Joint Memorandum by the Department for
Communities and Local Government (DCLG) and Department for International
Development (DFID) (WUF 1)
DCLG COMMITTEE/IDC JOINT EVIDENCE SESSIONWORLD
URBAN FORUM 3, VANCOUVER JUNE 2006
EXECUTIVE SUMMARY
1. WUF3, organised by UN-Habitat and hosted
by the Canadian Government, was a major international conference
(10,000 delegates) to discuss, share good practice, celebrate,
and explore the implications of urbanisationmainly, but
not exclusively in the developing world. A small DCLG/DFID team,
led by Baroness Andrews, Parliamentary Under-Secretary of State,
DCLG, attended.
2. The Minister made well received contributions
in the main forum around our common cities agenda (planning, good
governance, place making and cohesion). The Minister's attendance
also contributed to a successful meeting with UN-Habitat to press
for greater focus in its work. Other delegation activities included
contributing to the launch of four DFID supported publications,
useful bilaterals with the Canadian Government and fact finding
visits to Vancouver and Seattletwo cities with a high quality
of life, and a good reputation for innovative planning and effective
civic leadership.
3. A Ministerial presence added significant
authority to the UK delegation and was appreciated by organisers
and delegates.
4. The UK delegation ensured value for money
by including other useful business alongside attendance at WUF
sessions.
5. Next steps will include maintaining engagement
with UN-HABITAT, and strengthening its focus; early consideration
of the UK's involvement in WUF4 in 2008; raising the profile of
urban issues and facilitating ongoing dialogue and skills development
between cities on matters of common interest, especially those
cities with similar social, economic and governance structures
to the UK, and bilateral discussions with Canadian colleagues.
BACKGROUND AND
INTRODUCTION
6. The Third Session of the World Urban
Forum (WUF3) was jointly hosted by the Government of Canada and
UN-HABITAT in Vancouver 19-23 June. The theme of the Forum was
"Our Future: Sustainable CitiesTurning Ideas into
Action" and was an important opportunity for urban development
partners from across the developed and developing worlds to discuss
the challenges of urbanization and sustainability. WUF3 was given
a high profile by the opening speech by the Canadian Prime Minister.
Attendance from around 10,000 participants from 100 countries
including Ministers, Mayors, public officials academics, NGOs
and private sector representatives contributed to its success.
Previous Forums have taken place in Nairobi in 2002 and Barcelona
in 2004 with the next scheduled for Nanjing, China, in 2008.
7. The UK delegation was headed by Baroness
Andrews, Parliamentary Under-Secretary of State accompanied by
four officials from DCLG, 2 from DFID and the FCO Deputy Permanent
Representative to UN-HABITAT and the United Nations Environment
Programme (UNEP).
8. The theme of the conference was timely
and apposite in terms of the UK's own policy priorities and sustainable
communities both in the UK and globally. The Westminster Hall
debate on `Urbanization in Developing Countries' in February 2006
had already argued for urbanization to be given much higher priority
on the international development agenda. By 2007, more than half
the world's population is expected to live in towns and cities
with the population shift from rural to urban areas occurring
fastest in developing countries in the South that are often least
well equipped to deal with its consequences because of the weakness
of their economies and the fragility of their systems of governance.
The acceleration of urbanisation for many countries is therefore
bringing with it the intensification and the urbanisation of poverty.
9. In spite of profound differences in their
levels of development, there are strong similarities in the challenges
facing towns and cities in all countries. All cities are confronting
to a greater or lesser degree issues of the quality of life, economic
growth and social cohesion, environmental management, affordable,
decent homes, spatial planning, transportation and accessibility,
human security, citizen empowerment and civic leadership.
10. These are areas where DCLG and DFID,
as well as others in the UK can contribute to international debate.
We can also learn from international experience, particularly
from those countries, and cities with similar systems of governance.
11. The DCLG and DFID share urban policy
interests and derive clear benefits by working collaboratively
together. WUF3 was an opportunity for DCLG and DFID to build on
this joint working by participating in a global event of direct
relevance to both departments' agendas.
12. The Bristol Accord which was launched
at the EU Ministerial Informal meeting on Sustainable Communities
in December 2005 (held during the UK's Presidency of the EU) helps
set out an urban policy agenda. This identifies a framework of
principles for delivering Sustainable Communities which Member
States endorsed. While this is an EU agreement the principles
have wider applicability. Attendance at WUF3 was an opportunity
for the UK to continue to demonstrate our leadership in this area,
and to promote the Bristol Accord principles to a global audience.
POLICY AIMS
(a) DCLG
13. The rationale for DCLG's participation
in WUF3 was:
(a) to assist national urban policy development
by learning from and sharing best practice with representatives
from countries from around the world. Every city to a greater
or lesser extent is dealing with the same challenges and consequently
the public policy responses are also similar around:
(i) integrated spatial planning;
(ii) linking economic development to social
inclusion and community cohesion, and;
(iii) capacity building to support empowerment
and effective civic leadership.
(b) To contribute to, and learn from, the
worldwide debate on new policy issues such as Climate Change and
the use of major international events like the Olympics to help
deliver urban regeneration objectives;
(c) To understand and, through understanding,
to contribute to the management of the domestic implications of
globalisation and urbanisation and the rise of world cities. The
UK faces potential challenges economically, environmentally and
socially due to countries in the South facing prolonged political,
economic and environmental instability; and
(d) to share experience and good practice
on capacity building with countries in the South. The successful
delivery of sustainable urban communities depends on all those
involved in planning and managing them combining their efforts
and working together and adding value to each others work. The
launch of the "Making Planning Work" handbook at the
Forum was an important contribution to this objective.
14. The visit to the West Coast was also
an opportunity to have a series of meetings with civic leaders
in Vancouver and Seattle to explore civic leadership and liveability
issues, including climate change, (see note at Annex 4 for further
details) and to be updated on Canadian urban policy issues with
Federal Government Ministers and Officials.
(b) DFID
15. The rationale for DFID's participation
was:
(a) to share progress on the 2005 G8 commitments
(Gleneagles) (Commission for Africa) including those relating
to growth and infrastructure investment. DFID participated in
the high level panel discussion on Africa Beyond 2005 along with
the UN-HABITAT Executive Director and the ex Head of the Commission
for Africa Secretariat. Poor infrastructure is identified a critical
barrier to accelerating growth and poverty reduction in urban
and rural areas and yet investment has declined sharply over the
1990s. This has led to a serious backlog of investment.
(b) to draw attention to the need for innovative
financing mechanisms to address the needs to the urban poor. DFID
is supporting financially a range of innovative financing pilot
schemes which were highlighted. The visit to Vancouver enabled
DFID officials to participate in the board meetings of the Community
Led Infrastructure Financing Facility and the Slum Upgrading Facility,
which were held in the margins of the WUF.
(c) to stress the importance of monitoring
progress against MDG Target II and the key role for UN-HABITAT.
Millennium Development Goal 7 Target 11 aims `By 2020, to have
achieved a significant improvement in the lives of at least 100
million slum dwellers'. Target 11 is one of the least known and
least understood of the MDG targets. It is rarely prioritised
and often overlooked in national government planning and donor
programmes. UN-HABITAT has an important role to play in monitoring
progress on meeting MDG target 11. We encourage UN-HABITAT to
commit the appropriate level of financial and human resources
from core funds to undertake this work.
(d) to hear more from international development
partners on their support to urban development activities and
policy thinking, and to shares experiences on DFID's work. In
doing so, to identify opportunities for coordination and collaboration.
There is a common perception that urban issues are not being adequately
addressed by the development community.
VISIT PROGRAMME
16. A copy of the full programme of the
activities the UK delegation to WUF3 is at Annex 1 and the final
report of the Forum at Annex 2(a).
17. Baroness Andrews' formal participation
in WUF3 covered the sessions highlighted below.
18. Ministerial Roundtable (20 June)
co-hosted by the Canadian Government and UN-Habitat. This addressed
key issues relating to the changing role of cities and communities
in a globalising world and how national governments can support
them. Ministers from 60 countries were present and invited to
make short interventions.
19. Baroness Andrews spoke about the need
for a common understanding of what is meant by a sustainable community
and the role of the "Bristol Accord", to start to build
a shared understanding of the concept across Europe. She also
talked about the "Reinventing Planning" document launched
at the World Planners Congress (copy at Annex 2 (b)).
20. Breakfast Meeting of UN-Habitat
Core Donor Nations (20 June) hosted by Inga Bjork-Klevby,
Deputy Executive Director of UN-HABITAT. The objective of the
meeting was to discuss how best to strengthen UN-HABITAT's strategic
focus and core objectives, and improve collaboration with donor
member states. The meeting was timely given that UN-HABITAT is
about to commence preparation of its Medium Term Strategic and
Institutional Plan (2008-13). The UK has been at the forefront
of calls for this initiative. Baroness Andrews gave a positive
and supportive message about HABITAT's unique role in the international
system and its charismatic leadership. She encouraged the agency
to think more about what its comparative advantage is and where
its strategy priorities should lie. She stressed the important
role it has to play in monitoring progress on MDG Target 11.
21. Dialogue Session on Public Engagement:
the Inclusive Approach (20 June). This was run in the style
of a "chat show" with Baroness Andrews appearing as
part of a panel of six discussants including the Japanese Deputy
Finance Minister, the Secretary General of United Cities and GovernmentsAfrica,
the Head of the Rwanda Women's Network and two university professors
(from the Universities of Venice and Lagos). The moderator was
Zain Verjeea CNN anchorwoman. The session, with over 500
delegates, was run in an open and participatory manner which encouraged
a lively interchange between members of the panel and the audience
in which representatives of NGOs were strongly represented (see
summary at Annex 2 (c)).
22. In her comments, Baroness Andrews highlighted
the UK Government's approach to building sustainable and inclusive
communities, and the role of place-based initiatives in actively
engaging residents in the most deprived areas of England in re-building
and managing their local neighbourhood.
23. The dialogue's key conclusion was the
need to move beyond participation to embrace inclusiveness, empowerment
and the active engagement of all citizens, particularly women,
youth and the disabled, as partners in governance.
24. Launch of "Making Planning
WorkA Guide to Approaches and Skills" and three other
urban publications supported by DfID (June 21 June)see
Annex 3 for details. The Minister was unable to attend this evening
reception, co-hosted by DfID and DCLG.
25. In a message delivered on her behalf,
Baroness Andrews welcomed publication of the "Making Planning
Work" handbook as representing an important contribution
to delivering a step change in sustainable settlement planning,
and getting planners and all those involved in building and managing
towns to work together to develop more sustainable approaches.
DFID introduced the other publications that build on past DFID
funded research studies and are issued under the ITDG's Urban
Management Series.
26. The Minister and DCLG officials also
attended a number of bilateral meetings on the margins of the
Forum itself. These included meetings with:
(a) Canadian Infrastructure, Transport and
Communities Minister the Honourable Lawrence Cannon, and Deputy
Minister Andre Juneau, on 18 June. This continued the conversation
about Canadian and UK approaches to urban issues including urban
planning, funding for major infrastructure including transport,
incentives for securing affordable housing and social inclusion
policies;
(b) City of Vancouver Mayor Sam Sullivan
to discuss key issues facing the city including affordable housing,
drugs and crime, homelessness, and the challenge of hosting the
2010 Winter Olympics which the city will use to regenerate deprived
neighbourhoods in east downtown Vancouver;
(c) Sybilla Dekker, the Dutch Minister for
Spatial Planning, Housing and the Environment, to discuss the
sharing of knowledge and best practice on UK-Netherlands approaches
to community participation, neighbourhood renewal, planning and
mixed communities;
(d) Deputy Infrastructure and Communities
Minister Andre Juneau and Cities and Assistant Deputy Minister
Yazmine Laroche and DCLG officials to follow up outcomes from
the Canada-UK Colloquium on Cities and National Success held in
Cardiff in November 2005;
(e) The Hon. Michael Harcourt (ex Mayor of
Vancouver and ex Premier of British Columbia) and DCLG officials.
Michael Harcourt recently chaired an Advisory Group to the Canadian
Prime Minister on Cities and Communities from 2004-06. His report"From
Restless Communities to Resilient Places: Building a Stronger
Future for All Canadians" was launched just before WUF3 opened.
This has similarities with our own State of the Cities report;
and
(f) Glen Murray and Alex Wood from the National
Roundtable on the Environment and the Economy (NRTEE) and DCLG
officials to discuss the links between urban policy and economic
and environmental policy (including climate change).
27. DFID officials also attended:
(a) the fourth meeting of the Slum Upgrading
Facility Consultative Board, a UN-Habitat programme to which DFID
has committed US$10.9 million;
(b) the Advisory Group meeting of the Community
Led Infrastructure Financing Facility, to which DFID has committed
US $10 million;
(c) a high level panel on Africa Beyond 2005
on the quest for sustainable urbanisation in Africa one year on
from Gleneagles focussing attention on the rapid urbanisation
and the 72% of urban populations now living in slums;
(d) a donor dialogue on the rural-urban shift
in the developing world organised by the Canadian International
Development Agency. The meeting was attended by about 15 donor
representatives to look at the issues and responses in terms of
policies and initiatives;
(e) a meeting organised by Canada's Department
of Foreign Affairs on the issue of human security and cities.
The meeting drew attention the Department's recently launched
discussion paper entitled "Freedom from Fear in Urban Spaces"
and to the Human Security Network. The Network is a group of like-minded
countries at the level of Foreign Ministers that maintains dialogue
on questions pertaining to human security (the UK is not a member);
and
(f) A series of bilaterals including with
representatives from GTZ, USAID, Cities Alliance, UN-Habitat,
and the World Bank.
28. DCLG officials visited Seattle on 20-21
June to explore economic growth and urban governance issues with
key civic leaders and officials. Seattle is regularly voted one
of the most attractive cities in the US to live and work in. As
part of the wider Puget Sound city region the City works closely
with the State, county and other metropolitan authorities to deliver
regional transportation and planning services.
29. Seattle Mayor Greg Nickels is also the
leading light behind the US Mayors Agreement on Climate Changesee
Annex 4. To date nearly 300 mayors have signed an agreement pledging
their authorities and communities to action to reduce carbon dioxide
pollution to 7% below 1990 levels by 2012.
30. DCLG was represented at the World
Planners Congress in Vancouver (16-20 June), which preceded
WUF3 by Terrie AlafatDirector of Homelessness and Housing
Supportwho gave a speech on the UK Government's approach
to tackling homelessness in England. DCLG officials also invited
RTPI officers, including President Clive Harridge, to brief Baroness
Andrews on the outcomes before she attended the WUF Ministerial
Roundtable on 18 June. This ensured she was aware of the launch
of "Re-inventing Planning" (see Annex 2 (b)) with its
strong emphasis on planning as a positive, enabling and pro-active
tool for urban development and was able to refer to it in her
interventions.
31. The RTPI have supplied a note setting
out the process leading to the involvement of UK and global planning
bodies at WUF3, the success of that involvement and next stepssee
Annex 6.
OUTCOMES
32. The presence of the Minister was greatly
appreciated by WUF organisers and delegates. Other counties such
as USA, Canada and Germany had a high profile presence at the
Forum exhibition. The Minister's attendance and active participation
compensated for our lower profile in the exhibition hall.
33. The main messages from the forum were:
(a) Increasing urban povertyThe
State of the World's Cities report launched at the Forum highlights
the speed of urbanisation and the rapid growth in slum populations;
already 72% of Africa's urban population lives in slums. This
translates into growing human misery and failure to realise the
economic growth potential offered by urbanisation. The search
for innovative and practical solutions to address rising urban
poverty underscored the various dialogues, roundtables and networking
events which took place during the week
(b) Financing challengesthere
is a critical need to increase financial resources to attain the
Millennium Development Goal slum upgrading target (Target 11)
and the need to shift from relying on international development
finance to tapping local capital markets. In this context the
Forum acknowledged that international donors have a catalytic
role to play in building the capacity and improving the credit-worthiness
of cities.
(c) Re-inventing planningthe
Forum placed a strong emphasis on planning as a tool for urban
development, environmental management and a means for preventing
future slum growth. There were calls for planning to be more inclusive,
transparent and ethical.
(a) Engagement and partnershipsthere
was agreement on the need to build partnerships in an inclusive
manner to better understand the challenges and develop practical
solutions to urban poverty. Most governments represented in Vancouver
cited the need to engage more with communities. There was a strong
call for greater engagement with women, youth and people with
disabilities. The increased participation by the private sector
compared to previous Forums underscored its interest in engaging
with the international community on the HABITAT agenda.
34. The goals of the UK delegation were
achieved. WUF3 and the other related meetings offered a useful
learning/experience sharing opportunity on a number of live policy
issues. These included City governance/leadership, action to mitigate
climate change, spatial planning and the role of city regions.
35. Our attendance allowed in-depth discussions
with Canada, a key partner/comparator. In particular there was
an opportunity to learn about and compare with the UK experience
on urban policy and cities and climate change.
36. The Minister's presence also enabled
the UK to offer a clear steer to UNHabitat on the need
for organisational reform and improved strategic focus.
NEXT STEPS
37. UN-HABITAT
(a) UN-HabitatHMG will continue to
press for the reform of UN-HABITAT including a sharper focus to
its work.
(b) WUF4, 2008, Nanjing, China preparation.
While the UK delegations objectives for WUF3 were met, the UK
could have had a greater presencethe UK had no stand in
the exhibition hall in contrast to the large national stands from
comparable countries. Without prejudging the business case for
a larger UK presence at WUF4 in 2008, there is sufficient lead
to explore this possibility.
38. International dialogue between cities
(a) While DCLG's main focus for comparative
international work is on the US, Canada and the EU, especially
Germany, by reason of their similarities with the UK, there is
an opportunity to support dialogue between international cities
worldwide. Wilton Park is exploring the possibility of hosting
such an event, and if that comes off DCLG would play a role and
encourage LGIB and the Core Cities to have an input.
(b) Wilton Park is exploring the possibility
of hosting an event in 2007 on urban challenges in which both
DCLG and DFID would play a role, and also encourage LGIB and the
Core Cities to have an input.
(c) Seattle and Vancouver are good cities
to develop dialogue with because of their leading role in promoting
and implementing urban liveability and sustainable planning. They
also have a common interest with London as they prepare for the
2010 Winter Olympics. The Consul in Vancouver has written to Baroness
Andrews about leading a UK delegation to Vancouver to share experiences
on Olympics and urban regeneration.
39. Bilateral links
(a) We will continue to develop links with
the Canadian Government and anticipate organising an Anglo-Canadian
discussion to explore the common agenda clearly articulated in
the State of the English Cities and Harcourt reports. This holds
the promise of useful exchange of good practice and positive experience.
(DCLG already officials maintain regular contact with their Canadian
counterparts over urban and regional policy development following
a UK-Canada Colloquium on `Cities and National Success' held in
Cardiff last year).
(b) DFID will engage with GTZ on their proposal
to raise the profile of urban issues during the German G8 presidency
and with the Development Assistance Committee of the OECD and
the EC. DFID will also collaborate with Sweden, the World Bank
and others on scoping out a new urban research agenda.
(c) DCLG will continue to build on UK-Netherlands
initiatives to share best practice and knowledge on new approaches
to citizen engagement, neighbourhood governance, spatial planning
and mixed communities. DCLG officials will participate in a conference
in Amsterdam on 1-2 November 2006, organised by the Netherlands
Ministry of Spatial Planning, Housing and the Environment (VROM)
on their `56 Neighbourhood Programme'.
40. Closer working with DFID
(a) Informal exchanges on urban and regional
policy issues already take place between DCLG and DFID officials
with the possibility of quarterly meetings on issues of common
concern, possibly chaired by a Minister.
(b) DCLG officials will attend the periodic
meetings of Urban Poverty Group (already attended 14 August meeting),
chaired by DFID (see Annex 5 for further details of joint working
between DCLG and DFID officials).
41. Developing place making skills
42. DCLG/ DFID will continue to promote
the development of skills for successful "place-making"
and sustainable communities as described in Making Planning Work
to domestic and international audiences. This will be led by the
Academy for Sustainable Communities (ASC), in conjunction with
the Royal Town Planning Institute and the Local Government International
Bureau (LGIB).
43. The ASC are hosting a European symposium
on place-making skills in Leeds on 9-10 November. This is part
of an ongoing development of the ASC's role in driving European
consensus on the key skills and knowledge required for successful
place-making.
44. DCLG is exploring with the RTPI how
it might best promote the ongoing development of ideas and international
best practice on place-making skills through new learning networks
and initiatives. It's Special Grants Programme has helped establish
and develop a website (www.communityplanning.net) to disseminate
good practice guidance, including the contents of the "Making
Planning Work" handbook.
CONCLUSIONS
45. WUF3 was a well organised, well attended
event where the presence of the small UK delegation, led by a
Minister was much appreciated by the organisers and delegates,
especially those attending the dialogue session featuring Baroness
Andrews. It sent out a strong message about the importance HMG
attributes to urban policy, and its commitment to social and economic
regeneration, alongside our own urban renaissance, at home and
abroad.
46. Meetings with Canadian counterparts
offered the chance for timely interchange given that both countries
have recently published major reports which identify many common
challenges and opportunities in cities and urban policy development,
and the way forward.
47. Finally, the meetings with colleagues
from Vancouver and Seattle municipal governments were a good opportunity
at a practical level to learn move about successful urban governance.
The similarities and differences between Seattle and Vancouver
were particularly interesting.
Annexes
1. Programme of Activities WUF3/Vancouver/Seattle
2. WUF3:
(a) Final report of WUF3.
(b) "Re-inventing Planning" publication,
World Planners Congress.
(c) Summary note of Dialogue Session on Public
Engagement: the Inclusive Approach.
3. Summary and contents of "Making
Planning Work" and 3 other ITDG urban books launched at the
Forum: "Contested Space", " Bridging the Finance
Gap in Housing and Infrastructure" and "Confronting
the Crisis in Urban Poverty"
4. Note of Vancouver/ Seattle trip by DCLG
officials.
5. Note on joint working between DCLG and
DFID.
6. Note on Involvement of UK and global
planning bodies at WUF3.
Annex 1
PROGRAMME OF
ACTIVITIES WUF3/VANCOUVER/SEATTLE
| Friday 16 June |
|
| 09.00 to 17.00 | Alistair Wray and Zoe Hensby to attend the Slum Upgrading Facility Consultative Board meeting.
|
| Saturday 17 June | |
| 09.00 to 12.00 | Alistair Wray and Zoe Hensby to attend the Community Led Infrastructure Financing Facility Advisory Group meeting.
|
| 15:30 to 18.30 | Zoe Hensby to attend the CGAPLow Income Housing Finance Working Group meeting.
|
| Sunday 18 June | |
| 12.00 to 16.00 | Alistair Wray to attend the CIDA hosted donor dialogue on urban issues.
|
| 14.00 | Zoe Hensby to attend the UN-Habitat Friends of the Monitoring to Systems Branch meeting
|
| 17.30 | |
| 17.15 | Meeting with Hon. Lawrence Cannon, Canadian Minister for Transport, Infrastructure and Communities.
|
| 18.00 to 20.00 | Evening Reception hosted by the Canadian Government Invitation received and accepted from Hon. Diane Finley.
|
| 20.00 | |
| onwards | Baroness Andrews and Keith Thorpe to attend Commonwealth Consultation Group on Human Settlements
|
| Monday 19 June | |
| 08.00 | UK Delegation meeting- British Consulate.
|
| 15.00 to 18.00 | Ministerial Roundtable hosted by UN-HABITAT and Canadian Government.
|
| Evening | "Stand-up" dinner hosted by UN-HABITAT and Canadian Government. Baroness Andrews and officials will attend.
|
| Tuesday 20 June | |
| 8.30-9.30 | Breakfast for donor nations hosted by UN-HABITAT
|
| 10.00 | Baroness Andrews to participate as panel speaker in WUF Dialogue Session:
|
| 12.00 | "Public Engagement: The Inclusive Approach"
|
| 13.30 to 14.30 | Meeting with Dr Janice Plumstead, Director of Business Development, Vancouver Economic Development. Commission to discuss economic development and related issues.
|
| 16.00 to 16.30 | Meeting with His Worship Sam Sullivan, Mayor of Vancouver to discuss governance, sustainability, transport and social cohesion issues.
|
| 20.35 | Baroness Andrews, Terrie Alafat and Paul Phipps return to UK.
|
| 21.20 | Julian Bowrey and Keith Thorpe arrive in Seattle.
|
| Wednesday 21 June |
|
| 08.30 to 09.00 | Meeting with Mayor Greg Nickels of Seattle to discuss his 2006 Transportation Initiative "Bridging the Gap", his Green Ribbon Commission on Climate Protection and the US Mayors Climate Protection Agreement.
|
| 09.30 to 10.30 | Meeting with Gary Lawrence, Urban Strategies Leader, ARUPwho has organised the Seattle schedule for us. (Gary is a former Director of Planning for the City of Seattle).
|
| 11.30-13.00 | Meeting with (Puget) Sound Transit Executive Director Joni Earl.
|
| 13.30 to 15.30 | Alistair Wray to participate as a panel member in the Beyond to 2005, UN-Habitat round table
|
| 16.30 to 17.20 | Julian Bowrey and Keith Thorpe travel to Vancouver.
|
| 19.30 | Alistair Wray, Zoe Hensby Julian Bowrey and Keith Thorpe to attend the launch of the "Making Planning Work" handbook by RPTI (Royal Town Planning Institute) and the Development Planning Unit, University College London and three other new urban publications from ITDG Publishing.
|
| Julian has been asked to launch the handbook and read a message from Baroness Andrews.
|
| Alistair Wray to launch the three international urban development books.
|
| Thursday 22 June | |
| 08.00 to 09.00 | Breakfast meeting with Deputy Minister of Transport Infrastructure and Communities, Andre Juneau and the Assistant Deputy Minister Yazmine Laroche.
|
| 09.30 to 10.30 | Meeting with Michael Harcourt, former British Colombia Premier and Mayor of Vancouver, who has a significant history serving the province of B.C.
|
| He is currently the Chair of the PM's Committee on cities and communities and responsible for the report "From Restless Communities to Resilient Places" published in June 2006 (this report draws heavily on the UK experience).
|
| 12.00 | Meeting with Glen Murray (Chair) and Alex Wood (CEO) of the Canadian National Roundtable on Energy and the Environment to discuss interface between cities policy and climate change.
|
| Glen Murray is a former Mayor of Winnipegone of Canada's "Core Cities".
|
| 12.00 to 13.15 | Alistair Wray to attend the Canadian Dept of Foreign Affairs hosted networking event on human security and cities.
|
| 18.10 | Julian and Keith to return to the UK arriving at Heathrow at 11.10 on Friday 23 June.
|
Annex 2(a)
Report of the Third Session of the World Urban Forum
Vancouver, Canada 19-23 June 2006
OVERVIEW
With some 10,000 participants from over 100 countries, the
Third Session of the World Urban Forum paved the way for a new
drive forward on the international urban agenda in a world of
rapidly growing cities. Just as the Habitat I Conference in Vancouver
in 1976 placed local community concerns on the international agenda
and highlighted the critical importance of inclusiveness, the
Forum in Vancouver, 30 years later, lived up to its promise of
moving ideas to action. It symbolized inclusiveness, with balanced
participation from public, private and civil society sectors.
Compared to previous sessions of the Forum, there was a notable
increase in private sector participation.
The quest for innovative ideas and practical solutionsrare
for a meeting convened by the United Nationswas underscored
in the six Dialogues, 13 Roundtables and more than 160 Networking
Events. Ministers, mayors, academics, community-based organizations,
federations of non-governmental organizations, and the private
sector shared their insights and experiences on what would improve
the quality of life in the world's growing cities. The inclusive
approach followed at the Forum is a model for cities. Some are
already following this model while others would benefit from doing
so.
It was promising that participants, in such large numbers
and from all walks of society, began to converge towards an outline
for the way forward:
They agreed on the need for all urban playerscitizens,
local governments, state and provincial governments, national
governments, the private sector and civil society organizationsto
work harder to solve urban problems and challenges. There was
widespread agreement that they all must do their part, rather
than simply transfer responsibility to others.
They agreed that risk-taking and the pursuit of
innovation must characterize municipal leadership if cities are
to achieve sustainable development. Vancouver's example in taking
the lead in such areas as air and water quality, public transit
and planning was mentioned often in this context.
They agreed that appropriate engagements, partnerships
and relationships need to be built in an inclusive manner to better
understand challenges and develop practical solutions. Participants
from many parts of the world presented examples that can serve
as guideposts for these strategies.
They agreed on the importance of transparency
and accountability. Citizens need to be informed of challenges
and steps taken by governments to address them. Transparency goes
hand-in-hand with accountability, which speeds up the process
of enhancing actions that work and curtailing those that do not
work.
Highlights and emerging issues are summarized below.
Coming to terms with the Urban Age: A new
message resonated from Vancouver: urban issues have become a major
challenge of our time. The urban population of developing countries
is set to double from 2 to 4 billion in the next 30 years. Ensuring
that these people do not end up in slums requires the planning,
financing and servicing of the equivalent of a new city of 1 million
people every week during the same period. The investment required
to plan for and provide decent shelter and basic services should
be viewed as a major impetus for socio-economic development.
From exclusion to engagement: All partners
showed a willingness to build effective coalitions to address
the needs of the urban poor. The Forum witnessed a dramatic
and fundamental shift in the willingness of governments and local
authorities to engage with all urban actors to improve the quality
of life of people, their communities and cities. In several keynote
addresses and in various dialogues, government representatives
showed a keen interest in being actively engaged with civil society
organizations and their representatives, and in supporting initiatives
that improved their housing and access to basic services. Most
governments represented in Vancouver 2006 cited the need to engage
with and support community initiatives to improve the living conditions
of the poorest and most vulnerable groups, and to improve the
urban environment. This willingness to be engaged with all urban
actors and to drive the process of urban renewal and poverty alleviation
reflects a change in government attitudes towards the need to
move beyond participation to concepts such as inclusiveness, empowerment
and active engagement with urban citizens.
Meeting the financing challenge of slum upgrading
and sustainable infrastructure development. The Forum recognised
the critical need for increased financial resources to attain
the slum upgrading target of the Millennium Declaration. It further
recognised that the challenge is to shift from relying on international
development finance to tapping local capital markets. In this
context, the Forum acknowledged the need for international donors
to play a catalytic role in building the capacity and improving
the credit-worthiness of cities, and to package such assistance
with seed capital, as piloted by UN-HABITAT's Slum Upgrading Facility,
in line with paragraph 56(m) of the 2005 Millennium Summit Outcome
which calls for investments in pro-poor housing and urban infrastructure.
Re-inventing planning: applying new paradigms
for sustainable urban development. The Forum placed a strong
emphasis on planning as a tool for urban development and environmental
management, and as a means of preventing future slum growth. This
view was accepted not just by government officials and urban planners
themselves but also by civil society groups that wanted planning
to be more inclusive, transparent and ethical. The Forum stressed
the important role of planners as agents of change and underlined
the importance of sustainability as the backbone of new forms
of planning.
A number of observations were made at the Forum, some of
which are described below:
"Beautiful speeches, awful reality"The
Millennium Development Goals are not having an impact on the ground
in many countries. The commitments made by governments at
the Millennium Summit in 2000 and the adoption of national poverty
reduction strategies in several countries have not necessarily
resulted in improved living conditions among the urban poor. For
instance, the increasing incidence of forced evictions goes against
the Millennium Development Goals aimed at reducing poverty. Participants
felt that there was still a wide discrepancy between what governments
said and what they did, and this discrepancy needed to be addressed
if the Millennium Development Goals are to be met in cities.
Converging approaches to sustainable urban
development policies between developed and developing nations.
The traditional North-South divide was not evident at this
Forum, as countries from both developed and developing countries
seemed united in the view that sustainabilityand its link
to povertywas a major challenge facing all cities. There
was, however, recognition that each region faced particular challenges
that were best addressed by a more systematic exchange of best
practices and good urban policies among all stakeholders at the
local, national and international levels.
Particular emphasis was placed on the needs
of women, youth and people with disabilities. The Forum was
marked by a strong participation of women and youth. It was recognised
that youth represented a large proportion of people living in
cities and their participation in large numbers infused a welcome
energy in the deliberations. Youth representatives encouraged
participants of the Forum to adopt strategies bearing the specific
needs of youth in mind and to engage youth in decisions affecting
their lives. The Forum further recognised the ongoing investment
and resource contribution of grassroots women to the sustainability
of cities and communities.
The emerging reality of public-private partnerships.
The Forum recognised that cities are largely the product of private
investment. The strong presence of the private sector and its
active participation in the Forum underscored their interest in
engaging in the quest for sustainable cities.
The success of the Third Session of the World
Urban Forum lay not just in what was discussed but in what was
learned. Participants were keen to share ideas, network and
forge new alliances through both formal and informal meetings
with partners, and viewed the Forum not as a place where declarations
and plans of action were endorsed but where experiences were shared.
THE WAY
FORWARD
The spirit and enthusiasm evinced at the Forum in formal
sessions and in the interstices are difficult to capture in words.
But it was very clear that every participant was committed to
the basic theme of the Forum on turning Ideas into Action. Hundreds
of actionable ideas were proposed, described and exchanged. No
doubt they will provide the basis for renewed vigour and commitment
to a sustainable urban development that is inclusive.
Guidelines and policies for decentralisation and the empowerment
of local authorities are required to enable them to engage civil
society, the private sector and other stakeholders in transforming
their respective cities, as Vancouver did in the follow-up to
the first Habitat Conference in 1976.
All spheres of government need to prioritize the urban agenda
in their respective plans and policies. UN-HABITAT will take the
WUF III outcomes to its Governing Counciland, through it, to the
UN General Assembly, with a call for a strengthened role of the
United Nation system and international agencies in meeting the
urban sustainability challenge.
I. INTRODUCTION
1. The World Urban Forum was organized and convened by
the Executive Director of the United Nations Human Settlements
Programme (UN-HABITAT) pursuant to paragraph 10 of resolution
18/5 of the Commission on Human Settlements in which the Commission
requested the Executive Director "to promote a merger of
the Urban Environment Forum and the International Forum on Urban
Poverty into a new urban forum, with a view to strengthening the
co-ordination of international support to the implementation of
the Habitat Agenda." Subsequently, the United Nations General
Assembly decided, in its resolution 56/206, that the Forum would
be a "non-legislative technical forum in which experts can
exchange views in the years when the Governing Council of the
United Nations Human Settlements Programme does not meet."
At the same session, the General Assembly, in paragraph 7 of its
resolution 56/205, encouraged local authorities and other Habitat
Agenda partners to participate, as appropriate, in the World Urban
Forum in its role as an advisory body to the Executive Director
of UN-HABITAT.
2. The theme of the Third Session of World Urban Forum
was "Our Future: Sustainable CitiesTurning Ideas into
Action". Six dialogues on the three sub-themes of "Social
Inclusion and Cohesion", "Partnership and Finance",
and "Urban Growth and the Environment" were held. In
addition, 13 roundtables brought Habitat Agenda partner in peer
group sessions to share experiences and views on the Forum theme.
Over 160 networking events, training events were also held.
II. ORGANIZATIONAL MATTERS
A. Attendance
3. The Third Session of the World Urban Forum was held
in Vancouver, Canada, from 19 to 23 June 2006. A total of 11,418
people registered for the Forum, including 9,689 participants
and 1,847 support staff and volunteers. The gender ratio of participants
was 46.7% female and 52.1% male (the remaining 1.1% did not specify
their gender). The table below outlines the type of participants
based on the affiliation indicated at the time of registration
on site.
| Attendance at the Third Session of the World Urban Forum
| Attendance at the Second Session of the World Urban Forum
|
| Participants by partner category |
Number | % | Number
| % |
| | |
| |
| Governments | 1,497 | 15.5
| 446 | 17.8 |
| Parliamentarians | 63 |
0.7 | 27 | 1.1
|
| Local Authorities | 1,534 |
15.7 | 414 | 16.4
|
| Non-Governmental Organizations | 2,289
| 23.5 | 535 | 21.2
|
| Private Sector | 1,187 |
12.3 | 203 | 8.0
|
| Professional and Research Institutions |
1,442 | 14.8 | 201
| 8.0 |
| Foundations | 95 | 1.0
| 33 | 1.3 |
| Media | 346 | 3.6
| 51 | 2.0 |
| Inter-Governmental Organizations |
| | 31 | 0.3
|
| United Nations | 379 | 4.0
| 196 | 7.7 |
| Other Participants | 753 |
7.8 | 416 | 16.5
|
| Canada Secretariat | |
| 73 | 0.8 |
| No Affiliation Indicated |
| | | 1,867
|
| Total number of participants | 9,689
| 100.0 | 4,389 | 100.0
|
B. Opening Ceremony
5. The Third Session of the World Urban Forum opened
with a welcoming ceremony followed by statements by dignitaries
and key partners. The Keynote Address was delivered by The Right
Honourable Stephen Harper, Prime Minister, Government of Canada.
The message of the Secretary-General of the United Nations, Mr.
Kofi Annan, was read, on his behalf, by Ms. Inga Bj½rk-Klevby,
UN Assistant Secretary General and Deputy Executive Director of
UN-HABITAT. Statements were also delivered at the opening ceremony
by the following dignitaries and partners. A summary of these
statements is provided in Annex I.
(a) Mr Charles Kelly, Commissioner General, World Urban
Forum III, Government of Canada.
(b) Mr Sam Sullivan, Mayor, City of Vancouver, Canada.
(c) Hon Gordon Campbell, Premier, Province of British
Columbia, Canada.
(d) Mrs Anna Tibaijuka, Under Secretary-General, United
Nations, and Executive Director, UN-HABITAT.
(e) Hon Noli de Castro, Vice President, Government of
the Philippines.
(f) Hon Ali Mohamed Shein, Vice President, Government
of Tanzania.
C. Opening Plenary Session
6. The session was chaired jointly by the Hon. Ms. María
Antonia Trujillo, Minister of Housing, Government of Spain; Chair,
Second Session of the World Urban Forum and Hon. Ms. Diane Finley,
Minister, Human Resources and Social Development, Government of
Canada; Chair of the Third Session of the World Urban Forum.
7. Statements were delivered by the following dignitaries:
(a) Hon Alphonso Jackson, Secretary of the Department
of Housing and Urban Development, Government of the United States
of America.
(b) Hon Ms Kumari Selja, Minister of State for Urban Employment
and Poverty Alleviation, Government of India.
(c) Hon Naokazu Takemoto, Senior Vice Minister of Finance,
Government of Japan.
(d) Mr Smangaliso Mkhatshwa, Co-President, United Cities
and Local Governments.
(e) Mr. Enrique Ortiz, President, Habitat International
Coalition.
Summaries of the above-mentioned statements are provided
in Annex II.
8. At its first plenary session, the Forum adopted the
following provisional agenda for its Third Session:
1. Adoption of the agenda.
2. Establishment of an Advisory Group for the Third Session
of the World Urban Forum.
4. Government and Partner Roundtable Sessions.
5. The Dialogues on "Sustainable citiesTurning
ideas into action".
Session I: SOCIAL INCLUSION AND COHESION
(a) Achieving the Millennium Development Goals:
Slum Upgrading and Affordable Housing
(b) Public Engagement: The Inclusive Approach
Session II: PARTNERSHIP AND FINANCE
(a) Municipal Finance: Innovation and Collaboration
(b) Urban Safety and Security: Taking Responsibility
Session III: URBAN GROWTH AND THE ENVIRONMENT
(a) The Shape of Cities: Urban Planning and
Management
(b) Energy: Local Action, Global Impact
6. Provisional agenda and other arrangements for the
fourth session of the World Urban Forum.
7. Presentation of the summary report of the session
D. Establishment of an Advisory Group
9. The Chair of the Third Session of the World Urban
Forum, the Hon Ms Diane Finley, Minister, Human Resources and
Social Development, Government of Canada, at the request of the
Executive Director, announced the names of the members of the
Advisory Group for the Third Session of the World Urban Forum.
The terms of reference of the Advisory Group were to advise and
assist the Executive Director with the organization, management
and conduct of all the meetings and events which took place during
the Third Session of the Forum. The members of the Advisory Group
were:
(a) Hon Ms Diane Finley, Minister of Human Resources and
Social Development, Government of Canada, who will serve as the
Chair of both the Third Session of the World Urban Forum and of
the Advisory Group. Minister Finley requested her Deputy Minister,
Mr. Munir Sheikh, to replace her as the Chair.
(b) Hon John P Magufuli, Minister of Lands, Housing and
Human Settlements Development, Government of the United Republic
of Tanzania, who will serve as the Co-Chair of both the Third
Session of the Forum and of the Advisory Group.
(c) Hon Wang Guangtao, Minister of Construction, Government
of China and host for the Fourth Session of the World Urban Forum.
(d) Hon M Shannon H Sorzano, Deputy Assistant Secretary
for International Affairs, Department of Housing and Urban Development,
United States of America.
(e) Hon Senator Ernesto Gil Elorduy, President of the
Global Parliamentarians on Habitat (GPH), Mexico.
(f) Mr Allan Lloyd, Founding President of United Cities
and Local Governments, (UCLG).
(g) Mr Alejandro Florian Borbon, representative from the
Habitat International Coalition (HIC), Colombia
(h) Ms Esther Mwaura-Muiru, Groots Kenya, representing
the Huairou Commission and Women at WUF.
(i) Architect Alexander P Farvorsky, Chief, Design Department,
ARCHITEK, (Moscow), Russian Federation.
(j) Ms Rachel Wariko, Kenya National Council for Youth
for Habitat, Kenya.
E. Organization of Work
10. The Forum adopted its organization of work as proposed
by the Executive Director in document HSP/WUF/3/Add.1 entitled
"Adoption of the Agenda and Organization of Work" which
contained logistical arrangements for the dialogues, and documents
HSP/WUF/3/INF/1 and HSP/WUF/3/INF/2, which contained, respectively,
the conference programme and the schedule of training and networking
events.
F. Plenary Session 20 June 2006
11. The plenary session on Social Inclusion and Cohesion
was moderated by Ms Margaret Cately-Carlson, Chair of Global Water
Partnership, Canada. The session discussed key challenges related
to marginalization, social exclusion and urban poverty facing
cities. Speakers at this plenary session were:
(a) Hon Alphonso Jackson, Secretary of the Department
of Housing and Urban Development, Government of the United States
of America
(b) Mr Jockin Arputham, founder and President, National
Slum Dwellers Federation of India
(c) Hon Ms Lindiwe Sisulu, Minister of Housing, Government
of South Africa.
A Summary report of this session is provided in Annex
III.
G. Special UN-Habitat Lecture
12. The United Nations Human Settlements Lecture Series
seeks to recognize outstanding and sustained contributions to
research, thinking and practice in the field of human settlements.
The first UN-HABITAT lecture on "Wealth of Cities: Towards
an Assets-Based Development of Urbanising Regions" was delivered
by Professor John Friedmann, Honorary Professor, School of Community
and Regional Planning, University of British Columbia, Canada.
A Summary report of this lecture is provided in Annex IV.
H. Plenary Session 21 June 2006
13. The Plenary session on Partnership and Finance was
moderated by Ms. Katherine Sierra, Vice-President and Network
Head, Infrastructure, World Bank. The speakers at this plenary
session were:
(a) Mr Mohammad Yousaf Pashtun, Minister of Urban Development,
Government of Afghanistan.
(b) Mr Pat Jacobsen, Chief Executive Officer, TransLink,
Canada.
(c) Mr. Robert Williams, Deputy Mayor of Georgetown, Guyana.
A summary report of this session is provided in Annex V.
I. Plenary Session 22 June 2006
14. The Plenary session on urban growth and environment
was moderated by Mr. Chris Leach, President of the Canadian Institute
of Planners. The speakers at this plenary session were:
(a) Ms Evelyn Herfkens, Executive Coordinator of the United
Nations Millennium Campaign.
(b) Mr Enrique Peñalosa, former Mayor of Bogota«,
Colombia, now serving as Visiting Scholar at New York University,
USA.
A Summary report of this session is provided in Annex VI.
J. Dialogues
15. The report on the results and conclusions of the
dialogues which were held on the six sub-themes of the Third Session
of the World Urban Forum is contained in Annex VII.
K. Roundtables
16. The report on the roundtables which were held at
the Third Session of the World Urban Forum is contained in Annex
VIII.
L. Special Sessions
17. A number of special sessions on specific subjects
relevant to the Forum theme were organized. A report on these
special sessions is contained in Annex IX.
M. Networking Events
18. A series of over 160 networking events were organized
on theme relevant to the Forum. These events provided an opportunity
to the participants to build knowledge, strengthen partnerships
and share ideas and best practices. In addition, training events
were organized to impart professional skills to urban practitioners.
III. PROVISIONAL AGENDA
AND OTHER
ARRANGEMENTS FOR
THE FOURTH
SESSION OF
THE WORLD
URBAN FORUM
19. According to paragraph 11 of the "Objectives
of and Working Arrangements for the World Urban Forum" which
were adopted by the First Session of the World Urban Forum, the
provisional agenda for each session of the Forum is to be prepared
by the Secretariat in consultation with national governments,
local authorities and other Habitat Agenda partners, at least
six months in advance of the session. Accordingly, and in accordance
with the provisions of this paragraph, the Secretariat will consult,
prepare and circulate the provisional agenda for the Fourth Session
at least six months in advance of the session.
20. At the invitation of the Government of China, the
Fourth Session of the World Urban Forum will be held in Nanjing,
China in 2008. The precise dates will be confirmed after consultations
with the United Nations Committee on Conferences to avoid conflicts
or overlap with other United Nations meetings and events.
IV. ENDORSEMENT OF
THE REPORT
OF THE
SESSION
21. The Advisory Group endorsed in its entirety the present
report on its work at the Third Session for submission by the
Chair to the Executive Director of UN-HABITAT.
V. CLOSURE OF
THE SESSION
22. The session opened with the tabling and presentation
of the report by the Advisory Group of the Third Session of the
World Urban Forum. Thereafter statements were made by the following
speakers:
(a) Hon. John Pombe Magufuli, Minister for Lands, Housing
and Human Settlements Development, Government of Tanzania; Co-chair,
WUF III.
(b) Mr Pierre Sane«, Assistant Director-General,
UNESCO.
(c) Mr John Kaputin, Secretary General, African Caribbean
and Pacific Group Secretariat, Belgium.
(d) Ms. Mariama Sow, ENDA Dakar, Senegal, representing
civil society.
(e) Ms Ana Lucy Bengochea, Coordinator, Garifuna Emergency
Committee of Honduras, representing women groups.
(f) Ms Kim Jawanda, Terra Housing, South Africa, representing
the private sector.
(g) Ms Mernosh Tajhizadeh, ENJEU (ENvironnement JEUnesse),
Quebec, Canada, representing youth.
(h) Hon Wang Guangtao, Minister of Construction, China.
(i) Mr Lu Bing, Deputy Mayor of Nanjing, China.
(j) Mrs Anna Tibaijuka, Under Secretary-General, United
Nations; Executive Director, UN-HABITAT.
(k) Ms Lois Jackson, Chair, Greater Vancouver Regional
District, Canada.
(l) Mr James Moore, Parliamentary Secretary to the Minister
of Public Works; Parliamentary Secretary to the Minister for the
Pacific Gateway and the Vancouver-Whistler Olympics, Government
of Canada (TBC).
Annex 2(b)
REINVENTING PLANNING: A NEW GOVERNANCE PARADIGM FOR MANAGING
HUMAN SETTLEMENTS
A Position Paper developing themes from the Draft Vancouver
Declaration for debate leading into the World Planners Congress,
Vancouver 17-20 June 2006
PURPOSE
The draft of the Vancouver Declaration commits planning professionals
around the world to work together to tackle the challenges of
rapid urbanisation, the urbanisation of poverty and the hazards
posed by climate change and natural disasters. This paper supplements
the draft Declaration. The paper outlines key principles of a
new paradigm for managing human settlements that we call New Urban
Planning. The purpose of the paper is to provoke and focus debate
during the lead-up to the World Planning Congress and the World
Urban Forum III in June 2006. The paper reflects the outcome of
a series of discussions amongst planners with experience from
different countries. It is not intended to be a statement of the
views of the planning institutes or other organisations in which
the signatories hold office.
WHY?
Time is short. Today, for the first time in the world's history,
the majority of its population live in cities. Urban development
is rapid, and its impacts are long-lasting. Unless urban areas
can be made more sustainable, and rural life more tolerable, the
legacy of negative environmental and social costs will become
irreversible. If current trends go unchecked:
Urban poverty will become pervasive. In 2002 30%
of the world's urban population lived in poverty: on current trends
this figure will become 45-50% by 2020, some 1.6 billion people.
The numbers of environmental refugees, people
displaced by more frequent and severe disasters as the global
climate changes, will mount. The pollutants and greenhouse gases
generated by our rapidly spreading urban areas are motors of climate
change.
Cities will continue to provide a refuge for those
escaping conflict zones, but will increasingly become places of
crime and terrorism.
The combination of these threats amounts to a crisis that
is global, systematic and already discernable. Yet much policy-making
remains reactive, and presumes that urban development is only
a local matter, and that natural disasters and outbreaks of urban
unrest are random events. Practices built on these foundations
are programmed to fail. In contrast, New Urban Planning means
being proactive, focused on sustainability, and making the connections
between people, economic opportunity and the environment. That
is why planning is central to a new paradigm for governance of
human settlements.
In 1996 the Habitat Agenda identified adequate shelter for
all and more sustainable human settlements as international priorities.
These were reaffirmed by the UN General Assembly Special Session
five years later, and then the World Summit on Sustainable Development
in 2002 stressed the need for more sustainable urbanisation. The
principles embedded in these documents provide the ethical basis
of the New Urban Planningexplicitly pro-poor and supportive
of social, environmental and economic sustainability. However,
too few administrations have made the necessary step change in
their capacity to plan and manage change in human settlements.
There is an urgent need for a transformation of capacity
for governance of human settlements. We are already witnessing
a catastrophe, with slums on a scale never before known, a remorseless
increase in refugees, and all-pervasive insecurity. This dystopia
is most evident in the developing world but the developed world
must also find ways to foster more sustainable communities. In
the 21st century we all share one planet.
This is why a New Urban Planning is needed. Traditional planning
practices have been left behind by the pace of urban change. Therefore
New Urban Planning is not the physical planning or "town
planning" of the 20th century, which in many poorer countries
was implanted by colonial governments and never effectively modernised.
Innovation, knowledge transfer and capacity building must at least
match the rate of 21st century urbanisation. There is no rigid
blueprint for how to do New Urban Planning. Rather there are guiding
principles that the diverse cultures and legal systems around
the world can interpret, adapt and develop.
What difference can the New Urban Planning make?
Reduce vulnerability to natural disasters.
By addressing, in cities throughout the world, some key causes
of climate change, and by carefully planning settlements so that
fewer people are vulnerable to natural calamities, human settlements
will become more liveable and the world will stand a better chance
of coping with environmental challenges.
Create environmentally-friendly cities.
Urban growth has enormous impacts on the local, as well as
global, environment. New Urban Planning can support environmentally
friendly forms of transport and sustainable building, and conserve
environmental assets. More efficient and economical city forms,
where legal and governmental systems can deliver them, are vital
elements for environmental sustainability.
Reduce new slum formation.
The Millennium Development Goal that seeks to make a substantial
improvement in the lives of 100 million slum dwellers by 2020
will be achieved. But, on present trends, the proportion of the
earth's people living in slums will increase from 1 in 6 in 2001
to 1 in 3 by 2031. Slum upgrading is a necessary but not a sufficient
way of tackling the slum problem. A planning approach is essential
to ensure an adequate supply of land for development in safe and
accessible locations.
Build sustainable economic growth.
Urban growth is a major cause and consequence of economic
growth and opportunity. By adopting a livelihoods focus, New Urban
Planning can help to tackle urban poverty and rural-urban migration.
New Urban Planning practices have reinvigorated declining cities
and city centres in the northern hemisphere and facilitated growth
in Asiaadapted to local circumstances, they can increase
economic opportunities elsewhere.
Conflict Resolution and Safer Cities
New Urban Planning can aid crime prevention and is crucial
to post-disaster and post-conflict reconstruction in strife-torn
cities. Planned reconstruction and a governance approach that
emphasises inclusiveness and partnership, will nurture social
and civic capital. Plans provide a framework for different interests
to work together in a common purpose, and a transparent and accountable
arena for negotiation of conflicts over development, both within
civil society and between private and public interests. Cities
are where people access new ideas and find ways to live together
as communities and also with strangers from different backgrounds
and cultures.
Overall, New Urban Planning seeks to enhance quality of
life in human settlements. It builds on, but modernises, the
planning profession's traditional concerns to address human, social,
cultural, environmental, natural aspects of settlements, as well
as infrastructure. However, it recognises that in today's world,
poverty is central to any planning of human settlements.
HOW? TEN
PRINCIPLES OF
NEW URBAN
PLANNING
1. Sustainability
The overarching principle that governs New Urban Planning
is sustainable development as elaborated at WSSD in 2002. This
is not an exclusive preserve of planning. The special contribution
that New Urban Planning makes is its practical focus on integrating
social, economic and environmental considerations in human settlements
development. New Urban Planning takes account of the impact of
today's developments on future generations, a crucial factor in
environmental sustainability.
2. Integrated Planning.
New Urban Planning is integrated planning, not just
economic planning, or physical planning, or environmental planning.
Set in a favourable institutional framework, integrated planning
and action can deliver efficiency and effectiveness by adding
value through policies that support, rather than undercut, each
other.
3. Integrated with Budgets
In order to ensure the integration mentioned above, plans
need mechanisms that ensure effective linkages to private and
public budgetary processes. Neither plans by themselves, nor unregulated
market processes, can deliver more sustainable settlements.
4. Planning with Partners
New Urban Planning is a means of negotiating where and how
development happens. It is about planning with all sectors of
the community with a stake in the placenot only governments,
but also private sector organisations, voluntary agencies and
civil society. New Urban Planning fosters voluntary collaboration
amongst all these actors. Planning that responds to and works
with, not manages or directs, the initiatives of non-governmental
actors, will produce better outcomes. This is a departure from
the notion that planning is the impartial arbiter of public interest.
New Urban Planning is less an instrument of government,
and more a process of good governance, to deliver quality and
inclusiveness in decision-making. New Urban Planning is
always seeking new and better ways of making city development
more participatory, because demand driven planning is more dynamic
and more effective; public pressure is the engine of performance.
In order to plan with partners, planning must be made accountable
to the public, with all activities open to public scrutiny through
oversight by mechanisms such as public hearings, integrity pacts
and so on.
5. Subsidiarity
The subsidiarity principle should be paramount in deciding
where roles and responsibilities are lodged in New Urban Planning.
National governments have important roles in setting national
urban development policies and fostering national (and international)
infrastructure networks that will guide development patterns.
However, there needs to be decentralization, with local governments
playing a leading role, and empowerment of community-based organisations
on matters that can be determined at neighbourhood level. Integration
of policy across scales again creates efficiency and effectiveness.
Policies and plans must address implementation in a rigorous manneror
fail.
6. Market Responsiveness
New Urban Planning understands market demand, particularly
in land and property markets, and is aware of the dynamics and
potential of the informal sectors. It is responsive, but not reactive.
For example, plans backed by public investment can create confidence
in areas where assets are threatened by weak demand and disinvestment.
New Urban Planning is about creating opportunities, anticipating
development impacts and being able to reduce risks of unintended
outcomes and undesirable externalities. The market will respond
to plans that are credible.
7. Access to Land
A supply of land in safe and accessible locations to meet
the needs of all sectors of society, is fundamental to achieving
efficient and equitable settlements. Traditional town planning
too often under-estimated needs, particularly of the poor. Consequently
the least advantaged sectors of urban society lack security, and
often live in hazardous locations. Equitable systems of land ownership
and land management need to underpin New Urban Planning.
Plans must recognize the reality of existing slums and informal
settlements, and the rights of their residents, and foster strategies
that facilitate upgrading.
8. Appropriate Tools
Control of development should be strategic, affordable and
effective, sensitive to the needs of the poor while conserving
essential ecological resources, rather than attempting to micro-manage
land use change and small-scale development. Thoroughgoing land
use control is probably only affordable in wealthy economies with
highly developed legal systems and a plentiful supply of trained
professionals. New Urban Planning recognizes that rigid
urban containment is not a feasible, equitable or affordable policy
in conditions of rapid urbanization. Land use controls should
never be used as a pretext for forced evictions of the urban poor
in long-established communities.
9. Pro-poor and Inclusive
New Urban Planning is inclusive and pro-poor. It recognizes
diversity and promotes equality. Plans can and should be driven
by the objectives and priorities as expressed by all groups in
the city. Planning is about finding ways to reconcile the priorities
of diverse groups, now and in the future. Particular attention
needs to be given to those whose voice has often not been heard
in conventional public policy-makinge.g. the old, children,
those with disabilities, women, ethnic minorities, the homeless,
those with low incomes etc. All have an equal right to the city
and a right to be consulted, especially about developments that
will affect them. In the past, area-based approaches have been
shown to benefit mainly the better off: New Urban Planning
retains the effectiveness of the area-focus, but directly confronts
the need for equity.
10. Cultural Variation
Cultures of governance and the resources that can be invested
in governance vary between different countries. Interpretation
of the principles of New Urban Planning will inevitably
be influenced by such differences. New Urban Planning allows
for a variety of outcomes according to cultural priorities and
preferences: this contrasts with the uniformity imposed by the
old master planning model. Outdated legal regimes and traditional
bureaucratic cultures, as well as shortages of skilled personnel
and of responsive institutions are barriers to realizing the benefits
from the practice of New Urban Planning. An increase in
capacity building would be good value for money. This should include
skill development for sub-professionals and for community-based
organizations and training of politicians.
New Urban Planning is smart planning because it is
a responsive learning system. It embraces the need for skills,
expertise, an entrepreneurial and citizen-focused culture and
evidence-based policy-making. It reasserts the importance of combining
long-term awareness and short-term practical actions. It updates
to a 21st century context, the insight of the founders of the
planning profession that planning is about "Folk-Work-Place".
However, it rejects the technocratic model of social change and
professionalism which for too long defined the practice of `old'
urban planning.
Paul Farmer
Executive Director and Chief Executive Officer, American Planning
Association
Michel Frojmovic
Canadian Institute of Planners/Institut Canadien des Urbanistes
Cliff Hague
President and Chief Executive, Commonwealth Association of Planners
Clive Harridge
President, Royal Town Planning Institute
Shipra Narang
Human Settlements Officer, UN-Habitat
Ron Shishido
Past President Canadian Institute of Planners/Institut Canadien
des Urbanistes
Dave Siegel
President, American Planning Association
Paul Taylor
Director, UN-Habitat Brussels Office
Jan Vogelij
President of the ECTP, the Council of the European Spatial Planners
Comments and responses to this paper are welcome. They will
be collated and reported to the World Planning Congress. Please
send them to Yehya Mohamed Serag at yehya.serag@student.kuleuven.be
Annex 2(c)
PUBLIC ENGAGEMENT: THE INCLUSIVE APPROACH: EXTRACT FROM
WORLD URBAN FORUM BULLETIN: TUESDAY 20 JUNE 2006
HIGHLIGHTS
Facilitator Zain Verjee, CNN Anchor, opened the dialogue
on public engagement to a standing-room-only audience.
Peter Oberlander, Centre for Human Settlements of the University
of British Columbia (UBC), noted a gradual move toward the inclusive,
transparent and participatory discussion necessary for liveable
cities.
Marcello Balbo, University of Venice, advocated tolerance,
cultural diversity, and an equitable environment, and noted that
governments, while playing a central role, cannot achieve sustainable
urbanization by themselves.
Kay Andrews, Parliamentary Under Secretary of State, Office
of the Deputy Prime Minister, UK, noted that local communities
need to be empowered to address the "toxic mixture"
of urban hopelessness and desperation.
Mary Balikungery, Rwanda Women's Network, stated that communities
require substantive partnerships, and that they must set goals
for themselves and decide how to dialogue with central governments.
Jean-Pierre Mbassi, Secretary General, United Cities and
Local Governments Africa, noted the important role of local governments,
which must deliver services without adequate resources.
Naokazu Takemoto, Japan's Vice-Minister of Finance, emphasized
the need to ensure the effectiveness of official development assistance,
and noted that increased participation leads to more effective
results.
Akin Mabogunje, Federal Mortgage Bank of Nigeria, said current
structures of engagement pose a barrier to societal involvement
and described the "mixed blessings" of representative
democracy, free market economy, and information technology in
Africa.
Participants further discussed: interaction between government
and NGOs; government leadership and commitment; and reconciling
conflict between traditional and modern land ownership. They also
debated the role of professional associations such as planners
and architects.
One participant remarked that the media has been negligent
in its role of holding elected officials accountable. There was
widespread agreement that women need to be further engaged in
meaningful ways. Many called for greater transparency in policy
and project decisions, with one panelist arguing that although
this is difficult to achieve, once accepted as a norm it is difficult
to rescind.
Some questioned the inevitability of urbanization, and called
for policies that will strengthen the viability of rural living.
One participant remarked that the needs of people with disabilities
are closely linked with the MDGs and need to be better acknowledged.
Several delegates urged greater youth involvement, and called
for funding targeted at youth-led initiatives.
Annex 3
Making planning work
A GUIDE TO APPROACHES AND SKILLS
BY CLIFF
HAGUE, PATRICK
WAKELY, JULIE
CRESPIN AND
CHRIS JASKO,
ITDG PUBLISHING, 2006
The scale, rate, and even the nature of urban development
has changed dramatically in recent times. The manifestationsrapid
urbanization and the urbanization of poverty, increased social
diversity, industrial restructuring, more environmentally-friendly
suburbsdiffer globally, but South and North share the opportunities
and problems of one planet. The search for sustainable solutions
for settlements crosses international boundaries. Professionals
and NGOs in different places and cultures are inventing new forms
of urban governance and planning. How do they do it? What practical
skills are being used?
Making Planning Work shows why new urban skills are
needed so urgently, and what can be done to grow skills and enhance
capacities. The authors demonstrate how successful development
and governance of human settlements depends upon collaboration
and establishing effective partnerships, and how much can be achieved
by working together, sharing skills, being creative, and learning
on the job. Making Planning Work features extensive case
studies from some 20 different countries. The authors conclude
by looking at the way ahead, and calling for international commitment
to skills development at all levels.The book is essential reading
for planners, architects, engineers, housing providers, lawyers,
politicians, environmentalists, community activists, NGOs, and
community organizersall those engaged in the processes
of planning and managing towns, cities, and settlements from the
very local to national and international levels.
Cliff Hague is a Past President of the Royal Town
Planning Institute and President of the Commonwealth Association
of Planners. He has been Professor of Planning and Spatial Development
at Heriot-Watt University, Edinburgh. He now does freelance writing,
research and training.
Patrick Wakely is Professor of Urban Development and
former Director of the Development Planning Unit, University College
London. An architect by training, he has research, consultancy,
and teaching experience in housing and urban development in over
20 developing countries.
Julie Crespin holds Master's degrees in Political
Science and Urban Development Planning. She has worked in urban
development in London, China, and Africa.
Chris Jasko is a development consultant. He has an
MSc in Urban Development Planning from the DPU, UCL, and work
experience in Europe, Asia, Africa, and North America.
This guide was prepared for the United Nations World Urban
Forum III and the World Planning Congress in Vancouver in June
2006. The aim of the guide is to focus international attention
on the urgent need to increase global understanding of sustainable
urban development processes and pro-poor planning practices.
Although the text refers extensively to "planners",
it is for all those engaged in the processes of planning and managing
towns, cities and settlements: political leaders, professional
planners, engineers, architects, lawyers, health and social professionals
and technicians, and many others in national, regional and local
government, non-governmental organizations, community-based organizations
and private sector consultancies and enterprises, all of whom
have a vital contribution to making and maintaining sustainable
settlements
Section 1 explains why a step-change is necessary. There
is a need for more people with the knowledge and skills to make
a difference but, equally important, new skills and attitudes
are required, especially in conditions of rapid urbanization and
the urbanization of poverty.
Section 2 demonstrates ways in which professionals and NGOs
are creating and delivering innovative responses, often in situations
of extremely scarce resources and conflictive competition for
access to resources. Not all the examples are `best practices';
successful innovators are those who learn from their mistakes.
Nor is it suggested that all practices are transferable from one
country or city to another. Transfer can only be based on local
judgements and understanding of different cultures and values.
We ask only that those who read this guide reflect on whether
their own skills and practices could be enhanced, and whether
the skills discussed here could help to make settlements more
sustainable.
Section 3 briefly looks to the future. Its tone is optimistic,
but not utopian. The global challenge of urbanization is daunting,
but as Section 2 shows, imagination and skills can make an impact.
This guide is a start, and hopefully a catalyst. It does not pretend
to be comprehensive. Many readers will have experiences of their
own of making planning work. We invite them to share those ideas.
Making Planning Work
THE WAY AHEAD
This short section reflects on some of the ideas in the preceding
chapters. It raises several questions. What are the implications
of getting to grips with the sorts of skill sets outlined in Section
2? Can they and should they be institutionalized by urban planners
and managers? What does it mean for the planning profession and
planning education systems?
NEW PLACES,
NEW PLANNING,
NEW SKILLS?
The problems of urban growth and the urbanization of poverty
that are outlined in Section 1 are are becoming familiar internationally.
The response, however, is often one of resignation and inertia
in the face of their seemingly insurmountable scale. The benefits
and opportunities of urbanization, also described in Section 1,
receive less attention and can easily be overlooked, even by people
who themselves benefit from urban lifestyles and livelihoods.
Many examples given in Section 2 show how problems of urban
development can be turned into opportunities. They provide an
insight into approaches and practices for the planning and management
of towns and cities that build upon the potentials and resources
(most of them human) that are provided by the process of urbanization
itself. They also describe the sorts of skills that can make a
difference when combined with the efforts and energies of people
and institutions. Many of the skills have been learnt through
practice and were not part of traditional professional training.
There was never an intention to present the case studies
in Section 2 as "best practices", and many of them show
what can go wrong as well as what works. Nevertheless, taken together
they make an optimistic narrative. They also show that, while
conditions vary widely between the rich countries of the global
North and the poorer countries of the South, many of the generic
skills required for more sustainable settlements are very similar.
This is not a prescription for their direct and uncritical
adoption in other situations. Local conditions, resources and
cultures must be filters on transfersadaptations will always
be necessary and are entirely legitimate. However, it is suggested
that globalization in its many guises is posing some very similar
challenges in different places. Cities are spreading and putting
pressure on the environment, the gap between rich and poor is
widening, governments are weaker and need to work with other partners,
international networking opens new possibilities, and above all,
the barriers of social exclusion need to be broken down. The experiences
outlined in the preceding chapters show that urban planning and
management need to change, have changed and are changing.
CHANGING PLACES,
CHANGING SKILLS,
CHANGING PLANNING
Despite these general observations, the quantitative and
qualitative changes that are happening in settlements and regions
have not yet been fully comprehended, even by many planners who,
perhaps more than any other single profession, should be engrossed
in urban analysis. It is these changes that are driving the people
who contributed to our case studies, and many more like them,
to try to find new ways of working, new relationships between
governments and civil society, and new skills.
Many of the skills now needed are fundamental to a planning
process: collecting and analyzing information, managing competing
demands, creating visions for the future, monitoring and evaluation
are all examples. Indeed there will be some who argue that Section
2 is not about new skills at all, but a reassertion of traditional
planning skills, albeit sometimes in new settings and with new
emphases. However, the novelty really lies in the extent to which
active engagement and networking with very diverse groups and
individuals, and proactive consensus building amid conditions
where conflict is often deep rooted, are seen as fundamental to
achieving more equitable and sustainable development and to everything
planners do.
Thus urban planning cannot be separated from the management
of urban development or the administration of urban services.
It is ironic, however, that urban planning as a profession is
still often demarcated by a concern only with the location and
distribution of land uses and the control of its development,
and is seen as almost exclusively based in the public sector.
The double irony is that this marginalization of planning means
that an integrated and practical approach to human settlements
has also been marginalized. There are signs that this is beginning
to change. The planning and management of urban development embraces
a great deal more than land use. Those engaged in urban development
have roles to play in the political process of decision making,
the managerial functions of implementing development policies,
programmes and projects, and intervening in the day-to-day administration
of infrastructure and service delivery.
The extent to which different actors have separate roles
principally depends on the human resources that are available.
In a wealthy Northern city a relatively high degree of professional
and technical specialization may be expected, but in many towns
and cities of the South one or two public sector professionals,
who may or may not be planners, often have to take responsibility
for a wide range of issues. These not only span the processes
of planning, management and administration, but also entail operating
at a variety of different levels: for instance with policy makers
and politicians; donors and aid agents; technical and professional
consultants; civil society and faith-based organizations; community
leaders and local political groups; private enterprises and associations;
and their peers in other departments of the administrationhealth,
education, works and so on.
Thus, in addition to developing the sorts of skills outlined
in the chapters in Section 2, urban planners and managers, particularly
those in countries with a scarcity of professionals and technicians,
have to have at least a basic understanding of many different
disciplines: civil engineering and the extension and maintenance
of infrastructure; urban design and the use of public land; environmental
health and conservation; land management and property markets;
urban sociology and community development; urban economics and
public revenue management; municipal law and development control
standards and legislation. This is not to say that urban planners
and managers replace the need for all other professionals. Rather
it shows that, especially in situations of rapid urbanization
and few skilled staff, professionalism has to become more generic.
The old professionalism was about excluding outsiders and erecting
boundary fences around knowledge and skills. This is the very
antithesis to conditions now known to foster creative thought
and innovation. Professionals need to share their knowledge and
skills with each other and with non-professionals with whom and
for whom they work. The more barriers they cross the more likely
it is that the outcomes will contribute towards sustainable settlements.
WHERE NEXT?
Most planners and planning researchers and academics are
in rich countries that are far removed in almost every way from
the less developed countries where 93% of the increase in the
world's urban population is expected to take place over the next
15 years. There is not only a gross spatial maldistribution of
professional planners, there is an urgent need for a transformation
in capacity for the governance, planning and management of settlements
globally.
This implies quantitative changemany more people with
the right knowledge and skillsand qualitative change, which
means identifying and developing key skills. Local knowledge and
understanding will always be vital to the good governance of human
settlements, and the nature of governance will be shaped by different
traditions and cultures. However, it should be possible to modernize
planning through globalizing the knowledge and skills networks
and in particular through finding ways to develop capacity quickly
in those places where the pool of skills in urban planning has
not kept pace with the rate of urbanization.
Capacity building, however, is not only a question of developing
skills, important though they are. If the development of appropriately
equipped professionals is to be made more effective by training
and encouraging them to operate in different ways and in conjunction
with different partners, they need responsive and supportive organizational
environments in which to exercise their new understanding and
skills. However, many local government departments, in which many
planners work, are structured in ways and with traditions that
do to not allow new initiatives or encourage inter-agency collaboration
or cooperation with civil society and community groups. Thus,
simultaneous changes in the organizational structures, particularly
of local government, are needed in order to allow new approaches
to planning and management to flourish. But the ability of government
departments and agencies to change is often constrained by higher
level national institutions, legislation and regulations. Thus,
institutional change, that entails national-level political and
legislative intervention, is also simultaneously required.
In addition to the three components of capacity buildinginstitutional
development, organizational development and human resource developmentthe
ability to increase the relevance and effectiveness of urban planning
and management is constrained where professional education has
not been modernized, opportunities for continuing professional
development are limited or non-existent, and traditions of professionalism
are defensive and exclusionary. Formal education and professionalism
have a vital role to play in delivering the kind of approaches
and skills that this guide has identified but they are only part
of the picture. Sub-professional training, training the trainers,
accreditation of experiential learning (the know-how picked up
in civil society organizations, for example) and continuing professional
development are of paramount importance.
Much could be achieved if the international community, governments,
professional associations and higher education institutions worked
together to actively promote more inclusive and participatory
approaches, such as those outlined in Section 2, and to ensure
that access to appropriate skills was easily available in places
where they are urgently needed. The mandate for this was given
by the Istanbul Declaration and Habitat Agenda, endorsed by 171
member states at the United Nations City Summit a decade ago.
At the same time, there is a range of more immediate and
pragmatic actions that need to be taken at different levels. Important
among these are:
Making better and more effective use of the internet
to spread and build knowledge and to forge new networks and exchanges
of experience between professionals and all others engaged in
integrated and participatory approaches to sustainable urban planning
and management and poverty reduction. It is often pointed out
that in many situations not even professionals, or the institutions
and agencies in which they work, have access to the internet or
the technical and language skills to benefit from it. However,
this situation is changing extremely rapidly and it should certainly
not be used as an excuse for inertia. Nevertheless, imagination
is still needed to develop ways to publicize appropriate websites
and to make them easier to understand, use and interact with.
Greater investment in the development and delivery
of affordable and accessible distance learning opportunities for
appropriate planning-related education and skill training. Where
possible, such programmes should also carry credits towards the
award of recognized qualifications, not only to provide incentives,
but also to legitimize their beneficiaries professionally in order
to help advance them on their local career ladder and to add weight
to the content of the alternative education and training that
they provide.
More coherent approaches and proliferation of
training on-the-job, for-the-job and by- the-job that help build
structures that encourage and support the "reflective practitioner",
and create ladders of opportunity for those outside professions,
but who are actively engaged in trying to manage urban change
in sustainable ways. Such training support is increasingly becoming
part of international planning consultancy contracts and NGO activities
in countries of the South, but it needs reinforcing and extending
to a wider range of support agencies. As with distance learning,
it needs to receive greater formal recognition and legitimization.
Increased networking and combined pressure and
support by the international professional bodies and associations
to raise the political profile of urban issues and the urgent
need for a significant change in the level of political commitment
and investment in all three components of capacity building. Many
international professional associations, partners in the Governing
Council of the United Nations Human Settlements Programme, are
already committed to this end, but their ranks can grow and their
efforts can be redoubled.
Encouraging greater media awareness and popular
publicity to the success stories and related messages concerning
the impact of more participatory approaches to the development
of settlements, such as those in Section 2 of this guide. The
power of public pressure on policy and procedural reform, in whatever
political system, cannot be underestimated. However, people need
positive and progressive examples in order to develop visions
and make demands of their leaders, but virtually all of the current
press coverage and commentary on urban growth and change is negative,
alarmist and doom-laden. Good news needs to be made newsworthy.
As with all the messages in this guide, these exhortations
are not new. The have been made before and they are all already
being implemented in many places by many people. However, if the
Millennium Development Goals are to be met, in urban and rural
areas alike there will have to be a quantum shift to more sustainable
approaches to the planning and management of settlements in the
coming half-decade. This will not be easy but it can be done.
Contested Space
STREET TRADING, PUBLIC SPACE, AND LIVELIHOODS IN DEVELOPING
CITIES
THE URBAN
MANAGEMENT SERIES
Contested Space unpicks the world of street trading and street
traders. It breaks new ground in linking together the literature
on the informal economy and on urban poverty reduction with new
research on the use, the management and the design of public space
in cities. It does this by exploring the strategies that street
traders employ to gain and retain access to public space.
Many cities have a large and significant informal sector.
Informality is often the response to rapid urban growth and the
inability of poor cities to enter the global market place. For
poor women and men entrepreneurs in such cities, access to public
space for informal sector trading is a critical, but often unrecognized,
livelihoods asset.
In most urban centres in poorer counties an enormous range
of activities takes place in or around the street: vending and
hawking items such as clothes, shoes, vegetables, cooked food,
sweets, cosmetics, medicines, electronic goods and many others;
services such watch and shoe mending, hair cutting and braiding,
secretarial services, etc; manufacture including carpentry, handicrafts,
metalwork; and transport including portering and an array of public
transport. In addition, urban street trading supports an extremely
complex and largely hidden economy of suppliers, money-lenders,
landlords, importers and exporters. Yet this economy is largely
unrecognized by urban authorities, whose response is too often
to confiscate goods, and harass, relocate, or evict traders.
A series of in-depth case studies bring into sharp focus
the implications of blinkered action by municipal politicians
and planners. Their attempts to control public streets by limiting
street trading ignore the human or economic price of their actions.
The case studies vividly illustrate the drastic effects of such
insensitive management of public space. But they also highlight
examples of good practice that can help traders realize their
rights, strengthening individual livelihoods as well as the city
economy. The book shows that adopting a rights-based approach
to this issue can and should lead to fundamental changes in the
way that society views and manages urban public space. The authors
emphasize that recognition of rights to city space and rights
to legal work is the foundation for more secure livelihoods and
more vibrant urban economy.
This book fills a vital gap in our knowledge about cities
and citizenship.
Nick Hall
Series Editor
FOREWORD
The world is witnessing an increasing urbanization of poverty,
and in many poor countries the proportion of the urban poor is
increasing faster than the overall urban population. Despite the
international focus on the Millennium Development Goals to which
all 191 UN Member States were signatories that amongst other targets
sought to eradicate extreme poverty and hunger by the year 2015
and to improve the lives of at least 100 million slum dwellers
by 2020, urban poverty looks set to persist. Supporting urban
livelihoods, particularly those accessible to the poor, thus has
a key role in the global campaign to reduce poverty, and the global
campaigns to improve urban governance and land tenure, towards
the "inclusive city"where everyone has an appropriate
opportunity to be part of, and make a living in, the city.
This book contributes to these campaigns, breaking new ground
in linking the literature on the informal economy, urban livelihoods
and public space. Based on a research study in four developing
citiesDar es Salaam, Kumasi, Maseru and Kathmanduit
explores the survival strategy of street traders and their relationships
with city governments.
Two key themes run through the book. The first theme is the
role of urban public space in supporting the street economy, which
is rarely recognized. Instead public space is often an arena for
contestbetween municipal governments or other vested interests
and street traders, whose activities are circumscribed by restrictive
social norms, ambiguous legal status, street violence, or an official
response that vacillates between indifference and eviction. Too
often the street economy is dismissed as survivalist, chaotic
or peripheral, although it employs large numbers of people in
both the developed and developing world. And yet it is these street
traders that are the bedrock of the urban economy where each successive
layer above (office worker, shopkeeper, industrialist or city
manager) utilizes to their advantage the low cost of fast food,
goods and services provided by these valuable people.
The second theme is the livelihoods analysis, which brings
a fresh perspective to understanding the street economy. Rather
than analysing street trade in conventional economic terms, the
livelihoods framework identifies some key resources used by households
engaged in street trading, how these contribute to livelihoods
strategies, and what facilitates or constrains access to and use
of those resources.
Culture and history have a profound impact on the character
of modern street trade, with huge variations in its size and composition.
There is also a striking gender dimension to the street economy.
In many cities women form the majority of street traders, especially
where women have a tradition of economic independence, and are
often successful entrepreneurs who dominate street trade. Although
many street traders are poor, it is often forgotten that the street
economy includes profitable enterprises, and can be a stepping-stone
to secure work for the young and ambitious.
Despite widespread social acceptance of the street economy,
it remains unenumerated and unrecognized, with little understanding
of its dynamics, sectors, or development trends. As the authors
highlight, street traders are often in legal limbosubject
to regulations that are draconian, inappropriate, or inherited
from outdated notions of urban order that are impossible to observe.
The question is posed, "Is public space used by street
traders a human rights wasteland?" In many cities, it seems
that it is. The book argues for a "rights-based" approach
to public policy, that acknowledges traders' rights to work followed
by a recognition of their rights of access to and use of urban
public space. However, rights also entail obligations, and there
is a need to reconcile and accommodate the needs of all users
in urban public space.
The human costs of failing to lift people out of poverty
are significant, but rights-based approaches are providing a fertile
basis for innovative policy initiatives across a number of areas.
It is to the advantage of everyone in the city economy that low-cost
street traders are given space in the locations that are convenient
for their trade. This book argues that extending the concept of
rightsbased development to street trading, and recognizing the
important role of urban public space in supporting the street
economy, are important steps in developing a pro-poor urban management
agenda.
Michael Mutter
Michael Mutter OBE, RIBA, MRTPI, is a chartered architect
and town planner.
He was formerly Senior Urban Advisor at DFID, an Urban Development
Advisor involved in setting up the Ministry of Municipalities
in Iraq, and is now Senior Advisor to the Slum Upgrading Facility
at UN-HABITAT in Nairobi.
BRIDGING THE FINANCE GAP IN HOUSING AND INFRASTRUCTURE
PREFACE
I write this preface as a celebration of my longstanding
friendship and association with Ruth McLeod and Homeless International.
I am sure that I am joined in spirit by many people who have been
drawn into this circle of friendship. One of them is Professor
Arjun Appadurai, who in the mid 1990s joined this group as a contributor
to "naming" the moments or processes that all of us
experience in the deepening of friendships and relationships that
are both personal and organizational. I asked him to remind me
of the name of the concept that he used to describe this relationship.
This is what he wrote back to me, which I have taken below as
his quotations (in italics):
Some decades ago, social historians, particular of classical
Europe made an interesting discovery. They realized that the stories
of individual kings, saints and heroes were always connected to
the stories of other people whom they knew, grew up with, and
worked with, often during their most important adult years. This
led these historians to invent a field called "prosopography"
or "collective biography" which tries to tell the stories
of these friendships and alliances together. In telling these
stories of the relationships between important individuals, prosopography
lets us see more about social change, about the nature of politics
and about the power of shared visions.
The story of the Indian Alliance of SPARC Mahila Milan and
NSDF in India, Shack Dwellers International (SDI), the Asian Coalition
of Housing Rights (ACHR), and Homeless International, IIED, Cordaid,
Misereor, Selavip and Ford Foundation, is in many ways a perfect
example of why we need to tell our stories about the friendships
between special individuals as elements of a collective biography.
In today's world, friendships continue to be seen as one element
of a traditional, personal, intimate world which has little to
do with the public world of politics, money and change. As a consequence,
the story of many social movements becomes mysterious and abstract,
as if social movements come out of project proposals and social
change comes out of a committee. The reality is that many of our
best ideas and our most powerful visions come out of the accidents
of history and biography, and of the luck through which we meet
our closest allies. Jockin started the National Slum Dwellers
Federation (NSDF) in 1974 at the time when he was fighting evictions
in his settlement of Janata Colony, in Mumbai. Srilatha Batliwala,
Rajesh Tandon, Celine D'Cruz and many others helped start SPARC
in 1984, and we began to work with NSDF and Mahila Milan in 1986
as part of a collective commitment to work with the poorest communities
in Bombay, the pavement dwellers, to help them to get secure homes.
In 1986-87 a grant from the IYSH Trust UK helped us to develop
a strategy by which more than 500 women from eight pavements began
to explore issues of habitat and shelter in the city. In 1988-89
I was in the UK on a sabbatical from SPARC and I met with Ruth
who had just come from Jamaica where she had set up and worked
with the Women's Construction Collective, and who had moved to
Coventry as the newly appointed Director of Homeless International,
the successor organization to IYSH Trust UK. I was invited to
be part of the Gender and Habitat Committee of Homeless International,
which met at IIED in London. It was there we developed the first
transnational community exchange between Bombay and Bogota«
community groups. This concept was so hard to describe in terms
of what it could facilitate in knowledge creation and transfer,
but it became the most well used development tool of SDI.
Two significant milestones occurred in the 1990s that can
be linked directly to events described in this book.
In 1992 soon after my colleagues Celine and Jockin visited
South Africa, Joel Bolnick started People's Dialogue and we helped
set up the emerging South African Homeless People's Federation
through exchange visits with financial help from Homeless International.
It subsequently led to Homeless International (and the other northern
NGOs mentioned) raising grant support for various federations
that now form SDI. Around the same time, it became clear that
once federations of the organized urban poor (like NSDF) negotiated
for land, they wanted to undertake construction themselves. This
could not be financed at scale through grants and so it became
crucial to explore obtaining loans for project finance and individuals.
Father Jorge Anzorena, who represented Selavip, and has been a
friend and guide to all of us since 1984, helped us to get a guarantee
from their bank to secure an Indian currency loan from the Housing
and Urban Development Corporation (HUDCO). The Homeless International
focus on finance, and on creating guarantee funds, emerged after
that experience.
In 1997-98 our negotiations with Citibank for a loan to take
on a community anaged housing project with the Rajiv Indira Housing
Cooperative, led to all of us learning to calculate financial
risks and start a dialogue with bankers and financial service
providers. That in turn created the basis for the "Bridging
the Finance Gap in Housing and Infrastructure" research project
that led to the establishment of the Community Led Infrastructure
Finance Facility (CLIFF). It was in 2000, while we were going
through these experiences, that Ruth and I spent a long session
with Arjun where we started looking at how community federations
and their capacities to manage social and political risks actually
make them very strategic trustees of venture capital to initiate
housing by and for the poor themselves. Today, five years later,
and with CLIFF operational we can see the beginnings of how communities
of the urban poor, organized as federations, and we as non-profits
assisting them, are beginning to adopt and appropriate practices
for managing these funds and producing housing and infrastructure
projects. This helps to produce the credibility that deepens dialogue
with government, banks and other resource providers and encourages
them to create policies and practices designed to increase direct
access by the poor to land and housing.
Within SDI this has triggered a reflection on how community
practices for xiv Preface managing savings and credit can
be linked to housing finance and how organized communities can
connect their activism to methods for gaining resources for secure
habitat.
This story, which merits a longer study in its own right,
tells us many things. It tells us that friendships, especially
long-term friendships, count. It tells us that new visions for
change require the long-term evolution and testing of ideas and
values which only deep friendships can bring. Such friendships
bring each individual involved a precious resource in terms of
the fortitude and courage required to hold unorthodox ideas and
fight long and otherwise lonely fights.
It demonstrates that the resources of a cohort of real
friends make learning a dynamic, pleasurable, passionate experience
in which new knowledge can be exchanged in a framework of trust.
Last, but hardly least, since each individual in this story has
their own changing and growing network of friends, collaborators,
supporters and allies, the core group has growing access to a
bigger bank of social capital.
This form of social capital, which multiplies trust and links
it to risk-taking in the realm of social change, has hardly been
studied. My friendship with Ruth is a privilege in itself. But
it is also part of an untold story of friendshipsand collective
biographiesas a precious long-term asset of transnational
activism and of many serious visions for social change.
Sheela Patel, with inspired help from Arjun Appadurai (as
written in italics) 2006
CONFRONTING THE CRISIS IN URBAN POVERTY
MAKING INTEGRATED APPROACHES WORK
THE URBAN
MANAGEMENT SERIES
Confronting the Crisis in Urban Poverty focuses on
interventions in South Asia and Africa that have been guided by
the principles of the sustainable livelihoods framework. It concentrates
on the work of non-governmental organizations (NGOs). The case
study material on offer here ranges from fresh analysis of some
well known programmes in Pakistan and South Africa to several
case studies that provide rare insights into countries whose urban
dynamics have rarely been discussed in development literature,
like Angola and Sudan.
Analyzing development through a Sustainable Livelihoods lens
ensures that a comprehensive understanding and forward looking
perspective structures the interventions of development agents.
Through this lens we can focus on the practical realities and
priorities of poor men and womenwhat they actually do to
make a living, how and where they live, how they manage the assets
that they are able to draw upon and understand the problems that
they face.
The conclusions of this book resonate with the findings presented
in all the other volumes in this Series. Quite simply, effective
urban management depends on public-spirited collaborative effort.
Individual self-interest is ultimately counterproductive leading,
as history shows that it always does, to a few with great wealth
but living in fear of a majority whose exclusion degrades the
whole of society. Therefore, both government and non-government
organizations should always promote the interests of groups over
the self-interest of individuals, encouraging collective action
by communities of common interest.
Annex 4
VANCOUVER AND SEATTLE CITY GOVERNMENT VISITS (NOTE BY
J.BOWREY & K.THORPE, DCLG)
BACKGROUND
1. This paper offers some reflections on civic leadership
and governance in Seattle and Vancouver2 cities regularly
lauded for their high quality of urban life.
VANCOUVER
2. These comments are our impressions of the city, issues
and governance based on the series of meetings we had (not only
with Vancouver city officials) and our own views. Vancouver comes
across as a prosperous, attractive, clean multi-ethnic city (Asian,
predominalty) in a spectacular location.
a. Not yet a fast real link from the airport to the city
centre but one is due to open in 2009.
b. Less sprawl than American cities with people actually
walking about. We were told that 70% of trips downtown were made
on foot.
c. Reasonable levels of traffic congestion on some of
the main streets into and out of the city centre. The city itself
has no freeways within its boundaryunusual for a North
American city.
d. The downtown area does feel very differentdensely
packed high-rise buildings, often very new, and very few much
older than the 70s, with seemingly more residential blocks than
offices. (Some critics say the city has favoured condominiums
at the expense of office jobs). The downtown area, where WUF was
held, was pedestrian friendly, clean and felt lived in and safe.
Great care has been taken in planning the public realm and getting
the detail right before apartment blocks/ commercial buildings
are constructed.
e. Our impressions were there were no "must do"
features, unless walking in Stanley Park or climbing Grouse Mountain
(which overlooks the city) counts, "just" a very well
maintained urban environmentplenty of places to eat, shop,
wander, look around.
3. The population of the city of Vancouver is growing
slightly faster, due to the policy of densification, than the
rest of the city-region (Greater Vancouver population forecast
to rise from c2m now to c4m in 20-30 years). The city economy
is based on services, tourism, knowledge and creative industries,
but is also an important port for both imports and exports. Vancouver
is using the 2010 Winter Olympics to regenerate some relatively
old and deprived parts of the city.
4. The big issues for the city seem to be:
a. Affordabilityesp. of housinganecdotal
evidence e.g. average house price in W.Vancouver (the nice bit
admittedly) $1 million plus and over half of people's salaries
go on housing costs). While people have adjusted to this denser
style of living some attractive areas of family housing are being
lost and replaced by flats. Housing is a provincial responsibility,
although Vancouver unusually for Canadian cities does have an
active housing function and uses its land holdings/planning to
leverage provincial funding for affordable housing.
b. Traffic congestiondoesn't seem as bad as some
cities, but still quite heavy, and perceived as a problem.
c. Drugs and crimeapparently there is quite a high
level of property crime, and fear of crimeover lunch someone
mentioned fear of crime as a reason why fewer students are walking
to school. Also a particular issue with drugs i) Vancouver is
a main entry point for drugs into Canada and ii) it is the only
major city in Canada where its possible to live on the streets
all year round! Downtown Eastside is the district with the biggest
drugs problema currently ungentrified part of the city
with many houses in multiple occupation and people living on the
streets. This has a racial dimension as a high proportion of problematic
drug/alcohol users are urban aboriginals. This geographic concentration
of the problem is likely to disappear or at least move elsewhere
in the city as the neighbourhood is gentrified in the run up to
the 2010 Winter Olympics.
5. Didn't really get too much sense of governance. Mayor
Sullivan is relatively new (though a long serving city councillor),
youthful, energetic, opinionated. Keen on visioning and leadership
and a believer that politicians should stay out of micro-management.
10 City councillors elected every three years, meeting twice a
month plus standing committees for planning and environment, city
services and budgets and transportation and traffic. Didn't have
a chance to ask how the city councillors related to neighbourhood
level activity or to politicsI'm sure it isn't apolitical.
but none of the documentation refers to councillors political
allegiance.
6. There are also Greater Vancouver governance arrangements
for the Greater Vancouver Regional District, Greater Vancouver
Regional Transport Authority and Police Boardthe latter
two bodies include representatives form the provincial government.
We didn't get a consistent view on how well these arrangements
were working.
SEATTLE
7. 600k population in Greater Seattle area of 3.5m. Located
on Puget Sound, Seattle is a commercial, manufacturing, cultural
and advanced technology hub for the US Pacific NW and a major
port. Home of Boeing 9even though corporate HQ now in Chicago),
Microsoft, CostCo and Starbucks. Also important bio-medical sciences
sector associated with the University of Washington. Prosperous,
growing city with a reputation for high quality lifestyle. By
US standards a strong culture of social welfare and environmental
protection.
8. Our impressions:
a. No fast rail link from the airport (currently being
built due to open late 2009).
b. Downtown, wider streets, older buildings than Vancouverfewer
people and less going on in the city centre in the evening.
c. Some interesting and impressive public architecture e.g.
City Library (designed by Frank Gehry), new City Hall, and a pleasant
urban environment. Pike Place Market probably most interesting
neighbourhood.
d. Felt a bigger, more dispersed and more industrial cityBoeing
and the portwith a stronger jobs base than Vancouver, which
has more emphasis on residential development.
9. There is a long standing policy of trying to restrict
urban sprawl and promote densification within existing urban areas.
1990-91 State Growth Management Act set boundaries to urban growth
and required all planning authorities to produce plans in accordance
with each other and with the State law (this has worked reasonably
well). On the back of this Act, the sub-region has developed a
strategy around a series of urban villages within the metropolitan
area which are areas of higher density living could support potential
public transport hubs.
10. Gary Lawrence, our host and now working for Arup
is ex-Seattle Planning Director, was excellent on the background
and the politics. The policy has been successful in getting more
people to move back into the city (although it's a small and not
a random sample, none of Arup's Seattle office (15 people) drive
to work, they either walked/cycled or caught the ferry. One thing
the City Council were keen to differentiate themselves from Vancouver
was the success in keeping major corporates in the city. Aided
by the interstate running through the centre of town it is still
a CBD not just a residential area.
11. Key issues for Seattle Mayor Greg Nickels are:
a. Get Seattle Movingincl. what to do with Interstate
Highway No5 which runs along the shorefront and suffered earthquake
damageproposal is to build a tunnel for $5 billion. This
would remove constant traffic noise and greatly improve the attractiveness
of the shorefront area.
b. Creating jobs and opportunity for allc. Building
strong families and healthy communities e.g. affordable housing
issuesMedian sales price $325k (cf Dallas $147k, DC $441k,
San Francisco $722k) v median family income $72k. Starting to
work with employers and TUs around key workers' affordable housing.
d. Keeping our neighbourhoods safe. There's a strong emphasis
on community engagement at neighbourhood level to understand the
issues local people see as important.
12. Environmental action agendaCity Council's
local environmental initiative contains a package of action around
reducing the City Council's use of products, reduction of energy
use across the city as a whole and support for neighbourhood level
action. The Mayor also established a Green Ribbon Commission on
Climate Protection consisting of 18 civic leaders from private,
non-profit, government and academic communities. Its report published
March 2006 made recommendations to:
a. Reduce Seattle's dependence on cars and cut greenhouse
gas emissions by 170,000 tons.
b. Increase fuel efficiency and use of bio fuels and cut
greenhouse gas emission by 200,000 tons.
c. Achieve more efficient and cleaner energy for our homes
and businesses and cut greenhouse gas emissions by 316,000 tons.
d. Build on Seattle's leadership.
e. Sustain the commitment through Seattle's Climate Action
Plan.
13. Public Transport is the key environmental issue as
Seattle's electricity supply since 2005 has been carbon neutral
(hydro-electric). We met Julie Earl, CEO of Sound Transitthe
public transport authority for the area. Established in 1993 by
federal law and eligible for federal funding it's a partnership
between the State, County and Municipalities (Puget Sound Regional
Council). Sound Transit had a slightly troubled gestation, but
is now successful and has major expansion plans including a new
light rail service linking the airport to the network, plus a
programme of new rail/bus interchanges. Also commissions bus services,
esp. from King County (not ideal, but pragmatic). We got the impression
at State level that public transport and highways are kept separate.
Sound Transit is in part paid for by a 0.4% Retail Sales Tax (8.8%
in total6.5% to the State) with other funding coming from
vehicle and rental car taxes and fares.
14. Again not really enough time to delve into governance
issues. Complex public admin. structure with federal, state (state
capital Olympia is just outside Greater Seattle, county (King
County) and municipalities, together with Puget Sound Regional
Councila four County metropolitan transport and regional
planning agency. Within the City the Mayor and nine City Councillors
are elected on four year terms. Mayor Nickel has been Mayor since
2002. City Council responsible for most functions, although King
County responsible for criminal justice, strategic issues, waste
management and elections. As well as the City/ King County relationship,
which along with the State seem to be the key players, there are
also relations with other neighbouring municipalities. The inevitable
big city/suburban tensions are exacerbated by competition over
retail development as retail taxes are the one property tax which
makes a municipality any money (domestic and business just about
pay their way) [Apparently Minneapolis/St Paul is one of the few
metropolitan areas where retail property taxes are pooled].
Annex 5
JOINT WORKING BETWEEN DCLG AND DFID
1. Joint working between the two departments began on
initiatives to address deprived localities in England, though
the Neighbourhood Renewal and Social Exclusion Units, and on policies
to address homelessness, reflecting a shared interest in policies
to reduce poverty and tackle disadvantage. It was furthered by
collaboration between DCLG's Urban Policy Directorate and DFID's
Urban and Rural Change Team on the role of cities and city-regions
as drivers of regional and national economic development. At the
WUF 2, held in Barcelona in 2004, DCLG participated in a networking
session, organised by DFID, on this issue.
2. This collaboration continued through DFID's membership
of a Working Group on City-Region Development, chaired by officials
from the Office of the Deputy Prime Minister's (ODPM) Urban Policy
Directorate. This Group explored the potential of the city-region
idea in enhancing the economic performance of towns and cities
and their surrounding regions and delivering sustainable communities.
DFID also participated in ODPM's Advisory Group overseeing work
on the State of the English Cities Report (launched in March 2006).
A consultant on city regions (Professor Alan Harding, University
of Salford) employed by DCLG has also served as an advisor to
DFID officials on city-region approaches in India.
3. Since the closure of DFID's Urban-Rural Change team,
the two departments have continued to work together on a range
of bilateral issues. For example, both departments, together with
the Academy for Sustainable Communities (ASC), Royal Town Planning
Institute (RTPI) and the Development Planning Unit at University
College, were members of the advisory group guiding preparation
of the DFID funded "Making Planning Work" handbook.
The handbook was launched at WUF3, to increase understanding of
sustainable urban development processes and pro-poor planning
practices.
4. The two departments also share learning and best practice
on policies and programmes of mutual interest. This has included
work to: turn the concept of sustainable communities into action;
build capacity in local government and empower local communities;
and enhance place-making skills. DCLG's participation in periodic
meetings of the Urban Poverty Group, hosted by DFID, demonstrates
the potential for urban and city-regional policy approaches in
the UK to inform approaches to urban change in the developing
world and vice versa.
Annex 6
THE INVOLVEMENT OF UK AND GLOBAL PLANNING BODIES AT THE
2006 WORLD URBAN FORUM
1. This annex sets out the process leading up to the
involvement of planning bodies in the 2006 UN-HABITAT World Urban
Forum, the success of that involvement and the necessary next
steps. The addendum has been drafted by the Royal Town Planning
Institute (RTPI) but covers the work of a number of global planning
bodies, notably the Commonwealth Association of Planners (CAP).
BACKGROUND
2. The first UN conference on human settlements was held
in the Vancouver in 1976. This led, amongst other things, to the
establishment of UN- HABITAT. For much of the period since that
landmark conference, planning has received surprisingly little
attention within the global debate about urbanisation. This reflected
perceptions that planning was a statist practice inimical to markets
and economic development. During the 1990s the UN process began
to change and embrace civil society, not just dialogues between
governments. This was evident at the second Habitat conference,
held in Istanbul 20 years after the first. However, planning and
the planning profession remained marginalised. The changes that
had taken place in planning in many countries, where the planning
profession led almost all the others in embracing community involvement
went virtually unnoticed.
3. More recently, there were signs that there was a reassessment
of the role that planning can play in addressing the global challenge
of rapid urbanisation and the urbanisation of poverty. UN-Habitat's
"State of the Cities" report published in 2004 included
a full chapter on changing cultures of planning. There was a workshop
on "Urban Planning Revisited" organised by UN-Habitat
at the second World Urban Forum in September 2004, and that was
also the theme for the issue of Habitat Debates published
in 2004. However, planning still remained peripheral at WUF2.
4. The need for planning is undeniable. Next year, not
only will the world's population change from being predominantly
rural to being predominantly urban but the number of people living
in slums will exceed one billion. One in every three urban dwellers
will be slum dwellers and it is estimated that by 2033 one in
three of the total global population will be slum dwellers. The
UN's millennium development goals require an improvement to the
lives of 100million slum dwellers by 2020yet since that
target was set, the number of new slum dwellers has risen by 86
million. It is only by planning to help to prevent slum formation
that we stand any chance of seeing any overall improvement to
the lives of slum dwellers by 2020.
5. The need for a re-invented planning is also undeniable.
Old concepts of zoning, of the compact city, and of not working
with informality need to be questioned and, in many cases, overturned.
In many countries, notably Zimbabwe, housing clearances have been
forced through in the name of proper planning.
PREPARATORY WORK
FOR WPC AND
WUF3
6. The task facing UK and global planners at the third
World Urban Forum (WUF3) and at the World Planners Congress that
preceded it, was to consolidate such gains in the global perceptions
of planning and to continue the process of changing decisions
makers views of the efficacy of planning.
7. With this in mind, the RTPI, the American Planning
Association (APA), the Canadian Institute of Planners (CIP) and
the Commonwealth Association of Planners (CAP) met at the APA
conference in 2003 to start to take joint steps try to ensure
that planning as a part of the solution figured much more prominently
at WUF3.
8. This joint work culminated in the preparation of a
Global Planners Declaration (http://www.globalplannersnetwork.org/pdf/06declarationenglish.pdf),
which set out a commitment to work together, and with others,
to tackle the challenges of rapid urbanization, the urbanisation
of poverty and the hazards posed by climate change and natural
disasters. The Declaration asserts that, "there can be no
sustainable development without sustainable urbanisation and no
sustainable urbanisation without effective planning".
9. The Declaration was signed initially by the four bodies
in 2005 with the intention that signatures should be sought from
bodies representing planners around the world. The group continued
to meet at each other's conferences and then drew in UN-Habitat
to work through a series of monthly global conference calls. The
result of this was a paperRe-inventing Planningwhich
is attached to this evidence. This set out ten principles that
embody the type of planning to which the national bodies were
committed and was designed both to show a commitment to identify
and develop effective approaches to planning and to promote discussion
on the principles behind such approaches. These include:
Embedding sustainability.
Promoting integrated planning.
Integrating planning with budgeting.
Planning with Partners.
Achieving subsidiarity.
Being market responsive.
Facilitating access to land.
Using appropriate techniques.
Being pro-poor and inclusive.
Recognising cultural variation.
During the discussions of the paper at the WPC and at WUF3
an additional principle was proposedthat of "transparency".
A further draft of the paper will incorporate further comments
made at, and since, WPC and WUF3.
MAKING PLANNING
WORK
10. Soon after WUF2, the RTPI started negotiating with
the Department for International Development (DFID), the Academy
for Sustainable Communities, the then ODPM and others to support
a printed and web-based publication as the UK report to WUF3.
DFID agreed to cover all the costs of the print version of a report
on the skills needed globally to create sustainable urbanisation.
This is entitled Making Planning Work and was written by
Prof. Cliff Hague, then President of the Commonwealth Association
of Planners, and Prof. Pat Wakely, with Julie Crespin and Chris
Jasko of the Development Planning Unit at University College London.
The RTPI funded the placing of the book on its partner website.
11. The book was launched at WUF3 by UN-Habitat Executive
Director, Dr Anna Tibaijuka. The fact that she agreed to launch
it and to write the foreword demonstrates the importance given
to this work by UN-HABITAT. At the launch, she stated, "I
would like to acknowledge the involvement of the Royal Town Planning
Institute of the UK, with which UN-HABITAT looks forward to engaging
with more deeply in the future, and which has done so much to
deepen the international dimensions of the planning profession."
WORLD PLANNERS
CONGRESS
12. Work on the Declaration and on Re-inventing Planning
was refined at the first World Planners Congress (WPC) which had
been organised by the CIP to take place just before WUF3 in Vancouver.
UN-Habitat Executive Director, Dr Anna Tibaijuka gave an opening
address to WPC and, after the years of joint working outlined
above, it was heartening that she stated that, "I know
that the planning profession has changed and continues to change.
I know that many of you have been in the vanguard of pioneering
new and effective approaches to stakeholder involvement and partnership
approaches to planning. UN-HABITAT fully endorses the evolution
you are fostering in the planning profession and would like to
give its support to you in whatever way it can."
13. The work to promote planning continued through the
WPC and culminated at the affirming WPC closing session in which
the UN HIV/Aids special envoy praised the Declaration as a strong
and timely document. During that day, sixteen planning associations
from Africa, Asia, the Caribbean and Australasia pledged to sign
the declaration and to implement its provisions.
WUF3
14. As a result of this joint working, planning was much
higher on the agenda at WUF3 than at any previous UN-Habitat conference.
Such an achievement can be measured by this issue's place on the
programme of the Forum. The "re-inventing planning"
initiative was the subject of one lively "network meeting"
(workshop) organised by the CAP, a dialogue session (sub-plenary),
a special session on the "Future of Cities" and a plenary
session on "Urban Growth and Environment". Recognition
of the role of planning was also given in a session on "Leadership
for Sustainability". During WUF3, the RTPI President had
a meeting with the UN-HABITAT Executive Director to discuss re-inventing
planning at which she confirmed her full support for this initiative.
15. The sessions on re-inventing planning at WPC and
at WUF brought out inevitable tensions with some planners statingcorrectlythat
the paper reflected good practice that was being carried out already
and others stating that planners themselves need to be more active
in promoting the value of the work that they undertake. However,
the overwhelming feeling was that this was a very timely initiative
which needed to be developed and promoted.
16. The work at WUF culminated in the UN's closing report
() which identified Re-inventing Planning as one of the
four highlights of the Forum and which stated that:
The Forum placed a strong emphasis on planning as a tool
for urban development and environmental management, and as a means
of preventing future slum growth. This view was accepted not just
by Government officials and urban planners themselves but also
by civil society groups that wanted planning to be more inclusive,
transparent and ethical. The Forum stressed the importance of
planners as agents of change and underlined the importance of
sustainability as the backbone of new forms of planning.
This UN statement is a measure of the success of the whole
re-inventing planning initiative in which UK and Commonwealth
planners played a crucial role.
THE LEGACY
17. The planning bodies involved were clear before the
Vancouver event that the work would not stop at WUF3 but that
this event would both provide a legacy of support for planners
worldwide and would provide a springboard for further actions.
In addition to the Declaration and the Re-inventing Planning
paper, the specific legacy to date is that:
A website has been set upwww.globalplannersnetwork.comthrough
which information can be exchanged, documentsincluding
the Declaration (now translated into French and Chinese with Spanish
to follow) and papercan be accessed and signposted links
made to relevant organisations, effective practice and information.
The book, Making Planning Work, has been
turned into an interactive version and put on the RTPI partner
site www.communityplanning.net as a global resource with clear
links from the global planners network site.
An action plan has been drawn up (see below) to
take the work forward.
18. The Action Plan was drawn up at an intensive series
of meetings held during the WPC and WUF and refined at a meeting
of global planning bodies held in London during the 2006 RTPI
Planning Convention. It sets out five areas of future work:
1. Develop a Global Planning Knowledge Base.
2. Further Develop the World Capacity for Planning.
3. Define and Promote the Concepts of Sustainability and
Sustainable Urbanization.
4. Promote Human Equity and Empowerment in Planning.
5. Promote active involvement in achieving the objectives
outlined in the 2006 Global Planners Declaration.
In addition, lobbying has started to establish a second World
Planners Congress to be organised to run in Nanjing, China in
2008 before the planned WUF4.
19. It is clear that any significant further work on
this must be fully resourced. The RTPI looks forward to working
closely with its international partners and with the DCLG and
DFID on this. It believes that that the Academy for Sustainable
Communities and bodies such as the LGIB could potentially play
a significant role. If funding is not available, however, the
RTPI's commitment to this will have to be set at a more realistic
level.
20. The RTPI is now drawing up a work programme based
on the action plan set out above. This will detail individual
pieces of work, the ways in which they will be undertaken, deadlines
and resource implications. A further meeting with DFID is planned
to discuss support. Discussions have also started with the Academy
for Sustainable Communities about this initiative, with particular
emphasis at this stage on the use of communityplanning.net to
hold comparative international material. A meeting has already
been held with a representative from UN-HABITAT to maintain the
momentum after WUF3.
CONCLUSION
21. The progress made at the WPC and then, particularly,
at WUF3 was enormous. The joint work has brought planning as part
of the solution back onto UN-HABITAT's and global agendas. The
task now is to ensure that the promises made are delivered with
real progress being made by WUF4 in 2008 with that progress being
shown not simply in terms of developing the Global Planners Network
but in demonstrating the real benefits that planning can have
in addressing the issues of global urbanisation and rural development.
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