|
| |
|
8 | Fixed penalties for offence of smoking in smoke-free place |
| |
(1) | An authorised officer of an enforcement authority (see section 10) who has |
| |
reason to believe that a person has committed an offence under section 7(2) on |
| |
premises, or in a place or vehicle, in relation to which the authorised officer has |
| |
functions may give him a penalty notice in respect of the offence. |
| 5 |
(2) | A penalty notice is a notice offering a person the opportunity to discharge any |
| |
liability to conviction for the offence to which the notice relates by paying a |
| |
penalty in accordance with this Part. |
| |
(3) | Schedule 1 makes further provision about fixed penalties. |
| |
9 | Offence of failing to prevent smoking in smoke-free place |
| 10 |
(1) | It is the duty of any person who controls or is concerned in the management of |
| |
smoke-free premises to cause a person smoking there to stop smoking. |
| |
(2) | Regulations made by the appropriate national authority may provide for a |
| |
duty corresponding to that mentioned in subsection (1) in relation to— |
| |
(a) | places which are smoke-free by virtue of section 4, |
| 15 |
(b) | vehicles which are smoke-free by virtue of section 5. |
| |
| The duty is to be imposed on persons or descriptions of person specified in the |
| |
| |
(3) | A person who fails to comply with the duty in subsection (1), or any |
| |
corresponding duty in regulations under subsection (2), commits an offence. |
| 20 |
(4) | It is a defence for a person charged with an offence under subsection (3) to |
| |
| |
(a) | that he took reasonable steps to cause the person in question to stop |
| |
| |
(b) | that he did not know, and could not reasonably have been expected to |
| 25 |
know, that the person in question was smoking, or |
| |
(c) | that on other grounds it was reasonable for him not to comply with the |
| |
| |
(5) | If a person charged with an offence under this section relies on a defence in |
| |
subsection (4), and evidence is adduced which is sufficient to raise an issue |
| 30 |
with respect to that defence, the court must assume that the defence is satisfied |
| |
unless the prosecution proves beyond reasonable doubt that it is not. |
| |
(6) | A person guilty of an offence under this section is liable on summary |
| |
conviction to a fine not exceeding a level on the standard scale specified in |
| |
regulations made by the Secretary of State. |
| 35 |
(7) | The references in this section, however expressed, to premises, places or |
| |
vehicles which are smoke-free, are to those premises, places or vehicles so far |
| |
as they are smoke-free under or by virtue of this Part. |
| |
|
| |
|
| |
|
| |
| |
(1) | The appropriate national authority may make regulations designating the |
| |
bodies or descriptions of body which are to be enforcement authorities for the |
| |
| 5 |
| |
(a) | must specify the descriptions of premises, place or vehicle in relation to |
| |
which an enforcement authority has enforcement functions, |
| |
(b) | may provide for a case being dealt with by one enforcement authority |
| |
to be transferred (or further transferred, or transferred back) to, and |
| 10 |
taken over by, another enforcement authority. |
| |
(3) | It is the duty of an enforcement authority to enforce, as respects the premises, |
| |
places and vehicles in relation to which it has enforcement functions, the |
| |
provisions of this Part and regulations made under it. |
| |
(4) | The appropriate national authority may direct, in relation to cases of a |
| 15 |
particular description or a particular case, that any duty imposed on an |
| |
enforcement authority by subsection (3) is to be discharged instead by the |
| |
appropriate national authority. |
| |
(5) | In this Part, “authorised officer”, in relation to an enforcement authority, means |
| |
any person (whether or not an officer of the authority) who is authorised by it |
| 20 |
in writing, either generally or specially, to act in matters arising under this Part. |
| |
(6) | If regulations under this section so provide, no person is to be so authorised |
| |
unless he has such qualifications as are prescribed by the regulations. |
| |
(7) | Schedule 2 makes provision about powers of entry, etc. |
| |
11 | Obstruction etc. of officers |
| 25 |
(1) | Any person who intentionally obstructs an authorised officer of an |
| |
enforcement authority, acting in the exercise of his functions under or by virtue |
| |
of this Part, commits an offence. |
| |
(2) | Any person who without reasonable cause fails to give to an authorised officer |
| |
of an enforcement authority, acting in the exercise of his functions under or by |
| 30 |
virtue of this Part, any facilities, assistance or information which the authorised |
| |
officer reasonably requires of him for the performance of those functions |
| |
| |
(3) | A person commits an offence if, in purported compliance with any |
| |
requirement of an authorised officer mentioned in subsection (2)— |
| 35 |
(a) | he makes a statement which is false or misleading, and |
| |
(b) | he either knows that it is false or misleading or is reckless as to whether |
| |
it is false or misleading. |
| |
| “False or misleading” means false or misleading in a material particular. |
| |
(4) | A person guilty of an offence under this section is liable on summary |
| 40 |
conviction to a fine not exceeding level 3 on the standard scale. |
| |
(5) | If a direction of the appropriate national authority has effect under section |
| |
10(4), this section has effect, in relation to any case or case of a description |
| |
|
| |
|
| |
|
specified in the direction, as if references to an authorised officer of an |
| |
enforcement authority were to a person acting on behalf of the appropriate |
| |
| |
| |
12 | Interpretation and territorial sea |
| 5 |
| |
“authorised officer” has the meaning given by section 10(5), |
| |
“premises” includes a tent, and (if not a ship within the meaning of the |
| |
Merchant Shipping Act 1995 (c. 21)) a moveable structure and an |
| |
offshore installation (as defined in regulation 3 of the Offshore |
| 10 |
Installations and Pipeline Works (Management and Administration) |
| |
Regulations 1995 (S.I. 1995/738)), |
| |
“specified”, in relation to regulations, means specified in the regulations, |
| |
“vehicle” is to be construed in accordance with section 5(5). |
| |
(2) | The appropriate national authority may by order provide for the definition of |
| 15 |
“premises” in subsection (1) to be read as if a reference to another enactment |
| |
were substituted for the reference to regulation 3 of the Offshore Installations |
| |
and Pipeline Works (Management and Administration) Regulations 1995. |
| |
| |
(a) | has effect in relation to the territorial sea adjacent to England as it has |
| 20 |
effect in relation to England, and |
| |
(b) | has effect in relation to the territorial sea adjacent to Wales as it has |
| |
effect in relation to Wales. |
| |
(4) | The following have effect for the purposes of subsection (3) if or in so far as |
| |
expressed to apply for the general or residual purposes of the Act in question |
| 25 |
or for the purposes of this section— |
| |
(a) | an Order in Council under section 126(2) of the Scotland Act 1998 |
| |
| |
(b) | an order or Order in Council under or by virtue of section 155(2) of the |
| |
Government of Wales Act 1998 (c. 38). |
| 30 |
| |
Prevention and Control of Health Care Associated Infections |
| |
13 | Code of practice relating to health care associated infections |
| |
After section 47 of the Health and Social Care (Community Health and |
| |
Standards) Act 2003 (c. 43) (referred to in this Act as “the 2003 Act”) insert— |
| 35 |
“47A | Code of practice relating to health care associated infections |
| |
(1) | The Secretary of State may issue a code of practice— |
| |
(a) | applying to bodies within subsection (2), and |
| |
(b) | relating to the prevention and control of health care associated |
| |
infections in connection with health care provided by or for |
| 40 |
| |
(2) | The bodies within this subsection are— |
| |
|
| |
|
| |
|
(a) | English NHS bodies other than Strategic Health Authorities; |
| |
| |
| |
(3) | The code may provide for provisions of the code to apply to— |
| |
(a) | such description or descriptions of bodies within subsection (2) |
| 5 |
as may be specified in the code; |
| |
(b) | such body or bodies within that subsection as may be so |
| |
| |
(4) | The code may in particular— |
| |
(a) | make such provision as the Secretary of State considers |
| 10 |
appropriate for the purpose of safeguarding individuals |
| |
(whether receiving health care or otherwise) from the risk, or |
| |
any increased risk, of being exposed to health care associated |
| |
| |
(b) | contain provisions imposing on bodies to which the provisions |
| 15 |
apply requirements in relation to health care provided for such |
| |
bodies by other persons as well as in relation to health care |
| |
| |
| |
(a) | operate by reference to provisions of other documents specified |
| 20 |
in it (whether published by the Secretary of State or otherwise); |
| |
(b) | provide for any reference in it to such a document to take effect |
| |
as a reference to that document as revised from time to time; |
| |
(c) | make different provision for different cases or circumstances. |
| |
(6) | Nothing in subsections (3) to (5) is to be read as prejudicing the |
| 25 |
generality of subsection (1). |
| |
(7) | The Secretary of State must keep the code under review and may from |
| |
| |
(a) | revise the whole or any part of the code, and |
| |
(b) | issue a revised code. |
| 30 |
(8) | In this section “health care associated infection” means any infection to |
| |
which an individual may be exposed in circumstances where— |
| |
(a) | health care is being, or has been, provided to that or any other |
| |
| |
(b) | the risk of exposure to the infection is directly or indirectly |
| 35 |
attributable to the provision of the health care. |
| |
(9) | But subsection (8) does not include an infection to which the individual |
| |
is deliberately exposed as part of any health care. |
| |
(10) | Any reference in this Part to a code of practice issued under this section |
| |
includes a revised code issued under it. |
| 40 |
| |
(1) | Where the Secretary of State proposes to issue a code of practice under |
| |
| |
(a) | prepare a draft of the code, and |
| |
(b) | consult such persons as he considers appropriate about the |
| 45 |
| |
|
| |
|
| |
|
(2) | Where the Secretary of State proposes to issue a revised code under |
| |
section 47A which in his opinion would result in a substantial change |
| |
| |
(a) | prepare a draft of the revised code, and |
| |
(b) | consult such persons as he considers appropriate about the |
| 5 |
| |
(3) | Where, following consultation under subsection (1) or (2), the Secretary |
| |
of State issues the code or revised code (whether in the form of the draft |
| |
or with such modifications as he thinks fit), it comes into force at the |
| |
time when it is issued by the Secretary of State. |
| 10 |
| |
(a) | any document by reference to whose provisions the code |
| |
operates as mentioned in section 47A(5)(a) and (b) is a |
| |
document published by the Secretary of State in connection |
| |
with his functions relating to health, |
| 15 |
(b) | the Secretary of State proposes to revise the document, and |
| |
(c) | in the opinion of the Secretary of State, the revision would result |
| |
in a substantial change in the code, |
| |
| the Secretary of State must, before revising the document, consult such |
| |
persons as he considers appropriate about the change. |
| 20 |
| |
(a) | any document by reference to whose provisions the code |
| |
operates as mentioned in section 47A(5)(a) and (b) is not one to |
| |
which subsection (4)(a) above applies, |
| |
(b) | the document is revised, and |
| 25 |
(c) | in the opinion of the Secretary of State, the revision results in a |
| |
substantial change in the code, |
| |
| the Secretary of State must consult such persons as he considers |
| |
appropriate about whether the code should be revised in connection |
| |
| 30 |
(6) | Consultation undertaken by the Secretary of State before the |
| |
commencement of this section is as effective for the purposes of this |
| |
section as consultation undertaken after that time. |
| |
47C | Effect of code under section 47A |
| |
(1) | Where any provisions of a code of practice issued under section 47A |
| 35 |
apply to an NHS body, the body must observe those provisions in |
| |
discharging its duty under section 45. |
| |
(2) | A failure to observe any provision of a code of practice issued under |
| |
section 47A does not of itself make a person liable to any criminal or |
| |
| 40 |
(3) | A code of practice issued under section 47A is admissible in evidence |
| |
in any criminal or civil proceedings.” |
| |
14 | Code of practice: effects on existing functions of Commission for Healthcare |
| |
| |
(1) | Sections 50 to 52 and 54 of the 2003 Act are amended as follows. |
| 45 |
|
| |
|
| |
|
(2) | In section 50 (annual reviews), for subsection (4) substitute— |
| |
“(4) | In exercising its functions under this section in relation to any health |
| |
care, the CHAI must take into account— |
| |
(a) | the standards set out in statements published under section 46, |
| |
| 5 |
(b) | any code of practice issued under section 47A. |
| |
(4A) | In conducting a review under subsection (1) in relation to a particular |
| |
body to which provisions of such a code apply, the CHAI must |
| |
accordingly consider (among other things) the extent, if any, to which |
| |
those provisions are being observed by the body.” |
| 10 |
(3) | In section 51 (reviews: England and Wales), in subsection (4)(a) after “section |
| |
46” insert “and any code of practice issued under section 47A”. |
| |
(4) | In section 52 (reviews and investigations: England), for subsection (3) |
| |
| |
“(3) | The CHAI has the function of conducting reviews of— |
| 15 |
(a) | the arrangements made by English NHS bodies and cross- |
| |
border SHAs for the purpose of discharging their duty under |
| |
| |
(b) | the arrangements made by particular bodies within paragraph |
| |
(a) for the purpose of discharging that duty.” |
| 20 |
(5) | For section 52(5) substitute— |
| |
“(5) | In exercising its functions under this section in relation to any health |
| |
care, the CHAI must take into account— |
| |
(a) | the standards set out in statements published under section 46, |
| |
| 25 |
(b) | any code of practice issued under section 47A. |
| |
(5A) | In conducting a review under subsection (3) in relation to a particular |
| |
body to which provisions of such a code apply, the CHAI must |
| |
accordingly consider (among other things) the extent, if any, to which |
| |
those provisions are being observed by the body.” |
| 30 |
(6) | In section 54 (functions relating to Secretary of State and Assembly), in |
| |
subsection (2) after “section 46 or 47” insert “, or any code of practice issued |
| |
| |
15 | Code of practice: improvement notices |
| |
After section 53 of the 2003 Act insert— |
| 35 |
“53A | Failings in connection with code under section 47A: improvement |
| |
| |
(1) | This section applies where, following such a review or investigation as |
| |
is mentioned in section 53(1), the CHAI— |
| |
(a) | is of the view that any provisions of a code of practice issued |
| 40 |
under section 47A and applying to an English NHS body or a |
| |
cross-border SHA are not being observed in any material |
| |
respect in relation to the provision of health care by or for the |
| |
| |
|
| |
|
| |
|
(b) | having regard to all the circumstances, is not of the view that it |
| |
is required to make a report under section 53(2) (or, if relevant, |
| |
| |
(2) | The CHAI may serve a notice under this section (an “improvement |
| |
notice”) on the body in respect of the failure to observe the code, if it |
| 5 |
considers that serving the notice is the most appropriate course of |
| |
action for it to take with a view to securing that the failure is remedied. |
| |
(3) | An improvement notice must— |
| |
(a) | state that the CHAI has formed the view mentioned in |
| |
subsection (1)(a) in relation to the provision of health care by or |
| 10 |
for the body, giving particulars of the material respect in which |
| |
the CHAI considers that the provisions of the code are not being |
| |
observed as mentioned in that subsection, |
| |
(b) | state the CHAI’s reasons for its view, and |
| |
(c) | require the body to remedy the failure to observe the code, and |
| 15 |
to do so within such period as is specified in the notice. |
| |
(4) | An improvement notice may (but need not) include a recommendation |
| |
by the CHAI as to the way in which the failure should be remedied. |
| |
(5) | An improvement notice may relate to more than one failure within |
| |
subsection (1)(a), and in such a case— |
| 20 |
(a) | subsections (2) to (4) and section 53B apply separately in |
| |
relation to each such failure, but |
| |
(b) | any report required by that section may relate to more than one |
| |
| |
(6) | Where the CHAI serves an improvement notice on a body under this |
| 25 |
section, the CHAI must notify the Secretary of State and— |
| |
(a) | the regulator, if the body is an NHS foundation trust, and |
| |
(b) | any relevant Strategic Health Authority, if the body is a Primary |
| |
Care Trust or an NHS trust. |
| |
(7) | In this section and section 53B “relevant Strategic Health Authority” |
| 30 |
| |
(a) | in relation to a Primary Care Trust, any Strategic Health |
| |
Authority whose area includes any part of the Trust’s area; |
| |
(b) | in relation to an NHS Trust (other than one responsible for |
| |
providing ambulance services), the Strategic Health Authority |
| 35 |
in whose area all or most of the Trust’s hospitals, |
| |
establishments or facilities are situated; |
| |
(c) | in relation to an NHS Trust responsible for providing |
| |
ambulance services, the Strategic Health Authority in whose |
| |
area the headquarters establishment responsible for the control |
| 40 |
of those services is situated. |
| |
(8) | Subsection (9) applies where— |
| |
(a) | an improvement notice is served on a body in respect of a |
| |
particular failure to observe a code of practice issued under |
| |
| 45 |
(b) | a review under section 52(3)(b) is conducted by the CHAI in |
| |
pursuance of section 53B(4)(a) with a view to assessing the |
| |
body’s compliance with the notice. |
| |
|
| |
|