharge his responsibilities as accountable officer for the |
| 35 |
| |
(d) | for ensuring that an accountable officer, in discharging his |
| |
responsibilities, has regard to best practice in relation to the use of |
| |
| |
(e) | for the persons required to be nominated or appointed as mentioned in |
| 40 |
subsection (1) to be known by such name as is prescribed; |
| |
(f) | for making such amendments of any enactment as appear to the |
| |
relevant authority to be required in connection with any provision |
| |
made in pursuance of paragraph (e); |
| |
|
| |
|