Select Committee on Science and Technology Second Special Report


THE HUB AND SPOKES MODEL AND REGIONAL PROVISION

  1. Recommendation 44—The hub and spokes model of university provision would allow STEM departments to capitalise on their areas of strength, whether they are research, teaching or knowledge-transfer, whilst still ensuring that undergraduates received a rounded education in the discipline of their choice. By collaborating on their provision of STEM courses, departments would make more efficient use of resources, and thereby ease the financial difficulties currently being experienced by many STEM departments. We recommend that the Government encourages the acceptance and implementation of this model throughout the system via HEFCE, the RDAs and Universities UK, and by means of the funding regime for higher education. (Paragraph 125)

TEACHING AND RESEARCH

The Committee concludes that universities should focus on their strengths, whether in teaching, research, knowledge transfer or other areas. The Government holds a similar view: believing that all universities should offer excellent teaching, and that beyond this they should focus on their strengths. Teaching is so fundamental that every institution needs to do it well.

We accept the HE Research Forum's advice of July 2004 that excellence in teaching requires that teaching is "research informed". The Research Councils too are keen that teaching should occur in a research environment as far as possible. Based on the Forum's advice, we have provided additional funding to HEFCE to develop "research informed teaching". We do not require that all teaching staff are research-active, but we do expect to see current research findings and research methods included in teaching. "Research informed teaching" funding will help universities to develop their links to research, and has the potential to produce some interesting new ideas and partnerships.

COLLABORATION AND THE HUB AND SPOKES MODEL

  1. Recommendation 43—Universities are not islands. If the way to healthy provision of STEM subjects in English universities lies in collaboration between institutions, they will need to work together in the national and regional interest. (Paragraph 119)
  2. Recommendation 46—Under the hub and spokes model of university provision, a greater number of universities may choose to focus on their knowledge transfer activities. Third stream funding (HEIF) is still relatively modest in comparison with the funds available for teaching and research. The Government may need to consider developing HEIF further in order to encourage more universities to concentrate on knowledge transfer. A concomitant increase in research funding from industry will also need to be encouraged if universities are to have a real opportunity of diversifying. (Paragraph 131)

The HE Research Forum also provided the Government with valuable advice on how to encourage collaboration between institutions. A key finding is that such collaboration should be "bottom-up", led by the institutions themselves.

Again, this reflects Research Council views, and those of HEFCE. RCUK advises that from the perspective of both research and postgraduate training, bottom-up collaboration is preferable. HEFCE adds that collaboration requires trust and effective relationships between the partners.

A number of successful collaborations are already underway, some of them along the lines of the "hub and spokes model" the Committee proposes. Initiatives such as the Promising Researcher Fellowship Scheme already provide opportunities for staff from less research intensive institutions to spend some time in a research intensive environment. Lifelong Learning Networks are being put in place to offer progression routes to students, enabling movement through from Foundation Degrees to honours, or, indeed, research-led degrees across a number of institutions. This year, HEFCE has also funded 74 Centres of Excellence in Teaching and Learning (CETLs). Funding for these Centres will total £315 million over five years from 2005/06 to 2009/10, with each receiving recurrent funding ranging from £200,000 to £500,000 per annum for five years, and a capital sum ranging from £0.8 million to £2 million. This initiative represents HEFCE's largest ever single funding initiative in teaching and learning. The CETLs were selected through a competitive bidding process, and are well distributed geographically and reach across all the main subject areas and involve many aspects of student learning.

RCUK reports that the Research Councils are also involved in "bottom up" collaborations such as EPSRC supported research consortia and Collaborative Training Accounts which involve more than one university. In Scotland proposals are being developed linking physics and chemistry departments in several universities. In economics such a consortium has successfully operated via the Scottish Doctoral Programme in Economics for many years with similar moves under consideration in other social science disciplines.

The Committee proposes that Government "encourages" implementation of a "hub and spokes" model of regional provision, by various means including via the funding regime. We recognise that, in focussing on their particular strengths, institutions or departments may draw their funding in different proportions from different sources e.g. HEIF. Gearing the funding regime to a hub and spokes model seems to us to be too much "top down", however, and would be likely to appear to institutions as imposition rather than encouragement. Government, Funding Councils and Research Councils would all be very cautious about this.

HEFCE notes that models of specialisation are attractive when they can be considered from the beginning, but efforts to impose such arrangements would require new funding and HEFCE is not sanguine that they would meet with success. HEFCE can see benefits arising, however, where institutions choose of their own accord to co-operate in a "hub and spokes" model.

REGIONAL DISTRIBUTION OF RESEARCH

  1. Recommendation 45—We recommend that a Regional Affairs Committee is established within HEFCE to coordinate the implementation of the hub and spokes model within the regions. The Committee should contain representatives from each of the Regional Development Agencies, who would each be responsible for ensuring the implementation of decisions taken by the Committee within their region. The Committee should draw upon the valuable work being carried out by the Research Base Funders' Forum on the health of disciplines, giving this work some practical effect. HEFCE's Regional Affairs Committee would also be responsible for monitoring the implementation and success of the hub and spokes model in the regions. (Paragraph 127)
  2. Recommendation 47—The proximity of a source of skills and research capacity is one of the main considerations when a business decides where to locate. This is particularly the case for smaller companies. (Paragraph 134)
  3. Recommendation 48—If university departments suffer particularly heavy losses in one region, there is a possibility that businesses within the region would also suffer or, worse, migrate to a region where conditions were better. In this way, universities play a pivotal role in their regional economies. (Paragraph 136)
  4. Recommendation 49—There are sound economic and social arguments for ensuring that there is a strong research presence in each of England's regions. We do not agree that protecting this research presence would involve lowering standards. Quality can be preserved if every university and every region play to their individual strengths instead of concentrating all their efforts on the same goal, and the same limited pot of research money. (Paragraph 137)
  5. Recommendation 52—Whilst we believe that all prospective STEM students should have the opportunity to study within their region, it would be unreasonable, and a strain on resources, to expect provision of each and every subject to be maintained in every sub-region. Sub-regional provision can be addressed through regional collaboration between universities. (Paragraph 143)

We do not want to limit institutions to one particular model of collaboration, or to collaboration only with other HE providers: FE, employers and others can all form partnerships helpful to research. Neither do we want to limit collaboration to regional boundaries. Universities operate on a national and international scale as well as on a regional and local one. We would expect that in circumstances where departmental closures cause problems for local employers that other institutions in the neighbouring regions as well as other institutions within the region would be able to step in.

RCUK reports that the Research Councils would emphasise the principle of funding research on the basis of excellence, irrespective of geographical location: they do not wish to go down the route of regional quotas/allocations of funding. The Research Councils observe that whilst the "hub and spokes" model would appear to be a sensible approach to provision in regions, it is important also to consider the specific needs of individual subject areas. In subjects such as specialist language-based area studies, there are very few departments across the UK and a very small number of centres of excellence. In order to maintain the UK's research standing in these areas, the Research Councils suggest it may be appropriate to invest in existing centres of excellence, and thereby ensure national provision, rather than to spread investment across a large number of centres.

HEFCE believes that it cannot, and should not, attempt to prescribe where subjects should be provided, or to interfere in proper institutional decisions about their strategic direction. The advice HEFCE has provided to Ministers on strategic subjects recognised the importance of accessibility, but nevertheless did not see a need to have departments in all subjects in all regions. HEFCE does not feel, either, that there is a need for specific regional planning of research provision. It believes that action to support a strong research base across the disciplinary range is best planned and executed at national level; and that, in fact, research provision of high quality across the range, together with a broad portfolio of other activities, is at present to be found in all regions. In that light, HEFCE endorses the Committee's view that institutions should play to their established strengths in all activities. Whilst keeping under review which of its programmes should properly reflect regional priorities, HEFCE sees no justification for establishing explicit regional structures to plan research provision; these would carry a high risk of costly duplication of activities in a few fields of perceived current policy interest.

The Committee recommended that HEFCE establish a "Regional Affairs Committee" to coordinate implementation of the "hub and spokes model". We have already made clear that we do not intend to impose this model.

HEFCE notes, however, that it is already working closely with Regional Development Agencies (RDAs) in all of the nine English regions, and has established Regional Advisory Groups, which include the RDAs, Government Offices and other funding bodies such as the LSC. These meet regularly to discuss policy initiatives with HEFCE, and often to offer advice about funding allocations where there is an appropriate regional focus: for example, they have recently met to help in defining regional priorities for the allocation of additional funded numbers.

Institutions in the regions—both HE and FE—also already collaborate on the regional and sub-regional provision of higher education within regions through fora such as Lifelong Learning Networks.

VARIABLE FEES

  1. Recommendation 50—If STEM departments continue to close, there is a real danger that some STEM students will be unable to study their chosen subject in their home region, should they choose to do so. (Paragraph 140)
  2. Recommendation 51—It is too early to assess what impact the impending introduction of variable tuition fees will have on departmental closures as universities position themselves in preparation for the new system. We agree, however, with the reply given to the Committee by the Director General of the Research Councils, that the impact of variable tuition fees on STEM departments should be kept under constant review, and that emerging evidence should be published as part of the Government's ongoing reviews to make clear what the impact of the scheme has been. It is also logical to assume that, given increasing levels of student debt, an increasing proportion of the student population will be unable to live away from home. It is therefore extremely important that provision for core STEM subjects is maintained in every region. (Paragraph 142)

As outlined elsewhere in this response, our introduction of variable tuition fees aims to increase the flexibility for universities to manage their finances. Payment of fees is deferred, and, as we have noted, a number of bursaries are available - some of which are targeted at STEM subjects. Demand from employers for STEM skills should mean that students see that the costs incurred in studying these subjects are outweighed by the benefits. We are committed to keeping the impact of variable fees under review, and will consider the effect on STEM subjects as part of our wider consideration of factors influencing student demand.

The Research Councils are also interested in reviewing the impact of student debt on progression to postgraduate study, and recognise that they may need to improve and emphasise the selling points of postgraduate study (transferable skills, increased employability, perhaps through more CASE awards), and, potentially, consider developing incentives.

The Committee suggests that financial considerations will lead more students to study locally. Students' decisions to study locally may involve factors other than cost, of course: some may have dependents to consider; others may fear losing established networks of friends. We will use research available on factors influencing young people, and our review of the initiatives in place to promote STEM subjects and reach particular groups to ensure we recognise the factors at work.

HEFCE has considered the potential effect of financial considerations as part of its examination of strategic subjects, and advises that student and graduate mobility should not be underestimated, and that new opportunities from distance learning and short intensive courses are increasingly being offered.


 
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Prepared 25 July 2005