9 The relationship between development
assistance and humanitarian aid
185. This inquiry has demonstrated a clear need for
development practitioners and humanitarian actors to pay more
attention to the linkages between their fields. Each field has
the potential to contribute to the other to an extent which to
date has not been fully realised. On the contrary, we have heard
examples of development interventions which have ignored or even
exacerbated vulnerability to disasters, and humanitarian interventions
which have paid no heed to or which have even undermined long
term development interventions.[313]
The two fields operate according to different principles which
they guard carefully, with justification, but these principles
should not stand in the way of closer cooperation.
186. A study commissioned by DFID identified a number
of constraints to a more effective relationship between humanitarian
and development sectors.[314]
These included:
- The contrast between the visibility
and media-friendliness of humanitarianism and development;
- Humanitarians' focus on complex political emergencies
at the expense of attention to vulnerability to natural hazards;
- The 'institutional gulf' between donors' humanitarian
and development sections;
- Flawed assumptions that if development endeavours
to reduce poverty then reduced vulnerability will necessarily
follow;
- Development professionals' lack of exposure to
disaster risk reduction issues; and
- Difficult questions over timing, criteria and
mechanisms for transitions from relief to development modes.
187. Humanitarian actors and development practitioners
need to stop treating natural disasters as one-off events and
instead consider them as an integral part of the context in which
they operate. As noted in a recent World Bank report, although
most natural disasters are not predictable, they are foreseeable.[315]
We know, for example, that: small island states in the Caribbean
are prone to hurricane damage; Pacific Rim countries are susceptible
to earthquakes and volcanic eruptions; low-lying areas on the
Bay of Bengal are sure to experience periodic flooding; and, countries
in sub-Saharan Africa are liable to experience erratic rainfall
and drought.[316]
Development and humanitarian actors need actively to recognise
such realities, and do more to plan their operations accordingly.
188. In our view the concept of vulnerability holds
considerable potential to bridge the gap between development and
humanitarianism. Very often the root causes, dynamic pressures
and unsafe conditions which combine to create populations which
are vulnerable to disasters are the very factors which development
actors are seeking to tackle in their projects and programmes
in disaster-prone countries. Development actors need to make
more effort to analyse and recognise the natural hazards which
could potentially affect the countries and regions in which they
are working. If they fail to meet this challenge they risk seeing
considerable investments of time and money disappear in the wake
of natural hazards.
189. Equally, humanitarian actors need to make more
effort to move away from a reactive agenda and instead develop
a proactive approach in countries and regions they know to be
disaster-prone.[317]
In these countries they need to invest in DRR and develop their
understanding of humanitarian emergencies as resulting from particular
manifestations of human vulnerability created by processes operating
in both the short and long term. When disasters occur their engagement
in this proactive agenda will enable them to understand better
the contextual factors that influence vulnerability and consequently
shape the impacts of hazards. This will equip them better to
determine which humanitarian interventions will be the most appropriate
and effective.
190. We are convinced that there needs to be a significant
shift towards a much more proactive approach to disasters, in
both the humanitarian and development fields. If development
actors are to mainstream an understanding of disaster risk into
their programmes more effectively, and humanitarian actors are
to expand their work on disaster preparedness and planning, then
donors will need to provide them with sufficient resources to
do so. In Chapter 4 we discussed the evidence we have received
about the lack of human resources in the humanitarian sector.
In Chapter 5 we analysed the insufficiency of funding for the
humanitarian sector. In Chapter 8 we set out the particular difficulties
in attracting funding for Disaster Risk Reduction. Donors need
to address these issues if humanitarian and development actors
are to achieve the shift we advocate. DFID needs to begin by
allocating 10% of its entire humanitarian budget to DRR and by
increasing the funds allocated to reducing disaster vulnerability
within its development programmes. The
Department must also continue its advocacy to ensure that by 2010
all the multilateral agencies which HMG funds for humanitarian
work are allocating at least 10% of their funds to DRR. In the
longer term we would like to see the proportion of funds which
all agencies spend on DRR rise beyond 10%. We are convinced that
such investments will provide a substantial return in terms of
reduced costs of responding to natural disasters.
191. In the course of this inquiry we have explored
the transition between humanitarian and development programming.
This issue often seems to be neglected, both at the start of
humanitarian interventions for example we heard about
humanitarian actors not taking sufficient account of development
interventions in the Sahel[318]
and at the end for example we heard about humanitarian
actors leaving abruptly when their funding finished in Pakistan.
We have seen that, although the transition from disaster relief
to recovery, reconstruction and development is rarely linear,
funding frequently is.[319]
The lack of long term predictable funding creates problems for
the long term sustainability of interventions. Humanitarian
actors should be encouraged to plan for the process of transition
to development, either working through the transition themselves
(where organisations are engaged in both development and humanitarian
work) or engaging development actors as partners to deliver the
development phase. Such plans must acknowledge that relief, recovery,
reconstruction and development are rarely distinct phases and
often overlap. Donors, including DFID, should be ready to recognise
the value of such integrated planning and reward it with longer
term, predictable funding. We believe that this would improve
responses to disasters by reducing competition between actors,
promoting coordination and improving working practices.
192. Collaboration between humanitarian and development
actors is particularly desirable as it is likely to reduce instances
of dislocated or conflicting programming. We recognise the contribution
that DFID's Africa Conflict and Humanitarian Unit (ACHU) is making
to the integration of DFID's development and humanitarian planning
in Africa. This was a contribution which we saw working in practice
during our visit to Malawi in March 2006. We
agree with the finding of the OECD DAC Peer Review, that DFID
should examine the lessons which can be learnt from the operations
of ACHU for its programmes in other geographical areas.[320]
193. We are impressed by the efforts which we have
seen underway to reform the international humanitarian system.
The degree to which the proposed technical and managerial reforms
will result in positive impacts for populations in crisis remains
uncertain however. Many of the reform initiatives which have
been proposed are heavily reliant on the UN multilateral system
and call for donors to channel large resources through mechanisms
managed by UN agencies.[321]
As we have discussed however, NGOs and the Red Cross/ Red Crescent
movement undertake the majority of the implementation. We are
concerned that this should not result in a middle level of bureaucracy
without the value of this being closely monitored. The speed
at which the multilateral system can find and engage suitable
implementing partners in the event of any specific disaster will
be critical in determining impact on the ground.
194. All reforms must take place in the context of
a clear awareness of the nature of the international humanitarian
system they are trying to create. At the centre of this system
must be the populations who are vulnerable to and affected by
disasters. As reforms are operationalised it is consequently
essential that there is opportunity for dialogue, consultation
and review, including input by recipient states and populations.
Without this the success of reform efforts will be hampered.[322]
195. While pursuing this reform agenda we must also
remain aware that the more efficient, equitable international
humanitarian system we are seeking to create will only be as effective
as political decision-makers will allow. Whether or not a humanitarian
crisis results directly from political decision-making, very often
it is political factors which are ultimately responsible for determining
the nature and extent of the humanitarian response which will
be forthcoming, "Averting humanitarian crises is also, therefore,
unavoidably a question of political action."[323]
The danger, as Jan Egeland pointed out in reference to the humanitarian
crisis created by the 2006 Israeli-Lebanese conflict, is that
we are "perfecting the plaster on the wound but
not
looking at the wound as such."[324]
196. Anecdotal evidence suggests that political and
public support for humanitarian assistance is very robust and
that support for development assistance is underpinned by it.[325]
The political capital created by this public sense of humanitarianism
has been enhanced by the huge public response to disasters during
2005 and the sense of confidence created by the process of reform
underway in the international humanitarian system. Humanitarian
agencies should not take this political capital for granted but
should find ways of exploiting it to create the most effective
response possible. This includes addressing the challenges of
coordination created by the large number of actors involved in
humanitarianism, and harnessing humanitarian instinct in ways
which are useful and not counterproductive. As Global Humanitarian
Assistance note:
"In development cooperation, years of development
education and public awareness raising have resulted in a well
informed, articulate constituency that demonstrated its political
clout in 2005 with the call to Make Poverty History. Humanitarian
awareness raising and education now needs to match the huge fund
of good will and political capital that has been mobilised so
powerfully."[326]
197. When opportunities arise, HMG should seize the
opportunity to lead this humanitarian awareness-raising agenda.
We heard that such a chance was missed in the aftermath of the
Indian Ocean Tsunami Disaster. In the face of rapidly rising
public pledges of assistance through the DEC,[327]
the Prime Minister made a public statement that HMG's funding
would match public contributions to the disaster.[328]
When the public response proved exceptionally generous,
the Government allowed
this commitment to fade away. There was certainly an adequate
response to the humanitarian needs created by the tsunami. However,
as the evaluation of the DEC response to the Tsunami pointed out,
the massive public response to the disaster should have been an
opportunity to promote dialogue on the issue of disaster 'bingeing';
the habit of the public to respond generously to certain disasters
while ignoring others, and to encourage commitments to forgotten
emergencies. We
recommend that DFID works to promote understanding across Whitehall
of the need for a rational and needs-based approach to disasters,
so that HMG can work coherently to promote appropriate and equitable
responses to disasters.
313 "For slow onset, natural disasters, a hurried
humanitarian response can be counterproductive to longer term
initiatives
In the case of the Sahel humanitarian response
in 2005, rapidly responding humanitarians largely ignored the
longer term context of human needs." [Ev 183 Mr John Scicchitano].
"According to ActionAid's research
there were also
found to be poor linkages between the earthquake response and
on-going development activities." [Ev 189 ActionAid International]. Back
314
Overseas Development Group, School of Development Studies, University
of East Anglia 'Disaster risk reduction: A development concern.
Scoping study on the links between disaster risk reduction, poverty
and development,' (2005),DFID, London. Available online at http://www.dfid.gov.uk/pubs/files/disaster-risk-reduction-scoping.pdf. Back
315
World Bank Independent Evaluation Group, 'Hazards of Nature, Risks
to development: An IEG Evaluation of World Bank Assistance for
Natural Disasters' (2006). Back
316
Ev 186 [Mr Jean-Jacques Graisse] Back
317
Ev 197 [Christian Aid] Back
318
Ev 183 [Mr John Scicchitano] Back
319
Ev 217 [Merlin]; Ev 187 [WFP] Back
320
OECD, 'United Kingdom: Development Assistance Committee peer review'
(2006), available online athttp://www.oecd.org/dataoecd/54/57/37010997.pdf. Back
321
Ev 195 [Christian Aid] Back
322
Humanitarian Policy Group 'The Currency of Humanitarian Reform',
(November 2005) HPG Briefing Note, London: ODI. Available online
at www.odi.org.uk/hpg.See also Ev 193 [Christian Aid]. Back
323
Ev 128 [DFID] Back
324
Q 314 Mr Jan Egeland Back
325
Global Humanitarian Assistance, see http://www.globalhumanitarianassistance.org/political_capital.htm. Back
326
See http://www.globalhumanitarianassistance.org/political_capital.htm. Back
327
The UN Emergency Coordinator described the tsunami response as
the 'most generous and immediately funded emergency relief effort
ever'. Funding timeliness was a record for the RC Movement: 19
% of the Federation appeal was received in the last week of December,
and 58 per cent by the end of January 2005. The response from
the general public was also extremely rapid. A record of £10
million in 24 hours was donated via the UK DEC website [Tsunami
Evaluation Coalition 'Funding the Tsunami Response', (July 2006),
TEC, p.24]. Back
328
A similar bidding contest took place between bilateral donors
['Officials gather in Jakarta for tsunami aid talks' International
Herald Tribune, 6 January 2005]. Back
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