UNCORRECTED TRANSCRIPT OF ORAL EVIDENCE To be
published as HC 640-i
House of COMMONS
MINUTES OF EVIDENCE
TAKEN BEFORE
CONSTITUTIONAL AFFAIRS COMMITTEE
ELECTORAL ADMINISTRATION
Wednesday 2 November 2005
SAM YOUNGER and PETER WARDLE
Evidence heard in Public Questions 1 - 73
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Oral Evidence
Taken before the Constitutional Affairs Committee
on Wednesday 2 November 2005
Members present
Dr Alan Whitehead, in the Chair
David Howarth
Barbara Keeley
Mr Piara Khabra
Jessica Morden
Mr Andrew Tyrie
Keith Vaz
Jeremy Wright
________________
Witnesses: Sam Younger,
Chairman and Peter Wardle, Chief
Executive, the Electoral Commission, examined.
Q1 Chairman:
Good morning, Mr Younger, Mr Wardle.
Thank you very much for being with us this morning. Welcome.
Perhaps I could start our question session off by asking you how
difficult it has been to maintain the balance between partnership with Government
and the scrutiny of the Government's proposals in cases such as the all-postal
ballot experiment in 2004 and indeed the more recent issues of electoral
fraud. I do apologise, Mr Younger. You indicated you might wish to make a few
remarks to us before you started.
Perhaps that question could remain on the shelf for a few minutes. We welcome your contributions.
Sam Younger: Thank you very
much. If I may make a few opening
remarks, first, to welcome this opportunity.
Thank you very much for inviting us here today. It is the first time we have come in front
of the DCA Select Committee on its own, and I hope it is something that can
become a regular feature of the Electoral Commission's life. We are now nearly five years old, and it is
a good time to begin to take stock of how well we have done so far and what
needs to be done in the future. Very
briefly, looking at our key areas of activity and summarising them, the first
key area, which was, after all, the driver for setting us up in the first
place, was the regulation of political party finances. I think it is fair to say that the provision
of transparency that the Commission has been involved with producing after the
legislation has actually broadly gone quite well, though there are clearly
issues at the edges, issues about whether there is excessive bureaucracy,
whether we could further simplify the processes while maintaining the outcomes
that we are after, and recognising particularly that the bureaucracy involves
pressures on people within parties who are volunteers and that we have to be
very careful to make sure we minimise the disincentives to volunteers to
participate in party work. The second
area, advice on electoral law and practice, again, it has been very busy. Quite apart from the statutory reporting
requirements on the conduct of elections, there have been all the reviews
arising out of those statutory reports, particularly initially the general
election of 2001 and all the propositions coming out of that which have fed
into the current Electoral Administration Bill, which I will come back to in a
moment very briefly. It is important
not to forget all the other advice and consultation that we have with
Government, whether it is things the Government asks us to comment on or
whether things that there is a statutory requirement to consult on, secondary
legislation, for example. A lot of that
has gone on very effectively, out of the public eye, I think it is fair to say,
and it is important to remember also that there are significant relationships
of the same ilk outside. It is not just
Westminster; it is in Wales and Scotland and Northern Ireland as well where
those relationships have developed, and I think have been valued. On the issue of advice on electoral law and
practice, also there is advice to returning officers and electoral registration
officers, and that has been a very key element, both in terms of guidance,
trying to move towards greater consistency in the conduct of administration,
and of course, that is part of the Electoral Administration Bill in terms of a
development of that into setting and monitoring of standards, but also training
of registration officers and of those involved in the poll. Voter awareness is the third area we took
on. The broad advertising campaigns we
have done I think have become increasingly successful as we have learnt more
about the nature of them, and certainly the ones in 2004-05 have been very
successful by industry standards in terms of impact. Then the work to get to harder to reach groups: I think we are
beginning to shift the strategy there, because we are conscious that we have
been demand-led up to now, and we feel there is a need to put a slightly more
strategic intent behind it to be clear about what audiences we are
targeting. That is not forgetting the
other two areas of local government boundaries, where we have just completed
the periodic electoral review cycle of local authority boundaries in England,
and work on referendums. Of course, a
year ago we did have a referendum under PPERA, but it was a relatively
small-scale one, in a single region.
Just to come on very briefly to the Bill that is currently before
Parliament, I would emphasize that we warmly welcome the Bill. There is an awful lot in it that I think
will make a difference, an accumulation of modest measures in themselves but I
think cumulatively very important for the future. I should perhaps say a word on one of the issues on which we do
have a difference with what is in the Bill at the moment, and that is over the
question of registration of voters, just to note that our view is that individual
registration is right in principle, for a number of reasons, which I am happy
to go into later if Members wish, but is also vital to secure an underpinning
for the security of postal voting, which is now up to a pretty significant
proportion of the electorate, just over 12% at the 2005 general election. We do understand concern about levels of
registration, and indeed, it was our own research only a couple of months ago
that actually indicated the current levels of under-registration under the
existing system, so we are very conscious of that and very much welcome a
number of measures that are in the Bill to improve registration levels. Those are very important and very valuable,
but we do believe that pilots are not the best way forward. We are nevertheless - I am very happy
to talk about this later - keen to see whether a way forward can be found that
can command widespread support.
Q2 Chairman:
Thank you very much for that. I am
certain we will have questions on the Bill as it is going through the House a
little later on in our proceedings, but perhaps I could revive the question off
the shelf, particularly on the relationship of the Commission and the
Government, and ask you how you do maintain that balance between partnership
and when there are proposals such as the all-postal ballot experiment - you
have mentioned that - and of course, the more recent question of electoral
fraud.
Sam Younger: One thing I would
like to say, which I alluded to earlier on, is that I would not want the fact
that we have not had full agreement with Government on a couple of quite
significant issues to obscure the fact that there are an awful lot of areas
where there is a very good level of cooperation on a practical level, not only
at Westminster but also around Wales, Scotland and Northern Ireland as
well. That said, of course, we are
conscious that that balance is not easy to keep. What I keep in mind above all is that, if the existence of the
Commission is to have any value, then that value has to lie in its independence,
whether of the Government of the day or of any other influence, and that is
terribly important. That said, we
cannot operate in an ivory tower, and clearly, in not operating in an ivory
tower, there is a particular relationship with the Government of the day
because of the day-to-day business, a lot of it uncontroversial, but where the
health of those working relationships is very important. We have always recognised that when it
happens it is not comfortable, but that if we have a view that we have stated
clearly to Government and it does not fit with government policy, that is the
nature of having an independent body. I
think it is significant here that our accountability line is directly to
Parliament, not to the Government of the day, and therefore when we do take a
view that is not in line with government policy, I think we have a duty to
Parliament to say that that is our view and to make sure that all Members of
Parliament on whatever side of the House are aware of that. Our primary duty as an independent
organisation I would say is to Parliament.
That does not make it always comfortable. It is terribly important to work very hard at maintaining and
sustaining relations with the Government of the day at all levels, but also
with other parties within Parliament as well.
We seek to do that. I would be
the first to acknowledge that I am sure there are ways in which we can improve
it. I do think in particular there are
ways in which we can improve our links to Parliament and to Members of Parliament. I do not think we have yet got that
right. I do not think the fault is
wholly on our side. I think there are a
number of issues at stake in getting it right.
Indeed, the establishment now, since the changes in Government of this
Committee is one way forward because, of course, before the issues that related
to the Commission were spread across more than one Select Committee of the
House. I think it is a good thing that
it has now come together so that, as it were, when it comes to holding the Commission
to account there is a logical committee that does that alongside the more
specific role of the Speaker's Committee.
It may be Peter Wardle, as somebody who came into the Commission a
little bit later, and has only been with us for just under a year, might have a
perspective to add, Chairman.
Peter Wardle: Thank you. As Sam says, I have been here for just under
a year, and have been interested to see and hear about the way in which the
Commission's role has evolved. I would
agree with Sam's analysis of the way relationships are at the moment, and I
think that both the Government and Parliament and the Commission have learnt
over the past five years how to get the relationship better and how to
recognise the realities of the relationship.
Certainly, it seems that in the summer of 2004, when the first big issue
arose which hit the headlines, around the all-postal voting pilots in four
regions of the country - and this was before I was in the Commission but
looking and listening to people who were around at the time - I think it is
fair to say that the Government and Parliament and the Commission all learnt a
little bit about their respective roles and have handled what is clearly a
difference of opinion at the moment about the way forward with the registration
system in a way which is informed and better for the experience that all
parties went through at the time of the all-postal discussions.
Q3 Mr Tyrie:
I think most people agree, but challenge it if you do not, Sam, that the
experiment with postal voting, the scandals that we had, eroded some of the
credibility of the electorate in the voting system. Given that, if you had the opportunity again, would you have made
more noise about your concerns about the extension of the postal ballot system?
Sam Younger: It is always
difficult to look in retrospect. You
are quite right to say that the accumulation of experience over the period,
particularly 2004-05, has actually led to, and public opinion surveys have
shown that there is, a lessening of confidence in the integrity of postal
voting, more people expressing themselves distrustful of its security.
Q4 Mr Tyrie:
Have you published that?
Sam Younger: Yes, indeed. It is a MORI poll that we published not very
long ago. As to the question of whether
we should have shouted more loudly, this is really quite a difficult one,
because I am very conscious that the role that we have as an organisation is in
all of these areas to be advisory to Government and Parliament. This is why I said, for example, in relation
to the all-postal pilot in 2004, the thing that we learnt there was that our
initial statements of our position were statements that were made to
Government, and I do not think we brought in Parliament as a whole adequately
until a slightly later stage. We learnt
from that and then made sure that the view we took was well-known and therefore
the position we had would not be misunderstood. But I am a little bit wary about spending a lot of time getting
up on a soapbox. I think it is
important that those to whom we report and to whom we are responsible know what
our view is as an independent organisation.
Q5 Mr Tyrie:
I ask, because you might be in the same position all over again, might you not,
if we were to find ourselves going into the next election with broadly the same
system in place, with the same risks which you had identified before the last
election, which turned out to be correct, but with the improvements to the
postal ballot system not being pushed through adequately, the move to
individual registration and only pilots, which you have already raised, being
in place? How much noise are you going to
make about this?
Sam Younger: Our whole approach
on this is that we do not wish to go into another general election in
effectively the same position that we went into the 2005 general election. We had, after all, been saying there needed
to be an improved underpinning for postal voting going way back to 2003. It was not something that came out of the
all-postal pilots of 2004 and the controversy surrounding those; it predated
that, where we said any extension of the use of postal voting needs an
underpinning which is absent at the moment.
That is of critical importance to us.
All I would say at this stage, because it is difficult to anticipate the
future and I would not want to anticipate what the outcome of the Bill is going
to be in its passage through Parliament, is I would hope that a way forward can
be found that reconciles the security requirements that we see to be there for
postal voting with the concerns about what happens to the register, but
clearly, we will have to look hard at our own position at a certain point in
the future if that is not achieved.
Q6 Chairman:
We will certainly come back to specific questions on the Bill a little later
on, but in terms of the Commission's work itself, and, as you have mentioned,
the policy suggestions that are made by the Commission, is there at least a
potential problem of duplication between the work that the Commission does and
the work undertaken by the Department of Constitutional Affairs itself in
reviewing electoral processes? Do you
think perhaps those roles could be made a little clearer?
Sam Younger: It is an
interesting point. I would say that the
experience up to now has been that there has been a strong enough relationship
between the two that there has not been a great deal of duplication, but I
could imagine that danger is there.
Q7 Chairman:
That relationship is a happy accident perhaps?
Sam Younger: I hope not an
accident altogether, but it happens to have worked really pretty well. That said, I think if you go back - and one
can see how this tension appears - when the Commission was established and when
the PPERA was passed, there was intent that a lot of the effort in terms of
reviewing electoral law and practice that had previously resided in, at that
time, the Home Office would transfer to the Commission, and Government would
look at what came back from the Commission and respond to it and legislate or
not legislate as a result. I think the
reality has been that, because the Commission has been quite active in this
field, and things are coming back at Government, the Government has felt the
need, in a sense naturally, to make sure it builds up its own capacity to
analyse those proposals and decide whether to go with them. So I think there is a potential danger there
in terms of how the resources are used.
It seems to me it is perfectly healthy in the way it operates, but I
think it maybe is not entirely consonant with what the original intention was
in terms of where the bulk of the work would be carried out.
Q8 Chairman:
Of course, the other new relationship is between the Commission and returning
officers at local level. Do you meet
them on a regular basis? Do you have a
forum to discuss matters with them?
Sam Younger: Yes. I think the area where our networks and
relationships have probably developed most comprehensively is in relation to
returning officers and registration officers.
We have regular contact and meetings with SOLACE for the chief executives
and broadly the returning officers, also with the Association of Electoral
Administrators, and we have relatively recently set up something that I think
is potentially very important and valuable, which is called the Electoral
Leadership Forum, which brings together on a regular basis effectively those
who were the regional returning officers in the European Parliament elections
and have therefore got used to playing some form of coordinating leadership
role within different regions, to talk about strategic issues inrel
elections. This has worked as quite a
happy marriage at the moment, in the sense that it allows that group both to
talk about the strategic issues but also to be kept in touch collectively with
the specific issues of the moment. I
think that is extraordinarily important and when the Bill talks, for example,
about the Electoral Commission having a role in setting standards, I do not see
that, and it cannot be the Electoral Commission sitting in isolation in an
ivory tower pontificating about standards.
Those standards have to be rooted in the experience and the perspectives
of those who are actually doing the job.
One has to remember in this that the Electoral Commission is not
line-responsible for any of the actual management of elections, and therefore
we can only be as effective as the inputs that we get from the community and we
are very conscious of that.
Peter Wardle: Perhaps I could
just mention a couple of the initiatives we have taken on the ground from day
to day. We have a very healthy
programme of secondment and exchange with electoral services staff around the
country, so at any time we have a couple of people working with us who have
recent experience of work in electoral services, and we build that up at the time
of elections specifically to make sure we can deliver our role of giving advice
and guidance - and very quick advice -to returning officers and electoral
registration officers around the country.
We also maintain a dedicated area on our website which is specifically
for electoral services officers, and there they can get guidance, exchange
views, and see what the latest developments are. So in addition to the face-to-face meetings we have, we have some
very good day-to-day links that are informing the work we do and, as Sam says,
it is very noticeable that this is an area where there was clearly a vacuum in
terms of the relationship between those making policy in London and the capital
cities around the country and electoral services officers around the UK, and
that is one that I think most electoral services managers think we have stepped
up to quite well and have developed a very good relationship.
Q9 Chairman:
Do you see perhaps the need for a more formal arrangement for both consultation
and review between the three ends of the triangle, the Department, the
Commission and the administrators themselves?
Peter Wardle: I think it works pretty
well at the moment. Whether it is a
happy accident and we have the right people in place and the right
relationships in place or not is difficult to say. You can always envisage a situation where relationships broke
down, the wrong people are around. I do
not see that risk as a high one at the moment.
There genuinely is day-to-day contact between the Commission and officials
in the Department of Constitutional Affairs and with electoral services
managers around the country, both at the high level of the Electoral Leadership
Forum Sam was describing but also in terms of day to day. There are a lot of good relationships where
people can pick up the phone and have a quick meeting and discuss an issue
because they know there is a particular issue in that area that there is some
expertise to tap into.
Sam Younger: I would just add
that I think there is a case for having a slightly more formalised
relationship, particularly in relation to standards, if that comes out of the
Bill, because those are standards that the Commission can only derive in full
consultation with those on the ground who are going to implement them, and at
the same time those standards need to be agreed by the Secretary of State, so
we need to find a way of making sure that that is joined up. So I suspect we would need something more
formal. In terms of the consultation
and the links, it seems to me, with the returning officers and with Government
at civil service level in particular, those are pretty good links. I do think where we have not done as well,
as I think I mentioned at the beginning, is the links particularly for advice
and perspective in Parliament, and I think that is something we do need to
develop. As you know, nobody can be a
commissioner and nobody can be a member of staff of the Electoral Commission at
present - and that is another issue I think worth looking at - who has had a
specific connection with a political party or elected politics in the previous
ten years, and that does make it incumbent on us to find a way of making those
links. We do that in a formal sense
through one of the things that was provided in the PPERA, which was the Parliamentary
Parties Panel, but that, both at the Westminster level and we have replicated
them in Wales, Scotland and Northern Ireland, I think has been very valuable on
a day-to-day management level. What we
have not managed to turn it into is a forum for real advice and experience
coming from elected politicians, and that is something I would like to see
developed.
Chairman: We might ask some
further questions on that particular issue later on.
Q10 Jessica Morden:
Has there been any research at all into the effectiveness of the Electoral
Commission as a body?
Sam Younger: Not as a body as
yet. The next piece of research is
going to be the Speaker's Committee, in its responsibilities, has been planning
a review of the effectiveness of the Electoral Commission and the
appropriateness of its governance and financial arrangements and so on.
Q11 Jessica Morden:
Have you done your own internal research?
Sam Younger: We do our own
internal estimates of how we are viewed by stakeholders. We did a big stakeholder survey, which has
raised a number of issues for us, not least the one about the links to elected
politicians, which is one that has come out of that. But the formal review - and it is appropriate time now; we are
five years in and there is enough experience to go on and the Speaker's
Committee are looking at it and the Committee on Standards in Public Life are
also planning an investigation.
Peter Wardle: Perhaps I could
just add that, in terms of some of the particular activities we carry out,
public awareness is one where we have quite a high profile, and we do, as any
other public body would, carry out evaluation of the effectiveness of that
public awareness. For example, looking
at our last campaign, which was around registration and voting in the run-up to
2005 general election, we got some very good feedback. For example, 64% of adults aware of the
campaign, a third of those who had seen the campaign claiming that that had
been a factor in their decision to vote at the election. We also ran a helpline with 23,000 calls,
93,000 visits to the website, and 1.4 million leaflets around the place. So we are looking at the effectiveness of
particular areas of work that you would expect us to evaluate and building on that
experience. If you take another area,
which is the whole area of advice on reform of the electoral system, looking at
the Bill that is before Parliament at the moment, some 80% of the clauses in
the Bill are direct results of recommendations that the Commission has made. We had a discussion with the Speaker's
Committee about how you measure your effectiveness, and it seems to me that one
measure of that is that if the Government and Parliament were not interested in
any of the recommendations we were making, then clearly we would not be doing a
good job. I think 80% of those
recommendations being taken forward and we hope being taken forward on a
cross-party basis - the areas of disagreement in Parliament I think are
relatively limited - is quite a good indicator that we are looking at the right
things and targeting the right areas.
Q12 Jessica Morden:
Coming back to your stakeholder internal research, what strengths and weakness
does it show?
Sam Younger: I think it is
probably fair to say that among the stakeholders the key strength has been the
strength of the relationship with the administrators and the returning
officers. That is where we got the
cleanest bill of health. It was less so
among the political stakeholders, and I think there are two slightly separate
reasons for that. One is an area that I
think is inevitable, where I would not claim that we have done everything right
but where we are intrinsically in an area that is going to provide some tension
between us and political parties, and that is on the regulatory area. I think it is endemic in it that we will
have a certain amount of that. Clearly,
part of the concern that is coming back is people saying that the Commission is
implementing this legislation; they do not necessarily understand well enough
how politics works and what the pressures are at local level. We seek to do so within the constraints that
we have, but conscious that that is an area we still need to work on, though,
as we said, within the boundaries of the legislation, there are occasions when
what is really being complained about is what is in the legislation as opposed
to the way we are implementing it, but that is a slightly different issue. The other dimension is the dimension of the
links to those with experience of party political activity and elections at the
political level and how that advice feeds in, and feeling that the Commission
does not always take proper account of or is perhaps being, as it has been
described sometimes, naïve in those areas.
That is why I referred earlier to one of the needs being to find a
better way of plugging that in, although it is important to note that that is
obviously, again, having a value as an independent organisation, especially
making sure we have got the mechanisms fully to understand that input, not
necessarily saying we will absolutely every time follow what is being said from
there, because that is the nature of an independent organisation, and its
value.
Q13 Jessica Morden:
Do you think you have got the balance right then? I know one of the criticisms levelled at the Electoral Commission
when it was first set up was that you were very heavy on the policing and
regulation side and quite light, I thought, on the raising voter awareness of
elections and advice to EROs, etc. Do
you think you are now getting the balance right in terms of that?
Peter Wardle: It is very
interesting. Again, taking my
experience coming into the Commission four and a bit years in, I was struck by
the different perceptions of the Commission.
There was this strong perception that actually we were very focused
initially on the regulation. It is fair
to say that in the report of the Committee on Standards in Public Life probably
the key thing they were looking for from the Electoral Commission when it was
first established was the regulation of political party finances, and that was
the issue that the Committee had looked at.
The Act that established us actually gave us other roles, including the
public awareness role, and it was quite interesting. When I first arrived less than 12 months ago, the main criticism
I was hearing from elected representatives was that we seemed to be doing an
awful lot of public awareness, and was this over the top? Now, within 12 months, the key criticism I
am hearing from people - not necessarily the same people, by any means - is the
one you just articulated, which is that we do not seem to have the balance
right. It is very difficult to get that
balance. Our overall aim is that the
voter can participate with confidence in an electoral system, the electoral system
in this country, and when we go on to talk about the difference of views around
different stakeholders on where we go with electoral registration, I think it
is precisely there, about where you draw that balance without putting at risk
unacceptably either the confidence that the electorate has in the system or
their ability and willingness to participate.
Q14 Jessica Morden:
You have recently undergone structural changes. Obviously, you have taken on the parliamentary boundaries. Are those structural changes complete and
will you be needing additional staff?
How many staff do you have?
Peter Wardle: We are just about
150 staff. Just on a point of
information, we took on the local government boundaries not long after we were
established. The Act does provide for
us to take on parliamentary boundaries but that has not actually happened
yet. The Government has indicated that
it is minded to do that, and I believe is consulting with the Speaker and the
Speaker's Committee at the moment about when and how to take that forward. Taking on the local government boundary
functions, that is, reviewing local authority districts and wards, brought I
think about 30 staff in, and that has in fact decreased because at that time
they were in the middle of the periodic electoral review. That has roughly halved since then. They are now just carrying on one-off
reviews in areas where the balance has got out of kilter from the original
proposals. But looking at the
possibility of taking on parliamentary boundaries, we do not think it will be
anything like such an increase, partly because there is not a lot on the
horizon at the moment. The first major
review will be in Scotland in two or three years' time, but we think that will
be a handful of staff rather than the tens of staff that were involved in the
local authority work.
Q15 Jessica Morden:
What do you see as the rise in your budget over the next ten years?
Peter Wardle: Our five-year
plan, which I think has been made available to the Committee, actually looks at
our core funding as remaining roughly the same. Over the first four years of the Commission, every year something
happened so that, for example, one year there was a major programme of training
for electoral administrators in the run-up to the European Parliamentary
elections in 2004. Before that there
was the acquisition of the local government boundary work. If you look historically, the figures went
up quite steeply each year but when I came into post in December 2004, at the
first meeting of the Speaker's Committee I was able to say that our core
funding was now stable and would remain stable. So our five-year forecasts are running basically flat. That said, the Bill is proposing to give us
some new responsibilities which were not part of that core funding, so I would
expect that we might be looking at perhaps up to £1 million on our core
funding, certainly in the initial year, to take on and establish the new
functions that are contained for us in the Bill. There is also the question, depending where the changes to the
system end up from the Bill, depending on the extent of the change from the
voters' point of view and from the registration officers' point of view,
whether we need to seek more money from Parliament to run public awareness
campaigns, which again would probably spike in the initial year or two. For example, if we were running pilots,
there would be quite a lot of explaining that would have to be done to voters
to get them to understand what was going on in their particular area. Equally, if we came up with any other way
forward, from the debates that Sam was suggesting, it would probably be enough
of a change that voters would need some education and some awareness.
Q16 Jessica Morden:
You mentioned the five-year plan. What
new strategies do you see the Commission coming up with over the next five
years?
Peter Wardle: Having finished
the periodic electoral review of local authority boundaries, we inherited that
work halfway through the review, and effectively carried it on on the basis it
had been run up to then. There is an
opportunity for us to review the whole way in which we approach that, and I
personally would not be surprised if we came up with a new approach to looking
at boundaries. At one extreme, is it,
for example, right simply to have a major review of the whole country
periodically, or is there more of a rolling programme that could be adopted,
and that would both change the way in which we do the work but also the way in
which our resources flow? That is one
example. Clearly, if we move into the
area of setting performance standards for electoral services management, which
Sam mentioned is one of the things in the Bill, then that changes our
relationship with those running elections around the country, and that would
require us to adopt a new stance and to consider how we make those standards
work in a way which adds value, which are accepted by local authorities as
useful, and which do not at the same time conflict with all the other review
and audit and inspection regimes that local authorities are subject to. The third key area I would like to mention
is the one of regulation of parties, where I think, as Sam has said, the
feedback from our stakeholders was that we were perhaps a little bit
process-oriented in the way we do things, that there was too much form-filling,
and that the approach we took was sometimes perceived as too inflexible. I think there is plenty of thinking being
done around the wider public sector, and certainly it is something I have
focused on because I have a particular background in thinking about these
things in other roles I have had. There
is certainly scope, I think, for looking at more intelligent regulation of
parties, understanding, for example, which parties are high-risk in terms of
those who are clearly finding it difficult to comply with the requirements of
the legislation, and to tailor our approach so that they get more attention,
and so that parties which clearly understand and are doing their best to comply
do not necessarily have to jump through as many hoops as they do at the moment.
Q17 Jessica Morden:
Will that filter all the way down through the parties to the very local levels,
where you have obviously got volunteer treasurers who now have an amazing
amount of regulation?
Peter Wardle: We do not in fact have a one-size fits all
approach, but that is certainly how it is perceived at the level of local
treasurers. Frankly, it is not in our
interests. It conflicts with one of our
aims, which is to maximise participation in the democratic process. It is not just about voters. It is also about the ease with which people
can set up a political party, run a political party, and get involved in local
elections on relatively local issues as well.
Q18 Mr Tyrie:
Just a couple of quick points. First of
all, you said right at the beginning that you had done some private research on
your effectiveness. Could you put that
into the public domain?
Sam Younger: There is no reason
why not. I am very happy to.
Q19 Mr Tyrie:
Secondly, your budget is now £26 million.
Peter Wardle: Just under.
Q20 Mr Tyrie:
When I did a back-of-an-envelope calculation to work out how much of that is
basically work that would have been traditionally paid for inherited from Home
Office electoral-related activities, I calculated - you may want to challenge
this and come up with your own figure if it is wrong - that that is roughly
three times the level of expenditure on election-related services that the Home
Office was costing us. So the key
question on effectiveness seems to me to be what is happening to the rest of
it, and are we getting effective use of that money? You have done a number of awareness campaigns with that £16 million
or whatever figure it is, and you have embarked on a number of new activities. You have spent £0.75 million on a public
awareness campaign for people between the age of 18 and 24 - I think that is
roughly right - but you are only spending, I think, £9,000 on a public
awareness campaign for voters living abroad, for example. They are roughly the same number, 5 million
against 4 million. Do you think that is
an intelligent balance of the use of your resources?
Sam Younger: There are a number
of questions there, and I think the broad question about the value for money of
what the Commission does is a very good one.
It is one the Speaker's Committee is taking up and I think the Scrutiny
Unit in the House is going to be helping with that. I do not know, and I am not going to specifically challenge your
figures, except £16 million for public awareness. We have a ring-fenced £7.5 million maximum
that we spend under section 13 on public awareness, but I think it is important
to say that there were a number of things that we took over which I think are
effectively what you are referring to: what the Home Office did do in public
awareness terms, which was a good deal less than the £7.5 million that is now
in the budget; the issues of policy and review were taken over from there; the
whole area of local government boundaries, which was being paid for again
elsewhere; but yes, there was an addition.
Of course, there were completely new functions. The regulation of parties is a completely
new area that has not been there before.
We have also had - and I think it is worth noting this, though it has
not been enormously costly, though it has had peaks in what we have bid for in
budgets but not in what we have actually used is the whole role in relation to
referendums - to get ourselves sorted to be able to run a referendum. There was a peak in terms of the budget
looked much greater than what was actually spent in the end, because originally
we were planning for three referendums in the three northern regions; in fact
there was only one, and of course, there had been figures flying around in some
of our planning documents about what the cost would be if we had a UK-wide
referendum, so there is that as well.
There is also something else that has not been there, which has been
quite a significant cost over the years - two things, I would say: one is the
relationship with the administrators, and I think that is important. As Peter was saying, there was a vacuum
there. I think we have been providing
really a very significant amount of support to administrators that I think has
been of great value, and of great value to them, and that is borne out by some of
the research.
Q21 Mr Tyrie:
Okay, there are the three categories: what you were doing that the Home Office
would have done anyway, the functions that you have been specifically asked to
do under new legislation, and then there is the additional activities that you
have decided with the discretion that is available to you to undertake. Perhaps you could provide a note to the
Committee on those amounts, broken down in that way. Then of course we want to know whether you are spending those
lines where you have some discretion effectively. I wonder if you could answer the point I made about voters living
abroad public awareness campaigns versus the 18-24 year old point.
Sam Younger: I think it is fair
to say if you wind back probably a year plus, and this was in common with a
number of others, we had not looked particularly hard at either overseas voters
or indeed service voters at that point.
That we have taken on. The amount of money we are spending on that is
increasing but we have to look at what is appropriate and what actually is
going to be effective in those areas, and that is what we have done. So I think in relation to overseas voters,
whereas the vast majority of what we do spend on public awareness is spent on
advertising, and that can be effective in reaching certain groups in this
country, advertising to reach overseas voters is actually an extremely blunt
weapon. We have done a certain amount
of it, and I think it is £38,000 or something we are spending this year, which
is for advertisements in overseas editions of UK newspapers for example, that
is of value, providing the leaflets for people, distributed through the FCO and
consular offices, and that actually is part of the equation. When it comes, for example, to service
voters, again the amount that it is right for us to spend is relatively
limited.
Q22 Mr Tyrie:
We will come on to them in a moment.
Sam Younger: We will come back
to that later. I think one has to look
at what is appropriate in terms of getting to a given audience, and although I
would acknowledge that when you go back 18 months we spent less than we should
have done in the early stages because it was not yet on our radar screen, I
think we are getting much closer to something that is appropriate to what can
be an effective use of public money to meet the purpose.
Q23 Jessica Morden:
You have touched on it already, but what are you doing about the charge that
you are sometimes seen as politically naïve?
As you have mentioned, you cannot employ people who have in the last ten
years had political experience, which means you sometimes feel out of touch
with the nitty-gritty of running elections on the ground. An example would be your average treasurer
or constituency agent who takes on a job because they are interested in being
politically active but find themselves under scrutiny like a multinational
company when they put in their accounts.
What can you do to help?
Sam Younger: There are two
things. One was within the context of
the legislation as it is, improving the forums within which we do find a way of
getting to those constituencies.
Funnily enough, I have been particularly conscious of it in terms of
Parliament. In terms of the volunteers
and local levels, I think actually the mechanism of the Parliamentary Parties Panel
that we have in London, and the same thing in Cardiff, Edinburgh and Belfast,
is actually quite a significant regular means of keeping in touch with that,
quite apart from all the day to day contacts.
I am conscious that we have not managed to find a good mechanism yet for
consultation with Members of Parliament, for example. I have tried to set up things with each of the parties in
Parliament. Funnily enough, we have
succeeded to a degree with the Conservative party but it is the only one so
far, where there is a sub-committee of the 1922 Committee that we meet with on
a quarterly basis, broadly speaking. I would like to develop those kind of
things, but maybe there is something more as part and parcel of the
constitution of the Commission that could bring in that on an all-party basis,
which I would very much like to see. I
think the other issue which you allude to is a real one, and that is this
question - I know it was a very considerable area of debate when the Bill was
being passed in the first place - about whether there should be this
prohibition on people with experience of active politics as commissioners or
staff of the Commission, and the decision went that it should be. The premium was on the independence rather
than on the experience of electoral politics.
I think fundamentally at commissioner level and probably at most senior
staff level I feel that is appropriate.
I feel it may very well not be appropriate to have that as a requirement
for staff throughout the organisation, because I can see very real advantages
of having in the staff people who have had some experience here. Take the regulatory area, for example,
somebody who had some years ago been a local party treasurer. At the moment they cannot actually be a
member of staff at any level within the Commission by statute and I think there
is a real case for looking at whether that could be relaxed. I would be a little bit more wary about
extending that to commissioners, and part of the reason for that is one or two
people have argued that maybe you should do that on the same basis as the
Committee on Standards in Public Life, for example, which has nominees of the
three main parties on it. I think
that might be very sensible if the role of the Commission was exclusively
advisory, but of course, it is not. There
are executive elements to what the Commission does in relation to boundaries,
in relation to references, for example, in theory to the Director of Public
Prosecutions and so on, and I think that makes it really quite difficult to
have party nominees there, but I think we do need to find, as I say, within the
context of the legislation as it is getting those mechanisms better, and I
fully accept that they are not fully there at the moment, but I think there are
some things that could be adjusted in the future in legislation. We were not homing in on this sufficiently
early because we did not have much experience of it for something to have come
up that is really fully thought through in time for this current Bill, but I
think it is something that is well worth looking at.
Q24 Jessica Morden:
I am particularly interested in how you keep yourselves in touch with the
nitty-gritty of what happens on the ground.
Have you considered having inward secondments from political parties, or
indeed seconding people from the Electoral Commission to go and work with local
parties from all political persuasions on the ground?
Peter Wardle: One of the things
we have started is to try and set up arrangements with political parties. It is difficult if you are a regulator
because the regulated are always a little bit suspicious, and again, I have
seen this in other areas I have worked.
Most political parties have actually been quite open to this, of sending
certainly all our staff who work on the regulatory side, trying to achieve a
situation where they can go and spend some time working with a political party,
not to spy on how their system is run and so on but to see how it works. I think it is fair to say that the bigger
parties are probably more nervous about that the further down within the party
it gets, and so it is quite difficult.
I agree with you that the real problem is not really at national
headquarters of major parties. It is
with smaller parties that are generally not UK-wide or GB-wide, or it is with
the smaller accounting units and constituency organisations within the bigger
parties. It is quite difficult to get
through to that without cooperation from the parties but it is certainly
something that I think both the parties and ourselves recognise we would like
to achieve if we can find a way.
Perhaps I could just mention one thing which is helpful for the local
treasurers, which is in the Bill. Clause
51 of the Bill actually changes, very helpfully from our point of view, and I
think from the parties' point of view, the bands. At the moment you have a very long band for income and
expenditure. Any party between £5,000
and £0.25 million is treated in the same way, so what tends to happen is that
people with £6,000 are treated in the same way as people with £249,000. There is a very welcome change in the Bill
for us which arises from one of our recommendations, which introduces four
bands, and means that really, everybody below £100,000 can be dealt with on a much
lighter touch basis and, in line with the risks that are around it, we can concentrate
the more multinational approach on the £100,000 plus parties, who are generally
in our experience better organised and able to deal with some of the accounting
requirements that are in the Act.
Q25 Jessica Morden:
Do you accept and are you aware that a lot of the regulation you brought in
early on did put off a lot of volunteers from being agents and treasurers and
demotivated people, which is very difficult from the political parties' point
of view?
Peter Wardle: The point has
certainly been put to us. As Sam said
earlier on, partly it is not always the case that it is the Commission laying
regulation. Some of this is actually in
the Act and we are stuck with it. You will
know that in some areas we ourselves have said, "This doesn't make sense." It is not easy to apply this legislation in
the 2000 Act, and some of what is in the Electoral Administration Bill is
responding to that and putting it right.
It is important to think back to the climate in 2000, when this was
introduced. One of the things which
surprised me, and I think still surprises me, is that the issue of sleaze in
terms of financial affairs of political parties was such a big issue in the run-up
to PPERA 2000 and really is not a big problem at the moment, by and large. Parties have adapted to this and, on the
whole, it is working pretty well. But I
think it is true that we were probably a bit over-zealous in the way we
approached things and, to be fair to my colleagues in the Commission at the
time, this was new legislation in a new area; there was no model readily
available and some mistakes were made; we did not always get it right. Sometimes I think it is fair to say that
some of the headquarters staff in political parties encouraged us in the belief
that this would work and we were both wrong about it and we both agreed after a
couple of years that this needed to be looked at again. All I can say, I think,
is that there is genuine recognition of that between parties and the
Commission, and a desire to make it work as well as possible, while at the same
time making sure that we keep the public interest benefits that the Act was
designed to achieve.
Sam Younger: I think it is fair
just to add that one of the real bugbears in terms of volunteers at local level
in the early stages was that the way the penalties in the Act were constructed,
there was very little between a mild rap on the knuckles and a criminal
prosecution. That meant a lot of
volunteers at local level thought, "My God, if I get into this, I could be
criminally prosecuted." One of the
things that we do need to look at strategically is looking at having a much
more sensible and proportionate sense of what the penalties can be, because I think
that did scare people, quite fairly but unnecessarily in reality, but it was a
real issue and I hope that is fading a bit.
Q26 Barbara Keeley:
I was actually slightly surprised to hear you say that you are meeting with a
sub-committee of the 1922 Committee quarterly and not with other parties. I think that is rather astonishing for an
independent body. I am really quite
surprised at that. Just on this,
secondments are not the way. Certainly,
where electoral innovations have been piloted round the country, it is quite
common for local authorities to have all-party working parties. There are simply enough solutions to finding
a way to bring together groups of politicians.
We have all-party parliamentary groups here. I do not think it would be beyond the wit of any of us to come up
with some sensible suggestions. I have
to say, I do think meeting separately with sub-committees of one party is
perhaps a bit disturbing.
Sam Younger: Just to respond to
that, we have been meeting with this group on the 1922 because we were able to
set it up. I have been in touch with a
number in the Labour Party, including the Chief Whip, the Chair of the Party,
and it has always been about to happen but it has not actually happened so
far. What I have done, which is, if you
like, a substitute - because part of this from our point of view is just to
have a sense of where people within the party are coming from and it has not
got any executive function of any kind - I have been, through the good offices
of David Kidney, who runs the DCA backbench group, he brings together people
for a periodic meeting, so that is a way of getting to it there in the first
instance, but I would like something more formal if we could manage it.
Q27 Barbara Keeley:
Up and down the country the people who run the elections every year and are
charged with that are the local activists and local councillors. We, happily, only come to elections every
four or five years. If you need that
relationship, it has really got to be with those people over the next few years. For instance, the changes that we are
talking about here are going to affect people other than us before they affect
us.
Sam Younger: I think it is fair
just to note there was something I did not mention earlier on that is
important. One of the areas where we do
actually have quite good links established has been through the LGA, which
again is an all-party group of the LGA, sometimes the leaders, sometimes an
all-party group of people who have a particular interest in elections issues,
but that liaison actually is quite strong and valued.
Q28 Barbara Keeley:
I think we should take this away and look at it actually, because I think it is
quite important that you get this proper relationship with the parties.
Sam Younger: I absolutely agree.
Q29 Barbara Keeley:
It does not sound as if it has been addressed in anything like a satisfactory
way up to now. It is a big issue. It is a big issue to colleagues, I think,
and I think we should look at it.
Sam Younger: I am very happy
that that should be done.
Q30 David Howarth:
If the Commission expands its role, obviously it will come up against similar
models in other countries. I was
wondering whether there are lessons to be learnt from other places, perhaps on
the question we have just been talking about and other things?
Sam Younger: Clearly, there is a
whole range of models elsewhere. There
is one area where our Commission is dissimilar from really any of the
others. The big difference in models
elsewhere is that in some places you have an independent electoral commission
and in others you actually have electoral issues that are managed by a
department of government, a ministry of justice, whatever it is. When one
looks at the independent electoral commissions, in almost all the other
examples, the independent electoral commissions actually have the function of
running elections. Clearly, that is
something we have looked at quite a lot and scratched our heads about. Our own view at the moment is that we do not
think the right way would be to go down that path. That is partly for historically reasons. We have got such a long tradition of
decentralisation in running elections in this country, and also it seems to me
that link, in terms of running elections, to local authorities is one that
makes much more sense in resource terms than having some big central body
running elections. What we are looking
at in the experience elsewhere is how, without going down that road, we can
help get better consistency. This is
where the standards issue is a key element.
On the question of links politically and so on, I am not sure how much
we can learn very directly. One of the
things that strikes me about a lot of our counterpart organisations is that
they deal with the running of elections, and that will keep the politicians and
the political parties very much at arm's length. We do not run elections.
We have a significant role that is actually advising on law and policy. For that there is a necessity, it seems to
me, to have those kinds of things.
There is a bit of a tension there.
As we say, and as we have been acknowledging, we do not think we have
quite got through that to the right model.
Indeed, frankly, I would be surprised if one could have the right model
only a few years into a completely new organisation operating in this kind of
field. I do think there is room to get
that better. I am not sure in that
way what the experience elsewhere really tells us because the model is quite
different from what there is elsewhere.
Q31 David Howarth:
I come back to the first point that a national body might be separate from
electoral commissions, a separate body running elections on a national
basis. When I was leader of a
council, the chief executive used to say to me, "Why do we want this? Should not some national body be running
this?" I am not too sure whether the
point about decentralisation applies here, especially since we are now talking
about national standards and ring-fencing.
Is it right that funding, say, for canvassing to get people on the
register should compete against other local services when you might say that
the electoral register and better arrangements are rather fundamental and run
at a different level of activity than the services themselves?
Sam Younger: You make a
fundamentally important point in terms of the resourcing of electoral
activity. In particular, I think this
is very relevant in the context of the Bill.
There is resourcing to encourage registration, for example. I think there is a real fear, and it is a
fear that has been expressed to us by chief executives of local authorities
among others, that there may be some more money coming to help with
registration but if it is not ring-fenced, the chances are that it is quite
likely, maybe not in year one but subsequently, to disappear into something
else that is seen as a necessity. A
report we did a couple of years ago on funding of electoral services did very
much argue for some form of central ring-fenced funding that would allow these
things to be done discretely. I think
there is a difference between that and a national organisation actually running
elections. There may be a half-way
house. One of the things we are looking
at, for example, at the moment, is to say:
if you move beyond standards, is there some arrangement whereby you use
the model of the regional returning officers who are there for European
Parliament elections and extend that model across the piece so that you have a
degree of co-ordination above the local level, which might or might not be
under the aegis of the Commission or A. N. Other body. The key point to me about keeping the
embedding in local authorities in general terms is that electoral costs are
episodic. While there is a good case
for core funding coming from a central ring-fenced source, local authorities do
have the capacity to flex the resource they put in so that they can cope with
the peak at election time but they are not carrying a body of staff that are
elections specialists and who then might not be fully employed the rest of the
year. Particularly at election time,
that ability for a local authority to call on a resource at short notice to
support an election is of value. It is
an open debate. Certainly, from our point
of view, it seems to me it is right to go down the road of standards and monitoring
standards and ask whether that and some ring‑fenced funding work
well. There may, in the long term, be a
case for changing the system altogether, but it is not one that we will be
pressing for at this stage.
Q32 David Howarth:
The basic idea is that simply getting people to count the votes is something
that local authorities have traditionally been able to do and have the network
connections to do. Could you not
envisage rather simple ways in which that knowledge could be handed over to a
regional or a national body?
Sam Younger: Yes, I think a
regional body is one that is genuinely worth looking at. It is interesting that one of the things
that came out in the European Parliament elections was the real value of
regional level people who have real expertise and experience and who could help
others in their region. There is a
variation of models you could go to but the point is, it seems to me, to make
sure that you keep the best of the local plug-in of electoral services while
improving that co-ordination. I think
what is in the Bill is a good start.
Peter Wardle: We have tended to
talk in this last conversation mainly about the actual voting. One of the benefits of having local
authorities involved is at the registration stage. Whatever system of registration you have, looking at
international models, there are some that do that on a national basis. You do get then the problems of lack of
local knowledge. It seems to me that if
the local authority is doing its job well, it is pretty well placed to get at
the community it serves at the widest level, to reach the hard-to-reach
groups. There are lots of parts of
local authorities whose business that is.
One of the things that sometimes happens is that the electoral services
part of the local authority is slightly insulated from those other bits of
expertise in the local authority, for all sorts of historical and sometimes
good reasons. If, for example you were
to ask a national body like the Electoral Commission or some other national
body to get down and find really difficult to register groups in Liverpool
Riverside, for example, the area where registration is one of the lowest in the
country, I am not sure a national body would be able to claim it could do
it any better than a local authority which had better links into the local
community.
Q33 Mr Tyrie:
I have a couple of questions on political donations. Is the Electoral Commission happy with the powers that you have,
the sanctions, over the political parties which do not meet your reporting
requirements?
Sam Younger: The answer to that
in general terms is "no". That relates
back to what we were saying earlier, that there is a disconnect between, as it
were, the nature of the crime and the punishment. The two do not fit at the moment. In many areas, there is simply nothing between an informal or a
formal rap over the knuckles and a criminal prosecution of the treasurer of a
party. We have certainly not had a
single case where it would be anything other than absurd to go for a criminal
prosecution of a treasurer of a party.
That is why I say we need something that moves towards some more
technical level penalties which encourage compliance without criminalising
non-compliance unreasonably. Most of
the cases we have had of non-compliance have not been deliberate subterfuge;
there might have been a change of treasurer at local level, whatever it might
have been, and something slips through the net and so we get reporting
late. At the moment, we are hobbled. We are not satisfied with that. That does need to change.
Peter Wardle: One particular
area that I think it is worth exploring is the penalty clause 49 of the Bill
which provides for a party to be deregistered if, in this case, it does not
submit its annual return confirming who its officers are. There are two other areas where quite a few
parties failed to comply and that is in sending in their reports of donations
and sending in their annual statement of accounts. If we arrive in a world where the statement of account regulation
applies only to the bigger parties as a consequence of the change we were
talking about earlier - I think sometimes it is genuinely difficult for smaller
parties to get their accounts prepared and in on time - and if only those
parties that you can reasonably expect to achieve that were required to do so,
then also, in relation to returns of donations, it would be well worth
exploring the possibility, frankly, if someone is not playing by the rules, of
kicking them out of the game until they are prepared to pay. That is the way that the legislation is
framed. From talking to parties of all
sizes, this would not be the day after the thing does not appear, but if a few
months later there was no sign that the party was prepared to comply with the
rules that all the other parties are complying with, then it seems the more
appropriate sanction would be to remove their registration rather than to take
a personal prosecution against the party treasurer, for example. That just seems the wrong response.
Sam Younger: May I add something
that we have noted, that has been taken up and is under discussion now in the
context of the Bill? There is one area
of donations that we feel from our point of view has not worked at all, and
that is the role of the Commission in donations coming to Members of Parliament
or local councillors and others, where we feel we are effectively duplicating
existing arrangements and not adding value.
That is one particular matter that was put into the Bill five years ago
and we think there is a strong case for it not being there.
Q34 Mr Tyrie:
Do you think that the public have a deeply entrenched view that money can buy
access and influence? If so, do you see
it as a key part of your role to think of ways of dealing with that?
Sam Younger: I think that is certainly
true. As you know, we did a review on
the issue of funding of political parties.
The public opinion that came out of that did say that people have a
concern about that in terms of large donations.
Q35 Mr Tyrie:
But you shied away from the key recommendations which might have addressed it,
did you not?
Sam Younger: Yes, I suppose it
is fair to say we did, but that was on the basis that we felt essentially there
was a contradictory view at the time expressed in public opinion with people
saying, "We do not like the idea of big money being able, as we see it,
potentially to buy influence that makes us feel uncomfortable". At the same time, when you ask the following
question as a consequence of that, "Is it right that public money should go to
political parties", the answer is "no".
Q36 Mr Tyrie:
True, but that is why a body like yours knows the cost of this.
Sam Younger: It is fair to say
our view was at the time that this is a debate that should go on but it is not
a debate that has got to the point where we would recommend firmly that we do
that.
Q37 Mr Tyrie:
So they believe this but not too strongly and you are not too worried about it?
Sam Younger: It is a concern but
if we felt it to be so fundamental 18 months ago to say that we actually need
to move now, I think that is what we have said, but I do not think we feel it
is quite that fundamental at the moment.
Q38 Mr Tyrie:
We note those views. We have spoken on
public platforms together on this. One
last question in this area very quickly:
do you think that the recent attention that is being paid to the
possible misuse of MPs' allowances, which should be spent for constituency
purposes but about which allegations have been made that they are used to
secure party political advantage in specific constituencies, is one that you
need to address?
Sam Younger: I am very wary
about it. At one level, you could say
the Commission is involved in everything to do with elections and should take
an interest in all of this. It seems to
me that the use of parliamentary allowances should be a matter for the
parliamentary authorities. We would say
that allowances for Parliament should not be used for purposes other than those
for which they are intended. It is no
part of what we police. There is
another body that does that. I am very
wary about getting into areas that are not ours to run.
Q39 Barbara Keeley:
You have welcomed the Bill. I think
others have said that perhaps they were looking for a clearer consolidation of
existing electoral law. Could you
comment on that? Do you think there is
enough done there to consolidate electoral law?
Sam Younger: The answer to that
is "no". We have always found, and I am
sure others have, that when people from any other country come to this country
and ask, "Can we have a copy of your electoral law, please", the answer is
always, "Well, err, that is a pretty difficulty thing to do". In principle, we would very much like to see
a consolidation of all electoral law, but that is a very major undertaking. Our feeling is that we should not delay
putting in some of the very important measures that are in this Bill by two,
three or maybe more years in getting a consolidation. There is a very strong case for consolidation because I think it
is for everybody. It is not just for
those administering elections; it is also for candidates and agents who have to
deal with elections. It is supremely
complicated, with the result that I think it is fair to say on all the points
of electoral law there are very few people who thoroughly understand it. Consolidation is very important.
Q40 Barbara Keeley:
There are quite a few questions on individual registration. You have already referred to that. Are there any other provisions in the Bill,
things that are not there or matters you would like to see extended or
changed? Is that the key one?
Sam Younger: The key one is
individual registration. There are a
number of others where there are provisions that I know have been subject to
debate and questioning in Parliament and where I think there is a debate to be
had and a judgment to be made. When it
comes to registration, because of issues of principle but probably even more in
terms of urgency, we feel that are the issues of security underpinning that. That is the key area where we feel what is
there in the Bill does not at present go far enough. I am happy to elaborate on that if you like.
Q41 Barbara Keeley:
I move on to thinking about registration, there are a number of points. When we had a Second Reading of the Bill,
the Minister of State referred to places in the country which he called
democracy deserts where there was low registration and a low turnout. Is that helpful? I think people are talking here about registration in some places
reaching crisis level. Terms like that
are going to be used. Is that a useful
way for us to start thinking about it, that there are spots in the country
where we do not have the same democratic involvement? Those are serious issues that we need to look at in some depth.
Sam Younger: I think they are
very serious issues. That is one of the
reasons behind particularly the research that we published in September on
under-registration, which was done on the basis of looking at the comparison
with census figures. Yes, it goes back,
but it is the first time we have been able to get some really authoritative
figures cross-referenced against other sources for some years. That does show that the percentage of
non-registration for England and Wales - we have not yet been able to get the figures
for Scotland, those will follow, and Northern Ireland is in a different
position - was going up to 9%. That is
a lot of people, 3.5 million in England and Wales. It is a very critical area. It is one that we take seriously and we are
very pleased to see in the Bill a number of things that we think are important
in terms of encouraging registration.
Q42 Barbara Keeley:
There are other points where that figure might be discussed. I have heard colleagues talking about wards
and polling districts where the figure may be 20%. People say there are some streets where nobody was registered in
every other house. We are not really
talking about less than 10%; we are talking about much more than that, are we
not?
Sam Younger: That is fair
enough. The detail of the research we
did shows inner city areas in particular.
There are geographical areas of under-registration; there are also
particular categories of people under-registered. One of the things that is important about that research is that
it does identify some particular targets for particular campaigns to get people
on to the register. We know we are
going to be dealing, even in the best of all possible worlds, with what are
limited resources and will always be limited resources to do this. We hoped there would be a good deal more
there for registration than there has been up to now and different approaches
to registration. Nevertheless, it is
terribly important that this has to be done particularly area by area to target
that effort.
Q43 Barbara Keeley:
Should that be the priority now in encouraging participation in turnout? I think there is a view that there has been
a focus on turnout and participation perhaps at the expense of registration?
Sam Younger: After all,
registration is the precondition for turnout, is it not? It is not a precondition necessarily
for what the turnout percentage might look like, but in the real world it is a
precondition for the numbers that are going to be in a position to go out and
vote, so it is absolutely critical. That
is why our own view has been that, when it comes to the system, there is
tension at certain points between participation and security. You have to make a judgment about where you
are on that continuum. It is important
in what we are putting forward as necessary for integrity that we make sure
that, parallel to that, there is an enormous effort to make sure you keep
people on the register. That said, we
are very conscious of the points made in the Second Reading debate, and indeed
elsewhere, about the difficulties of registration. Partly as a result of that and what we know to have been those
issues, we have been looking at whether there is another way. We do not regard pilots as satisfactory, and
that is, above all, because we think it is urgent to get something in
place. The problem with pilots is that
it takes a year or two for anything to be shown. One item we are looking at is:
are there any other ways of delivering the sort of security benefit we
want while minimising the effect on the register? There are one or two things worth nothing and perhaps putting in
for consideration in that context. We
have said that in terms of pure individual registration, which is what we think
ought to be the end game that one could move back from, in the rest of GB we do
not feel national insurance numbers are something we should be asking people to
provide at registration if we are looking at the comparison with the Northern
Ireland model. Although in human rights
and data protection terms individual forms on the register are better than
household forms, we certainly would not go off the wall if household forms were
a way of smoothing that change. One of
the things we thought might be worth looking at as a transitional phase towards
individual registration that would deliver what is most urgent, in terms of the
security underpinning, is whether it is worth considering, as it were,
extending the fields in the existing registration form to have a signature and
a date of birth; you would not require that signature and date of birth in
order for people to be on the register, but those details would have to be
provided before somebody was issued with a postal vote. That is one way, because we are very
conscious of the danger of people dropping off and there are enough people who
are not there already. I just note that
to the Committee as one possible way through the dilemma.*
Q44 Barbara Keeley:
The sensitivity about this for a lot of people, both locally and nationally, is
that where other countries have tired individual registration, it has caused a
drop of 10%. For many people a figure
like that is their majority, either as local councillors or as members
here. If you are talking about a period
of a number of years when people will disappear, it can clearly be seen that,
based on that, elections will be lost.
It is understandable that that is the case. That is the concern. You
seem to be saying that if personal identifiers include signature and date of
birth, that is something which would be tried on a basis that is not mandatory
but people will start to get used to it.
Sam Younger: One of our starting
points is that there is a real issue about a lack of security underpinning
particularly postal voting, and a real issue of public confidence interest in
this area. If we were in a situation
where we only had elections every five or six years, then piloting and seeing
how that turned out, and then seeing whether we implemented it, would be
viable. The problem we have, being
realistic about it, is that the first canvas in which one might pilot this
would be 2006. Then you would need to
do it again in 2007 in order to get any feel.
By then, you would be in danger of moving into another general election,
and either rolling out a completely new system, if it has worked in those pilot
areas, just before a general election, or, alternatively, not rolling it out
because it has not worked terribly well.
Then, it seems to me, we would be in a position at the next general
election much as we were at this one.
That is why I think we say that if the priority is in terms of time -
and we would still hold to the principle of individual registration anyway but
it is not the principle that is the driver of the urgency - one way of doing it
may be to think about encouraging people to provide their signature and date of
birth. You do not throw them off the
register if they do not provide that over a period, but you say there would
have to be something that says that if you apply for a postal vote, it is going
to be made clear on that application that these details will be entered on the
electoral register and will be used for future comparison. After all, it is fair to say that the
provision of a signature and date of birth - and I do think the national
insurance number is a bit different - is not rocket science; it is relatively
simply and people are used to doing it in many contexts. In that position, I would suspect that over
a relatively short period we would probably find that the vast majority of
people had provided those details and, as it were, at that point you could move
in that direction. I throw that
out. I would want to say that we
would still prefer to move to something whereby we would call for individual
access. I am trying to think of a way
through concerns.
Q45 Barbara Keeley:
Could we not start to see a range of pilots, though, as a testing ground for
this? There is, on the one hand, great
sensitivity about a big drop in registration and losing 10% of people off a
register which we understand already has four or five million people missing
off it. The notion of losing another
half a million is a serious issue and a very serous issue in local places where
that will make the difference to a lot of people between winning and losing an
election. Would it not be possible to
specify a number of pilots, which would then test the effect? There is a concern that it would have an
effect. I have heard colleagues say
that they do not think we have recovered in registration terms from the poll
tax and people going off for that reason.
Do you not see that having pilots is then a set of stepping stones and
could be the way forward?
Sam Younger: I return, in one
sense, to the point I made before that I think there is urgency about
this. If we go down the pilot route,
however good the pilot, we are not going to be in a position to have
underpinned that security and reached that, even over an election cycle. That is our problem with that. It would be ludicrous for us to have
anything against pilots per se. Were one, for example, to go down the road
of making provision for a signature and a date of birth but not make
that compulsory on the register, that still would not prevent the possibility
of running a pilot for compulsory individual registration in some places. The point of the transition proposition is
to try to make sure you are in a position where you get security underpinning
universally across the country for postal voting without losing significant
numbers of people off the register. In
our view, there could be a role for piloting some different things. I suppose I go back to saying that the one
thing that we would not want is to go into the next general election with
really no universal underpinning of postal voting as in the 2005
election. That is the main point.
Q46 Barbara Keeley:
Given that sensitivity, and particularly perhaps in local authorities where
there are the lowest rates of registration now, and I have said we are looking
at a situation where there is 20% or 30% in some areas and more in some
more localised areas, how can that be dealt with? Cleary it would be very difficult for those local authorities if
they are required to do something which is going to make the situation worse
than it currently is? Do you have any
ideas about how that can be handled, where things are already very difficult and
registration levels are very low? In my
constituency, I think the registration level is 95% and we would not be so
concerned about it. In other local
constituencies it is much lower than that.
Sam Younger: I suppose it is
fair to say it is in acknowledgment of that issue that I mentioned the possible
transitional notion. It is worth
underscoring that there is much in the Bill that does encourage registration
and a lot is going to be about what the resources are and how well those
resources are targeted. It seems to me
that allowing people to register much closer to the date of an election is a
very real encouragement to getting people on the register. What we are looking at is whether that
acknowledges the problem while trying to get the best of all worlds by
delivering the security underpinning that we also think is right. There is a tension there. There is no point in denying that there is a
tension. It is a question of where on
that spectrum you go.
Peter Wardle: If you take those
constituencies where you have very high levels of under‑registration,
leaving aside the timing point Sam has described, if you have a two‑year
pilot, effectively at around the summer of 2008 the Government would have to
take a decision on whether to roll it out now in full, possibly for a general
election in early 2009, or whether nothing can be put in place. Either of those situations is undesirable in
terms of the run-up to the next general election but, if you take those constituencies
with high levels of under‑registration, then the transition approach that
Sam has just described would allow the focus to be entirely on getting people
onto the register. The signature and
date of birth need not be a barrier for those people because the important
thing is to get those people who have never voted before and never registered
before to the polling stations. Postal
voting might be something that comes later.
If community postal voting is important, then the focus of the campaign
would be different and it would be about encouraging people to give what are,
after all, two relatively straightforward bits of information, signature and
date of birth, in order to give them the flexibility either of voting in person
or having a postal vote. There is the
opportunity there of simply saying, "To get you on the register, we are not
going to erect any barriers and you will still be able to get to the polling
station. You will not drop off the
register". By contrast, if you had the
sort of piloting that is being discussed at the moment, if the pilot were run
in that particular local authority, then it is quite likely that there would be
some compulsion about the signature and date of birth. Therefore, you would have that barrier. What we are trying to look at is a way that
meets the concern about not having postal votes anywhere in the country, coming
in without some way of checking the identity, but also allowing areas of severe
under-representation to have people on the register without necessarily having
to go that extra mile in terms of the identifiers.
Q47 Barbara Keeley:
As a final point, and thanks for taking these out of order because I have
to leave soon, I take what you said about pilots: if pilots go ahead, what role would the Commission take on
evaluation that?
Sam Younger: The Commission's
position is that our role in all these areas is to advise Government and
Parliament but to work with whatever Government and Parliament enacts. If that involved us in a role of evaluating
pilots, that is what we would do.
Peter Wardle: That is what the
Bill suggests would happen, that we would be involved in the piloting. We do have a lot of experience in evaluating
pilots that have taken place between 2002 and 2005.
Q48 Jeremy Wright:
May I take you back briefly to the principle of registration? The argument that Government makes, and we
heard it from the Lord Chancellor when he gave evidence to us, is that they do
not like the idea of individual registration - we are making some of the points
that have already been made - because they conclude it will result in
a drop in registration. One of the
main ways in which that may happen is because at the moment with household
registration 50% of those in perhaps the 18-24 age bracket are registered by mum
and dad, whereas they would not bother doing it themselves. We are all clear about your position, that
you believe individual registration to be the right way and you would like to
see this carried forward in a clause. I
just want to try and get a sense of your reasoning in that regard. Do you accept that the Government's concerns
are valid, that there is a worry about that and you simply regard your
perception of the advantages of individual registration as outweighing those
concerns, or do you think the Government's concerns are not valid in that
regard?
Sam Younger: As was indicated by
answers to the previous questions, I think our view is that there are
legitimate concerns there. Frankly, I
think it would be absurd not to think there are legitimate concerns when you
look at the incidence of under-registration, however much one might say you
cannot have an absolute read-across. We
have had a very significant pilot of individual registration in Northern
Ireland. Yes, there was a drop but not
as big a real drop as the initial 10% would indicate. While one cannot put an absolute figure on it, a goodly part of
that was actually names that should not have been on the register anyway, so it
may be a more limited issued. We
recognise that that is a real issue.
You are right that, looked at on this spectrum of absolute security at
one end of it and, as it were, no barrier to participation at the other, we
believe that two things, an individual signature and a date of birth, provided
on the register are where the right balance is struck. You are right to draw attention to the fact
that it is a matter of principle. I do
think it is quite wrong in this day and age that it is not the individual who
makes the decision about whether they are on the electoral register. I think the best example of this is
that I am in a position at the moment where I can sign up my wife and son on
the electoral register; I could sign up for them to have their details sold to
commercial organisations and they have no say in the matter. I do not like that. That said, I think we would acknowledge
that the security underpinnings of increasing postal voting are the key to the
urgency of needing to have something in place now.
Q49 Jeremy Wright:
Do you have any sense of how much of a drop in registration you think might
come about if individual registration were to be the way we did it?
Sam Younger: We have obviously
had thoughts about that and thought about it quite a lot. We have not tried to put a figure on
it. There are so many different
variables involved. One would say that
probably, compared to Northern Ireland, the real drop is less than 10% in the
first instance. There are a number of
measures that can make sure you do not, certainly over a cycle of a year
or two, lose large numbers off the register.
They have reinstated the carryover in Northern Ireland. In the rest of Great Britain, probably one
would include the carryover in the arrangements so that you did not lose people
who did not register every year; you would allow people to register close to
the date of the election. I think that
is important and there is a duty in terms of maximising the register. There is no reason, if the resources are
there even as a one-off, that if you once brought this in you could not
have your regular canvas and then target on a re-canvas those areas where the
register was deficient in the same year, in December or January, immediately
following. There are a number of
measures that we feel could effectively mitigate the possibilities of a downward
move. Incidentally, with good campaigning
at local authority level and more widely, I think there is a chance that that
in itself could begin to get some of the non-registered onto the register. We are wary of putting a figure on it
because in a sense you are damned if you do and you are damned if you do
not. Either you put up the spectre of
some massive figure that you cannot really back up or you risk looking absurdly
over‑optimistic about what will happen.
I think it is better to acknowledge that there is a real issue there,
but there are some measures that could mitigate that.
Q50 Mr Khabra:
The success of the democratic system of government depends on how efficient the
electoral registration process is. How
do you get people to participate? This
brings to my mind that there is perhaps a need to have compulsory registration
and compulsory voting. This is an old
question. On the other hand, clause 63
of the Bill empowers returning officers and electoral registration officers to
encourage the participation of electors in the electoral process. Should this be a mandatory requirement to
prevent less active councils from not taking advantage of the new power? Some of the councils are not as efficient as
they should be. Secondly, what methods
would you recommend for encouraging people to register and vote? Thirdly, what checks will the Commission
make to compare the active campaigns of different local authorities? The various local authorities have different
abilities to conduct elections and register voters.
Sam Younger: There are two or
three questions there that I will try to answer and Peter can pick up the
gaps. Compulsory registration and
voting: in a sense, there is a degree
of compulsion in law on registration at the moment because it is an offence not
to return information requested by the ERO.
I think it is fair to say that the ability to make registration
compulsory actually depends on having some system whereby it is the
individual's responsibility rather than, as it were, that of a head of
household. The other question that
would have to be asked, and it is not something we have an answer to, if you
were going to make registration compulsory, is: have you got the means to implement and enforce it and the will
to enforce it? I think compulsory
voting is different. As a Commission,
we are doing some research at the moment on the experience of compulsory voting
in other countries. My personal view is
not very sympathetic to compulsory voting, as it happens, because I do think an
individual should decide.
Q51 Mr Khabra:
What would you say about multiple occupied properties where there is
a landlord or the property is owned by a company and there are
tenants? So far, the system of
registration is that the local authority delivers an electoral registration
form actually addressed to the landlord.
The tenants in the house do not even know that the landlord is not
interested at all in registering voters.
Sometimes landlords are trying to avoid the local authority finding out
that the property is overcrowded or they are cheating the system itself. Why do you not think that there should be
compulsory registration in such a situation?
Peter Wardle: The issue there is
the way the system works. That is a
very good example of one of the difficulties we have with the household
registration system. It is interesting
to note that, in the research we were discussing earlier about registration,
the evidence points both ways about household registration. In a family, say, where there is a head of
household, father or mother, who registers everybody else in the household,
that is great. There would be a big
change for that family if we moved to a system where there was more individual
registration. In the sort of circumstance
you have just described, the multiple occupation of a building, the fact
of household registration is actually disenfranchising all the occupants of
that building. The only way they can
get on to the register is to do it out of sequence, if you like, in between the
annual canvases. This does not apply
just to landlords; the same thing arises in student accommodation, nursing
homes and other areas, where there is a single building and lots of different
independent occupiers. The significance
lies in the decision taken by the person who picks up the form off the mat, and
the form may not necessarily be addressed to him. He can disenfranchise everybody in that house by throwing it in
the bin. That is one of the arguments
that led us to favour individual registration as right in its own sense. If you then go a further step and introduce
compulsion, you get into the sorts of issues that Sam was discussing in the
earlier question about whether society is ready for compulsion in this
particular area. So far, we have not
done that.
Q52 Mr Khabra:
Has the Commission done any research into the reasons for people not turning
up? There has been a lot of speculation
in the press. Nobody knows exactly the
reason why people are not interested in voting. Is that caused by apathy on the part of voters? Is it the fault of the politicians or the
political parties that there is this lack of interest in participating in
voting?
Sam Younger: We have done a fair
bit of research on this in the context of statutory reporting at elections and
in relation to registration in the report on under-registration; that has
identified some of the reasons people do not register. The problem with that is that there is no
particular killer reason why individuals do not either register or turn out to
vote; there is a complex range of reasons. One of the things that I personally take some encouragement from
in all the research we have done is that actually, by and large, the reason
people are not either registering or voting is not so much apathy as
disengagement for one reason or another.
In a sense, I think disengagement is easier to deal with; at least it
gives you a starting point to deal with it. It is not that people do not care about issues that are affecting
them; it is about trying to make sure that they realise there is a connection
between the issues that affect them and the electoral process and what the
political parties and their candidates are offering them. To move on to one of the second questions
that you asked in terms of how the Commission goes about encouraging
participation - and I think probably it is fair to say that our advertising did
not hit this target in its earliest incarnations and we have learnt a
bit - from 2004 onwards, we have focused on trying to get across the
message that politics affects everything about your life. The strap-line we have been using is that if
you do not do politics, there is not much you do do. That has created quite a lot of resonance.
Q53 Mr Khabra:
The young people are the least interested.
What is the reason for that?
Sam Younger: I think those
reasons of disengagement are very much there.
After all, you can see the passion with which young people talk about
issues, involve themselves in single issues and demonstrate, whatever else it
is. I think it is quite wrong to say
that people do not care, but they do not see the connection between that and
elective policies. It seems to me that
is a challenge to everybody. I
think it is a difficult thing. This is
not the Commission view but certainly the indications to me are it is much more
difficult in an era where you do not have quite the same sharp ideological
divisions that there were.
Q54 Mr Khabra: Political education: the opportunity should be available for
youngsters in school to encourage them to participate in the election which is
very important for the country and for them.
Sam Younger: Absolutely. I think that
is absolutely critical. I think it is
important to note with citizenship education, for example, in a report we put
out about 18 months ago, we did not recommend lowering the voting age from 18
to 16 but acknowledged that was something that should be looked at again in the
context of the development of citizenship education and thought of again, as
well as in the context of a more wide debate about the age of majority
generally, but I think citizenship education is absolutely critical as a role
for many organisations. I think it is
fair to say that in getting people to participate in the end there is no
escaping the proposition that the key challenge is for political parties and
candidates to have policies and ideas that people want to vote for or vote
against. That said, there is an awful
lot that other people can do to persuade people of the importance of the voting
process because those people who are in their legislatures actually make
decisions that affect their lives.
Q55 Jeremy Wright: On that subject, there is also, of course, a
lot that returning officers and registration officers can, and indeed should,
under the Bill do to encourage people to register and then to vote. Do you have, as the Electoral Commission, a
particular view on the ways in which they ought to do that? Are you looking at ways in which you can
register best practice and assist various local authorities to notice what other
people are doing well? On the other side
of the coin, and this is an example that I have given to Mr Wardle on a
separate occasion, are there ways in which you can keep a check on what local
authorities are doing? I will give you
an example from my experience at the last election. What happened was the local authority sent out leaflets saying
"please vote" or "don't forget to vote", words to that effect, but the colour
scheme they chose was bright red and yellow so it looked like a Labour poster
which I do not think was deliberate in the slightest but you can imagine how
exercised my activists got about that.
On that basis, are you going to not only swap best practice but also
keep an eye on what various local authorities are going to do?
Peter Wardle: It is very much in
that sort of field that we are planning to operate with these standards. One piece of good news that is already in
place is that the ODPM have brought electoral services into their beacon
council schemes, so there is already recognition that there is some very good
work going on by electoral registration officers. Again, if you look at the research we did and published in
September, one of the things that pointed to was areas where electoral
registration officers in local authorities were using a whole battery of
different methods, and in fact one of the problems the research had was that
there were so many different things going on in some of these very active local
authorities, it was very hard to pinpoint the ones that were making the most
difference. It was clear that where
people were being imaginative, partnering with other bits of the local
authority, partnering with groups in the community who could act as a way into
some of the hard-to-reach groups, they were getting a lot more success than in
some of the sleepier bits of the country where the local authority was tending
to do the same as it had done every year.
I think our approach will very much be to take the good practice that we
recognise already around the country and, not in a naming and shaming way,
because that is not the power we are going to be given in the Bill anyway, but
in an encouraging way to say "Look here .." it links in with the point Sam made
earlier on about taking some of the regional expertise and trying to make that
more widely available across the region.
That might be one of the ways that we try to explore, certainly looking
at good practice and trying to give people access to that practice and
ourselves acting as a broker there. We
talked about political naivety before in relation to the Commission and you
gave us an interesting example there. I
was talking to one of my colleagues before the session started who used to work
for the Australian Electoral Commission, which of course does run elections, and
the colour of choice on election day for the Electoral Commission staff was
purple and she discovered you cannot do that here because of the Scottish
Nationalists. It is always difficult to
get that sort of thing right but I think we would try to give that sort of
advice, try to get people thinking a bit more carefully. Just as an aside on that point, one of the
things the Commission has found we have got a lot to add to is that there are
parts of the country where electoral services' officers and candidates,
although they meet at election time, actually keep themselves rather
separate. We found that we can act as
quite a good broker between those two groups because we recognise that both
groups have an interest and need to understand that they can give offence to
the other quite easily, they can support the other quite easily, and I think
this is another area where there is some education to be done in the standard
setting to help them.
Q56 Chairman: What do you think the public reaction is
going to be when they turn up to polling stations and find they have to sign
for their ballot papers? Does the
Commission have any thoughts on that?
Peter Wardle: It is an
interesting proposal, it is not one of the proposals the Commission made. When we were thinking about that balance,
that spectrum between participation and security, we took the view that to
require people on every occasion to sign for their ballot paper was a step too
far and it might deter some people for the sorts of reasons we were talking
about before. Looking at the evidence
of the scale of any abuse that was going on in polling stations, as opposed to
political voting, we held back from making that recommendation. Certainly one of the difficulties with that
recommendation as it is framed in the Bill is it does raise the question of
what you check it against if you are not in a pilot area. It is simply really a psychological weapon,
someone has registered a signature and something might be done with that
signature at some stage. If you
subsequently found that they were not the person they said they were, probably
it would be helpful that they have signed at some stage implying they were. I
am not sure that is quite what the signature in the polling station legally
does. If you had a system where people
had registered a signature and date of birth on the register, and if you then
had some doubts about their identity when they turned up at the polling station
to vote, then it seems perfectly sensible that some of the questions that a
presiding officer at the polling station might ask are "can you tell me your
date of birth" and if they are still in doubt "could you provide a specimen
signature". It is easy to see how that
would fit in. As it happened, we thought
it was probably going too far to do any more than that and require people to
sign just because they have turned up to vote.
Q57 Chairman: The public also reacted rather adversely to
bar codes, did they not, in the all-postal pilots? Should there be education, perhaps, on the reason for that?
Sam Younger: Yes, perhaps putting something clearly on
voter information about why that is there.
What the bar code represents is information that was there anyway in
terms of traceability, that people by and large do not notice when it is a
serial number, a bar code is much more in your face than that. Interestingly, I think it is something we
need to look at. It is one of the
notable things that are noticed by any foreign observers who come and look at
UK elections, they are astonished that there is traceability of a ballot
paper. It is something we are looking
at now as to whether what we have historically achieved by having that
traceability could be achieved in another way or whether it is important enough
to go on with that with those associated suspicions where a number of members
of the public do say, "So in the end somebody can tell how I voted". Albeit it is under very severe restriction
in terms of the courts, nevertheless there is a slight discomfort about it. Even though by and large people say they do
not like it when it is drawn to their attention, most people do not really
notice it. Bar codes they would notice
more.
Q58 Jessica Morden: The
CORE project: what level of data sharing will you have between the EROs and the
keepers of the project?
Sam Younger: It is not yet clear exactly how it is going
to be organised or what role the Commission will be playing in it. I would have thought the data sharing should
be absolute and total among EROs in terms of the register because part of the
great value of CORE - yes, one of the drivers politically was being able more
easily to interrogate the electoral register for the purposes of donations
reporting - is the ability to use a register where you can consult it
intricately to note things like duplicate applications, to indicate where
somebody needs to come along to register somewhere because they have moved
somewhere else. I think it is a very
major step forward once it is there but it needs to make sure those information
sources are all compatible.
Q59 Jessica Morden: If you do end up keeping it, being the keeper
does it undermine your impartiality?
Sam Younger: I do not see why it should. I think the one thing I would be very clear
about, and we have not thought about this in detail because it is not clear
what the arrangement is going to be, but were we to be the keeper we would
certainly need to set up something that would operate to a degree at arm's
length, a little bit like the Boundary Committee for England does on local
authority boundaries, which was our registration committee which would have
returning officers, EROs and others on it as the experts. All I am saying is I do not want to be drawn
into detail and what I have not thought about closely enough is that there
would need to be a difference in the way we organise ourselves, but I do not
see that it should undermine the independence or impartiality of the
Commission.
Peter Wardle: I think it is
perhaps worth noting that the concept as we understand it at the moment is that
the national on-line register will simply be an amalgamation of all the local
registers held by electoral registration officers. I think it is very unlikely that the Commission will be in a
position of unilaterally taking decisions to add someone or remove someone from
the register, that would be done only at the behest of the registration
officers and our role would be administrative, if you like, a mechanical role,
and maybe it is easier for the keeper physically to achieve that change. As I understand the concept, I do not see
that it would involve the Commission taking decisions that were not signed up
to by the relevant electoral registration officer, or officers, concerned.
Q60 Jessica Morden: I know you have not got the detail but have
you got the IT to support the project?
Will you need more IT and more staff?
What will the overall budget be for it?
Peter Wardle: The IT is not
there at the moment. The Department for
Constitutional Affairs is running the project and I think you would have to
direct this question to them.
Q61 Mr Tyrie: Service voter registration again. Sam, I have just received a letter from you,
thank you very much, that I have received while I was in the meeting, although
it is dated 28 October. It answers a
number of questions I would have liked to have asked you but I will not go
through it all for the benefit of the wider Committee. Rather than look at spilt milk - I think
there is a lot of spilt milk, we have got servicemen trying to bring democracy
in Iraq who were effectively disenfranchised by the decision to repeal the old
service voter scheme - I just want to ask you one question about the spilt milk
and then move on. You do agree, I hope,
that we could have done better bearing in mind we knew this was going to
happen. I warned you in October in
correspondence that this was going to be a serious problem, if not a
catastrophe, and that is probably what we have had.
Sam Younger: I would agree we could have done better. It is absurd to say that we could not have
done better. I think one of the lessons for me was to make sure what we focused
on, because it really came into our sights at that time in the autumn, was
getting information out to service voters in time to hit the deadline for
registration for a potential general election and actually what we should have
been doing is doing what we are doing now, which is doing a campaign that is at
annual canvass time too so you are getting people earlier, and that is what is
being addressed now as well as the other arrangements.
Q62 Mr Tyrie: That is fair enough. So you can understand why when you wrote to
me on 6 December last year saying "We will look at the possibility of producing
a leaflet aimed at service personnel when we do the next canvass in late 2005"
when everybody knew there was going to be an election in May or June 2005, that
was the sort of letter that was likely to put the blood pressure up of any MP
trying to get his service voters ready.
Sam Younger: I have to say I noticed that you had quoted
that in the debate and when I looked back at the letter of course that was in
relation to what we would do after the election subsequently, not in relation
to what we were doing in the period before the election.
Q63 Mr Tyrie: The question is what are you going to do
now? It seems to me there are two
generic possibilities, one is to try and make the existing system work, and a
lot of effort has been put into that already and you have described already a
lot of things which were attempted before the last election, at the last
minute, and I think we can find a lot of that was ineffective judging from the
anecdotal evidence. The other
possibility is to say we cannot afford to make a mistake like this again, let
us at least for the time being put back the old service voter registration
scheme which had its drawbacks but at least it worked, service voters got the
vote wherever they were serving. A very
high proportion of them remained entitled to vote. What is your view about putting back the old scheme?
Sam Younger: I do not have a hard and fast view which says
either we absolutely must or we absolutely must not. I think you are right to say it is a practical issue of how are
you going to get the result. There may
be a timing issue here in terms of the legislative opportunity for going back
---
Q64 Mr Tyrie: We have got one now.
Sam Younger: Exactly.
Q65 Mr Tyrie: I have tabled a clause to the Bill, I would
like to know whether it is going to have your support.
Sam Younger: The only observation I make, it certainly
would not have our opposition, that is quite clear. All I am saying is we learnt something from the campaign we did
at the beginning of the year to try to get people registered. There is a lot more of it now in terms of
the leaflets going to everybody in terms of people designated in military units
and so on and so forth, things on pay slips, new recruits, all of those
things. At the end of this month the
MoD are including a survey of the degree to which people are or are not
registered. IT is possible that one will find at the end of that that the
problem is not as acute as you thought possible. If there is any evidence that the problem is not cracked, if you
like, then I think there is a good case for going back to the status quo ante. The one thing I would say is to make sure
that something like the CORE projects and the registers that can talk to each
other, there is going to be an element of this, one of the downsides of the old
service registration was the amount of people who had left the services and
were still on the register.
Q66 Mr Tyrie: It had its drawbacks.
Sam Younger: What I would want to ally if we were going to
go down the route that you have put in an amendment for is a mechanism to make
sure we find ways of keeping the register as up to date as possible in those
circumstances.
Q67 Mr Tyrie: One final question on the timing, you are
saying we are undertaking this service to find out how many people are
registered now so we can work out what the scale of the problem is. We have got a Bill in Parliament at the
moment, are we going to have the results of that survey and are we going to be
able to take a clear decision in time to be able to table an amendment or will
we find the survey identifies a continuing problem?
Sam Younger: I did not check that for you. It is a MoD survey and I am not sure, off
the top of my head, exactly when the results will be available. It is being carried out in November and it
is something they do regularly.
Q68 Mr Tyrie: It seems absolutely crucial. You seemed to be saying a moment ago that we
should wait for the results of the survey and then decide whether to act. It will be too late if we have had the
legislation.
Sam Younger: That is why I said there is the problem of
timing if we do not have the information.
Albeit it is fair to say that we do not have absolutely reliable information
on the exact numbers of servicemen who are registered, we know how many are
registered as service voters but we do not know how many are registered
otherwise, I think it is fair to say, if we do not have the results and we do
not know that the problem is either cracked or on its way to being cracked, and
the timing does not work, it is sensible to look at going back to the previous
arrangement.
Q69 Mr Tyrie: One last general question, we do seem to be
spending quite a lot of time today discussing the mopping up after well-meaning
initiatives which have unintended consequences, do we not? The postal ballot extension, which has had
these unintended consequences which have hit at the credibility of the whole electoral
system, and you have got some detailed numbers which I will not read out in the
letter you have just sent me on what amounts to the collapse of public opinion
faith in the election system, even people using the postal vote system think it
is unsafe. Now we have had the service
voter registration changes which people thought were good at the time but
turned out to be quite disastrous. Does
this not point to a great deal of caution rather than activism in the field of
changes in electoral law, and is that a lesson you think we should start to
draw?
Sam Younger: I think caution, yes; inactivity, no. It seems to me we have got to make judgments
and those judgments have got to be based on where you think things can improve. You look at postal voting, I think the
extension of postal voting has got a lot to be said for it, there are certain
things which need to be done to underpin it.
I would say you have got to be cautious in what you apply but not sit
there and say it is better not to change anything because it might not work
out.
Q70 Mr Tyrie: 46% of people consider it unsafe from fraud
or abuse, according to your letter to me.
Even among those who chose to vote by post, a fifth wrote in and said it
was unsafe. These seem to be pretty
catastrophic collapses in faith in the system.
Sam Younger: Hence our concern about getting the
underpinning of it right, not to eliminate postal voting on demand but to get
the underpinning of it right.
Q71 David Howarth: Continuing that theme, the Bill
itself contains a number of anti-fraud measures to do with postal voting. There is a marked register for postal votes
received which is an important measure.
Do you think this adds up to enough to restore confidence in postal
voting or is there anything further that should be done? I do not want to go back to the individual
registration debate but is there anything else that should be done?
Sam Younger: I think there are two things to mention. One, it is impossible for us to do it
without getting back into the individual registration debate because I think it
is the case that the power of some of those measures in terms of increased
checking, in terms of the offences, makes most sense when you have got the
identification to check against. There
is an integral nature to it. The other
thing I would say, which is important, is that over the last year to 18 months
there has been quite a step change in the co-ordination between the police and
electoral registration officers, the consciousness of this among the police and
that is something which needs to be sustained.
It is not something specifically in the Bill, I think it is a critical
component. In the last 18 months we
have established a forum which is due to meet twice a year of police forces and
senior registration officers and returning officers, once a year in January, to
look at what measures need to be in place for a forthcoming election, whatever
those elections may be in May, and a second one after those elections to look
at how things went. I think it is
terribly important that that concentration is there and there for the future.
Q72 David Howarth: One of the things that came out of the Birmingham case, I think,
was that the police did not understand the law.
Sam Younger: It is fair to say we derived guidance for
police officers jointly with ACPO and ACPO Scotland. That came out in early 2005, March 2005, before the General
Election. One of the police officers I spoke to said it would have made a
difference if we had had that a year earlier, and I think we need to work on
that and extend it and improve it.
Q73 Chairman: You have been very thorough and wide-ranging
in your answers but one perhaps small modest question to finish with this
morning, your view perhaps on the proposed reduction in the threshold for lost
deposits from 5% to 2% in the Bill. Has
any research been conducted by the Commission on the need for this change? It was suggested it should be put in the
Bill subsequently, what is the background position on that as far as you are
concerned?
Sam Younger: The background to this is we published a
report in 2003 about standing for election and after consultation, including
with political parties, we set out two options, there was no consensus. One was to abolish the deposit and
subscriber system altogether because part of the concerns which had been raised
with us was that this was increasingly out of step with what had gone in other
countries, particularly European countries.
Some people suggested that there might be some implications under human
rights law for freedom of expression, and there was a barrier here to engaging
in the democratic process, but we did recognise a lot of people who had
responded had concerns about going down that route. We developed a second option, and that involved standardising the
deposit of £500 and reducing the threshold from 5% to 2%. We would, as part of that option, abolish
the subscriber system, although it was interesting that in the Second Reading
debate that was one of the alternative methods which came back into play. There was a pretty broad range but, perhaps
unsurprisingly, the larger parties were less in favour of reducing the
thresholds than the smaller parties. We
made the recommendation of that second option reducing the threshold from 5% to
2% really in response to the concerns that people were raising that it was
difficult for smaller parties to get into the system in the first place. It is interesting to see the research that
the Library has produced which was mentioned in the Second Reading debate and there
was a lot of debate about extremist parties but the other two parties, I think,
that the Library had identified would particularly have benefited from this
system at the last election were the Green Party and the United Kingdom
Independence Party, and whatever else was said about them during the Second
Reading debate, I do not think anyone suggested they were extremist groups.
That was the thrust of it and, in fact, the question of extremist parties was
not raised, I know that has been the big concern raised at Second Reading but
it was not raised in the consultations we had.
We did get some support from political parties, admittedly at the
smaller end of the spectrum for this proposal. It was the second option that
the Government chose to go with in the Bill and that is the background, that is
where it came from. We were doing our
best to reflect the consultation we had but I do not think we would seek to
substitute our judgment with the judgment of Parliament on this.
Chairman: I see the telepathic partnership would have
continued to lose its deposit whether there was a 2% threshold or a 5%
threshold, you would have thought they might have known that! Mr Younger and Mr Wardle, can I thank you
very much for your evidence this morning and the full and frank way in which
you have addressed all the questions this morning. Thank you once again.