Select Committee on European Scrutiny Seventh Report


8 EC research and development programme for 2007-13

(a)

(26879)

12736/05

COM(05) 440

(b)

(26881)

12730/05

COM(05) 441

(c)

(26882)

12731/05

COM 05) 442

(d)

(26880)

12729/05

COM(05) 443

(e)

(26876)

12727/05

COM(05) 439

(a)

Draft Decision on the specific programme "Cooperation" implementing the European Community's 7th Framework Programme (2007-13) for research, technological development and demonstration activities

(b)

Draft Decision on the specific programme "Ideas" implementing the European Community's 7th Framework Programme (2007-13) for research, technological development and demonstration activities

(c)

Draft decision on the specific programme "People" implementing the European Community's 7th Framework Programme (2007-13) for research, technological development and demonstration activities

(d)

Draft Decision on the specific programme "Capacities" implementing the European Community's 7th Framework Programme (2007-13) for research, technological development and demonstration activities

(e)

Draft Decision on the specific programme to be carried out by the Joint Research Centre under the European Community's 7th Framework Programme (2007-13) for research, technological development and demonstration activities

Legal baseArticle 166(3) EC; — ; QMV
Document originated21 September 2005
Deposited in Parliament(a) and (e) 30 September 2005

(b), (c) and (d) 3 October 2005

DepartmentTrade and Industry
Basis of considerationEM of 13 October 2005
Previous Committee ReportNone; but see (26581) 8087/05: HC 34-i (2005-06), para 21 (4 July 2005) and HC 34-v (2005-06), para 18 (12 October 2005)
To be discussed in CouncilNo date fixed
Committee's assessmentPolitically important
Committee's decisionNot cleared; reports on progress requested

Background

8.1 In July, we considered a draft Decision to establish the EC's 7th Framework Programme for research, technological development and demonstration activities (R&D) for 2007-13.[26] It proposes "specific programmes" on:

  • Cooperation;
  • Ideas;
  • People;
  • Capacities; and
  • non-nuclear work by the EC's Joint Research Centre.

8.2 The legal base for the draft Decision to establish the Framework Programme is Article 166(1) of the EC Treaty. Article 166(3) provides that Framework Programmes are to be given effect through specific programmes, each of which defines the detailed rules for implementing it, fixes its duration and provides the funds it requires.

The documents

8.3 The purpose of these five draft Decisions is to establish the specific programmes listed above.

8.4 Document (a) proposes that the specific programme on Cooperation should have nine themes:

  • Health;
  • Food, agriculture and biotechnology;
  • Information and communication technologies;
  • Nanosciences, nanotechnologies, materials and new production technologies;
  • Energy;
  • Environment (including climate change);
  • Transport (including aeronautics);
  • Socio-economic sciences and the humanities; and
  • Security and space.

8.5 The budget for the Cooperation programme would be €44.432 billion. Annex I of the document gives details of the R&D proposed under each of the themes. Annex II provides an indicative allocation of the budget between the themes. Annex III makes proposals for a risk-sharing finance facility and for Joint Technology Initiatives.[27]

8.6 Document (b) proposes that the Ideas programme should support basic (or "frontier") research, which would be "investigator driven". It would support R&D on any subject within the scope of the Framework Programme and would be carried out by research teams who would be in competition with each other for funding. The draft Decision provides for the creation of a European Research Council to decide the work programme and the criteria for selecting projects and to monitor the scientific quality of the work produced. The members of the Research Council would be eminent scientists, appointed by the Commission; they would act in a personal capacity and with complete independence. Annex I of the document describes the programme's objectives and activities. The Commission proposes that the programme's budget for 2007-13 should be €11.862 billion.

8.7 Document (c) proposes that the purpose of the People programme should be to develop and strengthen the human potential of European research through financial support for training and the mobility of researchers. The aim would be to stimulate suitable people to become researchers and to encourage researchers to remain in, or move to, the EU. The programme's budget for 2007-13 would be €7.129 billion. An Annex describes the proposed objectives of the programme and the activities to be funded from it.

8.8 Document (d) proposes that the purpose of the Capacities programme should be to strengthen research and innovation capacities throughout the EU by financial support for:

  • research infrastructures (such as highly specialised measuring facilities required for nanotechnology);
  • research by, and for the benefit of, small and medium-sized enterprises (SMEs);
  • the development of "research-driven clusters" within regions;
  • unlocking the research potential of the EU's convergence and outermost regions;
  • research on "science in society"; and
  • international cooperation in R&D.

The Commission proposes that the programme's budget for 2007-13 should be €7.486 billion. Annex I proposes the objectives of the Capacities programme and the activities to be supported by it. Annex II contains an indicative allocation of the programme's budget between the activities. Annex III proposes a "risk sharing facility" (that is, a grant from the Commission to the European Investment Bank with the aim of fostering private sector investment in R&D by increasing the Bank's capacity to make loans for riskier projects).

8.9 Document (e) proposes that the objective of the Joint Research Centre (JRC) programme should be "to provide customer-driven scientific and technical support to the EU policy making process, ensuring support to the implementation and monitoring of existing policies and responding to new policy demands."[28] The Commission proposes that the JRC should build partnerships and networks with universities, industry and public bodies; and should provide information about and analyses of, for example, the link between the environment and health, climate change, life sciences and biotechnology, competitiveness and innovation. The programme's budget would be €1.817 billion.

8.10 All five documents contain provisions requiring research activities to be carried out in compliance with fundamental ethical principles; and prohibiting funding for research on human cloning, modification of human genes or the creation of human embryos purely for the purposes of research or the procurement of stem cells.

The Government's view

8.11 The Parliamentary Under-Secretary of State for Science and Innovation at the Department of Trade and Industry (Lord Sainsbury of Turville) tells us that the Government welcomes the draft Decisions on the specific programmes, which provide more information about the proposals in the draft Decision for the establishment of the 7th Framework Programme. There are issues in each of the documents which are sensitive and will require detailed discussion. For example, many Member States have questions about the need for Joint Technology Initiatives under the Cooperation programme.

8.12 The Minister also tells us that, while the Government recognises:

    "an a priori case for an increased focus on R&D this must be within an overall EU budget of no more that 1% of GNI [Gross National Income] and consistent with the Commission's capacity to manage and absorb the funds. We also believe that any increase in budget should be linked to clear European added value."

He adds that the Council will be unable to adopt the draft Decisions until after the EU's overall budget for 2007-13 has been agreed.

Conclusion

8.13 These documents fill out the information about the five specific R&D programmes which was provided in the draft Framework Decision we considered in July. For that reason, we draw the documents to the attention of the House.

8.14 The negotiations on the documents have not yet begun and the outcomes are likely to be affected by the decision on the size of the EU's overall budget. There are no questions that we wish to put to the Minister at this stage but we emphasise the importance, during the Council discussions, of taking account of the lessons from the evaluations of previous programmes. We should be grateful if he would provide us with progress reports on the negotiations. Meanwhile, we shall keep documents (a) to (e) under scrutiny.


26   See headnote. Back

27   Joint Technology Initiatives would be long-term partnerships between the private and public sectors for R&D on, for example, nanoelectronics and fuel cell technologies.  Back

28   Annex to document (e), first paragraph. Back


 
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Prepared 8 November 2005