Written evidence submitted by Dr Key-young
Son, University of Sheffield
THE RISE
OF CHINA
AND STABILITY
AND SECURITY
IN THE
KOREAN PENINSULA
1. I am a lecturer of Korea's international
relations at the University of Sheffield. I have written on strategic
issues involving the Korean Peninsula and its neighbouring countries.
My principal publication relevant to this memorandum is South
Korean Engagement Policies and North Korea (London: Routledge,
2006).
2. The present memorandum is about one of
the widely debated topics in the literature on East Asian security.[94]
It is an exploration of two questions. Does China's rise pose
threats to stability and security on the Korean Peninsula? And
what policy options could we envision to ensure China's "peaceful
rise"[95]
and, with it, peace and security on the Korean Peninsula?
3. First of all, I would like to debunk
the common misperception that the rise of China is tantamount
to potential or clear-cut threats to regional security. In fact,
it could take a plethora of different implications at least for
both Koreas, which makes the dichotomy of viewing China's ascendancy
as either good or bad an obsolete job. In particular, we should
not discredit the fact that China's rise has made some positive
contributions to peace and stability on the Korean Peninsula through
the maintenance of a status quo. That's why specialists in this
region are debating the lingering Cold War structure in East Asia
in spite of the historical progression into a post-Cold War era
in the other parts of the world. For North Korea, which has been
increasingly bullied by the powerful capitalist states around
it after the collapse of the Soviet bloc, China's rise has served
as a long-awaited buttress for its survival as an independent
state. For South Korea, China is offering an opportunity to end
its decades-long reliance on the United States in terms of security
and economic affairs and reshape its identity as an independent
regional power interacting dynamically with the United States,
the world's sole superpower, and China, a potential challenger
of US hegemony.[96]
These observations draw on historical experiences, given the presence
of the natural chemistry between China and Korea despite their
love-hate relationship spanning several millennia. However, history
does not tell a lot about the present question, because China
had never risen peacefully before and the Korean Peninsula had
been a cradle for relatively weaker kingdoms, which had been usual
targets for invasion by emerging Chinese empires, unlike the modern-day
South Korea, an economic powerhouse in East Asia. In contrast
to the strong rivalry between China and Japan during the last
several centuries, the geopolitical and cultural affinity between
China and Korea adds a diametrically different dimension to their
future relations. It does not mean that it is a matter of time
before the Korean Peninsula would be sucked into the Chinese hemisphere
politically and assimilated culturally, a development that runs
decisively counter to the US's desire to prevent the rise of a
hegemon in this part of the world, and contrary to the Korean
people's long struggle to preserve their unique culture and independence
against the tide of Chinese dominance. Three scenarios are possible.
First, both North and South Korea might accept China's hegemony
in the region and possibly establish a patron-client relationship,
just as South Korea did with the United States. Second, Koreans
might endeavour to check the rise of China, as they did historically
for more than two millennia both successfully and unsuccessfully.
Third, the two Koreas will muddle through sandwiched by the two
power centres, China and the United States.
4. As adumbrated in the first scenario,
China's presence is looming bigger and bigger over the Korean
Peninsula. In fact, some experts started to express their concerns
that the economies of the two Koreas have already become excessively
dependent on China. China displaced the United States as South
Korea's No. 1 trading partner in 2003.[97]
The two countries have also deepened their political and military
ties since the establishment of diplomatic ties in 1992. Without
doubt, China is playing the role of a life line for North Korea
as the main supplier of food and energy.[98]
In fact, China's role, supported by South Korea, is effectively
canceling out the US's attempt to undermine North Korea by means
of economic sanctions. Already, as demonstrated in the six-party
talks aimed to address North Korea's nuclear weapons programmes,
China is playing a bigger role than the United States as a regional
power broker in a complete reversal of its passive diplomacy of
the past decade.[99]
Just like the United States regards Latin America as its backyard,
China has every reason to think that the Korean Peninsula should
become its launching pad to greatness. For the time being, however,
Chinese leaders appear to accept the US military presence in East
Asia through its alliances with Japan and South Korea, as long
as the United States plays a positive role as a stabiliser.[100]
5. In spite of China's rise as an economic
and political power, both North and South Korea correctly recognise
that the United States will remain the sole superpower for the
foreseeable future. In the post-9/11 era, South Korea, in spite
of some reluctance, has cooperated with the United States to transform
bilateral security alliance to better serve the changing regional
and international security environment.[101]
As part of its global realignment programmes, the United States
sought to restructure its military bases, scattered across the
southern part of the peninsula, into two major hubs, while turning
the infantry-based stationary forces into mobile forces deployable
in the event of regional and global contingencies. Even though
it recognise China's material power, North Korea still regards
the United States as the only partner for security dialogue to
resolve all outstanding issues, such as nuclear weapons programmes
and a peace treaty, which could officially end the Korean War.
Because of the existing institutional framework in the case of
South Korea and the desire to obtain guarantees on its survival
in the case of North Korea, the two Koreas hold sufficient reasons
to develop and deepen relations with the United States.
6. Among the three scenarios, I believe
that the third scenario is the most feasible, given the historical
and political experiences of Koreans. History tells that Korea
has remarkably maintained its independence from continuous invasions
from China and Japan. It is true that both North and South Koreans
are contemplating China's rise with some concerns. In particular,
the South Korean government worries the possibility that the North
Korean military, which has close ties with its Chinese counterpart,
might launch a pro-Beijing military coup in the event of an internal
power struggle in the future. Given the presence of an estimated
3 million ethnic Koreans in the northeastern provinces of China,
the Beijing government also holds a suspicion that a reunited
Korea might try to "recover its fatherland" as part
of a "greater Korea". Given the historical experiences
of repeated foreign invasions, the two Korean states hold a strong
penchant to keep their political and diplomatic independence.
So far, China's role of a stabilizer or a status quo keeper appealed
to the two Koreas as a counterbalancing force against the US policy
of regime change in North Korea. For the foreseeable future, it
is highly likely that both North and South Korea are inclined
to chart policies which might look like walking a tight rope,
since the choice of one superpower for bandwagoning cannot guarantee
their political and economic benefits. While the two Koreas will
show patterns of hedging between the two powers, the United States
and China are likely to employ various measures to court the two
Koreas by seeking to expand their influences over their former
enemies while trying to keep their allies in their sides.[102]
7. Therefore, China's rise offers both challenges
and opportunities to North and South Korea. Those subscribing
to the `China threat' scenario will shed light on a Sino-South
Korean imbroglio in 2004 over the history issue involving the
ancient Korean kingdom of Koguryo (37 BC-669 AD). The Beijing
government tried to usurp a key part of Korea's history and claimed
that Koguryo, which once ruled Manchuria, as well as the northern
part of the Korean Peninsula, was "a regional government
set up by an ethnic group".[103]
After it touched off a strong anti-Chinese sentiment in South
Korea, the Chinese government backpedaled and reached a compromise
with the South Korean government in the direction of not escalating
the controversy. It is meaningful that China had taken a step
back rather than bullying South Korea. It might have been a wake-up
call to China that any unnecessary troubles in bilateral relations
will nudge South Korea further into the arms of the United States.
Meanwhile, the Korea-related problems have helped to bring the
United States and China to the negotiating table for strategic
dialogue, as demonstrated in the four-party talks in 1997 aimed
at replacing the Korean Armistice Agreement with a peace treaty
and the six-party talks in 2003 aimed at addressing North Korean
nuclear weapons programmes.[104]
8. We can think about both bilateral and
multilateral options which could tie China down into bilateral
and regional frameworks. In bilateral terms, there is more room
for China if it wants to develop and deepen relations with both
North and South Korea. In a modern era, Mao Zedong once declared
that China and North Korea were "as close as lips and teeth".
For South Koreans, the United States is still the destination
of the largest number of students with 49,046 in 2002, but those
studying in China increased dramatically to 36,093 in 2002 from
9,204 in 1999, brightening future relations between the two countries.[105]
9. In fact, the biggest source of instability
in Northeast Asia is North Korea because of its nuclear weapons
programmes and volatile political and economic situations. So
far, different schools of thought have come up with different
interpretations and policy subscriptions. Nevertheless, China's
involvement in the management of North Korea's volatile security
and economic affairs could be positive for the short term, even
though there is a possibility of frictions or confrontations with
South Korea over political influences and the share of the North
Korean market in the long term.[106]
Michael Green, former senior director for Asian affairs at the
National Security Council, said in a parliamentary hearing that
South Korea had been adamant on an option of engaging North Korea
partly because it wanted to check China's rising influences over
it.[107]
Despite a series of doomsday scenarios, North Korea survived its
worst economic and political instability in the mid-1990s. It
is too far-fetched to think about its sudden collapse, now that
it is recording positive economic growth for the 6th consecutive
year since 1999, according to the estimates of the Bank of Korea.[108]
Therefore, it is safe to presume that North Korea will survive
as an independent state for the foreseeable future, depending
on the successful transfer of power and economic transition from
its command to market-oriented economy. In this vein, China's
role looms large as a guarantor of North Korea's political and
economic stability in spite of the phenomenon of what is called
an "alliance fatigue".[109]
Even though President Hu Jintao and other new generation leaders
in Beijing are known to be less ideologically attached to their
North Korean counterparts, China is unlikely to shift its positions
towards North Korea, given the sunken costs, established institutional
frameworks, and the Korean Peninsula's geo-strategic importance
to China.
10. China has also sought to expand its
ties with South Korea. In 2003, South Korea and China agreed to
build a "comprehensive cooperative partnership", entailing
military and security ties.[110]
As early as 1999, the two countries agreed to hold annual talks
on regional security issues.[111]
Now that the two countries have exchanged high-level military
officials annually, Defence Minister Yoon Kwang-ung said in 2005
that the Seoul-Beijing military exchange would be upgraded to
the Seoul-Tokyo level.[112]
In a visit to Seoul in April 2006, Chinese Defence Minister Cao
Gangchuan discussed the establishment of a military hotline to
prevent accidental armed clashes in the waters between the two
countries.[113]
Nevertheless, the United States is unlikely to abandon a set of
established security arrangements it had painstakingly forged
during the Cold War.[114]
Within the boundaries of the current security framework between
South Korea and the United States, China and South Korea are likely
to advance their political and military ties for the foreseeable
future. This is one of the reasons why the debate of forging the
three-way alliance amongst the United States, Japan and South
Korea looks fraudulent. Even though Japanese and South Koreans
have personal chemistry between individuals, their states have
never been friendly to each other, partly resulting from the gap
in the perception of their identities (Any state on the Korean
Peninsula has not regarded Japan as a hegemonic power in the region
and, to many Koreans, Japan's colonial rule is a historical anomaly.
Meanwhile, many Korean kingdoms of the past recognised China's
hegemonic status in the region and established the patron-client
relationship).
11. Meanwhile, China is testing the possibility
of realising its interests by the means of multilateral approaches.
In the areas of nuclear non-proliferation, China's role has been
indispensable in the organizing of the 6-party talks to address
North Korea's nuclear issues. In the diplomatic arena, China has
been attending an East Asian summit annually, even though its
attempt to form a regional grouping exclusive of the United States
was partially diluted by the entry of Australia, New Zealand and
India into the East Asian summit last year.[115]
Despite the rivalries between China and Japan and other problems
hampering the process of region building in East Asia, however,
the United States has been one of the greatest obstacles since
it did not want to see any drastic alteration of the current US-centred
regional order.[116]
At present, South Korea has been an active player in the efforts
to form regional bodies in East Asia by seeking to play the role
of a bridge between continental and maritime forces. Unlike Japan,
South Korea has been in favour of building an East Asian community,
exclusive of the United States, an area China could exploit in
the future.
12. One trend is evident, which is a rising
nationalism in East Asia. As part of its efforts to regain its
status as a hegemonic power in East Asia,[117]
China has resorted to nationalism to mobilize the masses in its
relations with Japan. Nevertheless, China's nationalism has been
nurtured by Japan's confrontational political actions, resulting
from its inflexible political system, which still fails at least
to meet Western standards: Japan has maintained a one-party rule
for five decades and, in spite of its economic success, remains
politically underdeveloped. For example, Prime Minister Junichiro
Koizumi's repeated visits to the Yasukuni Shrine, enshrining Class-A
war criminals, have enraged Chinese and Koreans during the recent
years. This shows that it is not easy to create an East Asian
regional community in the same way that European states created
the European Union. Nevertheless, both China and Japan are not
a monolithic state. Different government bodies and organizations
are testing the waters both bilaterally and multilaterally to
maximise their national interests.
13. The above observations imply some policy
suggestions, even though Britain is not a major political player
in the region. Britain is the closest ally of the United States,
as it fought in Iraq side by side with it. First of all, Britain
needs to show to the United States that China's rise and its strengthened
relations with both North and South Korea do not necessarily constitute
imminent or potential threats to the US-centred regional order.
Both North and South Korea have not been easy partners for China
historically. If China's rise is a fait accompli, Britain
can advise to the United States that it is more reasonable to
think about inducing the state into acting responsibly in regional
and international affairs. A self-fulfilling prophecy might be
working here. Rather than thinking of China as a potential threat
to stability, it is important to think that the state would pursue
economic benefits aggressively for the time being, coupled with
moderate political ambitions.[118]
By the time that it reached the point of an economic superpower,
the rationale goes that the Western world is able to transform
China's worldview and domestic politics through the use of positive
engagement strategies. Given the enormous military power of the
United States, it is a bit premature to think that China would
try to challenge the US interests militarily in such issues as
Taiwan. Nevertheless, the United States should not give an excuse
to China or become overly ambitious, just as it did during the
Korean War.
14. Second, Britain can think about offering
some policy advice to Japan in connection with some controversial
history issues and their possible connection to future security
matters. Historically, Britain and Japan have enjoyed close relations.
Britain, calling to mind the two countries' largely good relations
over a considerable period, could offer friendly advice to Japan
on how to end the historical animosity and build future-oriented
relations between former enemies. As mentioned above, the Yasukuni
Shrine has been an irritant to the Sino-Japan and Korea-Japan
relationships since Koizumi took power. Since Yasukuni has been
the symbol of Japan's militarism, which engulfed the world in
a tragedy of unprecedented scale in the 20th century, it is worthwhile
considering that the British parliament, if not the British government,
express its position regarding the issue. Japan is mindful of
how Western states think, rather than how its Asian neighbours
think. Britain's peer pressure might be working more potently
than imagined. If remained unchecked, the incident could even
bring both North and South Korea closer to China, given the deepening
convergence of political and economic interests between them.
In order to keep the balance of power, it is important to retain
Japan as a relatively agreeable state to both North and South
Korea. Otherwise, the political balance might tip dramatically
in China's favour, with the United States being a bystander on
bilateral issues between Japan and South Korea.
15. Third, Britain needs to engage China
directly to induce the state to build constructive relations with
both North and South Korea. Given the fact that Britain has managed
to organise the Commonwealth Games with its former colonies, Britain
could offer valuable lessons about China's future relations with
its neighbouring countries. What the Chinese need is not just
a good command in English, but the contents the English-speaking
people have acquired through their historical interactions with
the rest of the world.
16. Lastly, Britain needs to deepen relations
with both North and South Korea. Britain was one of the first
countries to accommodate President Kim Dae-jung's Sunshine Policy
and announce its decision to normalise diplomatic relations with
North Korea in 2000. Since then, Britain played a positive role,
though limited, in educating North Koreans about English and current
affairs. It is worthwhile expanding economic cooperation with
both North and South Korea, possibly by making investment in an
industrial complex, built jointly in the North Korean city of
Kaesong by the North Korean government and a South Korean conglomerate,
Hyundai.[119]
It is difficult to pinpoint which British companies might be interested
in investment in the industrial park, operated jointly by the
South Korean government and Hyundai. However, the industrial complex
offers unrivaled incentives and economic benefits in terms of
the costs of labour and land, perhaps more than its competitors
in China.[120]
At present, the South Korean government is making all-out efforts
to convince the United States that the industrial park project
is an important step in offering a capitalist training to North
Koreans and enabling North Korea to find an alternative source
of income instead of resorting to the exports of weapons, counterfeiting,
drug trafficking and other forms of internationally banned activities.
Dr Key-young Son
University of Sheffield
24 April 2006
94 See Michael E Brown, Owen R Cote, Jr, Sean M Lynn-Jones
and Steven E Miller, eds, The Rise of China (Cambridge:
MIT Press, 2000). Back
95
Chinese Premier Wen Jiabao made a speech on China's "peaceful
rise" in New York on 9 December 2003. Back
96
See Robert Sutter, "The Rise of China and South Korea"
at a symposium, entitled, "The Newly Emerging Asian Order
and the Korean Peninsula", organized by the Korea Economic
Institute and the Korea Institute for International Economic Policy,
25-7 August 2004. Back
97
See Dick N Nanto and Emma Chanlett-Avery, "The Rise of China
and Its Effect on Taiwan, Japan, and South Korea: US Policy Choices",
CRS Report for Congress, 13 January 2006. Back
98
According to Frankfurter Allgemeine Zeitung (10 April
2006), China supplied 80% of consumer goods and 70% of oil, used
in North Korea, while it is the largest trading partner, assuming
about 50% of North Korea's trade, if its assistance is accounted
for. Back
99
Evan S Medeiros and M Taylor Fravel, "China's New Diplomacy",
Foreign Affairs, November/December 2003. Back
100
See Changhee Nam and Seichiro Takagi, "Rising China and
Shifting Alliances in Northeast Asia: Opportunities and Challenges
Facing America and its Allies", The Korea Journal of Defense
Analysis, Vol 16, No 2 (Fall 2004), pp 153-180. Back
101
Richard Halloran, "Relocation of Second Division",
Korea Herald, 3 July 2003. Back
102
Jae Ho Chung, "America's Views of China-South Korea Relations:
Public Opinions and Elite Perceptions", The Korean Journal
of Defense Analysis, Vol 17, No 1 (Spring 2005), pp 213-234. Back
103
James Foley, "China Hedges its Bets on North Korea",
Jane's Intelligence Review Vol 16, No 11 (November 2004). Back
104
Liu Ming, "Opportunities and Challenges for Sino-American
Cooperation on the Korean Peninsula", The Korean Journal
of Defense Analysis, Vol 16, No 1 (Spring 2004), pp 135-179. Back
105
Donga Ilbo, 25 September 2003. Back
106
James Foley, "Seoul and Beijing Vie for Sway in Pyongyang",
Janes' Foreign Report Number 2868 (February 2006). Back
107
Yonhap News, 31 March 2006. Back
108
Yonhap News, 31 May 2005. Back
109
The two countries signed the Treaty of Friendship, Cooperation
and Mutual Assistance in 1961. See Sukhee Hee, "Alliance
Fatigue amid Asymmetrical Interdependence: Sino-North Korean Relations
in Flux", The Korea Journal of Defense Analysis, Vol
16, No 1 (Spring 2004), pp 155-179. Back
110
Jae Ho Chung, "From a `Special Relationship' to Normal
Partnership: Interpreting the `Garlic Battle' in Sino-South Korean
Relations", Pacific Affairs, Vol 76, No 4 (Winter
2003-04), pp 549-568; Jae Ho Chung, "China's Ascendancy and
the Korean Peninsula: From Re-evaluation to Re-alignment?",
in David Shambaugh, ed, Power Shift: China and Asia's New Dynamics,
(Berkeley: University of California Press, 2005). Back
111
James Foley, "China Hedges Its Bets on North Korea",
Jane's Intelligence Review, 1 November 2004. Back
112
Hankyoreh, 5 April 2005. Back
113
UPI, 18 April 2006. Back
114
See John Ikenberry and Michael Mastanduno, eds, International
Relations Theory and the Asia Pacific (New York: Columbia
University Press, 2003), p 424. Back
115
Washington Post, 14 December 2005. Back
116
Ikenberry and Mastanduno, eds, International Relations Theory
and the Asia Pacific, p 423. Back
117
See Aaron L. Friedberg, "Ripe for Rivalry: Prospects for
Peace in a Multipolar Asia", International Security,
Vol 18, No 3 (Winter 1993-04), pp 5-33.; Richard K. Betts, "Wealth,
Power, and Instability: East Asia and the United States after
the Cold War", International Security, Vol 18, No
3 (Winter 1993-04), pp 34-77; Charles A Kupchan, "After Pax
Americana: Benign Power, Regional Integration, and the Sources
of Stable Multipolarity", International Security,
Vol 23, No 2 (Fall 1998), pp 62-66. Back
118
It is a folly not to regard China as a hegemonic state, but
it is also true that China has been a regional power throughout
the history, rather than a global power. See Byung-joon Ahn, "Strategic,
Political, and Economic Trends in the Asia Pacific Region",
in Yung-lee Hong and Chong-wook Chung, eds, Korean Options
in a Changing International Order (Berkeley: The Regents of
the University of California, 1993); Jangho Kim, "Prospects
for a Northeast Asian Multilateral Security Order and the United
States", The Korean Journal of Defense Analysis, Vol
17, No 3 (Winter 2005), pp 87-104. Also see Steven Mosher, Hegemon:
China's Plan to Dominate Asia and the World (San Francisco:
Encounter Books, 2000). Back
119
See the Hyundai Asan Corporation homepage, http://www.hyundai-asan.com
or search "Kaesong Industrial Region" on Wikipedia.
Also See Key-young Son, South Korean Engagement Policies and
North Korea: Identities, Norms and the Sunshine Policy (London:
Routledge, 2006). Back
120
The New York Times (28 February 2006) reported that,
with wages of 26 cents an hour, Kaesong has more advantages than
Vietnam, China or Guatemala. Jane's Foreign Report (Number
2868) and Yonhap News (31 March 2006) also reported that
North Korean workers get US$57.50 per month-about half what a
worker gets in China. Back
|