Select Committee on Constitutional Affairs Minutes of Evidence


Examination of Witnesses (Questions 20-39)

BARONESS PRASHAR CBE, RT HON LORD JUSTICE AULD AND SARA NATHAN

18 JULY 2006

  Q20  Julie Morgan: Do you anticipate that this will be a slow process?

  Baroness Prashar: We very much anticipate there to be a change and, if I may say so, from the discussions I have had with a whole range of organisations, ranging from women judges to the Society of Black Lawyers or black solicitors, I think they already feel that because it is an independent Commission they can relate to it. I think it is very important that we do that outreach, we are seen to be open, that our processes are clear, and that is why we are working very hard to make sure that there is clarity, that our processes are not daunting, and the sense I get, this is again from the first three months, is that people will come forward.

  Q21  Jeremy Wright: I just wanted to explore a little bit further the difference in what you were saying there between achieving equality of opportunity for judicial applicants and achieving a different outcome in terms of the application process. I understood you to say earlier on, particularly when you were answering questions from Mr Tyrie, that what your intention was was to widen the pool of judicial applicants, to bring in people who would not ordinarily think about applying for judicial office into that pool, but not to allow the system to operate on any other basis than pure merit to decide who from that pool becomes a judge or holds a judicial appointment. I just wanted to be clear about that because I thought I detected in what you were saying that you wanted to ensure also that the outcome, in other words the judicial appointments that were made, also reflected diversity. I just wanted to be clear about that because you will appreciate there is a difference between saying let us make sure there is a wide pool, a diverse pool and anyone who could possibly wish to become a judge has the opportunity to become so, but then would it be appropriate (or would it not) to step back from that process to ensure it operates fairly but that the outcome of who gets a judicial office might not necessarily reflect diversity because it is simply done on merit. Is there a dichotomy there?

  Baroness Prashar: Let me be very clear what I am saying. Our first objective is inevitably to make sure that we widen the pool of applicants. Once we have widened the pool of applicants we have to make sure they are appointed on merit but that there is no bias in our processes that disadvantages any particular group, be that minorities, women, whatever. In other words, merit is our benchmark and I do not see a tension between merit and diversity. If you are saying to me will we in any way eschew the merit criterion to skew the outcome? No, merit is merit. The point really is we have to make sure that people who apply are not in any way disadvantaged by the selection process. If we find that the outcomes are not reflecting the number of applicants because that is the measurement, we would then begin to look at what is going wrong and take the necessary steps. I really do not think there is any contradiction in what I am saying.

  Q22  Jeremy Wright: I suppose my point was why should there be anything going wrong if, in a sense, you were to have achieved stage one and widened the pool of applicants but the same number of people from an ethnic minority background or who were female became judicial appointments, that would not necessarily demonstrate, would it, (or would it) that the system was not working properly? There still might be the possibility that you widen the pool but the percentage in terms of final judicial applicants was exactly the same. That would not demonstrate failure for the organisation, would it?

  Baroness Prashar: But then we will look at the reasons why that is happening. In my book it is very important to analyse why we are not getting the outcome that we think we should get and what is going wrong. It is only through constant monitoring and analysing that we will actually take steps.

  Q23  Chairman: Some people argue that it is a merit to add to the bench your background if that is different from the current predominant make-up. There is actually a merit argument in appointing someone who, other things being equal, adds to the diversity or reduces the extent to which the bench is not representative of society as a whole. Do you see that as a merit?

  Baroness Prashar: What we see as a merit is an understanding of the community within which you are operating.

  Q24  Chairman: That is a different concept. Anyone can have that, whatever their background.

  Baroness Prashar: In other words, that is very important because if you just say just because you happen to be, let us say, of Asian origin but you do not fulfil the other criteria, that is not appointing on merit, and therefore in the generic qualities to be a judge, the part of that is understanding the community in which you are operating is very important.

  Q25  Mr Tyrie: I think I have understood you to say in response to Jeremy Wright that if, having expanded the pool, you are still getting a similar proportion of appointments from different groups that you might consider this to be an outcome other than the one that you think you should get. I think that was the phrase you used and I wrote it down. What is that outcome that you think you should get?

  Baroness Prashar: Let me repeat what I am saying because I think we need to be very clear. We are increasing the pool of applicants and making sure that it is a diverse pool. The candidates will be assessed on merit, which we all agree. If we find that the increased pool does not actually give us the desired outcome, does not increase the diversity of the applicants who are successful, that really means that we ask some questions as to why that is the case. It seems to me to be logical to do that.

  Q26  Mr Tyrie: What is the desired outcome? The same question I have just asked.

  Baroness Prashar: The desired outcome is that the judiciary becomes more diverse and therefore to me the logic is if you are getting a diverse range of people applying it means people will come through the process and therefore there will be people from more diverse backgrounds, be that Afro-Caribbeans, Asians, government lawyers, academics, women and so on.

  Q27  Mr Tyrie: More diverse up to what point?

  Baroness Prashar: I am not in the business of setting up quotas, if that is what you are really looking at.

  Q28  Mr Tyrie: I am examining what you are telling me.

  Baroness Prashar: I am not looking at quotas because it will be what will be the eligible pool and therefore who is applying because not everybody who is eligible to apply will want to be a judge.

  Q29  Mr Tyrie: We have discussed the pool. It is this outcome I am asking you questions about. I am trying to clarify what the end point is. What is your end, desired outcome? To say it is more of something is, if I may say so, fairly fluffy, to say the least.

  Baroness Prashar: As I said to you earlier, this is my emerging thinking. I am not willing at this stage to give you figures or numbers, if that is what you are after, because we have really not got to that stage yet and we need to work stage-by-stage. I am sharing with you the approach that we are adopting and three months into our young life I am not going to give you figures and numbers because we have not even really got the baseline.

  Q30  Mr Tyrie: I have not asked you for numbers. I have just asked you for an explanation of your thinking about the phrase the "outcome that you think you should get", your desired outcome. To be quite frank, I do not feel I have yet had much of an answer.

  Sara Nathan: There is an eligible pool. From the eligible pool we would hope that the applicants would be somewhat more diverse than they are at the moment, using the four criteria I mentioned earlier. If having achieved that, and that in itself would be a bit of a move, we find that the processes that we have instituted do not deliver to us an outcome that more or less reflects not society as a whole (because we cannot do much about that) but the range across the people who have applied, then we will have to look at the processes and see if there is something distorting in our processes that means that some group is grossly over or under-represented. That does not mean that each individual appointment will not be made on merit.

  Q31  Mr Tyrie: If I can clarify, your desired outcome is therefore an outcome in terms of appointment that broadly reflects the ratios of the applicants?

  Sara Nathan: If it was very different from that then we would have to examine our processes to see if they were correct.

  Q32  Mr Tyrie: Have I got that roughly right?

  Sara Nathan: Roughly but to go back a bit, it would be great if society and indeed the eligible pool were reflected. We cannot do much about that. All we can do is to take from the application process and make sure that is fair so that we come out, to some extent, not representative, that is not the right word, but reflecting the pool that went in.

  Mr Tyrie: Thank you.

  Q33  Keith Vaz: This all sounds rather confused. You are getting very defensive when Mr Tyrie is merely trying to ask you questions on benchmarks. We have a situation where the Lord Chancellor has made it very clear he wants more diversity and what does he do about it? He goes out and he appoints women to the Court of Appeal and into the House of Lords; he makes positive decisions to do this. It sounds to me that you do not really have any strategy. You like the word "diversity". You want to make the judiciary more diverse. It is like: "It is a hot day today and we all need more ice creams, but we do not know how many." What we are concerned about is that the positive steps that have been taken so far by the Lord Chancellor are repeated by your Committee when you deal with making the judiciary more diverse, but it sounds to me as though that is a strategy that needs to be worked on.

  Baroness Prashar: I think you are not putting a true reflection on what we are really saying because we are definitely building on the Lord Chancellor's strategy and, as we said earlier, we have a trilateral arrangement with the Lord Chancellor. We have identified what we need to do, what the Lord Chancellor needs to do, and what the Lord Chief Justice needs to do. If you look at that strategy there are two things which we are looking at. One is we are taking steps to increase the pool of applicants. I think that has to be the first step. The second part of our strategy is to ensure that there is no bias in our selection processes which disadvantages any group. That is clearly stated in the tripartite agreement that we have with the Lord Chancellor. The question asked was about the outcome, and of course we can increase the pool but the outcome may not increase the diversity. The point I am making is that if the outcome is not right we will be looking at reasons why. Is it because something is wrong with our process or is it that not very many people are coming forward? If not, are there other barriers that are outwith our remit?

  Q34  Keith Vaz: We do understand that and no-one is questioning your credentials. Nobody in this room has more understanding of diversity than yourself with all the various posts you have held in your distinguished life, but the point is if you do not have benchmarks you do not know whether your outcomes are successful. Just saying the word "more" means nothing. We have no Asian High Court judges. What does that mean? I will appoint one, you will appoint one, therefore we have more, therefore we have been successful. You cannot undertake a strategy on these woolly terms, whereas the Lord Chancellor has been very specific and, using the power of appointment, he has appointed and he has made the judiciary more diverse. You cannot reach a situation where when you make your appointments, you find you are doing worse than you were doing before and then you investigate why you are doing worse. Once you have appointed a judge that is it. Until they are removed by an Act of Parliament or they go mad or they resign, they are there, so investigating a process that may be flawed sounds to me like, dare I say it, shutting the stable door after the horse has bolted.

  Baroness Prashar: May I say that I would beg to disagree with you on this because I do not think that our strategy is woolly. Before you came I did clarify that we are only 100 days old and we are deliberating hard on developing a strategy. If I may say so, we do not believe in quick fixes because I am very interested in making some structural changes which will be sustainable. The Judicial Appointments Commission has to appoint on merit and increase the pool and therefore we are looking for sustainable change, and that is why we are deliberating. It is far from being woolly. It is very clear in terms of what it wants to achieve. Of course, you can look at the numbers but I did say earlier that we would be looking at measurements after we know what the baseline is. At the moment we know what the figures are but we do not quite know what the eligible pool of applicants is and how many can apply and so on and so forth, and that measurement is an essential part of it. All this consideration will go into giving you benchmarks. I do not think it is a question of setting up quotas, but the benchmarks will be developed based on the facts—

  Q35  Keith Vaz: I understand that. When will the benchmarks be ready?

  Lord Justice Auld: I think it is silly to be talking about benchmarks, if I may say so.

  Q36  Keith Vaz: The Chairman just has.

  Lord Justice Auld: The object of the Commission is to appoint judges on merit. It is not to appoint a more diverse judiciary. Diversity is a means to securing the appointment of more judges on merit. If you draw from a wider pool of people, you have a better choice, and you are more likely to improve rather than diminish the quality of the pool of judicial appointments. If we, as we set out with our definition of merits, find that perhaps although we are getting a widening pool of applicants it is not being reflected in the range of judicial appointments, there are three possibilities. One is that we are not attracting a sufficiently wide number of people from whom to acquire the best quality. There are two reasons possibly for that. Firstly, because we are not doing it properly ourselves or because people who should be qualifying for a judicial career through their working life are not coming up through the system. We are dependent very much on those who will reach the minimum statutory eligibility as they come towards the age of judicial appointment. That is one possibility. The other possibility is that notwithstanding that we have acquired the widest possible pool of potential appointees there is some flaw in our own approach, some bias which would operate against one or other of the people who would be coming to us for appointment. The third is there could be nothing wrong with it. It may be an unhappy consequence that despite the best efforts of the Bar and solicitors and other professions to bring people up through the system, despite our best efforts to widen the pool of those applicants for appointment, that it is not reflected, either accurately or even moderately, in the range of judicial appointments. It is silly to be talking now about benchmarks of judicial appointments when we have no idea what we can possibly aim at.

  Q37  Keith Vaz: I am sorry, that is what the Chairman just said. In the end—

  Lord Justice Auld: That is what I am telling you and I am certain it was the thrust of what both the Baroness was saying and my colleague. We are focusing—

  Q38  Keith Vaz: —I think the record will show—

  Lord Justice Auld: —we are focusing insofar as we can on drawing in the best applicants from the widest possible range. There is nothing else we can do.

  Q39  Keith Vaz: We do understand that but that is "apple pie and ice cream". Everyone wants that; nobody disagrees with that, but what the Baroness said was it is a young organisation, you will have to sit down and look at the strategy and at the end of the day there will be benchmarks. I think that is what the record will show. You think that is silly, do you?

  Lord Justice Auld: What do you say the benchmark should be for us on appointing on merit, 100 days into the job?


 
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