Select Committee on Foreign Affairs Minutes of Evidence


Written evidence submitted by Dr Patrick M Cronin, Director of Studies, International Institute for Strategic Studies

  Northeast Asian security challenges have shown remarkable continuity in the past two decades. The issues of managing North Korea, Cross-Strait relations, and China's rise have been consistent themes throughout the post-Cold War era and well before, too. More broadly, additional security challenges may arise from threats from nuclear proliferation, transnational terrorism, and even conventional conflict, as well as from indirect or untraditional challenges such as energy security, economic upheaval, humanitarian disaster, and disease.

For the purposes of this paper, I would like to place the constellation of extant and potential security challenges, traditional and untraditional, into a taxonomy arranged by three basic groups: the Northeast Asian Nation-State; Northeast Asia as a region; and Northeast Asia in the international system. Although this framework is far from the only way of looking at challenges (for instance, those who would focus on human security would focus as much if not more on how transnational and domestic forces affect individuals), it captures a wide set of challenges. Moreover, despite some redundancy, it also affords a broader look at security risks than the aforementioned big three of North Korea, Cross-Strait relations, and a rising China. Within these three categories one might point to the following "dirty dozen" challenges.

1.  NORTHEAST ASIA AND THE NATION-STATE

  The concept of the nation-state in Northeast Asia today is dynamic rather than static, and thinking about the states there as unchanging could well open one to surprise. As in other regions, Northeast Asia has been affected and shaped by the forces of globalisation, which in turn have eroded the monopoly of power traditionally associated with the nation-state since the Treaty of Westphalia. But the nation-state in Northeast Asia suffers from three chiefly internal challenges: physical separation, ideological schism, and socio-economic barriers.

The Korean peninsula

  The most fundamental physical divide is the division of the Korean peninsula into two states. Each half of the peninsula is a member of the United Nations, and the two halves are marked by growing disparities in economic power and political freedom. But each is also significantly armed, the Republic of Korea backed by the world's superpower. North Korea, meanwhile, continues to pursue nuclear and missile weapons programs that could rapidly and profoundly affect the future well-being of the region. But even irrespective of weapons of mass destruction, managing the changing relationship between the peoples of the Korean peninsula remains one of the salient challenges of our time. Korean family ties and nationalism further complicate this picture, as the dominant policy in Seoul aims to bring the two Koreas closer, whereas the surrounding powers, to varying degrees, are more worried about the actions of a North Korean state on its last legs.

Cross-strait relations

  Almost equally, the division of China that resulted after the Chinese civil war in the late 1940s and killed some 3 million in the process has today become a complex relationship of growing economic interdependence but continuing political stalemate and friction. At least two nationalisms are in conflict: those that would unite China, by force if necessary, and those that would codify the de facto independence of Taiwan into de jure independence, even if that were to incite conflict. The issue of Taiwan is significantly more vexing than the myriad other boundary disputes that the PRC has grappled with since its inception, including with Burma, Nepal, India, North Korea, Mongolia, Pakistan, Afghanistan, Russia, Bhutan, Laos, Vietnam, Kazakhstan, Tajikistan, Hong Kong, and various offshore disputes (especially the Paracel, Spratly, and Senkaku Islands). How Chinese on either side of the Strait determine their future relationship could easily create conflict and have a lasting impact on the region and beyond.

The DPRK as a failing state

  The first ideological internal problem is that of the Democratic People's Republic of Korea as a failing state with a bankrupt philosophy of juche. Self-reliance has failed in every sector of society save weapons of mass destruction, and those weapons do not provide a sustainable basis for regime survival. The eventual collapse of the current leadership and government and its replacement by a successor may well pose one of the largest challenges to regional security. It seems only a matter of time before the clash of ideologies between North and South force new variations on current ruling philosophies.

The quest for Japanese identity

  A second ideological problem emanating from with the nation-states of Northeast Asia might be labeled the ongoing Japanese quest for its identity and role in the world. In the aftermath of the Second World War, Japan's identity quest took a sharp turn into economic and domestic affairs. Today, however, the politics of Japan are shifting to the right, and Japan is increasingly in search of a wider, more normal role in regional and global affairs. This quest has been accelerating since the end of the Cold War with the rise of a more diverse set of global challenges, China's continuing rise, and America's shift from Asia to the Greater Middle East since September 11, 2001.

China's internal troubles

  The fifth problem of the nation-state in Asia is China's growing internal unrest, which in no small part is attributable to the rapid economic growth of the coastal regions and the attendant disparities in socio-economic status and influence, as well as municipal corruption and poor local governance in the western and internal regions of China. These disparities and local problems have, at least since the early 1990s, given rise to a growing number of largely hidden rebellions. It is difficult to know the potential for even wider civil unrest in China, or to assign a value on popular political dissatisfaction with the central regime and the Party. However, the recent actions of Hu Jintao, including a new commitment to redistribute wealth from wealthier to more impoverished regions suggests the problems are growing. China's internal troubles can no longer be fenced off from China's growing prominent on the international stage. As a result, China appears to be moving from a programme of suppression of unrest to a programme that purports to begin addressing root causes—although the jury is still out as to China's ability to manage these internal troubles. Because open civil war is unlikely, there is only an indirect security challenge namely, the fact that a China beset with domestic difficulties may be less inclined and less able to play the kind of external foreign, economic and security policy that will reassure the broad international community that it is becoming a responsible global stakeholder and that it is able to address its diverse problems, from energy and the environment to economic growth.

2.  NORTHEAST ASIA AS A REGION

  If the nation-state itself is a challenge to security, the region is also marked by significant concerns. In today's world, moreover, the region's boundaries are blurred by the complex realities of international relations in the 21st century. At the centre of these security concerns are the potential for friction reflected in, if not also spurred on by, growing military capabilities and stagnant security relations and institutions (despite growing and strong economic ties).

The unconventional proliferation threat

  Since the end of the Cold War, the region has been threatened by an insecure North Korea that has sought to guarantee its survival not by outside powers but by nuclear weapons and long-range missiles. The thus far unsuccessful search to dismantle these systems poses one of the most significant challenges to regional and international peace and security. And the prospects for success in the near-term are not bright. The Six Party Talks have provided a process, but that process has still not managed to put all of North Korea's nuclear programmes on the table. In particular, North Korea appears ready to sell its plutonium—again—but it also seems equally committed to keeping its highly enriched uranium programme out of any negotiations. Meanwhile, one could argue that equally lacking is the provision of security guarantees and economic incentives for North Korea to move in this direction. The notion that North Korea can be taken seriously with claims that the United States is preparing for an invasion is more a reflection of America's standing in the world rather than an objective analysis of American military power caught in two civil conflicts in the Gulf and Southwest Asia.

Increasing Sino-Japanese rivalry

  The multi-faceted Sino-Japanese rivalry that has flared up in recent months is likely to loom as a major security challenges as both China and Japan vie for greater influence in the world in the decade ahead. For Japan, the challenge is seen as partly how to balance close ties to the United States with ties to an increasingly powerful China. For China, somewhat unaware of its own rising power, tends to cast the problem as arising out of Japan's allegedly unrepentent historical transgressions. Although the rivalry is mostly non-military in nature, at least at this point, the number of Chinese conventional force incursions into Japanese waters is likely to grow in the coming years. The reality is that Japan and China have no agreed upon framework for thinking about their future relations with one another, and the repercussions of a rising Sino-Japanese rivalry may well influence the region in this century.

Potential economic upheavals

  Notwithstanding the relatively good economic ties in the region and between the region and the global economy, a sudden downturn in the Chinese or Japanese or even Korea economy, could well reverberate broadly and lead to growing security tensions and competition. Sudden fluctuations in either Japan's or China's economy cannot be cause ripples around the global economy. Meanwhile, economic gains in Asia at the expense of other parts of the world, namely North America and Europe, on the other hand, may well have an impact on international security.

The absence of a regional security framework

  The December 2005 attempt to demonstrate a regional security ethos revealed the lingering problems preventing such a single, acceptable structure. The main reason is that the dominant Northeast Asia powers, especially China and Japan, simply do not agree on a basic relationship or how to manage their own relations in the region. Each feels the other is attempting to contain its power and expand its own influence. Furthermore, it is still unrealistic to speak of regional security without reference to the critical role played by the United States. While it may be possible to point to a gradual emergence of institutionalism or collective security in East Asia, or even in Northeast Asia (with recent mechanisms such as the Six Party Talks, which have dealt with North Korea but may attempt to branch out into other issues, as well), the complex triangular relations among China, Japan and the United States make it difficult to take seriously the concept of regional pan-securitisation. Meanwhile, Northeast Asia as a region becomes overly circumscribed when dealing with broader issues such as energy, the environment, and economics—all of which are more easily considered with a wider numbers of actors, from Russia and India to the ASEAN members.

3.  NORTHEAST ASIA AND THE INTERNATIONAL SYSTEM

  Globalisation makes it increasingly difficult to cut off the subregion of Northeast Asia from the rest of Asia—Southeast, Central and South, and indeed from Europe, North America and beyond. The chief tensions between Northeast Asia and the international system may be referred to as the gap in addressing global issues, global institutions, and the gradual transition in the global balance of power.

Global issues

  Energy, the environment, terrorism, epidemiological risks have little respect for state or regional boundaries. Asia's appetite for energy is already causing low-level competition around the globe, even more so when major energy sources remain potentially volatile or unsavory regimes such as those in Iraq, Iran, Nigeria or Venezuela. The harder security challenge posed by radical Islamist terrorism also requires more Asian participation and support, whether in avoiding a clash of civilisations in general or grapping with very particular transnational interactions on the part of those pursuing their ends through terrorism.

Global institutions

  The United Nations was created after the Second World War to help preserve peace; today, the United Nations is challenged by a need for fundamental reform. Of salient import is the un-representativeness of the UN Security Council. If the United Nations is to be relevant in the future, then reforming the Security Council to better account for the distribution of global power, including Asia's greater share of it, will have to overcome the obvious political impedimenta. Global trading institutions such as the World Trade Organisation will have to bridge the current gap between developed and developing nation. And new global institutions, for instance to deal with sudden pandemics or environmental degradation, will have to receive greater attention and support from the major actors—lest these threats loom larger in future.

Rising Asia

  China's rise, spurred by unremitting economic growth, brisk diplomacy, and comprehensive military power, threatens to eclipse not just Japanese power but, possibly, United States global leadership. Political scientist John Mearsheimer is typical of those who fear a nigh-inevitable clash among major powers as China waxes and America wanes, replicating a perceived historical pattern dating back at least to the long-drawn-out Peloponnesian War and the struggle over the balance of power in the Hellenic world between Sparta and Athens. As China's submarine activity grows, it is an apt metaphor for the erstwhile China threat theory: it remains submerged and does not appear to upsetting economic interdependence any time in the foreseeable future. But these fears and submerged concerns are real and could well take mutual interests off course if left untended. Issues such as ending the arms embargo against China are often placed in the context of this long-term concern.

  Perhaps the best way to treat deep distrust and low-level competition is with frankness and transparency. But here again is where the outlook for Northeast Asian security clouded by the fundamental distrust among the major powers and the absence of either a security community or even a web of interlocking multilateral institutions that might keep the peace. Partly the answer may reside at the moment in direct bilateral talks. Meanwhile, let the private sector and market forces sow deeper integration between China and the global economy. Peace is not assured, but neither is it immediately at risk from a simmering military competition.

  These 12 concerns, some overlapping to be sure, underscore the unsettled nature of the Northeast Asian nation-state, Northeast Asia as a separate or separable region, and Northeast Asia's place in the international system. This essay is focused on security challenges, and it has given little attention to each of the positive forces at work in each realm of the state, region and international system. Nonetheless, this framework is only intended to be a starting point to help frame discussion about possible security challenges emanating from Northeast Asia.

Dr Patrick Cronin

International Institute for Strategic Studies

14 March 2006





 
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Prepared 13 August 2006